Issue |
A&A
Volume 519, September 2010
|
|
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Article Number | A55 | |
Number of page(s) | 20 | |
Section | Extragalactic astronomy | |
DOI | https://doi.org/10.1051/0004-6361/201014770 | |
Published online | 14 September 2010 |
On the buildup of massive early-type galaxies at 
I. Reconciling their hierarchical assembly with mass downsizing
M. C. Eliche-Moral1 - M. Prieto2,3 - J. Gallego1 - G. Barro1 - J. Zamorano1 - C. López-Sanjuan2,4 - M. Balcells2,5 - R. Guzmán6 - J. C. Muñoz-Mateos1
1 - Departamento de Astrofísica, Universidad Complutense de Madrid, 28040 Madrid, Spain
2 - Instituto de Astrofísica de Canarias, C/ vía Láctea, 38200 La Laguna, Tenerife, Spain
3 - Departamento de Astrofísica, Universidad de La Laguna, Avda. Astrofísico Fco. Sánchez, 38200 La Laguna (Tenerife), Spain
4 - Laboratoire d'Astrophysique de Marseille, Pôle de l'Etoile Site de Château-Gombert 38, 13388 Marseille, France
5 - Isaac Newton Group of Telescopes, Apartado 321, 38700 Santa Cruz de La Palma, Canary Islands, Spain
6 -
Department of Astronomy, 477 Bryant Space Center, University of Florida, Gainesville, FL, USA
Received 12 April 2010 / Accepted 13 May 2010
Abstract
Context. Several studies have tried to ascertain whether the
increase in abundance of the early-type galaxies (E-S0a's) with time is
mainly due to major mergers, but have reached opposite conclusions.
Aims. We have tested it directly through semi-analytical
modelling, quantifying the possible contribution of the observed major
mergers to the evolution of the high-mass end of the galaxy luminosity
function (LF).
Methods. The model analyses the backwards-in-time evolution of the massive early-type galaxies with
at
(mETGs) under the hypothesis that each major merger leads to an
early-type galaxy. The model considers only the major mergers strictly
reported by observations at each redshift and assumes that gas-rich
major mergers experience transitory phases as dust-reddened,
star-forming galaxies (DSFs).
Results. The model is able to reproduce the observed evolution of the galaxy LFs at
simultaneously for different rest-frame bands (B, I, and K)
and for different selection criteria on colour and morphology. It also
provides a framework in which apparently contradictory results on the
recent evolution of the LF of massive red galaxies can be reconciled,
just considering that observed samples of red galaxies can be
significantly contaminated by DSFs. The model proves that it is
feasible to build up
50-60% of the present-day number density of mETGs at
through the coordinated action of wet, mixed, and dry major mergers,
fulfilling global trends that are in general agreement with mass
downsizing. The bulk of this assembly takes place during
1 Gyr elapsed at 0.8<z<1, providing a straightforward explanation for the observed fact that redshift
is a transition epoch in the formation of mETGs. The gas-rich
progenitors of these recently assembled mETGs reproduce the observed
excess by a factor of
4-5 of late-type galaxies at 0.8<z<1 naturally, as compared to pure luminosity evolution (PLE) models.
Conclusions. The model suggests that major mergers have been the
main driver for the observed mass migration from the massive end of the
blue galaxy cloud to that of the red sequence in the past 8 Gyr.
Key words: galaxies: elliptical and lenticular, cD - galaxies: formation - galaxies: luminosity function, mass function - galaxies: evolution
1 Introduction
Early-type galaxies (ETGs) have become cornerstones in our understanding of the mass assembly in the Universe, as they dominate the massive end of the galaxy mass function at z < 0.8, hosting more than half of the total local stellar content (Bell et al. 2004b; Ilbert et al. 2010). Although hierarchical models are the most successful in reproducing the general properties of the Universe at the present (see Navarro & Steinmetz 2000), several observations related to the formation of the mETGs call it into question (Davies et al. 2009; Cowie et al. 1996; Bundy et al. 2006; Heavens et al. 2004; Jimenez et al. 2007).
In particular, hierarchical and primordial-collapse theories of galaxy
formation derive extremely different assembly epochs for the mETGs.
Actual CDM
models predict that these systems are the final remnants of the richest
merging sequences in the Universe, and thus, the latest to be
completely in place into the cosmic scenario (at z<0.5), whereas monolithic collapse theories push their formation towards much earlier epochs (at z>2.5, see Springel et al. 2005; Toomre 1977; White & Rees 1978; Eggen et al. 1962; Kauffmann & White 1993).
In this sense, the observed phenomenon of galaxy mass downsizing has
become a challenge for hierarchical theories. It refers to the observed
fact that the most massive galaxies (
)
seem to have been in place since
(Kang & Im 2009; Drory & Alvarez 2008; Kodama et al. 2007), whereas the less massive systems get their actual volume densities at later epochs (Pérez-González et al. 2005; Glazebrook et al. 2004; Pérez-González et al. 2008; Walcher et al. 2008),
favouring a monolithic-collapse origin for mETGs. This scenario is also
supported by the substantial amounts of mETGs that are being detected
at z>2 in the last few years (e.g., Waddington et al. 2002; Elston et al. 1988; Cimatti et al. 2004; Hughes et al. 1998; Fontana et al. 2009; Francis et al. 1996) and by the negligible number evolution that several authors report for them up to
(Pozzetti et al. 2003; Ferreras et al. 2009b; Cimatti et al. 2006; Saracco et al. 2009; Ferreras et al. 2009a; Nolan 2004).
However, there are conflicting views on the amount of this number evolution, as the fraction of mETGs assembled since
can vary between
20% and
60%, depending on the author (Cool et al. 2008; Scarlata et al. 2007a; Ilbert et al. 2006; Matsuoka & Kawara 2010; Bell et al. 2004b; Faber et al. 2007,
F07 hereandafter). Moreover, the traces of past interactions exhibited
by most of these systems and the merger fractions derived up to
suggest that major mergers must have contributed significantly to the evolution of mETGs in the past
8 Gyr (Conselice et al. 2009; Patton et al. 2002; Le Fèvre et al. 2000; Feldmann et al. 2008; van Dokkum 2005; Conselice et al. 2003).
This is also supported by recent observations that prove the existence
of a link between the AGN activity in low redshift ETGs and a
significant merger event in their recent past (Schawinski et al. 2010,2007).
van Dokkum et al. (2000) showed
that ETGs at high redshift seem to form a homogeneous old population
just because the progenitors of the youngest present-day ETGs are
usually not included in the samples under study. This effect, known as progenitor bias,
can extremely affect the conclusions derived on the evolution of the
ETGs in those studies that exclude late-type progenitors from their
samples. In fact, a pioneering study by Kaviraj et al. (2009a) has proven that, when the true progenitor set of the present-day ETGs is considered in the standard CDM
framework (regardless of their morphologies), less than 50% of the
stellar mass which ends up in ETGs today is actually in early-type
progenitors at
,
in agreement with recent observations. This result means that
observations have not established yet how or even when the mETGs
formed, nor if their apparently unchanged properties until
are really due to their evolution or to observing uncertainties and progenitor bias.
Several studies have tried to ascertain whether the increase in
abundance of ETGs with time arises primarily from major mergers,
deriving opposite conclusions (Blanton 2006; Cattaneo et al. 2010; Drory & Alvarez 2008; Bundy et al. 2007,2009). Most of these studies use merger trees from CDM cosmological simulations, and some of them prove the feasibility of reproducing observations within a theoretical
CDM framework (see, e.g., Lanzoni et al. 2005; Khochfar & Burkert 2003; Kaviraj et al. 2009a).
But the real contribution of the observed major mergers to the
evolution of the high-mass end of the galaxy LFs is still unknown. So,
we propose to test the hierarchical origin of mETGs by studying how the
population of mETGs would have evolved backwards in time, under the
hypothesis that they derive from the major mergers that are strictly
reported by observations at each redshift. We intend to test if major
mergers are really the main contributors to the buildup of mETGs or if
additional processes are required to explain it. This is the first
paper of a series summarizing the main results of this model. In the
present paper (Paper I), we describe the model and compare its
predicted LFs with observed data. Paper II analyses in detail the
role of the observed major mergers (wet, mixed, and dry) in the buildup
of mETGs since
.
The present paper is organized as follows. Section 2 is devoted to the model description. In Sect. 3,
we compare the evolution of the LFs predicted by the model for
different galaxy types with real data, using different galaxy-selection
criteria (on colour, spectral type, morphology). The compatibility of
the results with the mass-downsizing scenario and with other recent
observational results is discussed in Sect. 4.
In this section, we also comment on the model limitations. Finally, a
brief summary of results and some conclusions are addressed in
Sect. 5. We will use a
,
,
H0 = 70 km s-1 Mpc-1 concordant cosmology throughout the paper (Navarro & Steinmetz 2000; Xu et al. 2007). All magnitudes are given in the Vega system.
2 The model
The model adopts the backwards-in-time technique first introduced by Tinsley (1980). It traces back-in-time the evolution of the local galaxy populations considering two different sources of evolution: 1) the number evolution that observed merger rates imply at each redshift; and 2) the typical luminosity evolution (L-evolution) of each galaxy type due to its star formation history (SFH). The evolution of the volume element derived from the assumed cosmology is also considered. All model parameters and assumptions are strictly based on robust observational and computational results. The main novelty of the model is the realistic treatment of the effects of major mergers on the LFs. It considers the different phases and time-scales in a major merger, as stated by observations and N-body simulations. As the fate of a merger remnant depends strongly on the gas content of the progenitor galaxies, we have also had into account the different properties of these progenitors depending on whether the merger is dry (between gas-poor galaxies), wet (both progenitors are gas-rich), or mixed (between a gas-poor galaxy and a gas-rich one), as well as the relative fraction of each merger type at each redshift according to observations. Two key assumptions relative to major merging are adopted in the model: 1) the fact that a major merger generates an E-S0a galaxy; and 2) that the gas-rich galaxies involved in a major merger experience transitory phases in which they become DSFs.
We use observationally determined merger fractions to account for the
number density of merger events at each redshift. The merger fraction
at a certain redshift is defined as the number of mergers taking place
per galaxy at that redshift. Considering the volume enclosed at the
considered redshift interval, we can estimate the number density of
major mergers at redshift z,
,
as:
being


2.1 The original NCMOD code
We have used the code NCMOD, created by Gardner (1998, G98 hereandafter) for generating predictions on galaxy number counts, as a basis for the model. The author kindly made the code available at his web site, and permited its use, modification, and distribution without charge for the purposes of scientific research. Briefly, the code evolves the local LF back-in-time, for a number of galaxy types, using the spectral energy distributions (SEDs) from the Galaxy Isochrone Synthesis Spectral Evolution Library model (GISSEL96, see Leitherer et al. 1996; Bruzual & Charlot 1993). The code derives a matrix, N[m(F),z,t], containing the number of galaxies at each redshift z (per square degree and apparent magnitude interval) that contributes to the galaxy number counts at apparent magnitude m, for a given band F, and for the morphological type t. K- and e-corrections (evolutive corrections) corresponding to each galaxy type t at each redshift z are considered (Yoshii & Takahara 1988), as well as dust-extinction effects (Wang 1991; Bruzual et al. 1988, see Sect. 2.6 by G98 for more details). The original code implementation considers that galaxies do not experience any morphological evolution, so it just estimates the luminosity evolution backwards-in-time of a given present-day morphological type, according to the SFH assumed for this type.
G98 also inserted a procedure to account for number evolution in his model. Its merging procedure simply removes a given fraction of galaxies at each redshift from those galaxy types that the user considers to be affected by mergers. In this regard, the procedure is undoing the remnant galaxies into their original progenitors (we will refer to this as reversed merging). This procedure has some problems in the counting method (as shown in Sect. 2.2.1) and the adopted assumptions are too simplistic to account realistically for mergers. In particular, the assumptions that mergers can only occur between galaxies of the same galaxy type, that the remnant must also be of this type, and that the merger is instantaneous are clearly contrary to observations (see assumption #2 in Sect. 2.3.2). Moreover, these procedures do not account for the cumulative effects of mergers on the LFs either. So, we have improved the original code to account more realistically for the effects of major mergers in galaxy evolution (see Sect. 2.3). For more details on the original code, the reader is referred to G98.
2.2 General improvements to the model
We have modified the original NCMOD code to derive the LF of each galaxy type at each redshift,
.
In our improvements to the code, we have studied the morphological evolution only driven by the major mergers strictly reported by observational studies.
We are just interested in testing if the major mergers reported by
observations can really provide an explanation to the observed
evolution of LFs, or if additional processes are required to explain
it. As a major merger basically converts the two progenitor merging
galaxies into an E-S0a system (see assumption #2 in Sect. 2.3.2),
our code traces the effects of major mergers on galaxy evolution
backwards-in-time just decomposing present-day early-type galaxies
(ETGs) into their progenitors (which are of different morphological
type). So, the only morphological transformation between types allowed
in our code is through reversed major mergers, i.e., from a ETG to its progenitors.
This means that we have not accounted for other processes that can lead
to a transformation between types (such as secular evolution through
bars or minor mergers). If their contribution to the buildup of massive
ETGs were really significant, our model should be unable of reproducing
the observed evolution of the galaxy LFs just accounting for the
effects of major mergers. However, observations pose that these
processes have been more relevant in the formation of intermediate-mass
disks of types later than Sa than in the buildup of ETGs (López-Sanjuan et al. 2010; Azzollini et al. 2009). As the massive end of the galaxy LFs is controlled by ETGs up to ,
the assumption that Sa's-Irr's do not experience any morphological
transformation backwards-in-time does not affect to the results derived
for massive systems. We comment below the improvements implemented to
the original code in detail.
2.2.1 Counting method
Most of the authors using the backwards-in-time technique assume that the number density of galaxies of type t at z, with absolute magnitude in the F-band M(F), is equal to the number density of this galaxy type at z=0 exhibiting the same absolute magnitude, i.e.,
(see Yoshii & Takahara 1988; Maslanka 1984; Kitzbichler & White 2006; Wang 1991,
and Eq. (3) in G98). However, this assumption does not account for
the effects of the L-evolution of galaxies. In fact, the SED of a
certain galaxy type at redshift z has changed with respect to that at z=0, because of its SFH. Therefore, galaxies exhibiting M(F) at z do not exhibit the same M(F) at z=0, unless no L-evolution is assumed, and thus:
in general.
The relation between M(F) at redshift z and the absolute magnitude that a galaxy of type t exhibit at z=0, M(F,z=0), is given by the following expression:
where

![$f_\lambda[t_G(z);t]$](/articles/aa/full_html/2010/11/aa14770-10/img28.png)
![$f_\lambda[t_G(0);t]$](/articles/aa/full_html/2010/11/aa14770-10/img29.png)
If we also have number evolution, the previous equation is not valid, as galaxies from the original LFs at z=0 are dissapearing backwards-in-time through mergers. In this case, the cumulative effects of number evolution from z=0 to z must be considered:
where
![$\phi_{\rm m}[M(F,z=0),z=0\rightarrow z, t]$](/articles/aa/full_html/2010/11/aa14770-10/img32.png)

2.2.2 Local luminosity functions by morphological type
Galaxies within the same morphological class also exhibit similar colours. In fact, Kauffmann et al. (2004)
show that galaxy morphology is strongly related to star formation (SF).
Therefore, we have decided to follow the evolution of the different
morphological types existing at
backwards-in-time, assuming a priori that all the galaxies within each type share assembly processes and SFHs.
The code requires as input the local LFs of each galaxy type. Two
studies on the local LFs given by morphological types were available:
1) the LFs derived by Nakamura et al. (2003, N03 from now) in the -band, provided in four coarse morphological classes (E-S0, S0a-Sb, Sbc-Sd, Im); and 2) the LFs by Cuesta-Bolao & Serna (2003, C03 hereandafter) in the BZ
filter, for eleven thin morphological classes (E, S0, S0a, Sa, Sab, Sb,
Sbc, Sc, Scd, Sd, Im). None of these two parametrizations fitted our
requirements, as the last one gives better predictions on those
observables associated to star-forming systems, whereas the former was
better tracer of the mass evolution. Moreover, the S0a-Sb class by N03
is too coarse as to be represented with the same local SED and SFH (Eliche-Moral et al. 2006b).
![]() |
Figure 1: Decomposition of the local LFs by N03 in r* into thinner morphological types, using the local LFs in B by C03. The LFs plotted correspond to the following morphological classes: E-S0a, Sa-Sab, Sb-Sbc, Sc-Scd, and Sd-Irr (consult the legend in the figure). Solid line: total LF resulting from the performed decomposition. Thick, dashed line: original total LF by N03 in r*-band. [A colour version of this plot is available at the electronic edition]. |
Open with DEXTER |
So, we have decomposed the r*-band LFs by N03 into thinner classes, using the information provided by the B-band
LFs by C03, and trying to group more accordingly galaxies with similar
spectrophotometric and morphological properties (E-S0a, Sa-Sab, Sb-Sbc,
Sc-Scd, and Sd-Irr). The method is explained in detail in Appendix A. Figure 1 shows the resulting local LFs in r*,
as derived using this procedure. Notice that the LF obtained for the
E-S0a class exhibits an increasing slope at the faint end. This does
not contradict studies reporting a decreasing faint-end slope (
)
for the E-S0 class (de Lapparent 2003),
as our class also includes the S0a's. Schechter fits have been
performed to these decomposed LFs for each morphological type,
obtaining the parameters and
residuals listed in Table 1. These LFs in the r*-band
have been considered as the input local LFs in the model. They trace
the SF better than the original LFs by N03, with the advantage of a
better correspondence with the stellar mass, as compared to the
original LFs in the B-band. Several tests to check the robustness of this decomposition are commented in Appendix A.
Table 1:
Schechter parameters of the decomposed LFs
in r*.
2.2.3 Star formation histories
The SFH of each galaxy type in the model is fixed through the star
formation rate (SFR) assigned to each type and the redshift at which
the SF activity in each galaxy class starts (
). We have used an exponential function to represent the SFRs of spiral galaxies (Kennicutt 1989), a single stellar population (SSP) for ETGs, and a constant SFR for Sd-Irr's. Different e-folding timescales have been considered for spirals, depending on their types and according to observations:
Gyr for Sa-Sab, 7 Gyr for Sb-Sbc, and 9 Gyr for Sc-Scd (Gallazzi et al. 2005).
We have assumed metallicities that decrease from early to late types, in agreement with the observational results by Gallazzi et al. (2005). The final parametrizations of the SFR considered for each galaxy type in the model are listed in Table 2. In fact, these values are quite standard in population synthesis models (Gallazzi et al. 2005; Tosi 2009; Maier et al. 2009), and similar to those used in Eliche-Moral et al. (2006b). The ages and metallicities considered in the model are coherent with the median values of these magnitudes derived for SDSS galaxies in different mass ranges (Gallazzi et al. 2005).
Table 2: SFRs, metallicities, and internal dust extinction per galaxy type.
For all galaxy types, we assume that the SF starts at
,
where the SFH of the Universe exhibits its peak (Hopkins & Beacom 2006). Notice that this redshift represents the formation redshift of the bulk of the SPs
for all the morphological types. This is different to the redshift at
which the galaxy is assembled, as stars can be formed in different
systems to those where they end up at z=0, because of merging.
To simulate the spectral evolution of the composite SPs we have updated the library of evolutionary SP synthesis models of the original code to GALAXEV, the Isochrone synthesis code by Bruzual & Charlot (2003, B&C03 hereandafter). Padova 1994 evolutionary tracks and the Chabrier initial mass function have been considered (Chabrier 2001,2003,2002).
2.2.4 Dust extinction
G98 considered all the galaxy types to be equally extinguished, using a B-band optical depth
for local L * galaxies of all types at 4500 Å. This assumption is a simplistic approximation to reality (Boselli et al. 2002; Buat et al. 2002). So, we have inserted a different
for each morphological type. We have assumed the average values of dust
extinction derived from the observational extinction profiles obtained
by Muñoz-Mateos et al. (2009, M09 hereafter) for each morphological type. We have adopted the extinction value at its isophotal radius R25/2 as the representative total internal extinction of that galaxy type (see Table 2). The assumed
values are consistent with those derived by other authors within the typical observing errors (
,
see Trewhella 1998; Buat & Xu 1996).
2.3 Merging
In the model, we are going to consider the effects of major mergers on
the galaxy populations, but not those of minor mergers. Although their
role on the galaxy evolution is poorly understood at present (Ferreiro & Pastoriza 2004; Martínez-Delgado et al. 2009; Gimeno et al. 2007),
we know that major mergers drive much more dramatic structural changes,
violent starbursts, and higher mass increments in a galaxy than minor
mergers (González-García & Balcells 2005; Barnes & Hernquist 1991; Bournaud et al. 2007; González-García et al. 2006; Bendo & Barnes 2000; Eliche-Moral et al. 2006a; Naab & Burkert 2003). Even considering that minor mergers have probably been more numerous than major mergers (at least, by a factor of 2, see e.g., López-Sanjuan et al. 2010; Stewart et al. 2009a; Hetznecker & Burkert 2006; Stewart et al. 2008,2009b; Jogee et al. 2009; Cox et al. 2008b; Bournaud et al. 2007; Naab et al. 2009; Keel 2008; Kaviraj et al. 2009b), observations indicate that their contribution seems to have been significant only in low-mass systems (with
,
see López-Sanjuan et al. 2010; Oesch et al. 2010; Bundy et al. 2009). Therefore, we can neglect their effects in the model.
2.3.1 Evolutionary stages in a major merger
Depending on the gas content of the progenitors in a major merger,
their colours can redden noticeably due to strong dust extinction
during intermediate phases of the merger (Darg et al. 2010). According to Lotz et al. (2008b) and Cox et al. (2008a),
a wet major merger reddens noticeably due to strong dust extinction
during two epochs of strong merger-induced starbursts: 1) in the
pre-merger stage or tidal phase (enclosed between the first pericenter
passage and the moment at which both progenitors have merged into one
body); and 2) in the merging-nuclei stage or nuclear coalescence
phase (during which both nuclei merge generating a unique remnant). In
both phases, the merging galaxies also exhibit high morphological
distortions (Conselice 2009; Leitherer 2000; Hernández-Toledo et al. 2006; Conselice 2006b; Kim et al. 2009; Lotz et al. 2008a; Emonts et al. 2006; Lotz et al. 2008b; Bell et al. 2006b; di Matteo et al. 2008; Leitherer 2001; Geach et al. 2009; Cox et al. 2008a).
During the last stage of the merger (post-merger or late-remnant
phase), the SF in the remnant is completely quenched by the galactic
superwinds associated to the recently formed stars or by AGN feedback,
the SPs in the remnant fade passively, and the system experiences a
strong relaxation (see Schawinski et al. 2010,2007; Cox et al. 2004; Lotz et al. 2008b; Emonts et al. 2006; Heckman et al. 1999; Cox et al. 2008a). If gas ejection from the remnant is efficient enough and gas infall is negligible (as at it seems to be usual at z<1), the remnant evolves passively into an ETG in
-1 Gyr after the SF quenching (Emsellem et al. 2007; Robertson et al. 2006; Rossa et al. 2007; Naab et al. 2006; Schweizer & Seitzer 2007; Naab & Burkert 2003; Schweizer 2005).
A mixed major merger presents the same structural stages as a wet merger, although the gas content and SF involved are lower. As it involves a gas-rich, spiral progenitor, appreciable morphological distortions make it detectable to asymmetry indices studies during the nuclei-merging phase (Lotz et al. 2008b). The starbursts driven by the interaction can also redden noticeably the remnant center (Johansson et al. 2009; Hernández-Toledo et al. 2006; Hearn & Lamb 2001; Statler & McNamara 2002).
A dry major merger imprints negligible morphological distortions and entails very little SF, and thus, the remnant and the progenitors can be considered typical ETGs during the whole process (Hernández-Toledo et al. 2006; Naab et al. 2006; Feldmann et al. 2008; Rines et al. 2007; Donovan et al. 2007; Bell et al. 2006a).
The nominal timescales assumed for the pre-merger and merging-nuclei
phases correspond to the average values derived from the whole range of
values reported by Lotz et al. (2008b) and Cox et al. (2008a):
and
Gyr,
respectively. However, we have also accounted for the uncertainties
inserted in the model due to these timescales, considering the extreme
values reported by these authors for each timescale (see Sect. 3 for more details).
2.3.2 Assumptions on the merging events
Concerning to major mergers, we have assumed in the model that:
1. A major merger is a collision between two galaxies, involving stellar mass ratios ranging between 1:1 to 1:3.-
This is supported by the observed fact that major mergers involving
more than two galaxies simultaneously are extremely rare in the
Universe (Väisänen et al. 2008),
and by recent studies stating that merger fractions determined using
concentration-asymmetry-clumpiness (CAS) methods are only sensitive to
major mergers involving stellar mass ratios between 1:1 and 1:3 (Conselice 2006a,b; Lotz et al. 2004,2008b). In hierarchical models, unequal-mass mergers are more frequent than equal-mass mergers (Khochfar & Silk 2006; Khochfar & Burkert 2001), but as the distribution of mass ratios in real mergers for a given mass is unknown, we have assigned a mass ratio 0.3<mr<1 to each merger event according to a random distribution.
In order to establish a direct relation between stellar masses and
luminosities in galaxies, we have performed all the computations in a
NIR band (K). This assures that the stellar mass
of a galaxy is nearly proportional to the luminosity L
in that band, whatever the morphological type of the galaxy is.
Neglecting the effects of merger-induced SF in first approximation, the
absolute K-band magnitudes of both progenitors can be derived as:
being M1(K), M2(K), and M(K) the absolute K-band magnitudes of the two progenitors and of the resulting ETG, respectively.
2. A major merger gives place to an ETG, independently of the morphological types of the progenitors.- There are numerous observational results that point to a major merger origin for most elliptical galaxies (Falkenberg et al. 2009; Rossa et al. 2007; Poggianti et al. 2009a; Feldmann et al. 2008; Schweizer 2005). Although numerical simulations show that the final remnant structure depends strongly on the mass ratio, gas content, and orbit of the encounter, they state that a major merger between galaxies with typical gas contents basically gives place to an E-S0a (Naab et al. 2006; Bournaud et al. 2005,2004; Barnes & Hernquist 1996; Naab & Burkert 2003).
This assumption does not contradict the disk rebuilding scenario proposed by Hammer et al. (2005) (see also Hopkins et al. 2009; Springel & Hernquist 2005). According to it, a large disk could be rebuilt after a major merger in 2-3 Gyr, in the case that the progenitor galaxies contain a large gas reservoir (amounting to
50% of their masses, see Hammer et al. 2009a; Puech et al. 2009a). This scenario is supported by observed examples of disks being rebuilt at 0.6<z<1 (Governato et al. 2009; Puech et al. 2009b; Hammer et al. 2005; Yang et al. 2009; Hammer et al. 2009b) and by numerical and cosmological simulations (see numerous references in the introduction by Stewart et al. 2009a).
However, a close inspection to the sufficiently relaxed examples shows
that those cases related with major mergers are basically S0-S0a
galaxies, whereas those exhibiting lower bulge-to-disk ratios (and
thus, not being ETGs according to our definition) are associated to
minor mergers instead (Poggianti et al. 2009a; Cassata et al. 2008; Eliche-Moral et al. 2006a). Therefore, the disk rebuilding does not conflict with our main hypothesis at
(see an interesting discussion on the topic in Oesch et al. 2010).
3. Major merger fractions vary as a function of redshift.- Observational
errors usually associated to typical CAS methods lead to a possible
overestimation of merger fractions by a factor up to 2 (Jogee et al. 2009; Lotz et al. 2008a). In order to account for these uncertainties, López-Sanjuan et al. (2008)
have developed a maximum likelihood (ML) method that considers the
biasses linked to the redshift degradation of the morphological
information. This technique provides lower merger fractions than
typical CAS methods (López-Sanjuan et al. 2009a,b, LSJ09 hereandafter), quite in agreement with visual and pair counting estimates (Jogee et al. 2009). Therefore, we have adopted LSJ09 merger fractions up to
for the model, keeping in mind that they are limited to galaxies brighter that
(Vega magnitudes). This corresponds roughly to galaxies with
for z<1. According to these authors, the merger fraction evolves as a power law at
as:
where


4. Merger fractions in the B-band trace reliably the number of merger events at .-
Some studies report that merger fractions derived in NIR are lower than
those estimated from optical bands, probably because the star-forming
features of galaxies seem more asymmetrical as we move to shorter
rest-frame wavelengths (Rawat et al. 2009; Bundy et al. 2004; Huertas-Company et al. 2009b). However, López-Sanjuan et al. (2009a) find that the morphological merger fractions at z = 0.6 in the K and B bands are compatible within the errors.
5. Merger fractions as a function of redshift for different merger types.- Mergers involving gas-rich (late-type) galaxies dominate at z > 0.8, whereas mergers involving gas-poor (early-type) galaxies are more frequent at recent epochs (de Ravel et al. 2009; Lotz et al. 2008a; Tran et al. 2005; Bundy et al. 2009; Lin et al. 2008; van Dokkum 2005). Percentages of wet, mixed, and dry mergers have been estimated up to
by Lin et al. (2008, hereandafter L08).
We will consider their relative fractions in order to estimate the net
number of wet, mixed, and dry mergers taking place at each redshift.
Figure 2 shows the linear extrapolations in redshift derived from L08 values at
and
that have been considered in the model.
6. Merger fractions by LSJ09 are only sensitive to the merging-nuclei stage of gas-rich mergers.- Observations have stated that CAS methods are not efficient detecting dry mergers (Bell et al. 2006b; Hernández-Toledo et al. 2006; Feldmann et al. 2008; Donovan et al. 2007; van Dokkum 2005).
Therefore, we will assume that the merger fractions by LSJ09 only
account for wet and mixed processes. Under this assumption, Eq. (1) becomes:
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Figure 2: Relative fractions of wet, mixed, and dry mergers as a function of redshift reported by L08 (squares, triangles, and diamonds, respectively). Lines: linear extrapolations of the values at z=0 and z=1. Consult the legend in the figure. Vertical dashed lines: transition redshifts at which the fraction of one of the merger types becomes null, according to the extrapolations. [A colour version of this plot is available at the electronic edition]. |
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where
represents the merger fraction by LSJ09 and
and
the number density of wet and mixed mergers detected at z. The relative fractions of wet, mixed, and dry mergers at z are estimated as the number of mergers of each type detected at that z, divided by the total number of mergers at that z (L08). Therefore, the relative fractions of dry, mixed, and wet major mergers can also be computed as:
where


with




as well as the number density of dry, mixed, and wet mergers at z through Eqs. (8).
CAS methods detect mergers in the immediate pre-merger and merging-nuclei phases (Bell et al. 2006b; de Ravel et al. 2009; Patton et al. 2002; Conselice 2006b; De Propris et al. 2007; Le Fèvre et al. 2000; Conselice et al. 2003).
Nevertheless, the visual inspection of the merger samples by LSJ09
indicates that the mergers correspond basically to merging-nuclei
stages of gas-rich encounters (probably due to the image degradation
performed by these authors). So, we have assumed that all the mergers
included in LSJ09 merger fractions have been detected at this
evolutionary stage.
7. Merger fractions depend on the stellar mass.- The merger rate increases as the galaxy mass increases at z<0.6, whereas at higher redshifts the merger rate does not depend on mass for galaxies with
(Genel et al. 2009; Carlberg et al. 2000; Bundy et al. 2009; López-Sanjuan et al. 2009a; Conselice et al. 2009; de Ravel et al. 2009; Carlberg et al. 1999; Parkinson et al. 2008; Domingue et al. 2009). As the model is limited to bright galaxies (
),
we will distribute the computed number of merger events at a given
redshift according to these trends. This means that the fractional
increment in stellar mass at each mass bin is the same for all masses
in the model at z>0.6 by assumption (
), in agreement with observations and semianalytical models (Fontanot et al. 2009; De Lucia & Blaizot 2007).
8. Starbursts in gas-rich major mergers.- Observations
and simulations have posed that mergers between gas-rich galaxies
induce violent starbursts in the remnant, widely spread along the whole
galaxy (Zezas et al. 2003; Jogee et al. 2009; Bridge et al. 2007; Joseph & Wright 1985; Kannappan et al. 2004; Kim et al. 2009; Mihos & Hernquist 1996; Darg et al. 2010). The efficiency of mergers in triggering strong starbursts is high enough as to consume 50-75% of the original gas content (Cox et al. 2006,2004).
Therefore, we have assumed that: 1) each major merger involving a
gas-rich progenitor must have converted a certain percentage of its
original gas content into stars; and 2) the starburst affects the
colour of the whole galaxy. Assuming that the typical gas content in
disks is
10% of their baryonic masses (Roberts 1975; Young & Scoville 1982; Scoville & Young 1983), we have tested how the efficiency of the merger-induced starbursts can affect to the predicted LFs (see Sect. 2.5).
We have considered that the increment in stellar mass induced by the
merger is concentrated at the pre-merger phase. Assuming that a
fraction f (
)
of the original gas content of each disk progenitor has transformed into stellar mass in the remnant ETG, a stellar mass
(instead of a mass
)
must be distributed into the original gas-rich progenitors, affecting to Eq. (5).
9. DSF phases in gas-rich major mergers.- The strong
starbursts induced by major mergers are frequently accompanied by large
amounts of dust, that extinct and redden noticeably the galaxy spectrum
(Kauffmann et al. 2003; Poggianti et al. 2009a; Bell & de Jong 2001; Roche et al. 2006; Keel & Wu 1995). In the local Universe, gas-rich major mergers exhibit higher dust contents than normal star-forming disks (Pollack et al. 2007; Imanishi 2009; Bekki & Shioya 2000). In fact, colours of local ULIRGs (which are basically gas-rich major mergers) are as red as those of local ETGs (Arribas et al. 2004; Ilbert et al. 2006; Surace & Sanders 2000; Surace et al. 2000; Darg et al. 2010). At high redshift, major mergers exhibit even higher amounts of SF and dust extinction than their local counterparts (Alonso-Herrero et al. 2004; Calzetti 1999; Cortese et al. 2006; Iono et al. 2009).
Consequently, ETGs and DSFs at high redshift exhibit similar SEDs,
except for some absorption and emission lines present in star-forming
systems (Strateva et al. 2001; Cimatti et al. 2002; Weiner et al. 2005; van Dokkum et al. 2006; Schurer et al. 2009; Liu et al. 2000; Pierre et al. 2001). In fact, Schawinski et al. (2010,2007)
have proven the existence of an evolutionary sequence in local ETGs
from a merger-driven starburst phase to quiescence, that lasts 1 Gyr. The transition between both phases is driven by an AGN phase that peaks at
0.5 Gyr
after the starting of the starburst phase, responsible of the
suppression of the SF in these systems. These authors report colours of
ETGs in the AGN phase quite similar to those exhibited by quiescent
ETGs on the red sequence. Therefore, we will assume that gas-rich
mergers undergoing transitory DSF phases (during the pre-merger and
merging-nuclei phases) exhibit the same SED as ETGs at the same
redshift. This assumption is reasonable in global terms at least for
rest-frame wavelengths longer than the 4000 Å break feature.
Moreover, we will show that DSFs become numerically relevant at
in the model (see Sect. 3), epochs at which real DSFs exhibit the reddest colours, making our assumption more accurate.
10. The gas-rich progenitors in a wet or mixed major merger are usually spirals of very late Hubble type.-
This assumption is supported by observations posing that gas-rich
galaxies involved in wet or mixed mergers tend to be of Sc-Irr type (De Propris et al. 2005), and by the fact that the relative fraction of early-type galaxies in high-density environments seems to have increased since
at the expense of that of very late-type galaxies (Sc-Irr's), instead of intermediate spirals (Tasca et al. 2009).
So, we assume that, if an ETG was built up through a mixed merger, its
gas rich progenitor was a Sc-Irr galaxy (the another one was a gas-poor
galaxy), and if the ETG was assembled through a wet merger, both
gas-rich progenitors were Sc-Irr's.
2.4 Computing the LF evolution
In our model, the backwards-in-time evolution of the local LFs is computed assuming that only ETGs are susceptible of coming from a major merger. In order to derive the evolved LFs at a given redshift z, we carry out a procedure analogous to the original G98 method (Sect. 2.1), but using the correct counting method (Sect. 2.2.1) and all the improvements commented in Sect. 2.2.
We assume that the number density of E-S0a's that are formed at each redshift z through major mergers is equal to the number density of major mergers that are observed at z (assumption #2 in Sect. 2.3.2). The number density of the assembled ETGs at each redshift is estimated using LSJ09 merger fractions (Eqs. (6) and (10)). The corresponding number densities of ETGs formed through wet, mixed, and dry major mergers at each redshift are estimated through Eq. (8). The number of ETGs that must be removed from their LF at each luminosity bin (and at each redshift) is estimated assuming the distribution of mergers with luminosity stated in assumption #7 of Sect. 2.3.2. As the merger fractions by LSJ09 are detecting remnants before their post-merger phases, we can override this phase in the model (assumptions #3-6 in Sect. 2.3.2).
We have decomposed each ETG of luminosity L coming from a major merger into two progenitors, with luminosities according to equations derived in Sect. 2.3.2
(assumptions #1 and #8). In reversed merging, these recently assembled
ETGs must disappear from the cosmic scenario backwards-in-time, but
firstly they come into the nuclei-merging phase during Gyr, split into their progenitors in the pre-merger phase for
Gyr, and then become two typical progenitor galaxies (ETGs or blue disks) after this phase (as described in Sect. 2.3.1).
This procedure has into account that the conversion of two merging
progenitors into an ETG is not instantaneous, and the colours of
galaxies at each phase depending on the merger type. The product of a
reversed merger in our back-in-time technique results in the
decomposition of the mETG assembled through this merger into their two
progenitor galaxies (ETGs or gas-rich disks, depending on the merger
type), after a period of
Gyr. Gas-rich progenitors have been considered to be Sc-Irr galaxies (assumption #10 in Sect. 2.3.2).
Galaxies undergoing a DSF phase during a gas-rich major merger (in the
pre-merger and in the merging-nuclei phases) are considered to exhibit
the same SED as ETGs at each redshift (non-corrected from dust
extinction, see assumption #9 in Sect. 2.3.2).
Notice that, as the model traces the evolution backwards-in-time, the
fate of the most massive galaxies is not affected by the evolution of
the less massive systems, as all galaxies are continuously losing
stellar mass backwards in time.
The timescales adopted for the DSF phases of wet and mixed major
mergers control the ``life period'' of the transitory DSFs before
becoming typical late-type disks, and hence, affect to the LF of these
systems. However, it is worth noting that these timescales (
Gyr for the pre-merger stage and
Gyr
for the merging-nuclei phase) do not affect the net assembly rate of
mETGs at each redshift, but they just delay more or less the
transformation of the progenitor galaxies in transitory merging stages
into ``typical'' systems. The number of mETGs dissapearing at each
redshift depends only on the merger fractions, the relative percentages
of each merger type, and the total galaxy LF at each redshift, but not
on any timescale (see Eq. (10)).
As observed merger fractions are independent on author's hypotheses on
the timescale of a merger (contrary to merger rates, see Bell et al. 2006b; Jogee et al. 2009; Le Fèvre et al. 2000,
LSJ09), the number of mETGs assembled through major mergers estimated
by our procedure is independent on the selected timescales of the
pre-merger and merging-nuclei phases (at which the built up ETG does
not exist, but their merging progenitors).
2.5 Model uncertainties and error assessment
The values indicated in Sects. 2.1-2.3
for parameters such as the SFH per morphological type, the merger
fractions, or the merging timescales are average values derived from
observations and simulations. We have tested how errors in the nominal
model parameters affect the model results.
i- SFHs for each morphological type (Sect. 2.2.3).- Eliche-Moral et al. (2006b) showed that, although galaxy number counts predicted with NCMOD are not sensitive to the SFH selected for each galaxy type, the predicted colour distributions depend noticeably on them. We have tested how the LFs predicted by our model change when the standard parametrizations assumed for the SFH of each galaxy type are modified. Our tests confirm that the resulting LFs are quite robust against small changes of these parameters, provided that the input values are nearly realistic. Moreover, the morphological types used in the present model group galaxies with more similar spectral properties than in Eliche-Moral et al. (2006b), making more realistic the representation of all galaxies within a given type with the same SFH (see Sect. 2.2.2 and Appendix A).
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Figure 3:
Evolution of the B-band LFs with redshift of red galaxies up to
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The SFH assigned to the Sa-Sab's gives place to slightly bluer colours
for these galaxies than those exhibited by this population (see
Sect. 3.2).
If we consider a shorter timescale for its SFR, in order to make them
redder, the fitting in NIR bands of their LFs improves, but the LFs of
the total galactic population are a bit overestimated. This galaxy
population has evolved probably through secular evolutionary process
from late-type disks (Kormendy & Fisher 2008; Combes 2008; Athanassoula 2008),
processes that are not being considered in the present model. So we
have fixed their SFH to the typical values reported by observations for
this galaxy type.
ii- Dust extinction for each type (Sect. 2.2.4).- An accurate description of extinction is critical for comparing model predictions with data for bands from U through K. We found G98's assumption on dust extinction (
for all galaxy types) too conservative attending to studies of local disk galaxies (see Sect. 2.2.4). We have tested that, for typical observing uncertainties of the optical depth (
in the values of Table 2),
results do not change appreciably. Higher dust extinctions in late-type
galaxies lead to an underestimation of the LF of blue galaxies at all
redshifts up to
.
However, results in ETGs are less sensitive to dust extinction
assumptions. In fact, they could tolerate dust extinction values beyond
the above
,
although the LF at 0.8<z<1 is worst reproduced in this case.
iii- Assumed colours for DSFs (Sect. 2.3.2).- We
have assumed the same SED for representing DSFs and ETGs at each
redshift, in order to simplify the model (see assumption #9 in
Sect. 2.3.2). This
assumption implies that we are underestimating the UV emission of the
DSF spectrum. So, we have not considered bands bluer than rest-frame B-band in our results.
iv- Merger fractions (Sect. 2.3.2).- These
uncertainties have turned out to be the most relevant source of error
in the model, so we show them together with results in Sect. 3.
We have also implemented different parametrizations of merger fractions
besides from the one by LSJ09. In particular, we have tried the
parametrization derived by Conselice (2006a). This function provides a slightly better fit to LFs at 1<z<2 (by 10-20%). At
,
both parametrizations imply similar merger fractions. However, the
scenario proposed by our model overestimates largely the number
evolution of ETGs at z>1, considering the major mergers reported by observations at z>1. In fact, we would require less than 20% of the major mergers derived from the observed merger fractions at z>1 to reproduce the galaxy number counts by redshift bins and the LFs of red and blue galaxies at 1<z<1.5.
Nevertheless, it seems that the properties of major mergers start to
differ appreciably from their counterparts at lower redshifts at z>1, and hence, assumptions adopted in the model are not fulfilled by real galaxies (see comments in Sect. 4.3). Results are extremely sensitive to the adopted merger fractions (see Sect. 3 and the model uncertainty regions plotted in Figs. 3-8).
v- Merger timescales (Sect. 2.3.1).- In order to account for the uncertainties in these parameters, we have considered the whole range of values reported by N-body simulations (
-1.7 Gyr and
-2 Gyr, see Cox et al. 2008a). Although non-physical, we have also considered the possibility of ``instantaneous'' mergers (
),
in order to compare our results with those that would be obtained in
this case, as assumed by several semi-analytical codes (see references
in Sect. 2.2.1). We comment these uncertainties together with results in Sect. 3 (see also the model uncertainty regions plotted in Figs. 3-8).
vi- Merger-induced SF (Sect. 2.3.2).- We
have performed several tests changing the fraction of ETG stellar mass
formed during the major merger that built it up. The typical increments
of stellar mass stated by observations (between 0-10% of the total
stellar mass, see Cox et al. 2006,2004)
affects negligibly the final results. However, we have also tested how
higher merger-induced star formation can affect to the results, finding
that increments of stellar mass above 40%
of the total mass of the galaxies could affect the shape of the LFs of
late-type galaxies at high redshift (see also item iii of Sect. 4.3).
3 Results
In this section, we compare the evolution of the LFs predicted by the model for each galaxy population with observed data in different bands and according to different selection criteria (on colour, on morphology).
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Figure 4:
Evolution of the B-band LFs with redshift for blue galaxies up to
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Figure 5:
Evolution of the B-band LFs with redshift for all galaxies up to
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3.1 LF evolution of red and blue galaxies at z
1
As pointed out by F07, studies focusing on red galaxies are implicitly
assuming that rest-frame colour is a good way of finding E-S0 types at
all redshifts. These authors claim that the identification red
galaxy-ETG ``works well at low redshifts, where the contamination of
the red sequence by DSFs with Hubble types later than S0 is negligible (10-15%, see Weiner et al. 2005; Bell et al. 2004a). However, contamination by non-spheroidal DSFs is larger at higher redshifts, amounting to 30% at
,
and may increase beyond that (Cimatti et al. 2002; Gilbank et al. 2003; Moustakas et al. 2004; Yan & Thompson 2003)''.
In fact, most of the authors selecting red galaxies admit that the
similarity of the rest-frame colours of ETGs and DSFs makes difficult
to disentangle both galaxy populations at high redshifts (Strateva et al. 2001; Ilbert et al. 2006; Cirasuolo et al. 2007; Franzetti et al. 2007).
As the level of contamination by DSFs of a red galaxy sample is going
to depend strongly on the colour criteria used by each author, we are
going to consider the two extreme situations in our model in order to
compare with observed data: 1) the case that the red galaxy sample
includes exclusively ETGs; and 2) the case that all DSFs are also
included into the red sample.
3.1.1 B-band LFs for red and blue galaxies up to z
1
In Figs. 3-5, we have compared the evolution of the rest-frame LFs in the B-band
as predicted by the model (using our nominal parameters) with real data
on red, blue, and total galaxy populations. Symbols represent the
observed LFs derived by different authors up to
(upper panels of each figure). We have overplotted a PLE model in all
the panels (dashed-dotted lines). The abscissas axis (absolute
magnitude axis) in Fig. 3 has been transformed into stellar masses of mETGs at z=0 using the expression derived for local ETGs by Cimatti et al. (2006)
and considering the modelled L-evolution of mETGs (axis at the top of
the figure). The vertical dashed lines in panels a-e of Fig. 3 indicate the magnitudes that correspond to ETGs with
and 12 at z=0. So, our results concern to ETGs with
at z=0, and roughly to
galaxies at
.
Attending to the LFs of red galaxies at z<0.8 (panels a to c of Fig. 3),
we corroborate the negligible number evolution that all the
observational studies report up to this redshift for the luminous red
galaxies: notice that the PLE model for ETGs lies exactly on top of the
observed data. However, observational studies disagree on the number
evolution experienced by red galaxies at 0.8<z<1 (see panel d in the figure). Depending on the author, the number density of ETGs is found to decrease by a factor of 2-3 or negligibly. The question is why authors derive such a different number evolution for red galaxies at 0.8<z<1.
The predictions of our model assuming that only ETGs are classified as red galaxies are also shown in Fig. 3
(thin solid lines in top panels with lined area below them). The model
is capable of reproducing the negligible number evolution reported by
observations for massive, red galaxies up to
(panels a-c in the figure). However, it predicts a significant drop in the number density of mETGs at 0.8<z<1 (panel d), reproducing the data for red galaxies obtained by F07 at that redshift bin. So, the model shows that it is completely feasible to build up
50-60% of the present-day number density of mETGs through the major mergers reported by observations since
. Another striking result of the model is that it predicts that the bulk of this recent mETGs assembly takes place basically during a time period of
1 Gyr elapsed at 0.8<z<1, in agreement with observations by F07, but in contrast with other studies (Cool et al. 2008; Bell et al. 2004b). However, the contradiction between these observations and our model predictions is just apparent, as shown below.
Let us now consider that DSFs are also identified as red objects. In Fig. 3,
we have also overplotted the LFs of ETGs+DSFs in the panels
corresponding to the red galaxy population (thick, solid lines). Notice
that, if DSFs are included into the red galaxy sample, the model now
reproduces the data reporting an apparent negligible number evolution
of massive, red galaxies up to
(Cool et al. 2008; Bell et al. 2004b). This result suggests that the discrepancy in the number evolution reported by different studies for bright red galaxies up to
could be due to the inclusion of a significant amount of DSFs into the
red galaxy sample, depending on the colour criteria used by each author.
This possibility has also been suggested by other recent studies (Benson & Devereux 2009; Brammer et al. 2009). Kaviraj et al. (2009a) reports that, accounting also for the late-type progenitors of mETGs in a CDM
scenario (and not just those of early types), more than 50% of the
stellar mass which ends up in mETGs today is in late-type progenitors
at
(in agreement with our results). Our model corroborates their
conclusion on the relevance of accounting for the progenitor bias in
observational studies, in order to derive accurate conclusions
regarding the evolution of mETGs in the past
8 Gyr.
Note that the model predicts a contamination of the galaxy red sequence by dusty galaxies amounting to 50% at
for our magnitude range, in agreement with observations (Cimatti et al. 2002; Gilbank et al. 2003; Moustakas et al. 2004; Yan & Thompson 2003). This means that the existence of this DSF population at
can be explained just accounting for the gas-rich major mergers strictly reported by observations.
The model starts failing to reproduce observations at z>1.2, independently on if DSFs are classified as red galaxies or not. In Sect. 4.3, we discuss in detail the model limitations, especially at redshifts .
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Figure 6:
Evolution of the K-band LFs with redshift of red galaxies (panels g)- i)), blue galaxies (panels d)- f)), and all galaxies (panels a)- c)), as predicted by the model, up to
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Our scenario also works for disk galaxies. Attending to the panels a-e of Fig. 4, we can see that the model predictions for blue galaxies match their observed evolution at
as reported by F07, better if DSFs are considered as blue galaxies
together with Sa-Irr's (thin, solid lines in the panels) than if not
(thick, solid lines). The model predicts naturally the decrease by
30-40% of the number density of blue galaxies since
to
reported by observations (Ilbert et al. 2006, F07), just considering the transformation of disks into ETGs driven by the major mergers at
.
Moreover, the majority of these gas-rich progenitors are predicted to
be undergoing a transitory DSF phase of the major merger at 0.8<z<1
(compare the thick, solid line and the thin, solid line in the figure).
Obviously, as the model reproduces the observed evolution of the LFs of
blue and red galaxies up to
,
it also fits that of the total LFs (see panels a-e in Fig. 5).
In the lower panels corresponding to each redshift bin of Figs. 3-5,
we show the model uncertainties due to the merger timescales and to the
errors in the observed merger fractions (see Sect. 2.5).
These uncertainties are relevant enough to make difficult to draw a
conclusion on the production rate of ETGs, as they could imply from no
number evolution of mETGs to a decrement of their number density by a
factor of 4.
However, we must keep in mind that the nominal values used in the model
are robust and realistic, derived as averages of the possible observed
values. By the contrary, the values used here for uncertainty estimates
are quite extreme. Nevertheless, we will show that these uncertainties
affect more weakly to the results in the K-band (Sect. 3.1.2), allowing us to rule out the PLE scenario not only for red galaxies at 0.8<z<1, but also for the blue galaxy population. This supports the robustness of the results derived for the B-band in this section.
Summarizing, the model offers a framework in which the studies deriving a negligible evolution of red galaxies up to
and those finding a significant evolution for them can be reconciled,
just having into account that red galaxy samples can be highly
contaminated by DSFs, probably intermediate stages of gas-rich major
mergers evolving into ETGs. The model suggests that the follow up of
populations selected by colour (red vs. blue) backwards-in-time,
as the majority of studies do since the pioneering study by Strateva et al. (2001), might be providing a biassed view of the galaxy assembly at
,
as already noted by Kaviraj et al. (2009a).
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Figure 7: Evolution of the I-band LFs for red galaxies with redshift, as predicted by the model. Pentagons: observational I-band LFs for red galaxies derived by Im et al. (1996). Lines: model predictions. The legend for lines is the same as in Fig. 3, but for the I-band. Shaded area: total uncertainty region due to errors in the nominal values used in the model for the merger timescales and the merger fractions. [A colour version of this plot is available at the electronic edition]. |
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3.1.2 K-band LFs for red and blue galaxies up to z
1
In Fig. 6, we show the model predictions on the evolution of the LFs for red, blue, and all galaxies for the K-band. The legend is analogous to the one in Fig. 3. We have overplotted in the figure the model uncertainty region due to errors in the merger timescales and in the observed merger fractions by LSJ09.
Comparing the observed data of red galaxies with the PLE model
(panels g-i in the figure), we can see that red galaxies do not
show any relevant number evolution at
0.25< z<0.75 (panel g). However, their number density decreases suddenly by a factor of 2-3 at 0.75<z<1, laying quite below the PLE model (panel h). So, K-band data are ruling out directly a PLE scenario for bright, red galaxies at 0.75<z<1.
We have overplotted the K-band LFs predicted by the
model in the same panels. Assuming that exclusively ETGs are identified
as red galaxies, the model predicts the negligible number-evolution
observed for this galaxy population at
0.25< z<0.75, as well as the significant drop in their number density observed at 0.75<z<1 (see panels g and h in Fig. 6). The good agreement of the model predictions with K-band observed data (even considering the model uncertainties) stresses the feasibility of building up 50-60% of the present-day number density of mETGs accounting for the major mergers reported by observations at
.
Again, the model predicts naturally the observed fact that the bulk of this assembly occurs during the period of
1 Gyr elapsed at 0.75<z<1, as in the B-band (see Sect. 3.1.1). Moreover, considering that all DSFs are classified as red galaxies (thick, solid lines in panels g-i in Fig. 6), the model still reproduces the observational results of red galaxies better than the PLE model.
Panels d-f in Fig. 6 represent the observed LF evolution for blue galaxies in the K-band up to
.
The figure shows that the PLE model (dotted-dashed lines) lies quite
far away from the observed data not just for red galaxies, but also for
the blue ones. So, the PLE scenario for blue galaxies is also discarded
just considering observed K-band data.
The predictions of our nominal model on blue galaxies are overplotted
in these panels. If DSFs are not included into the blue galaxy
population (thick, solid line in panel d), the model for blue
galaxies (Sa-Irr's) overlaps with the PLE model at
0.25< z<0.75, not fitting
data. If the DSFs predicted by the model are considered as blue
galaxies (thin, solid line with lined area below it), the model
reproduces the data better than before, although it still
underestimates the number density of blue galaxies at this redshift
bin. However, DSFs become essential to reproduce the huge increase of the number density of blue galaxies reported by observations at 0.75<z<1 in the K-band, with respect to their present-day value (by a factor of 10, compare our model with the PLE model in panel e of Fig. 6). So,
the model predicts two observed excesses of blue galaxies with respect
to PLE models simultaneously: 1) that of bright blue galaxies
registered in the B-band; and 2) that of massive blue galaxies detected in the K-band.
And both are explained just considering the gas-rich progenitors of the
mETGs that have been assembled through major mergers at
.
As happened in the B-band, the majority of these gas-rich progenitors are predicted to be undergoing a major merger at 0.8<z<1. The model also reproduces the evolution of the total K-band LF up to
better than a PLE model, even accounting for the model uncertainties (see panels a-c in the figure).
3.1.3 I-band LFs for red and blue galaxies up to z
1
In Fig. 7, we compare the LFs for red galaxies predicted by the model in the F814W-band (I-band) with the observational results by Im et al. (1996). The model reproduces quite properly the data at z<0.8. However, notice that data at 0.8<z<1.2 are better reproduced if DSFs are being identified as red galaxies.
3.2 LF evolution per morphological types up at z
1
In Fig. 8, we plot the predicted evolution with redshift of the B-band LFs of different galaxy morphological types. DSFs have been included into the LFs of the Sc-Irr+M type, as they represent stages of major mergers with strong morphological distortions. Observational data by different authors are also shown for comparison (Ilbert et al. 2006; Franceschini et al. 2006; Zucca et al. 2006). The legend for lines is analogous to that of Figs. 3-6, but now refers to morphological types, not to colour classes.
Figure 8 shows that the model can reproduce the observed evolution of the LFs for different morphological types at :
E-S0a's (panels a-e), Sa-Sab's (panels f-k), Sb-Sbc's
(panels l-r), and Sc-Irr's (panels s-y). The figure suggests
again that the major mergers that are observed at
provide a natural explanation for the observed numerical growth of mETGs since
,
and that the gas-rich progenitors of these recently formed mETGs can explain the observed excess by a factor of
4-5 of late-type galaxies at 0.8<z<1
with respect to a PLE model (see panel w in the figure). Intermediate
types (Sa-Sab's and Sb-Sbc's) are consistent with a PLE evolution up to
,
according to their typical SFHs.
Figure 4 shows that the decrease in the number density of the spiral (i.e., blue) galaxies from
to
is
30-40%
of its present-day value. However, the same numerical decrease in terms
of the present-day Sc-Irr+DSF population means that this population was
higher by a factor of
4-5 at
than now (Cool et al. 2008; Brown et al. 2007; Franceschini et al. 2006; Ilbert et al. 2006; Zucca et al. 2006; Scarlata et al. 2007b). So, the scenario proposed in the model for describing the evolution of the galaxy LFs selected by colour up to
also explains the observed evolution of the LFs selected by morphology.
![]() |
Figure 8:
Predicted evolution of the B-band LFs by morphological types (E-S0a, Sa-Sab, Sb-Sbc, Sc-Irr) with redshift, up to
|
Open with DEXTER |
4 Discussion
4.1 Mass downsizing and the hierarchical assembly of mETGs at z
1
The most striking result of the model is that it reproduces the observed evolution of the LFs at ,
predicting at the same time a late hierarchical assembly for at least half of the present-day mETGs (at
). Recent semianalytical models within the standard
CDM framework reproduce the observed increase of the number density of mETGs since
(Cattaneo et al. 2010; Oesch et al. 2010; Hopkins et al. 2008; Kaviraj et al. 2009a).
As our model proves that the major mergers strictly reported by current
observations are capable of explaining the mETGs assembly since
,
our approach is directly linking the observed number of major mergers
and the predicted one by hierarchical models, demonstrating that the
hierarchical scenario and observations are quite compatible afterwards.
Studies supporting galaxy mass downsizing report that only 40-50% of the galaxies with
were completely assembled at
(Pérez-González et al. 2008; Ilbert et al. 2010).
Having into account that ETGs dominate the mass function at this mass
range, we can conclude that the main result of our model is in
agreement with the global trends of mass downsizing. Moreover, the
model predicts that mETGs have acquired their actual volume density at
,
again in agreement with the previous studies. In Paper II of this
series, we will show that the assembly epoch derived by the model for
field mETGs is in agreement with that derived by semianalytical models
and studies on the SPs of mETGs (see Neistein et al. 2006; De Lucia et al. 2006). Moreover, the model predicts that
50% of the present-day number density of mETGs already exist at
,
consistently with the detection of numerous ``read&dead'' mETGs in
high-density environments at higher redshifts (see references in
Sect. 1).
The model assumes that the numerical growth for each mass bin at z>0.6 is similar, in agreement with several observations (see assumption #7 of Sect. 2.3.2). This means that the mETGs at different masses are assembled at the same numerical rate at 0.6<z<1
in the model. Obviously, this growth rate is in contradiction with mass
downsizing, that derives that the most-massive galaxies must have
experienced a lower number evolution at
than galaxies with lower masses (Scarlata et al. 2007a; Cirasuolo et al. 2007; Scarlata et al. 2007b). In fact, ETGs with masses
seem to be already formed at z>1.7 (Franceschini et al. 2006).
This does not mean that the model and mass downsizing can not be
reconciled. Firstly, because it can not be ruled out that mass
downsizing can be an artifact of large observing errors at the bright
end of the derived galaxy mass functions, as claimed by Fontanot et al. (2009). And secondly, because even if galaxies more massive than
were already in place at z>2,
the model could reproduce it just considering a slower numerical growth
rate at the high-mass end than at lower masses, without affecting its
main results (these galaxies represent <5% of the total mETGs
population considered by the model). However, this would require the
prior knowledge of the distribution of major mergers with galaxy masses
up to
,
a question unsettled by the moment.
In conclusion, the model shows that the observed phenomenon of mass
downsizing can be compatible with the hierarchical assembly of nearly
half of the present-day number density of mETGs at .
In fact, other recent studies confirm upsizing in galaxies at z < 1.5 (see Franx et al. 2008; Ryan et al. 2007).
However, a complete reconciliation of hierarchical models and mass
downsizing might require a better implementation of the physical
processes affecting to massive systems in the simulations, and a more
exhaustive analysis of the biasses and uncertainties of observed data.
4.2 Comparison with other observational results
The model offers a framework for galaxy evolution that can explain or agrees with several recent observational results:
1. The bright end of the LF in H
at
is dominated by Irr and merging systems (Sobral et al. 2009; Villar et al. 2008).- The model predictions are coherent with this fact, as the gas-rich progenitors at 0.8<z<1 of the recently assembled mETGs represent
30-40% of the present-day number density of all spirals, and are Sc-Irr systems. Therefore, the model predicts that
50% of the star-forming galaxies at
are Sc-Irr or DSF merging systems. As Sc-Irr's have enhanced H
emissions as compared to normal disks (and much more if they are involved in a major merger, see Westra et al. 2010), the model predicts that they must control the H
luminosity at
,
as observed.
2. Nearly 75-85% of quiescent galaxies with
at z<0.8 have an elliptical morphology (Ilbert et al. 2010).- The model predicts that the major mergers start affecting the LF of ETGs appreciably at z>0.8.
At lower redshifts, the mETGs are nearly in place in the model (some
evolution is still ongoing, but it is negligible, see figures in
Sect. 3), as observed.
3. An increased fraction of the SF takes place in ETGs at z>0.8 (Dahlen et al. 2007).- The model predicts that the bulk of the number evolution of ETGs through major mergers at
basically takes place during a period of
1 Gyr at 0.8<z<1.
As these major mergers are predominantly wet, their remnant mETGs must
have undergone strong starbursts during the merging-nuclei phase of the
encounter, meaning that a relevant fraction of the SF at z>0.8 must be occurring in spheroidal remnants that are evolving into typical ETGs, in agreement with the previous result.
4. Redshift
-1 is a transition epoch in the formation history of ETGs (Franceschini et al. 2006; Cimatti et al. 2006; Ilbert et al. 2010).-
The number evolution of mETGs is nearly frozen at z<0.8 in the model, in agreement with numerous observational studies (Rudnick et al. 2009; Banerji et al. 2010; Huertas-Company et al. 2009a; van der Wel et al. 2007). The slow down of the generation of ETGs at
is due to two facts: basically, to the observed decrease of the merger
fractions at these redshifts and, secondarily, to the more relevant
role played by dry and mixed mergers at z<0.8 in comparison to wet events (see Fig. 2). Our model proves that the declining of the wet mergers rate at
can explain the observed slow down in the assembly of massive ellipticals since that epoch, as proposed by Ilbert et al. (2010). For more details, consult Paper II.
5. The evolution of the global LF is mainly driven by the
SF associated to disk galaxies, instead of by the number evolution of
galaxies (Walcher et al. 2008).- If we compare the LFs of the total galaxy populations with the LFs of disks and ETGs in Figs. 3-5,
we can conclude that the evolution of disk galaxies (which is basically
due to their SFH) determines the global shape and behaviour of the LF
of all galaxies at ,
in agreement with this result by Walcher et al.
6. The SFRs of star-forming galaxies seem to be largely unaffected by the local processes that truncate SF at
in high density regions (Patel et al. 2009).-
In the model, the SF quenching takes place during the post-merger phase
of major mergers. Normal disks not involved in major mergers continue
with their exponentially decaying SFR, without experiencing SF
quenching. If we also consider that the enhancement of the SFR due to
major mergers is negligible as compared to the typical SFR undergone by
normal disks even at
-1 (López-Sanjuan et al. 2010; Robaina et al. 2009; Sobral et al. 2009), the model implies that the global SFR of typical disks is not affected by the processes that shut down the SF at
,
in agreement with the result stated above.
7. Observational major merger rates must account for 50% of the mass buildup at the massive end at
(Walcher et al. 2008).-
At the brightest magnitudes, where the LF of mETGs dominate over the
rest of galaxy types in the global LF, the number evolution of mETGs
determines the evolution of the global LF, and explains the buildup of
50% of the systems in this range (see Figs. 3-6). The late buildup of mETGs is being confirmed by recent spectral studies that conclude that
50% of the total stellar mass density of mETGs has appeared at z<1 (Cool et al. 2008; Franceschini et al. 2006; Thomas et al. 2005; Ilbert et al. 2010). Our model proves the feasibility of the conclusion derived by Walcher et al.
8. A significant DSF population appears at 0.8<z<1 (Gilbank et al. 2003; Cimatti et al. 2002; Weiner et al. 2005; Moustakas et al. 2004; Yan & Thompson 2003).- The contribution of gas-rich major mergers is negligible at z<0.7,
and thus DSFs (understood as transitory stages of major mergers by the
model) are not relevant numerically at these redshifts, in agreement
with observations (Bell et al. 2004a). However, the model predicts that large amounts of DSFs must appear at z>0.8, associated to the rise of gas-rich major mergers. According to the model predictions, 50% of the galaxies in the massive end of the red sequence at
must be DSFs, in agreement with observations (Cimatti et al. 2002; Gilbank et al. 2003; Moustakas et al. 2004; Wild et al. 2009; Yan & Thompson 2003; Wild et al. 2010).
9. The build up of ETGs at
seems to have been confined only to low-density environments, and not to galaxy clusters (Poggianti et al. 2009b).-
The model is also coherent with this observed fact. Notice that it does
not consider the effects of the environmental density on galaxy
evolution, but the global numerical evolution of field galaxies. In
fact, the observed merger fractions and local LFs that we use are
derived from samples of field galaxies. So, the model is tracing the
average build up of mETGs in the field since
.
10. Above
,
blue E-S0's at z<1.4 resemble to merger remnants probably migrating to the red sequence (Huertas-Company et al. 2010).-
Our model is coherent with this result, and proves the feasibility of
reproducing the observed mass migration from the blue galaxy cloud to
the red sequence at
for masses
,
just accounting for the major mergers reported by observations.
11. The evolution of luminous red galaxies since
is consistent with that expected from passive evolution (Tojeiro & Percival 2010).- Our model is in agreement with this result, as the buildup of mETGs is nearly frozen at
(see Paper II of this series for more details).
4.3 Model limitations
The model reproduces the evolution of the number density of all galaxy types at ,
but fails at
(see Figs. 3-8). Several aspects on galaxy evolution at z>1 can be limiting the validity of the model at higher redshifts:
i. Validity of the Hubble classification scheme at z>1.- It is known that the fraction of galaxies with highly distorted morphologies increases at z>1. In fact, the emergence of the Hubble Sequence seems to occur around
(Papovich et al. 2005; Wu et al. 2001; Ravindranath et al. 2006; Odewahn et al. 1996). This means that the correspondence between SFH and morphological type (as assumed in the model) lose its meaning at z>1.
ii. Significant contribution of other evolutionary processes.-
Besides major merging, other processes are capable of transforming
spirals into S0-S0a galaxies, as the effects of the intracluster medium
on the infallen star-forming galaxies or the minor mergers (Aragón-Salamanca 2008; Poggianti et al. 2009a; Geach et al. 2009; Wolf et al. 2009; Cassata et al. 2008; Eliche-Moral et al. 2006a; Temi et al. 2009).
However, it seems that the effects of these processes are more relevant
in the formation of intermediate-mass disks of types later than Sa than
in the buildup of ETGs at
(López-Sanjuan et al. 2010; Weinzirl et al. 2009; Azzollini et al. 2009).
At higher redshifts, the relative relevance of these processes might be
quite different. In fact, observations at high redshift and
cosmological simulations favour a scenario in which galaxies at z>>1 formed through steady, narrow, cold gas streams that penetrate the shock-heated media of massive dark matter haloes (Förster Schreiber et al. 2009; Ceverino et al. 2010; Dekel et al. 2009b; Tacconi et al. 2008; Dekel et al. 2009a).
iii. Higher gas amounts in disks at z>1.- Major mergers at z>1 basically involve gas-rich galaxies with higher gas contents than their local counterparts (Papovich et al. 2005; Förster Schreiber et al. 2009; Law et al. 2009; Genzel et al. 2008; Tacconi et al. 2008).
Recent observations and simulations show that major mergers in
extremely gas-rich media can give place to galaxies of later types than
S0, as gas infall can rebuild the disk in 2-3 Gyr (see Governato et al. 2009; Schweizer & Seitzer 2007; Hammer et al. 2009b). So, as this situation seems to be common for major mergers at z>1, the main model hypothesis may be not fulfilled, invalidating model results at z>1. Moreover, numerical simulations suggest that extremely gas-rich disks tend to form massive clumps (Elmegreen 2009; di Matteo et al. 2008). These clumps could lead to an overestimation of the real fraction of major mergers at z>1 through the classical CAS techniques, making the model predictions unrealistic. Higher gas reservoirs in disks at z>1
can also imply more massive starbursts induced by mergers. In this
regard, CAS techniques could identify a minor merger event as a major
one, overestimating again the number of major mergers at z>1.
iv. Observational merger fractions at z>1.- The merger fractions used in the model are robust at z<1, where they were derived (see Sect. 2.3.2). Results for higher redshifts use the extrapolation of the trend at z<1 to earlier epochs. Although this extrapolation is very similar at 1<z<1.5 to the merger fractions derived by Conselice et al. (2008), they may be overestimated by a factor of 2-3 (Jogee et al. 2009), contributing to the uncertainties of the model results at z>1.
5 Summary and conclusions
We present a model that predicts the backwards-in-time evolution of the local mETG population (with
at z=0),
under the hypothesis that each observed major merger gives place to an
ETG. The model traces back-in-time the evolution of the local galaxy
populations considering the number evolution derived from observed
merger fractions and the L-evolution of each galaxy type due to typical
SFHs. The main novelty of the model is the realistic treatment of the
effects of major mergers on the LFs. In particular, we have had into
account the different timescales of a major merger, the colours of
merging galaxies at each merger phase, and the different morphological
types of the progenitors depending on whether the merger is wet, mixed,
or dry. All the model parameters and evolutionary processes considered
in the model are based on robust results of observational and
computational studies.
The model is capable of reproducing the observed evolution of the bright end of the galaxy LFs at ,
simultaneously for different rest-frame bands (B, I, K)
and selection criteria (on colour, on morphology). Moreover, it can
explain several recent observational results, such as the morphology of
the star-forming and quiescent populations at
,
the global evolution of the SFR at z<1, and the fraction of red sequence contamination by DSFs up to
.
The model predicts the appearance of 50-60% of the present-day number density of mETGs since
(in agreement with some observational studies), just accounting for the
major mergers strictly reported by observations during this epoch. The
bulk of this evolution has taken place during a time period of
1 Gyr elapsed at 0.8<z<1,
also in agreement with observations. So, the model reproduces the
progressive migration of stellar mass from the bright end of the blue
galaxy cloud to that of the red sequence observed during the past
8 Gyr
through mixed and wet major mergers, and from the lower masses to the
higher masses of the red sequence through dry and mixed mergers. In
this sense, the model corroborates the feasibility of the mixed
evolutionary scenario proposed by F07, al least for the bright end of
the LFs at
.
The framework proposed by the model can also reconcile conflicting
observational results on the amount of number evolution experienced by
massive red galaxies, just considering the usual contamination by DSFs
exhibited by red galaxy samples at z>0.7. Moreover, the number evolution of massive galaxies predicted by the model at
is compatible with global trends of mass downsizing, a fact that
suggests that the hierarchical scenario and this observed phenomenon
can be made compatible.
The model provides several secondary results on the evolution of galaxy populations, summarized below:
- The model reproduces naturally the excess of bright late-type galaxies (by a factor
4-5) observed at 0.8<z<1 with respect to PLE models (or, equivalently, of
30-40% of bright blue galaxies), just considering the gas-rich progenitors of these recently assembled mETGs.
- It also explains the observed fact that
is a transition redshift in the recent assembly history of mETGs. The combination of the decrease of major merger fractions at z<1 with the dominant role played by mixed and dry mergers since
over wet mergers makes the assembly of mETGs to be nearly frozen at z< 0.8 (in terms of net growth).
- The model predicts the appearance of a significant population of DSFs at
, associated to the rise of gas-rich major mergers at these epochs. The predicted number density of DSFs at
(considered as transitory stages of gas-rich major mergers) can explain the
50% of contamination of the red sequence by dusty galaxies reported by observations at
. This DSF population is essential for reproducing the noticeable observed number evolution experienced by bright blue galaxies in the K-band since
.


The authors want to thank the anonymous referee for useful suggestions that clearly improved the paper. We wish to acknowledge J. P. Gardner for making its NCMOD code publicly available, and Antonio Benítez for interesting discussions and comments. Supported by the Spanish Programa Nacional de Astronomía y Astrofísica, under projects AYA2006-02358, AYA2009-10368, and AYA2006-12955. MCEM acknowledges support from the Madrid Regional Government through the ASTRID Project (S0505/ESP-0361), for development and exploitation of astronomical instrumentation (http://www.astrid-cm.org/). Partially funded by the Spanish MICINN under the Consolider-Ingenio 2010 Program grant CSD2006-00070: ``First Science with the GTC'' (http://www.iac.es/consolider-ingenio-gtc/).
Appendix A: Decomposition of the LFs in r* by N03 in finer morphological type bins
A.1 General description of the procedure
As commented in Sect. 2.2.2, we have decomposed the r*-band LFs derived by N03 into thinner classes, using the information of the LFs in the B-band
by C03. The morphological types defined by C03 are thin enough as to
reproduce each of the coarser morphological classes defined by N03 as a
sum of ``thin'' types. As the morphological classifications of a galaxy
in the B and r* bands are similar for local galaxies (Kuchinski et al. 2000), we can expect that a galaxy at
exhibits nearly the same morphological classification at different
bands. If a univocal relation between the absolute magnitudes in the B and r* bands exists for each galaxy type at
,
the number of galaxies of a certain type with magnitude M(r*) would be the same as the number of galaxies of the same type exhibiting the corresponding M(B) magnitude. Let us assume that this univocal relation exists at
,
at least fulfilled by all galaxies within the same morphological type (we will justify it in Sect. A.2). This means that, for all the galaxies within a given morphological type:
being a0 and a1 constants that depend on the morphological type.
We can also assume that all the galaxies detected in B are going to be also detected in r* (this is true at least for bright magnitudes). Therefore, the number of galaxies with M(r*) and with
will be the same for each morphological type
. In particular, this occurs for the E's and S0's, and hence:
,
``
'']
,
``
''] and
,
``
'']
,
``
'']. Notice that the M(B) magnitude corresponding to the same M(r*)
for different morphological types will be different a priori (that is
why we note them by the subindices ``E'' and ``S0''). The previous
expressions imply that:
This equation would be valid for all M(r*). The last term of the previous equation is given by the LFs by C03, provided we know the M(r*)-M(B) relation for each morphological type. Obviously, we can consider that:
where the left term is given by the LF derived by N03. Therefore, if the univocal relation M(r*)-

![$\phi[M(r^*),\textrm{\lq\lq E''}]$](/articles/aa/full_html/2010/11/aa14770-10/img121.png)
![$\phi[M(r^*),\textrm{\lq\lq S0''}]$](/articles/aa/full_html/2010/11/aa14770-10/img122.png)
As this procedure can be performed also with the rest of morphological classes, we could split the four LFs in the r*-band by N03 into the eleven thin types defined by C03, as required. Nevertheless, the introduction of so many types in the model does not insert any additional advantage, because the characteristic properties of adjacent, thin morphological classes are quite similar. However, C03 also derived the local B-band LFs for six coarser morphological classes (E, S0-S0a, Sa-Sab, Sb-Sbc, Sc-Scd, and Sd-Irr). Note that the four classes by N03 are not strictly compatible with these six coarser types, in the sense that they can not be reproduced as simple sums of these six types, except for certain classes. Therefore, we have combined the information by N03 with the information for thinner and coarser types by C03 to derive the LFs in the r*-band for the following morphological types: E-S0a, Sa-Sab, Sb-Sbc, Sc-Scd, and Sd-Irr. Although we are just considering only one morphological type more than N03, the new distribution of morphological classes groups galaxies with more similar spectrophotometric and morphological properties than the classes defined by N03. The LFs in these five classes can be easily obtained through a procedure analogous to that used to derive Eqs. (A.2) and (A.3), combining the LFs by N03 and those by C03 in coarse and thin types.
The resulting LFs are plotted Fig. 1. Their Schechter parametrizations are listed in Table 1. In order to obtain an adequate Schechter fit to the LF of ETGs obtained through this procedure, we have fixed the
slope of ETGs. This does not affect the results in the model, as we are
limited to the bright end of all LFs by the limiting absolute magnitude
of the observed merger fractions by LSJ09. The residuals between the
total LF derived by N03 and the resulting one from the decomposition
are lower than
0.1 in
M(r *)>-22 mag, peaking at the
brightest magnitudes. Residuals between the LFs obtained for each
morphological type are lower than 5% in the whole magnitude range of
interest, supporting the robustness of the procedure.
A.2 Proportionality between M(B) and M(r*) for local galaxies
Zhao & Newberg (2006) indicate that magnitudes in the B-band can be transformed to the r*-band, according to: r* =
V - 0.451 (B-V) + 0.082. We have selected a local galaxy sample (z<0.1) from the GOYA survey (Abreu et al. 2007), which basically contains spiral galaxies. We have checked that the (B-V) colour distribution of local galaxies is quite narrow (
,
with
). So, for local spirals, we can derive that:
,
by replacing this median colour value into Zhao & Newberg (2006) conversion equation.
We have plotted the magnitude of these local galaxies in the V-band against their magnitudes in the B-band. A well-defined linear trend is found, with a Pearson linear correlation coefficient of
.
Therefore, we can consider that for local galaxies:
B = c0 + c1 V, being
and
valid for Sa-Irr galaxies. Replacing this relation into the previous r *-V relation, we find that:
.
This implies that, for local spiral galaxies, we can assume that
.
Considering that the k- and e-corrections at z<0.1
are negligible and that global effects of dust extinction can be
neglected, the previous relation could be extrapolated to absolute
magnitudes, and thus:
.
Therefore, the assumption in Eq. (A.1) is plausible for local disk galaxies, resulting for them:
The existence of the narrow red sequence of galaxies in the local Universe implies that a similar relation must exist for E-S0's, as it is basically composed by E-S0's at


Equation (A.4) is consistent with the typical, observed colours derived for Sa-Sc galaxies (



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Footnotes
- ... type
- We will note the M(B) magnitude corresponding to a given value of M(r*) through Eq. (A.1) as
.
All Tables
Table 1:
Schechter parameters of the decomposed LFs
in r*.
Table 2: SFRs, metallicities, and internal dust extinction per galaxy type.
All Figures
![]() |
Figure 1: Decomposition of the local LFs by N03 in r* into thinner morphological types, using the local LFs in B by C03. The LFs plotted correspond to the following morphological classes: E-S0a, Sa-Sab, Sb-Sbc, Sc-Scd, and Sd-Irr (consult the legend in the figure). Solid line: total LF resulting from the performed decomposition. Thick, dashed line: original total LF by N03 in r*-band. [A colour version of this plot is available at the electronic edition]. |
Open with DEXTER | |
In the text |
![]() |
Figure 2: Relative fractions of wet, mixed, and dry mergers as a function of redshift reported by L08 (squares, triangles, and diamonds, respectively). Lines: linear extrapolations of the values at z=0 and z=1. Consult the legend in the figure. Vertical dashed lines: transition redshifts at which the fraction of one of the merger types becomes null, according to the extrapolations. [A colour version of this plot is available at the electronic edition]. |
Open with DEXTER | |
In the text |
![]() |
Figure 3:
Evolution of the B-band LFs with redshift of red galaxies up to
|
Open with DEXTER | |
In the text |
![]() |
Figure 4:
Evolution of the B-band LFs with redshift for blue galaxies up to
|
Open with DEXTER | |
In the text |
![]() |
Figure 5:
Evolution of the B-band LFs with redshift for all galaxies up to
|
Open with DEXTER | |
In the text |
![]() |
Figure 6:
Evolution of the K-band LFs with redshift of red galaxies (panels g)- i)), blue galaxies (panels d)- f)), and all galaxies (panels a)- c)), as predicted by the model, up to
|
Open with DEXTER | |
In the text |
![]() |
Figure 7: Evolution of the I-band LFs for red galaxies with redshift, as predicted by the model. Pentagons: observational I-band LFs for red galaxies derived by Im et al. (1996). Lines: model predictions. The legend for lines is the same as in Fig. 3, but for the I-band. Shaded area: total uncertainty region due to errors in the nominal values used in the model for the merger timescales and the merger fractions. [A colour version of this plot is available at the electronic edition]. |
Open with DEXTER | |
In the text |
![]() |
Figure 8:
Predicted evolution of the B-band LFs by morphological types (E-S0a, Sa-Sab, Sb-Sbc, Sc-Irr) with redshift, up to
|
Open with DEXTER | |
In the text |
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