Issue |
A&A
Volume 662, June 2022
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|
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Article Number | A19 | |
Number of page(s) | 11 | |
Section | Planets and planetary systems | |
DOI | https://doi.org/10.1051/0004-6361/202243480 | |
Published online | 03 June 2022 |
Nucleation and growth of iron pebbles explains the formation of iron-rich planets akin to Mercury
1
Center for Star and Planet Formation, GLOBE Institute, University of Copenhagen,
Øster Voldgade 5-7,
1350
Copenhagen,
Denmark
e-mail: anders.johansen@sund.ku.dk
2
Lund Observatory, Department of Astronomy and Theoretical Physics, Lund University,
Box 43, 221 00
Lund,
Sweden
3
Institute of Computational Sciences, University of Zurich,
Winterthurerstrasse 109,
8057
Zurich,
Switzerland
Received:
4
March
2022
Accepted:
8
April
2022
The pathway to forming the iron-rich planet Mercury remains mysterious. Its core makes up 70% of the planetary mass, which implies a significant enrichment of iron relative to silicates, while its mantle is strongly depleted in oxidised iron. The high core mass fraction is traditionally ascribed to evaporative loss of silicates, for example following a giant impact, but the high abundance of moderately volatile elements in the mantle of Mercury is inconsistent with reaching temperatures significantly above 1000 K during its formation. Here we explore the nucleation of solid particles from a gas of solar composition that cools down in the hot inner regions of the protoplanetary disc. The high surface tension of iron causes iron particles to nucleate homogeneously (i.e. not on a more refractory substrate) under very high supersaturation. The low nucleation rates lead to depositional growth of large iron pebbles on a sparse population of nucleated iron nanoparticles. Silicates in the form of iron-free MgSiO3 nucleate at similar temperatures but obtain smaller sizes because of the much higher number of nucleated particles. This results in a chemical separation of large iron particles from silicate particles with ten times lower Stokes numbers. We propose that such conditions lead to the formation of iron-rich planetesimals by the streaming instability. In this view, Mercury formed by accretion of iron-rich planetesimals with a subsolar abundance of highly reduced silicate material. Our results imply that the iron-rich planets known to orbit the Sun and other stars are not required to have experienced mantle-stripping impacts. Instead, their formation could be a direct consequence of temperature fluctuations in protoplanetary discs and chemical separation of distinct crystal species through the ensuing nucleation process.
Key words: planets and satellites: formation / planets and satellites: composition / planets and satellites: terrestrial planets / protoplanetary disks
© A. Johansen and C. Dorn 2022
Open Access article, published by EDP Sciences, under the terms of the Creative Commons Attribution License (https://creativecommons.org/licenses/by/4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
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1 Introduction
The formation of Mercury from iron-rich planetesimals that were separated physically from their iron-poor counterparts was discussed in Weidenschilling (1978) who proposed that the higher density of iron planetesimals leads to lower orbital decay speeds. However, such aerodynamical separation does not address how iron and silicates became separated into distinct planetesimal populations in the first place. A possible pathway of formation of iron-enhanced planetesimals is that pebbles become increasingly iron-rich as they grow because of enhanced growth of dust aggregates that have a large fraction of iron compared to silicates (Hubbard 2014; Kruss & Wurm 2018, 2020).
The alternative evaporation model requires Mercury to have become thermally processed at ambient protoplanetary disc temperatures above 3000 K after the formation of the planetary core (Cameron 1985). One or more giant impacts between Mercury and other planetary bodies could have caused similar temperatures and evaporation rates after the dissipation of the protoplanetary disc (Benz et al. 2007; Chau et al. 2018), but this model is challenged by the subsequent re-accretion of the evaporated silicates (Benz et al. 1988), although the solar wind could reduce the efficiency of the re-accretion (Spalding & Adams 2020). Gamma-ray spectroscopy by the MESSENGER probe revealed a potassium-thorium ratio K/Th in the mantle of Mercury that is indistinguishable from those of Venus, Earth, and Mars (Peplowski et al. 2011). As K is a moderately volatile element with a condensation temperature of around 1000 K, Mercury could not have experienced temperatures significantly in excess of this threshold during its formation. This finding is therefore in tension with the evaporation model.
The highly reduced mantle of Mercury is arguably as puzzling as its high core mass fraction. The measured fraction of oxidised FeO in the mantle is consistent with 0% (Warell & Blewett 2004; Vander Kaaden & McCubbin 2015; Ebel & Stewart 2018), while Venus, Earth, Mars, and Vesta have significant FeO fractions (8, 8,18, and 20%, respectively) in their crusts and mantles (Robinson & Taylor 2001). Silicate minerals with low FeO contents are expected to condense out under the high pressures prevalent in the inner regions of the solar protoplan-etary disc (Kozasa & Hasegawa 1988). However, maintaining a low-FeO mantle additionally requires that the contribution to Mercury of planetesimals formed in the Venus-Earth-Mars region was negligible. Hence, there must have been very little mixing between the planetesimal populations that formed the terrestrial planets. This requires limited stirring by Jupiter, in strong contrast with models where Jupiter penetrates the terrestrial planet region during its early migration (Walsh et al. 2011). This scenario where Jupiter does not stir the planetesimals in the terrestrial planet zone nevertheless makes it challenging to reach the current mass of Mars in N-body simulations (Woo et al. 2022). In the alternative pebble accretion model for terrestrial planet formation (Johansen et al. 2021), the drifting pebbles contain largely reduced iron that is later oxidised by dissolution in hot water within the growing Venus, Earth, and Mars (Johansen et al. 2022). These reduced pebbles would, if they contributed significant mass to Mercury, therefore agree with the lack of FeO in the crust of Mercury but their solar Fe/Si value would be inconsistent with Mercury’s bulk composition.
The discovery of exoplanets with similar densities to Mercury makes the problem of Mercury formation even more important (Santerne et al. 2018). Figure 1 shows observed super-Mercuries with well-characterised masses and radii; they have masses ranging between 0.5 and 10 ME. The displayed planets are well-characterised in the sense that they are included in the PlanetS database (Otegi et al. 2020); in addition we show K2-38 b and Kepler-406 b, which are discussed in Adibekyan et al. (2021b). Several mechanisms have been suggested in an attempt to explain the high densities and high iron contents of super-Mercuries (Wurm et al. 2013; Kruss & Wurm 2018; Rappaport et al. 2012), including collisions (Stewart & Leinhardt 2012; Clement & Chambers 2021). In contrast to previous suggestions from impact studies (Marcus et al. 2010), observed super-Mercuries are not limited to masses of 5 ME. Recent formation studies that incorporate high-energy collisions are unable to reproduce the highest density super-Mercuries (Scora et al. 2020). Further, observations indicate that super-Mercuries may be a distinct population from super-Earths with regard to their inferred Fe/(Mg+Si) contents (Adibekyan et al. 2021a). The scarcity of planets between both populations may suggest that giant impacts are unlikely the only cause of forming super-Mercuries. This is because the stochastic nature of collisions should result in a continuous population. However, this scarcity is less clear in the density-mass space and planetary data are too limited to draw conclusions from this speculation. Overall, it seems plausible to believe that additional mechanisms other than collisions are at play in the formation of iron-enhanced worlds. These mechanisms should be able to form planets at the observed large range of masses and core-radius fractions (Fig. 1).
In this paper, we explore how metallic iron separates from iron-free silicates following cooling of a gas of solar composition in the inner regions of the protoplanetary disc. This cooling could be a natural consequence of FU Orionis outbursts in the very innermost regions of the protoplanetary disc (Bell & Lin 1994; Hartmann & Kenyon 1996; Hillenbrand & Findeisen 2015) or other intrinsic long-timescale variations of the stellar luminosity. The homogeneous nucleation of iron and silicate particles in a cooling medium was first considered by Kozasa & Hasegawa (1987, 1988) in the context of dust nucleation in stellar outflows and primordial cooling and condensation in the protoplanetary disc. They found that large iron nuggets form when the cooling rate is low. This is due to the high surface tension of iron (Ozawa et al. 2011). The surface tension determines the stability of the growing protoclusters and high surface tension implies that (a) the molecule has no energetic advantage from nucleating on an existing substrate (i.e., heterogeneous nucleation is suppressed) and that (b) the nucleation rates are low and hence that the rare nanoparticles that nucleate from the gas phase will grow to large sizes by direct depositional growth because of the lack of competition from other seeds. We extend the classical description of homogeneous nucleation from Kozasa & Hasegawa (1987) with updated versions of classical nucleation theory that are better calibrated with experiments even at high values of the super-saturation level (Lümmen & Kraska 2005; Kashchiev 2006).
The surface tension of silicates is much lower than for iron (Kozasa & Hasegawa 1987; Zhang et al. 2021) and silicates therefore nucleate at a higher abundance, with correspondingly smaller final sizes. Iron may deposit as oxidised FeO on existing silicate particles for high cooling rates (Kozasa & Hasegawa 1988), but the lowering of the surface tension by admixture of small amounts of sulfur into the iron causes metallic iron to nucleate at higher temperatures than FeO. We show that the size difference between iron pebbles and silicate pebbles leads to the formation of iron-rich planetesimals by the streaming instability. Mercury and other iron-rich planets could therefore be the result of accretion between such iron-rich planetesimals.
Our paper is organised as follows. In Sect. 2, we describe our theoretical model for homogeneous nucleation of iron and a handful of other species. We show that an improved description of classical nucleation theory leads to very good fits to experimental data for homogeneous nucleation of iron. In Sect. 3, we describe our model for the protoplanetary disc, which contains a zone with active magnetorotational turbulence in regions where the temperature is above approximately 800 K. We show that the sublimation fronts of Fe and MgSiO3 are located close to each other within the zone where the magnetorotational instability (MRI) is active. In Sect. 4, we present the calculations of the nucleation of several particle sizes and demonstrate how iron pebbles grow much larger than the pebbles made out of pure silicates. In Sect. 5, we discuss implications for the formation of iron-rich planets as well as shortcomings of the model. We finally conclude with a short summary in Sect. 6.
![]() |
Fig. 1 Scaled densities and masses of observed exoplanets in comparison to curves of constant core radius fractions. Planet densities are scaled relative to an Earth-analogue of fixed core radius fraction (0.547) and for a given mass. The selected exoplanets are from the PlanetS database (Otegi et al. 2020) plus K2-38 b and Kepler-406 b (see main text). Earth (E), Venus (V), Mars (Ma), and Mercury (Me) are also shown. The emerging population of super-Mercuries with densities indicative of iron enrichment covers a range of masses up to 5-10 ME. |
2 Nucleation model
The formation of a solid phase directly from the gas phase is referred to as homogeneous nucleation, while formation of the solid phase on an existing substrate is referred to as heterogeneous nucleation (Hoose & Möhler 2012). We focus first on homogeneous nucleation, because metal and silicate crystal structures with high surface tension do not benefit energetically from nucleating on a substrate material. Below, we demonstrate why heterogeneous nucleation of FeO on existing silicate substrates is not likely to be a relevant process in protoplanetary discs.
We briefly summarise here the steps required to derive the homogeneous nucleation rate in classical nucleation theory (see Kashchiev 2006, for a more detailed picture). The change in Gibbs free energy by formation of a solid nucleus of size R from the gas phase is
(1)
Here σ is the surface tension and Δgv is the change in free energy per volume of formation of the solid phase (which has a negative value). Small clusters are highly unstable due to the dominant surface tension. The critical cluster size for stability is found from setting ∂ΔG/∂R = 0 to obtain
(2)
The free energy difference Δgv can now be expressed through the supersaturation factor S = P/Psat as
(3)
where ρ is the density of the solid phase and μ the molecular mass. The nucleation energy barrier can therefore be written as
(4)
Here, Ω = μ/ρ is the specific volume per molecule in the solid phase. The formation rate of clusters of the critical size is proportional to the exponential of the ratio of free energy to particle energy,
(5)
with the prefactor J0 (of unit m-3 s-1). For homogeneous nucleation, Kozasa & Hasegawa (1987) use the prefactor
(6)
Here, αs is the sticking probability and nv is the concentration of vapour monomers in the gas.
The prefactor J0 is nevertheless highly model dependent (see Kashchiev 2006, for a critical review). To describe experimental results on homogeneous nucleation of iron, Lümmen & Kraska (2005) use a master equation of the form
(7)
These authors determined A0 and B from nucleation experiments at 800, 900, and 1000 K for different (assumed) values of c. For c = 1 and Τ = 900, they found B = 2.1 × 104 and ∂ ln B/∂ ln Τ ≈ -3.4. The latter is consistent with classical nucleation theory (CNT), which has a value of -3 (see Eq. (5)), and the value of B is also within order unity equal to the classical expression. The match between data and theory is much poorer for the prefac-tor scaling A0. We compare the experimental data of Lümmen & Kraska (2005) to the CNT expression in Fig. 2 and observe that CNT gives values that are inaccurate by many orders of magnitude for both low and high supersaturations.
Kashchiev (2006) therefore adopted corrections to CNT and arrived at the expression
(8)
with ns denoting the saturated number density ns = nv/S. The parameter B takes the classical value of
(10)
but appears in the Kashchiev (2006) model also in the prefactor. Figure 2 shows the excellent correspondence between this improved nucleation model and the experimental data on iron nucleation. Here, we multiplied B in Eq. (10) by a factor of 2.5 to obtain a better fit; this change in B corresponds - when propagated to the nucleation rate J - to a sticking probability of approximately 1% for iron vapour impinging on the growing iron clusters.
Ironically, despite the incorrect (by orders of magnitude) prefactor of CNT for homogeneous nucleation of iron, the value of the supersaturation where nucleation occurs is not significantly affected. This can be seen by first taking the logarithm of the generalised prefactor (Eq. (7)),
(11)
and then differentiating while holding the nucleation rate, ln J, constant. This yields a connection between variations in the prefactor, δ ln A0, and variations in the supersaturation, δ ln S, as
(12)
Iron generally nucleates in the limit when B » ln S.At T = 103 K, Eq. (10) yields B ≈ 5 × 103 and hence δ ln S/δ ln A0 ~ 0.1 for ln S = 10. Hence, even an error in δ ln A0 of order 10 will be compensated by a δ ln S of the order of 1. This relative insensitivity to the prefactor is also evident from Fig. 2 where a small shift of the CNT curve along the ln S axis leads to an enormous change in the nucleation rate.
![]() |
Fig. 2 Homogeneous nucleation rate of iron as a function of the logarithmic supersaturation from the experiments of Lümmen & Kraska (2005) compared to two different nucleation models. The nucleation rate of CNT differs from the experimental results by many orders of magnitude. The improved nucleation theory of Kashchiev (2006) fits the experimental data much better at both low and high supersaturation. |
3 Protoplanetary disc model
We consider the heating and cooling of vapour and solids near the sublimation temperatures of the refractory molecules Al2O3 (corundum), MgSiO3 (enstatite1), Fe (iron), and FeO (wüstite). We follow Nozawa et al. (2003, 2011), and Woitke et al. (2018) and calculate the supersaturation level S from the chemical reaction that forms the relevant mineral. We include the following reactions separately,
(14)
(15)
(16)
(17)
(18)
As an example, the supersaturation level of Al2O3 (corundum) is calculated from the equilibrium
(19)
where Pstd = 105 Pa is the pressure of the standard state and Rgas is the universal gas constant. Here, the chemical activity of the mineral phase (Al2O3) is set to zero (Nozawa et al. 2003). The change in Gibbs free energy of this reaction, ΔG (per mole), is calculated by subtracting the sum of the Gibbs free energies of the reactants from the sum of the Gibbs free energies of the products (including the solid mineral), following the parametrisations presented in Sharp & Huebner (1990). This chemical reaction solution to the formation of a mineral phase corresponds to a saturated vapour pressure approach only when the mineral formation does not involve a chemical reaction with another species, as is the case above for Fe. Using a saturated vapour pressure approach to the more complex minerals on our list would only give an approximate estimate of the equilibrium temperature (van Lieshout et al. 2014; Aguichine et al. 2020).
We consider the inner regions of the protoplanetary disc and construct the temperature (T) and surface density (Σ) profiles as a function of the distance r using an assumed constant gas accretion rate M* through the disc and onto the star of mass M* and luminosity L*. The temperature is taken as the maximum of the irradiative temperature (Ida et al. 2016),
(20)
and the viscous temperature Tvis. The latter is found from the balance between viscous heating and black body cooling at the disc surface (Bell & Lin 1994),
(21)
Here, Teff is the effective cooling temperature at the disc surface. We take into account the fact that part of the mass accretion rate will not lead to heating if the angular momentum is transported by large-scale disc winds (Mori et al. 2021). Hence, δ/α, with α representing the total angular transport and δ representing the local turbulence, gives the fraction of mass transported via turbulence and hence leading to heating. The effective temperature is connected to the midplane temperature Tvis through radiative balance:
(22)
Here, κ is the opacity, which is found by calculating the mass fraction in solids from the saturated vapour densities ρsat,i as
(23)
We then add up the opacity power laws from Bell & Lin (1994) for water ice, ‘metals’ (iron, enstatite, and corundum) and gas, with each component multiplied by its relative depletion factor due to thermal desorption.
We assume that the turbulent diffusion varies from δDZ = 10-4 in the dead zone to δMRI = 10-2 where the magnetorotational instability (MRI) is active, following the profile
(24)
We use TMRI = 800 K (Desch & Turner 2015) and WMRI = 600 K (which gives a good match to the turbulence profile in the inner regions of the protoplanetary disc; see Flock et al. 2017).
We solve the structure equations iteratively to find T(r) and Σ(r). The resulting temperature profile is shown in Fig. 3 for three different values of the mass accretion rate onto the star. The sublimation fronts of iron and enstatite are very close together and evolve from 0.2-0.3 AU at high accretion rates to 0.1 AU for the lower accretion rates characteristic of later disc phases.
The fragmentation-limited Stokes number is calculated from (Birnstiel et al. 2012)
(25)
where vfrag = 1 m s-1 is the fragmentation threshold speed (Güttler et al. 2010) and cs is the isothermal sound speed of the gas defined as with μ representing the mean molecular weight of a solar mixture of H2 and He. Here the dimensionless Stokes number is defined as
(26)
where R is the particle radius, ρ• is the internal density, and Σ is the gas surface density. This definition of the Stokes number is valid in the Epstein regime when the particle size is much smaller than the mean free path of the gas (Weidenschilling 1977). The particles drift towards the star with the speed
(27)
This expression is valid for St « 1 (Weidenschilling 1977; Johansen et al. 2019). Here the gas speed is given by (Pringle 1981)
(28)
For very low Stokes numbers, vr « ur, the particles are primarily transported by gas advection. We define the Stokes number where the radial drift speed is as high as the gas advection speed from 2StdriftΔv = ur.
Figure 3 shows that at temperatures below the ice sublimation temperature, the fragmentation-limited Stokes number is large enough that particles drift faster than the gas. In that case, the pebble-to-gas flux ratio can become higher than the nominal value of ξ = 0.01 (Ida et al. 2016; Johansen & Bitsch 2019). Here, ξ is defined as the ratio of the radial pebble flux to the radial gas flux,
(29)
Knowing ξ, we can reconstruct the local metallicity from the relationship
(30)
We show the metallicity profile for three different values of ξ in Fig. 4. In the inner regions of the protoplanetary disc, where the Stokes number is low and vr « ur, we recover Z = ξ. Further out, ξ drops. Figure 4 also shows the threshold metallicity for planetesimal formation by the streaming instability. It is clear that very high pebble-to-gas flux ratios, namely of ξ > 0.03, are needed to trigger the streaming instability for Stokes numbers in the range between 10-3 and 10-2, which may be achievable by fragmentation-limited growth in the dead zone of the pro-toplanetary disc. The much lower Stokes number in the MRI zone implies that planetesimal formation by the streaming instability is not possible for any values of ξ. Larger particle sizes are needed to form planetesimals in the region where Mercury formed - and we propose here that these particles form by nucleation and depositional growth.
![]() |
Fig. 3 Thermal structure of the inner regions of a protoplanetary disc at three different stellar mass accretion rates (top panel), total gas and dust opacity as a function of temperature (middle panel), and particle Stokes number and diffusion coefficient as a function of temperature at |
4 Cooling, nucleation, and phase separation
Young stars undergo periodic outbursts where luminosities may reach 102-103 L⊙ and mass accretion rates onto the star are as high as 10-4 M⊙ yr-1 (Hartmann & Kenyon 1996). These outbursts are likely related to a thermal instability that affects the very innermost regions of the disc where the effective temperature of the disc is higher than Teff = 2000 K. Bell & Lin (1994) estimated that the ionisation front, which separates the outburst region of the protoplanetary disc from the quiescent part, will move out as far as 0.1 AU from the star. This means that regions of iron and silicate sublimation are not directly involved in the outbursts. However, the strong irradiative heating at the outburst luminosity will, during the outburst, affect even the Mercury formation region, with the outburst temperature reaching
(31)
These FU Ori outbursts decay on timescales of decades or even centuries (Hartmann & Kenyon 1996). Other models that rely on the triggering of MRI turbulence and gravitational instability have FU Orionis outbursts extended out to 0.5 AU or more (Zhu et al. 2007, 2009; Hillenbrand & Findeisen 2015; Pignatale et al. 2018). In that case, the nucleation of refractory dust can also take place due to the decrease in mass accretion rate and local viscous heating as the outburst declines.
The cooling rate of an outburst can be connected to the decay timescale
(32)
Hence realistic cooling rates in the Mercury-formation zone lie in the range of Γc = 10-8-10-7 Ks-1.
We calculate the nucleation of particles at 0.4 AU, the approximate current location of Mercury, as a function of the cooling rate Γc. The nucleation rate is calculated from Eq. (8). Nucleated particles grow at the rate determined by the flux of the constituent vapour species with the lowest impact frequency, the so-called key vapour species (Nozawa et al. 2003), according to the equation
(33)
where is the speed of the key vapour species perpendicular to the surface, nv is the number density of the key vapour species, ρ• and μ• are the density and molecular weight of the solid phase, αs is the sticking probability, and αd = D/(Rv⊥) is a correction factor for large grains whose growth is limited by the diffusion coefficient D (Libbrecht 2005). We set the sticking coefficient αs of Fe vapour onto the Fe solid phase to be unity because of the highly super-saturated vapour deposition (Tachibana et al. 2011). We set the sticking coefficient to 0.1 for all other species because of kinetic hindrance of evaporation and condensation (Takigawa et al. 2009; van Lieshout et al. 2014).
Following Kozasa & Hasegawa (1988), we include the species Al2O3, MgSiO3, Fe, Fe+S, and FeO. We added Fe+S to our list here in order to probe the effect of sulfur on the nucleation rate of iron, because dissolved sulfur lowers the surface tension of iron (Kozasa & Hasegawa 1988) and hence increases the nucleation temperature to closer to the equilibrium temperature. FeO plays the additional role of probing whether iron nucleates at higher or lower temperatures than the equilibrium temperature of FeO over a silicate surface (which would mix iron and silicates).
The surface tension is a key parameter that determines the outcome of nucleation through Eqs. (8) and (9). We use nominal values from Kozasa & Hasegawa (1987, 1988) of σ = 0.69 J m-2 for corundum, σ = 0.4 J m-2 for enstatite, σ = 1.8 J m-2 for iron, and σ = 0.6 J m-2 for FeO. The effect of sulfur in reducing the surface tension of iron is a strongly declining function of temperature. As we show below, this surface tension reduction is key to preventing heterogeneous nucleation of iron oxide (FeO) on existing enstatite substrates. We assume that the presence of S in the Fe crystals lowers the surface tension of Fe+S to σ = 1.2Jm-2, which we read off from Fig. 2 of Kozasa & Hasegawa (1988) at a temperature of approximately 1150 K. The strong temperature dependence of the sulfur activity implies that any difference in the stellar S/Fe ratio relative to the solar value is likely not significant when calculating the surface tension.
The resulting particle sizes and Stokes numbers are shown in Fig. 5. We take into account here that large particles enter the Stokes drag force regime where the Stokes number St scales quadratically with the particle size (Weidenschilling 1977). There is a general development towards larger particle sizes for lower cooling rates. This is due to the increased time for condensation onto rare nuclei when the cooling rate is low. Higher cooling rates lead to the nucleation of many more nanoparti-cles and hence the resulting particle size becomes smaller. The largest particles are Fe (and Fe+S) and this is due to the very high surface tension and hence limited nucleation of iron. These iron particles are generally five times larger than silicate particles (MgSiO3) and have a ten times higher Stokes number.
The nucleation temperatures and supersaturation levels at the maximum nucleation are shown in Fig. 6. The main nucleation occurs several hundred Kelvin below the formal equilibrium temperatures; this is true for all species. Iron has such poor nucleation properties that the nucleation temperature is even below the equilibrium temperature of FeO. Therefore, iron atoms would instead deposit as FeO onto existing silicates. However, inclusion of sulfur in the iron (Fe+S) decreases the surface tension enough that Fe+S can nucleate before FeO and hence prevent the iron from becoming oxidised.
We perform an additional numerical experiment where we instantaneously lower the temperature from 2000 K to a (fixed) target temperature and let the particles nucleate and grow at a constant temperature. The resulting particle sizes are shown in Fig. 7. At large temperatures, nucleation is so inefficient that the rare nuclei can grow to metre sizes by direct vapour deposition. This is nevertheless a very inefficient process as not all the vapour will be transferred to the solid phase even in the 103 yr integration of the experiment. At lower temperatures, vapour deposition leads to smaller particles, but the efficiency over 103 yr here is 100% (i.e. all the vapour is deposited onto the particles). As the temperature is pushed 100 K or more below this transition to efficient deposition, the nucleation becomes so efficient that all vapour resides in nanometre-scale particles.
![]() |
Fig. 4 Mass loading of solid particles in the gas as a function of distance from the star (top plot) and the mass loading as a function of the Stokes number (bottom plot). Results are shown for |
![]() |
Fig. 5 Particle sizes and Stokes numbers as a function of the cooling rate of our protoplanetary disc model at |
![]() |
Fig. 6 Nucleation temperature (top panel) and nucleation saturation at maximum nucleation rate (bottom panel) as a function of cooling time. The equilibrium temperatures, where the gas phase is in balance with the solid phase, are indicated with short dot-dashed lines. All the species nucleate at temperatures significantly below their equilibrium temperatures because of the inhibition of nucleation at low super-saturation levels. Iron in its pure form nucleates at a lower temperature than the equilibrium of FeO, which would lead instead to direct condensation of FeO onto existing silicates. However, the presence of small amounts of sulfur in the iron (Fe+S) lowers the surface tension enough that iron nucleates before the condensation of FeO. |
![]() |
Fig. 7 Mean particle size of Fe, MgSiO3, and Al2O3 after 103 yr exposed to a range of temperatures. Nucleation is so inefficient at large temperatures that metre-sized particles grow by vapour deposition on the very rare nuclei, but these particles do not absorb most of the vapour mass, as some vapour will not have time to undergo deposition. Lowering the temperature leads to a sharp decline in the particle sizes (and the fraction of vapour deposited on the grains increases abruptly from 0 to 100% below the transition temperature). |
5 Discussion
5.1 Formation of iron-rich planetesimals
The density and gravity field of Mercury yield a bulk composition of between 60 and 70% iron (Hauck et al. 2013). This is approximately twice the iron-to-rock ratio of the solar composition (Lodders 2003). The highly reduced mantle of Mercury furthermore implies that the planet could have incorporated a significant fraction of Si into the metallic melt during core formation (Nittler et al. 2018), but this does not change the overall picture that Mercury has an enlarged iron fraction relative to the other terrestrial planets.
We consider now the implications of our dust nucleation model for planetesimal formation by the streaming instability. The pebbles with the highest Stokes numbers are known to drive filament formation by the streaming instability when considering a size distribution of the pebbles (Bai & Stone 2010; Schaffer et al. 2018, 2021). The size distribution of the pebbles entering the planetesimals that condense out of the filament is nevertheless relatively unexplored. Here, we define a ‘filtering function’ P(St) that describes the number of pebbles of a certain Stokes number that enter a planetesimal divided by the total number of pebbles of that Stokes number,
(34)
Here Stmax is the highest Stokes number in the size distribution. Thus the differential of the cumulative mass distribution F>(St) (i.e. the fraction of mass present in pebbles with Stokes number larger than St) in the planetesimal becomes
(35)
From the results of Johansen et al. (2007) we estimate p ≈ 1.0 for the two Stokes number bins with St = 0.25 and St = 0.50; the bins with even higher Stokes numbers contribute to the planetesimals relatively evenly but this may reflect that such large pebbles are already significantly decoupled from the gas. From the non-stratified simulations of Yang & Zhu (2021), we find instead a steeper pSI ≈ 1.5 in the densest clumps when considering Stokes numbers in the range between 0.01 and 0.05, which are more relevant for our nucleation model. We show in Fig. 8 how values of pSI between 0.5 and 1.0 match Mercury well when there is a factor ten difference in Stokes number between iron and enstatite pebbles. Mercury’s crust also appears to have an enriched Al/Si ratio relative to the moon (Peplowski et al. 2012); this could indicate either an affinity with enstatite chondrites (which are rich in Si) or a limited accretion of Al-carrying minerals such as corundum (Al2O3).
5.2 Formation of Mercury analogues and super-Mercuries
The formation of iron-rich planetesimals will be followed by growth of protoplanets through planetesimal accretion and pebble accretion. The growth will initially take place in the MRI-active zone of the protoplanetary disc and therefore excitation of the orbits of the protoplanets by turbulent density fluctuations must be take into account. The eccentricity induced by the turbulent fluctuations in balance with gas drag is (Ida et al. 2008; Johansen & Bitsch 2019)
(36)
where γ is a measure of the strength of the turbulent density fluctuations and we assume γ ~ α as in Ida et al. (2008). The parameter fg describes the gas density relative to the minimum mass solar nebula. We scaled the equations to the radius and orbit of Mercury. Tidal damping is relevant for large protoplanets and planets. Ida et al. (2008) give the equilibrium eccentricity between turbulent density fluctuations and tidal damping as
(37)
Mercury’s current eccentricity of 0.2 is therefore hard to excite by realistic values for the turbulent stirring and likely reflects later perturbations by Jupiter (Roig et al. 2016). As the MRI-zone retreats with time and the protoplanets enter the dead zone, the eccentricity is reduced by between one and two orders of magnitude and pebble accretion becomes the main growth mode.
Mercury must have avoided a phase of rapid pebble accretion in order to have maintained its low mass and to prevent dilution of its iron-rich composition with drifting pebbles of solar Fe/Si ratio. It is possible that the inner regions of the proto-planetary disc were already dissipated away by disc winds when the MRI zone retreated to a position inside Mercury’s orbit (Ogihara et al. 2017). Alternatively, the inner disc edge had expanded outwards across Mercury’s orbit when the temperature became cold enough for pebble accretion to be efficient (Liu et al. 2017). The oblateness of the young Sun could also have increased Mercury’s inclination to its current value if the Sun had a high primordial rotation rate (Ward et al. 1976) and thus suppressed pebble accretion.
![]() |
Fig. 8 Mass distribution within planetesimals formed from streaming instability filaments, compared to the composition of Mercury. We assume here that iron pebbles have St = 0.1, enstatite pebbles have St = 0.01, and corundum pebbles have St = 0.001. We consider filtering function power laws ranging from pSI = 0 (where particles maintain their size distribution when they enter planetesimals) to pSI = 1.0 (where smaller particles have a reduced presence in planetesimals proportional to their Stokes number). We find a good match to Mercury between pSI = 0.5 and pSI = 1.0. This filtering additionally implies that Mercury will be strongly depleted in small corundum particles. This is consistent with the measured low Al/Si ratio in Mercury’s crust (Peplowski et al. 2012). |
5.3 Growth of planetesimals
We make here a simple calculation of the growth from plan-etesimal to protoplanet via planetesimal accretion. The growth equation includes gravitational focusing,
(38)
where Σpla is the surface density of planetesimals, which is assumed to be 0.01 times the surface density of gas when the planetesimals form. We set the planetesimal speed vpla = eplavK where epla is set by the balance between turbulent stirring and gas drag on planetesimals (Eq. (36)). We adopt a viscous protoplan-etary disc model where the gas accretion rate M* falls with time (see Johansen et al. 2019, for details). The resulting mass growth is shown in Fig. 9 for two different values for the planetesi-mal radius (100 and 10 km) and two different values for the gas accretion rate when the planetesimals form ( and
). A planet with the mass of Mercury can form by accretion of iron-rich planetesimals within 1 Myr under all circumstances. For
at the plan-etesimal formation stage, the planetesimal isolation mass is, intriguingly, very similar to Mercury’s mass. A lower surface density of planetesimals, as exemplified here by the calculations using
, has isolation masses that are ten times lower than Mercury’s mass and would require an additional giant impact stage to reach the full mass of Mercury.
The reservoir of iron-rich planetesimals that form at each heating event in the protoplanetary disc can be assessed from the expression
(39)
where Σpla is the planetesimal column density and δr is the width of the zone where iron planetesimals form. We calculate Σpla = 0.01Σg from the gas surface density Σg evaluated from the stellar mass accretion rate through (here ν = αcsH is the turbulent viscosity). Taking δr = r = 0.4 AU, we get Mres ≈ 0.36 ME for
and Mres ≈ 1.64 ME for
. Thus, Mercury could form from the mass reservoir of a single planetesimal formation event, while super-Mercuries in the mass range 5-10 ME would need to accumulate planetesimals from several protoplanetary-disc-heating events at the earliest stages of protoplanetary-disc evolution where the stellar mass-accretion rate is high. Very young stars are estimated to undergo ~10 FU-Orionis-like outbursts (Hillenbrand & Findeisen 2015) and this yields a mass budget that allows the formation of super-Mercuries by accretion of iron planetesimals.
![]() |
Fig. 9 Growth of a Mercury analogue at r = 0.4 AU by accretion of iron-rich planetesimals. We consider planetesimal sizes of either 100 km (nominal) or 10 km (small planetesimals) and two values for the accretion rate of the protoplanetary disc when the planetesimals form ( |
5.4 Latent heat
We ignored the latent heat release during the vapour deposition. The ratio of the heating by latent heat release to the cooling by radiation is
(40)
where L is the latent heat, ρv is the vapour density, and v⊥ is the speed at which iron vapour impinges onto the surface of growing particles. For iron with L = 6.285 MJkg-1, T = 1400 K, v⊥ = 400ms-1, and ρv = 10-8 kg m-3, we find that latent heat contributes 0.1-1% of the heat relative to the cooling. Therefore, latent heat is safely negligible.
5.5 Calcium- and aluminium-rich planets
Dorn et al. (2019) suggest the presence of close-in super-Earths that are enhanced in CAI material (ultrarefractory calcium-and aluminium-rich minerals, represented in our model by the corundum mineral) and depleted in iron (e.g. 55 Cnc e, WASP-47 e). These planets have characteristically lower densities (by 10-20%) than the majority of super-Earths. It remains to be understood how reservoirs are created in the protoplanetary disc that allow the formation of CAI-rich planets of several ME. Previous formation models that employed N-body simulations in combination with equilibrium chemistry models achieve the formation of CAI-rich planets of up to 1 or 3 ME (Carter-Bond et al. 2012; Thiabaud et al. 2014).
Our protoplanetary disc model (Fig. 3) has a separation of approximately 0.3 AU between the iron sublimation front at an ambient temperature of 1300 K and the corundum destruction front at a temperature of approximately 1600 K. If planetesimals form in this region, then they would be rich in elements present in refractory minerals (such as Al and Ca). Ultra-refractory material of several tens of Earth masses will flow through this ‘CAI region’ of the protoplanetary disc and onto the star during the early phases of protoplanetary disc evolution when the stellar accretion rate is high.
The low abundance of Al relative to Fe, Mg, and Si (solar Al:Si = 0.084) gives very low condensational growth rates of corundum and these minerals grow to a maximum size of a few hundred microns (or St ~ 10-4) in our model; see Fig. 2. Calcium-aluminium-rich inclusions (CAIs) found in meteorites are up to several centimetres in size (Krot et al. 2004; Toppani et al. 2006). These large CAIs nevertheless often display characteristics of melting (Charnoz et al. 2015), which may hide their accretion history. More primitive CAIs appear to be aggregates of nodules of 10-50 microns in size (Krot et al. 2004). Therefore, CAI aggregates large enough to drive the formation of ultra-refractory planetesimals might be achieved in our model by coagulation of microscopic CAIs that formed by nucleation and slow condensation. The efficiency of this growth within the MRI-unstable region of the protoplanetary disc would nevertheless require a better understanding of how such ultra-refractory minerals stick under high collision speeds.
The pebble-accretion efficiency (defined as the rate of pebble accretion onto a planet divided by the flux of pebbles through the protoplanetary disc) increases with both decreasing distance from the star and decreasing Stokes number (Lambrechts & Johansen 2014). Ultra-refractory planets would therefore also experience significant pebble-accretion rates. We nevertheless highlight the fact that both planetesimal formation and pebble accretion in strongly turbulent regions of the protoplanetary discs are poorly understood (Johansen et al. 2007; Xu et al. 2017; Gole et al. 2020). Our nucleation models can be used in future work using N-body simulations to evaluate planetary growth in the innermost regions of protoplanetary discs.
5.6 Ultra-refractory metal seeds
We have ignored the possibility that rare ultra-refractory metal grains (made e.g. out of O) could act as substrates for heterogeneous nucleation of iron. Os (osmium) has very high surface tension and will therefore nucleate after Fe, unless the cooling time is very long. The abundance of Os is nevertheless very low and even if it condenses first, it will likely form only a few very small grains; although that would still lead to the formation of large metal pebbles.
5.7 Validity of classical nucleation theory
Donn & Nuth (1985) criticised the application of CNT to the low-density, high-temperature environment in AGB stars. The CNT approach requires that the collision timescale be much shorter than the timescale for changing the super saturation. Nozawa & Kozasa (2013) compared CNT with non-steady models and found that CNT is valid when the collision frequency of atoms on a cluster is much higher than the rate of change of the supersaturation. These conditions are safely fulfilled in the dense protoplanetary disc environment.
Kimura et al. (2017) reported an extremely low sticking efficiency (αs ~ 10-5-10-4) for homogeneous nucleation of iron from the vapour phase in micro-gravity experiments. Various explanations for the difference between these experiments and ground-based experiments showing much higher sticking efficiencies are discussed in Kimura et al. (2017). As we discuss in Sect. 2, we already effectively assumed a sticking efficiency of αs ~ 10-2 to match the Kashchiev (2006) model to the experimental nucleation data. We simply note here that the sticking efficiency in homogeneous nucleation of a wide range of minerals under microgravity conditions would be needed to assess the outcome of these experiments on the nucleation competition between the different minerals.
6 Conclusions
In the present study, we explored the homogeneous nucleation of iron and other refractory minerals following a protoplanetary disc heating event (such as an FU Orionis outburst). Perhaps the most surprising outcome of our calculations is that all these minerals nucleate at very high supersaturation levels. Metal and rock have high surface tension and the minerals therefore do not benefit from heterogeneous nucleation on existing surfaces. Homogeneous nucleation directly from the gas phase requires extreme values of supersaturation in order to overcome the high surface tension of small clusters and grow to stable, nucleated particles. Iron has the largest surface tension of the minerals considered here (Al2O3, MgSiO3, Fe, Fe+S and FeO) and nucleates at supersaturation levels of up to above S = 105.
The difficulty in nucleating new iron particles directly implies that iron pebbles grow to very large sizes of up to a few centimetres at low cooling rates. This large growth is due to the scarcity of nucleated nano-scale particles. The few particles that do nucleate are therefore exposed to a large reservoir of iron vapour that drives further growth to macroscopic pebbles. We use enstatite (MgSiO3) to represent rock-forming minerals. Enstatite nucleates at lower supersaturation levels than iron and therefore the pebbles grow to sizes that are a factor of a few smaller than the iron pebbles. Combined with the intrinsic material density difference, this gives a factor ten difference in Stokes number between iron and enstatite pebbles.
We propose that this mechanism is at the heart of the curious composition of Mercury. Planetesimals formed by the streaming instability preferably incorporate pebbles with the largest Stokes number from the background size distribution. These planetesimals therefore become iron rich. We demonstrate that accretion of iron-rich planetesimals leads to the formation of Mercury-mass planets within a million years. The mass reservoir is large enough to form iron-rich super-Earths if the protoplan-etary disc undergoes several FU Orionis outbursts during the earliest phases of protoplanetary disc evolution. The iron-rich planetesimals will also contain a minor fraction of silicates. Importantly, these silicates will be very reduced (poor in oxidised FeO) because of the separation of Fe on one side and MgO/SiO2 minerals on the other side by the nucleation process. This may explain why Mercury’s mantle has the lowest FeO fraction of all rocky bodies in the inner Solar System (Warell & Blewett 2004).
A growing number of exoplanets are now known to have a similar density to Mercury and cover a large range of masses up to ~5-10 ME. Their high density could arguably be a consequence of mantle stripping in giant impacts, as has traditionally been used to explain Mercury’s high core fraction. Our model, in contrast, implies that the formation of this class of iron-rich and highly reduced planets is a direct consequence of luminosity variations of very young stars and a nucleation process that separates iron from silicates.
Acknowledgements
The authors would like to thank the anonymous referee for many valuable comments that helped improve the manuscript. A.J. acknowledges funding from the European Research Foundation (ERC Consolidator Grant 724687-PLANETESYS), the Knut and Alice Wallenberg Foundation (Wallenberg Scholar Grant 2019.0442), the Swedish Research Council (Project Grant 2018-04867), the Danish National Research Foundation (DNRF Chair Grant DNRF159) and the Göran Gustafsson Foundation. C.D. acknowledges support from the Swiss National Science Foundation under grant PZ00P2_174028.
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All Figures
![]() |
Fig. 1 Scaled densities and masses of observed exoplanets in comparison to curves of constant core radius fractions. Planet densities are scaled relative to an Earth-analogue of fixed core radius fraction (0.547) and for a given mass. The selected exoplanets are from the PlanetS database (Otegi et al. 2020) plus K2-38 b and Kepler-406 b (see main text). Earth (E), Venus (V), Mars (Ma), and Mercury (Me) are also shown. The emerging population of super-Mercuries with densities indicative of iron enrichment covers a range of masses up to 5-10 ME. |
In the text |
![]() |
Fig. 2 Homogeneous nucleation rate of iron as a function of the logarithmic supersaturation from the experiments of Lümmen & Kraska (2005) compared to two different nucleation models. The nucleation rate of CNT differs from the experimental results by many orders of magnitude. The improved nucleation theory of Kashchiev (2006) fits the experimental data much better at both low and high supersaturation. |
In the text |
![]() |
Fig. 3 Thermal structure of the inner regions of a protoplanetary disc at three different stellar mass accretion rates (top panel), total gas and dust opacity as a function of temperature (middle panel), and particle Stokes number and diffusion coefficient as a function of temperature at |
In the text |
![]() |
Fig. 4 Mass loading of solid particles in the gas as a function of distance from the star (top plot) and the mass loading as a function of the Stokes number (bottom plot). Results are shown for |
In the text |
![]() |
Fig. 5 Particle sizes and Stokes numbers as a function of the cooling rate of our protoplanetary disc model at |
In the text |
![]() |
Fig. 6 Nucleation temperature (top panel) and nucleation saturation at maximum nucleation rate (bottom panel) as a function of cooling time. The equilibrium temperatures, where the gas phase is in balance with the solid phase, are indicated with short dot-dashed lines. All the species nucleate at temperatures significantly below their equilibrium temperatures because of the inhibition of nucleation at low super-saturation levels. Iron in its pure form nucleates at a lower temperature than the equilibrium of FeO, which would lead instead to direct condensation of FeO onto existing silicates. However, the presence of small amounts of sulfur in the iron (Fe+S) lowers the surface tension enough that iron nucleates before the condensation of FeO. |
In the text |
![]() |
Fig. 7 Mean particle size of Fe, MgSiO3, and Al2O3 after 103 yr exposed to a range of temperatures. Nucleation is so inefficient at large temperatures that metre-sized particles grow by vapour deposition on the very rare nuclei, but these particles do not absorb most of the vapour mass, as some vapour will not have time to undergo deposition. Lowering the temperature leads to a sharp decline in the particle sizes (and the fraction of vapour deposited on the grains increases abruptly from 0 to 100% below the transition temperature). |
In the text |
![]() |
Fig. 8 Mass distribution within planetesimals formed from streaming instability filaments, compared to the composition of Mercury. We assume here that iron pebbles have St = 0.1, enstatite pebbles have St = 0.01, and corundum pebbles have St = 0.001. We consider filtering function power laws ranging from pSI = 0 (where particles maintain their size distribution when they enter planetesimals) to pSI = 1.0 (where smaller particles have a reduced presence in planetesimals proportional to their Stokes number). We find a good match to Mercury between pSI = 0.5 and pSI = 1.0. This filtering additionally implies that Mercury will be strongly depleted in small corundum particles. This is consistent with the measured low Al/Si ratio in Mercury’s crust (Peplowski et al. 2012). |
In the text |
![]() |
Fig. 9 Growth of a Mercury analogue at r = 0.4 AU by accretion of iron-rich planetesimals. We consider planetesimal sizes of either 100 km (nominal) or 10 km (small planetesimals) and two values for the accretion rate of the protoplanetary disc when the planetesimals form ( |
In the text |
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