Issue |
A&A
Volume 498, Number 3, May II 2009
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Page(s) | 677 - 703 | |
Section | Astrophysical processes | |
DOI | https://doi.org/10.1051/0004-6361/200811375 | |
Published online | 25 March 2009 |
Prompt high-energy emission from gamma-ray bursts in the internal shock model
Z. Bosnjak1 - F. Daigne1,2 - G. Dubus3,1
1 - Institut d'Astrophysique de Paris, UMR 7095 Université Pierre et Marie Curie-Paris 6 - CNRS, 98bis boulevard Arago, 75014 Paris, France
2 -
Institut Universitaire de France, 103 bd Saint-Michel, 75005 Paris, France
3 -
Laboratoire d'Astrophysique de Grenoble, UMR 5571 Université Joseph Fourier - CNRS, BP 53, 38041 Grenoble, France
Received 18 November 2008 / Accepted 19 February 2009
Abstract
Context. Gamma-ray bursts (GRB) are powerful, short duration events with a spectral luminosity peaking in the keV-MeV (BATSE) range. The prompt emission is thought to arise from electrons accelerated in internal shocks propagating within a highly relativistic outflow.
Aims. The launch of Fermi offers the prospect of observations with unprecedented sensitivity in high-energy (HE, >100 MeV) gamma-rays. The aim is to explore the predictions for HE emission from internal shocks, taking into account both dynamical and radiative aspects, and to deduce how HE observations constrain the properties of the relativistic outflow.
Methods. The prompt GRB emission is modelled by combining a time-dependent radiative code, solving for the electron and photon distributions, with a dynamical code giving the evolution of the physical conditions in the shocked regions of the outflow. Synthetic lightcurves and spectra are generated and compared to observations.
Results. The HE emission deviates significantly from analytical estimates, which tend to overpredict the IC component, when the time dependence and full cross-sections are included. The exploration of the parameter space favors the case where the dominant process in the BATSE range is synchrotron emission. The HE component becomes stronger for weaker magnetic fields. The HE lightcurve can display a prolonged pulse duration due to IC emission, or even a delayed peak compared to the BATSE range. Alternatively, having dominant IC emission in the BATSE range requires most electrons to be accelerated into a steep power-law distribution and implies strong second order IC scattering. In this case, the BATSE and HE lightcurves are very similar.
Conclusions. The combined dynamical and radiative approach allows a firm appraisal of GRB HE prompt emission. A diagnostic procedure is presented to identify from observations the dominant emission process and derive constrains on the bulk Lorentz factor, particle density and magnetic field of the outflow.
Key words: gamma rays: bursts - shock waves - radiation mechanisms: non-thermal
1 Introduction
The forthcoming first results of the Fermi gamma-ray space telescope call for a detailed
study of the high energy (above 100 MeV) gamma-ray burst (GRB) emission. Current observational information on very high-energy gamma-rays emitted in a GRB date from the EGRET (Energetic Gamma-Ray Experiment Telescope) mission on board the CGRO (Compton Gamma Ray Observatory). It detected high energy photons from a handful of GRBs; the most energetic (18 GeV)
photon was detected in the case of GRB 940217 (Hurley et al. 1994). González et al. (2003) reported the observation of a bright high-energy component in GRB 941017, showing a strong temporal evolution, distinct from the low-energy (<2 MeV) component. The inspection of the sample of gamma-ray
bursts that were observed both by EGRET and BATSE (Burst and Transient Source Experiment) indicates that these bursts were among the brightest ones detected by BATSE (e.g. Baring 2006); as BATSE trigger was sensitive in the lower energy range, there could be a population of bursts with high energy photons that did not trigger BATSE (Jones et al. 1996). Kaneko et al. (2008) reported the spectral analysis of combined BATSE and EGRET data for 15 bright GRBs in energy range 30 keV-200 MeV, emphasizing the importance of such broadband spectral analysis in constraining the high-energy spectral indices and break energies of GRBs that have significant MeV emission. More recently Giuliani et al. (2008) reported observations of GRB 080514B by AGILE showing some evidence that the emission above 30 MeV extends for a longer duration
than the emission observed at lower energies. Evidence of even higher (TeV) energy emission from GRBs was reported from ground-based experiments, based on the detection of extensive air showers produced by high energy photons propagating in the atmosphere (Atkins et al. 2000).
The observation of high energy spectral components in GRBs can provide strong constraints on
present models for the GRB prompt phase. GRBs are believed to be produced by ultra-relativistic
(
) outflows ejected from a newly formed compact stellar mass source. The prompt gamma-ray emission is usually interpreted as radiation from accelerated electrons in shock waves that propagate within the outflow (Rees & Mészáros 1994). Such internal shocks can form if the
ejection process by the central source is highly variable. A high energy spectral component is expected within this framework (see e.g. Pe'er & Waxman 2004; Asano & Inoue 2007; Razzaque et al. 2004; Papathanassiou & Mészáros 1996; Sari & Piran 1997; Ando et al. 2008; Gupta & Zhang 2007; Pilla & Loeb 1998; Galli & Guetta 2008; Fan & Piran 2008; Guetta & Granot 2003). The typical GRB spectrum in the low gamma-ray range, as observed for instance by BATSE, is a smoothly connected broken power law with a break energy in the range 0.1-1 MeV. This component can be directly produced by synchrotron radiation from the shock accelerated electrons,
or by inverse Compton scatterings of low-energy synchrotron photons by the relativistic electrons.
Thus observations of the GRB spectrum extending to very high energy emission (GeV ranges) can be expected when the keV-MeV photons are inverse Compton scattered (provided that the
opacity in the source is low). Depending on the relevant parameters, the flux
of the high energy component can be even comparable to the prompt GRB gamma-ray flux in BATSE energy range.
Significant observational progress is expected with the launch of Fermi, whose two instruments, GBM (GLAST burst monitor) and LAT (Large Array Telescope) will allow the observation of GRBs in an unprecedented spectral range from 8 keV to 10 GeV or above (Gehrels & Michelson 1999). The LAT has a large field of view (
), is about
10 times more sensitive than EGRET and has a very short dead time of
(compared to 100 ms for EGRET). Fermi should therefore detect 100 to 200 GRBs per year (GBM+LAT), with an appreciable number of them being bright enough above 100 MeV to allow a
good characterization of their temporal and spectral properties in the high-energy gamma-ray range.
This paper presents a detailed calculation of the GRB prompt emission in the context of the internal shock model, focussing on the high energy (above 100 MeV) range. The emission in the shocked region is computed using a radiative code that was developed to solve simultaneously the time evolution of the electron and photon distribution, which is a significant improvement compared to studies based on an analytical estimate of the spectrum. This radiative calculation is less detailed than in previous studies (Asano & Inoue 2007; Pe'er & Waxman 2005) as it does not include components emitted by shock-accelerated protons or by electron-positron pairs created from
annihilation. However it includes all the relevant processes for the emission from shock-accelerated electrons, whose contribution is expected to be dominant. In addition, this radiative calculation is combined for the first time with a detailed dynamical simulation of the internal shock phase, which allows us not only to estimate the spectrum of the prompt GRB emission, but to generate full synthetic GRBs with lightcurves and spectra. This approach is described in Sect. 2. The effect of the parameters describing the physical conditions in the shocked medium on the shape of the emitted spectrum in the comoving frame is shown in Sect. 3. The parameter space of the internal shock model is explored in a systematic way in Sect. 4, which allows the identification of the different classes of high-energy spectra that can be expected. We show how Fermi data will allow us to diagnose the dominant radiative process (synchrotron
radiation vs. inverse Compton scatterings), the physical conditions in the shocked medium (electron distribution, magnetic field) and the properties of the relativistic outflow (Lorentz factor and injected kinetic power). Finally, Sect. 5 describes examples of
synthetic bursts (lightcurves and spectra) and discuss how the comparison between the LAT and the GBM lightcurves and the observed spectral evolution in Fermi bursts are also powerful tools to better constrain the physical processes at work in GRBs. Section 6 summarizes the results of this study.
2 Internal shocks: dynamics and radiative processes
We assume that a relativistic outflow is ejected by the central source of the gamma-ray burst, and that, due to initial variability in the distribution of the Lorentz factor, shock waves form and propagate within this outflow (internal shocks, Rees & Mészáros 1994). A fraction of the kinetic energy which is dissipated in the shock waves is radiated and produces the observed prompt GRB. Here, we focus on the most discussed version of the internal shock model, where the radiation is due to shock-accelerated electrons in optically thin conditions. It has been suggested that shock accelerated protons could also contribute to the high-energy emission (Asano & Inoue 2007; Razzaque et al. 2004; Asano et al. 2008), or that the emission could occur in optically thick regions leading to quasi-thermal comptonization (Mészáros & Rees 2000; Pe'er & Waxman 2004; Ghisellini & Celotti 1999; Giannios & Spruit 2007), or that the dominant process is not related to shock-accelerated electrons but rather to decaying pions (Paczynski & Xu 1994). These alternative possibilities are not considered in this paper.
In order to follow the time evolution of the photon spectrum emerging from the relativistic outflow during the internal shock phase, several steps are needed:
- 1.
- the dynamics of the internal shock phase must be followed to determine the physical conditions behind each shock wave;
- 2.
- in the shocked medium, electrons are accelerated and the magnetic field is amplified. The emitted photon spectrum has to be computed from the time-dependent evolution of the
relativistic electrons. This evolution is governed by several radiative processes that are in competition with the adiabatic cooling due to the spherical expansion;
- 3.
- from the evolution of the emission in the comoving frame of the shocked material, one can deduce the observed prompt GRB lightcurve and spectrum.
2.1 Dynamical evolution during the internal shock phase
The dynamics of internal shocks within a relativistic outflow has been described in Kobayashi et al. (1997) in the case where the central engine is emitting a discrete number of shells, separated by short periods without any ejection. In this scenario, each pulse observed in the GRB lightcurve is due to a collision between two shells. One potential problem with this approach is that the pulse shape in the decay phase is dominated by the so-called curvature effect, i.e. the spreading of the arrival time of photons emitted simultaneously on a curved surface. Such a decay is too fast compared to observations (see e.g. Soderberg & Fenimore 2001). In this paper, the dynamics of internal shocks is rather computed using the model developed by Daigne & Mochkovitch (1998), where the relativistic ejection is now considered as a continuous process. Instead of collisions between discrete shells, internal shocks are in this case shock waves propagating within the outflow. In the observed lightcurve, the shape of pulses in their decay phase is then determined by the hydrodynamical timescale associated with the propagation of the shock waves, rather than the curvature effect (except at the very end of this dynamical phase). Slow pulse decays can easily be obtained, which greatly improves the agreement with observations (Daigne & Mochkovitch 2003).
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Figure 1:
Dynamics of internal shocks: an example. Left. Evolution of the distribution of the Lorentz factor in the relativistic outflow. In this example, the initial distribution (thick solid line) corresponds to a case where material has been ejected for
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The dynamics during the internal shock phase is entirely determined from the following parameters: the total duration
of the relativistic ejection and the history of the Lorentz factor
and of the injected kinetic power
during this ejection. In
practice, the outflow is described as a series of shells emitted regularly over a timescale
,
so that the number of shells is much larger that the number of pulses in the lightcurve. These shells interact only by direct collisions, so that the propagation of a shock wave is discretized by a succession of shocks between shells. The details of the implementation
of this model are described in Daigne & Mochkovitch (1998). This method has been validated by a comparison with the results of a 1D Lagrangian relativistic hydrocode (Daigne & Mochkovitch 2000). Relativistic hydrodynamical simulations of internal shocks have also been performed by Mimica et al. (2004) in the context of blazars and by Mimica et al. (2007) in the context of GRBs. The authors discuss the efficiency of the conversion of kinetic energy into radiation, and especially the impact of the possible magnetization of the outflow, which is not considered in the present paper. The output of a simulation of the internal shock dynamics is the time evolution of the physical conditions in the shocked medium behind each shock wave (comoving mass density
,
comoving specific energy density
,
and Lorentz factor
). This is illustrated in a simple example shown in Fig. 1, where the Lorentz factor distribution in the outflow is plotted at different times t, and the physical conditions in the shocked medium are plotted as a function of
(arrival time in the observer frame of photons emitted along
the line of sight at radius R and time t).
To estimate the typical radius and shock conditions in internal shocks, a simple ``two shells'' model is often used (see e.g. Rees & Mészáros 1994; Daigne & Mochkovitch 2007; Kumar & McMahon 2008; Barraud et al. 2005). We consider the ejection of two equal mass relativistic shells with Lorentz factor
and
from the central source. Shell 1 is ejected first and shell 2 after shell 1, with a delay
.
If the contrast
is greater than unity, an internal shock will occur at a radius
where the average Lorentz factor is

![]() |
(2) |
Then, if the injected kinetic power during the relativistic ejection phase is

These simple scaling laws will be used to explore the parameter space of the internal shock model in the next section.
Once the dynamics of the internal shock phase is well understood and the physical conditions in the shocked material are known, more assumptions are necessary to compute the emission. This is described in the next subsection.
2.2 Physical conditions in the shocked medium
The physics of the acceleration of particles in relativistic shock waves, as well as the amplification of the magnetic field, is far from being fully understood. It is therefore impossible
in our state of knowledge to directly estimate the electron distribution and the magnetic field in the shocked medium from
,
and
using first principles. Therefore, the microphysics related to these processes is usually parameterized in a very simple way, which is adopted in the present paper: (i) it is assumed that a fraction
of the dissipated energy is injected in a fraction
of the ambient electrons that are accelerated to relativistic energies, with a power-law distribution of slope -p. Note
that most GRB studies (prompt and afterglow emission modelling) are restricted to the case
(all electrons are accelerated) but numerical simulations of particle acceleration in
relativistic shocks suggest that it may not be the case (see e.g. Eichler & Waxman 2005; Spitkovsky 2008; Bykov & Mészáros 1996); (ii) it is assumed that a fraction
of the dissipated energy is injected in the magnetic field. We do not investigate in this paper an alternative scenario, where the magnetic field is dominated by a large-scale component anchored in the central source (see e.g. Spruit et al. 2001). With these four additional parameters (
,
,
p and
), the number density of non-thermal electrons can be computed
![]() |
(4) |
as well as their initial distribution
with
The magnetic field in the comoving frame of the shocked material is given by
![]() |
(7) |
The evolution of

In practice, it is assumed that the relativistic electron distribution extends up to a maximum Lorentz factor
,
defined as the Lorentz factor where the acceleration timescale becomes comparable to the minimum of the radiative timescale and the escape timescale (see below). This corresponds to the most efficient acceleration that can be expected. In the comoving frame of the shocked region, the acceleration timescale of an electron with Lorentz factor
is estimated as
,
where
![]() |
(8) |
is the Larmor radius. This leads to
where the radiative timescale is taken to be equal to the synchrotron timescale (Eq. (17) below) and the escape timescale is identified with the dynamical timescale


2.3 Emission in the comoving frame
Timescales.
Two timescales are necessary to characterize the physics in the shocked region: (i) the dynamical timescalewhich is the typical timescale associated with the adiabatic cooling due to the spherical expansion; and (ii) the radiative timescale




Geometry.
The shocked region is a shell with radius R, opening angle






As electrons are in fast cooling regime with
,
most of the evolution occurs on a short timescale, corresponding to a causally connected region of size
much smaller than the physical width of the region. Therefore, it is justified to assume that, if the shell is initially homogeneous, it will remain so for most of the evolution: the density distribution of electrons will depend on time, but not on the position in the shocked
region. The same will happen for the photon distribution, which will appear as isotropic everywhere in the shocked region. This is of course not strictly valid within a distance
from the edge of the shell, but the corresponding volume is negligible, as
.
The photon field.
At time t'=0, just after the collision, when the particle acceleration and the amplification of the magnetic field are achieved (it is assumed that these processes operate on timescales which are short compared to the radiative and the dynamical timescales), the electron distribution is given by Eq. (5) and the photon density is zero. This is justified as all electrons that were shock-accelerated earlier have already cooled.
The photon density distribution at time t' at a given position in the shocked region is
given by
![]() |
(11) |
due to the isotropy of the photon field (see above). If absorption is neglected at this stage of the discussion, the specific intensity

![]() |
(12) |
along a ray, from s'=0 to s'=ct' (where s'=0 is the position where

![]() |
= | ![]() |
|
= | ![]() |
(13) |
where the homogeneity of the shock region is taken into account (see above). Finally, the photon density distribution is given by
![]() |
(14) |
where it appears clearly that the local photon field is built by accumulating photons coming from a growing region of size



![]() |
Figure 2:
Emission in the comoving frame: an example. This figure shows the result of the radiative calculation in the comoving frame of the shocked material, at time 1.9 |
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Radiative processes.
Many radiative processes can operate in the shocked medium. In this paper, we focus on the processes that are expected to be dominant if the radiation is mainly produced by electrons, i.e. we do not include contributions associated to a possible population of relativistic protons accelerated in the shock. Such a component is included in the calculations made by Asano & Inoue (2007) for a typical shock. Their results show that (i) for most parameters, the proton contribution is negligible, especially below a few GeV; (ii) it is only when
Accelerated relativistic electrons in the amplified magnetic field will radiate via the synchrotron process. These synchrotron photons can be scattered to higher energies by relativistic electrons (inverse Compton). At low energy, they can also be absorbed (synchrotron-self absorption). At high energies, photon-photon annihilation can occur, producing electron-positron pairs. The corresponding pairs could contribute to the radiation, but this contribution is not considered in the present paper, as we limit our studies to cases where the production of pairs is weak (see next section). We did not consider in this study the case of the ``jitter radiation'' (Medvedev & Spitkovsky 2008; Medvedev 2000) that is an alternative to the standard synchrotron radiation.
Based on the timescales and the geometry discussed above, we have implemented a radiative code to solve the evolution of electrons and photons in the comoving frame of the shocked medium during a dynamical timestep. Two equations are solved, one for the evolution of the comoving electron density distribution
:
and one for the evolution of the comoving photon density distribution

The indexes





The expressions of the different terms appearing in Eqs. (15) and (16) are listed in Appendix A and the numerical method to solve this set of equations is described in Appendix B. The adiabatic losses are estimated by
.
The synchrotron radiation is computed exactly, assuming an isotropic distribution of the pitch angle
between the electron velocity and the magnetic field. The synchrotron self-absorption is also computed using the exact cross-section (see e.g. Rybicki & Lightman 1979). Note that the corresponding heating term at low energy is neglected in Eq. (15). Inverse Compton scatterings are computed using the approximate kernel derived by Jones (1968), which is a very good approximation, even in the Klein-Nishina regime. Note that Eq. (16) does not include the loss term at low frequency corresponding to the source term at high energy. This is because the Thomson optical depth is always low in our case (see next section). We do not examine situations where comptonization could occur. Finally, the full cross-section for gamma-gamma annihilation is used, assuming an isotropic photon field (Gould & Schréder 1967). As mentioned above, the present version of the code does not include the associated pair creation term, so that we limit the study to cases where
it is negligible (see next section).
Following Sari et al. (1998), it is convenient to define
as the Lorentz factor of electrons whose synchrotron timescale
is equal to the adiabatic cooling timescale, i.e.
When the synchrotron process is dominant, electrons with


The solution at
of system of Eqs. (15) and (16) is entirely determined by the expansion timescale
,
the shape of the initial electron distribution (i.e. mainly
and p), the relativistic electron density
and the magnetic field B'. Rather than using these two last quantities, it is convenient to consider alternatively the critical Lorentz factor
and the initial Thomson optical depth associated to relativistic electrons
The radiative calculation has to be made for each collision occurring in the dynamical phase, i.e. at each instant along the propagation of a shock wave within the relativistic outflow. Figure 2 shows one of these elementary calculations. This case has been selected as the effect of each process is clearly identified (see caption of the figure). Possible additional effects (scatterings or absorption) between photons emitted in a shocked region and electrons or photons present in another shocked region, which could affect the high-energy spectrum (Gruzinov & Mészáros 2000), are not considered in the present paper but will be investigated in the future. We also ignore the effects of triplet pair production which can occur when electrons of very high energies encounter soft photons: the cross-section for this process becomes larger than the inverse Compton cross-section in the deep Klein-Nishina regime, for



2.4 Observed flux
Once the emission in the comoving frame is computed at each instant along the propagation of internal shocks within the relativistic outflow, the observed flux as a function of time is computed by summing up the contributions of all shock waves, taking into account: (i) the relativistic effects (Lorentz transformation from the comoving frame of the shocked region to a fixed frame); (ii) the curvature of the emitting surface; (iii) the cosmological effects due to the redshift of the GRB source. The two first points require an integration over equal-arrival times surfaces, that is carried out following equations given in Woods & Loeb (1999). Any absorption in the gamma-ray range due to pair creation on the extragalactic background light is neglected. This would be important, depending on the redshift, above
.
Examples of synthetic lightcurves and spectra produced following the complete procedure described in this section are presented in Sect. 5.
3 The emitted spectrum in the comoving frame
As described in Sect. 2, the emitted spectrum in the comoving frame of the shocked material is entirely determined by four parameters: (i) the magnetic field B'; (ii) the adiabatic cooling timescale
;
(iii) the relativistic electron density
;
and (iv) the shape of the initial distribution of the Lorentz factor of accelerated electrons, i.e. the slope p and the minimum Lorentz factor
for a power-law distribution. A clear insight in the way that every of these parameters affects the radiative processes is necessary to
anticipate the characteristics of the photon spectrum resulting from the shock-accelerated electrons.
The final observed photon spectrum comprises the contributions of all the photons emerging from the collisions occurring during the evolution of the relativistic outflow. We focus first on the radiative processes and the photon spectrum occurring after a single collision only and will describe later (Sect. 5) the complete GRB lightcurve and spectrum.
We have carried out spectral calculations corresponding to a large exploration of the parameter space
describing the physical conditions in the shocked material, assuming a fixed electron slope p=2.5. We computed 2744 spectra corresponding to: (i) 7 values of the magnetic field
,
1.5, 2, 2.5, 3, 3.5 and 4; (ii) 7 values of the dynamical timescale
,
0.5, 1, 1.5, 2, 2.5 and 3; (iii) 7 values of the electron density
,
5, 6, 7, 8, 9 and 10; (iv) and 8 values of the minimum electron Lorentz factor
,
2, 2.5, 3, 3.5, 4, 4.5 and 5.
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Figure 3:
Radiative efficiency. The explored region of the parameter space of internal shocks is shown in the plane
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3.1 Radiative efficiency and transparency
In the shocked medium, the evolution of the relativistic electron distribution is governed by
several radiative processes that are in competition with the adiabatic cooling due to the spherical expansion. The efficiency of converting the energy deposited in relativistic electrons in radiation
depends strongly on the relative magnitudes of the radiative cooling timescale
of relativistic electrons and the adiabatic cooling timescale of expanding shell
(see Sect. 2.3). The observed short timescale variability as well as the high isotropic equivalent energy radiated in gamma-rays imply that electrons are radiating efficiently, i.e. that
,
the so-called fast-cooling regime (Sari et al. 1998). Therefore, in the following, we have only considered the region of the parameter space where the radiative efficiency is high, i.e.
,
where

is the initial energy density in relativistic electrons and

is the final energy density contained in the radiated photons. Figure 3 shows this region in the plane










As we do not consider scenarios where the emitting region is optically thick (for instance a comptonized spectrum, see e.g. Pe'er & Waxman 2004; Mészáros & Rees 2000; Ghisellini & Celotti 1999), we also limit the discussion to the region of the parameter space where the medium is optically thin for Thomson scatterings, i.e.
,
being the total density of electrons (relativistic or not). Using the two-shells model, this condition leads
to a minimum value for the Lorentz factor:
![]() |
(20) |
This minimum Lorentz factor of the outflow is of the order of 100-200, for




![]() |
(21) |
where



Except for the two limitations (efficiency and transparency), all parameters are a priori acceptable. Indeed, models for the central engine of gamma-ray bursts are not in a state where a distribution function can be provided for the injected kinetic power or the initial Lorentz factor in the outflow. Even the expected range of each quantity is highly uncertain. Therefore, the most promising way to estimate such physical quantities is to apply a detailed spectral model as described in this paper to recover the internal shock parameters that can reproduce observed lightcurves and spectra. When the low energy gamma-ray range only (e.g. BATSE data) is used, there is a large degeneracy. Hopefully, observations in the high-energy gamma-ray range (Fermi data) will improve this situation. For this reason, we study in this section how the broad spectral shape is affected by each parameter of the model. Before this, we recall the main scaling laws that are expected from analytical considerations, and check their validity with our detailed calculation.
3.2 Analytical estimates
Synchrotron component.
The dimensionless photon frequency in the comoving frame is defined by


An accurate approximation of the corresponding photon spectrum

in the synchrotron fast cooling regime (

in the synchrotron slow cooling regime (









Our estimate of the maximum Lorentz factor of relativistic electrons (Eq. (9)) leads to a cutoff in the synchrotron component at frequency
![]() |
(26) |
Except for very low magnetic fields and very short dynamical timescales, it is always the first limit, when the acceleration timescale becomes of the order of the synchrotron timescale, that dominates.
As shown in Figs. 4 (bottom panels) and 5 (case (a)), the numerical results of our radiative code when synchrotron radiation is dominant are in an excellent agreement with these analytical estimates, showing the good accuracy of the synchrotron spectrum described by Sari et al. (1998).
The timescale associated with the synchrotron self-absorption at frequency
can be estimated by
![]() |
(27) |
From Eq. (22), one gets in the synchrotron fast cooling regime
![]() |
(28) |
and in the synchrotron slow cooling regime
![]() |
(29) |
At high frequency, this timescale is very long and the synchrotron self-absorption process is negligible. It will only affect the spectrum below frequency






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Figure 4:
Synchrotron and inverse Compton peaks: comparison with analytical estimates. The photon peak energy of the synchrotron ( bottom) and inverse Compton ( top) components is plotted as a function of the initial minimum Lorentz factor of the accelerated electrons
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Figure 5:
Synchrotron and Inverse Compton spectral components: comparison with analytical estimates. The time-averaged electron distribution and the final photon spectrum are shown for 3 different cases: a)
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Inverse Compton component.
If most scatterings between relativistic electrons and synchrotron photons occur in Thomson regime, the peak of the inverse Compton component is expected at
The Thomson approximation is valid as long as

which corresponds to
A severe reduction of the high-energy spectrum should always be expected above


Again, except for very weak magnetic fields and very short dynamical timescales, the maximum inverse Compton frequency is always given by the first limit (acceleration limitation due to radiative losses). From these estimates, one can deduce that the peak of the inverse Compton component should be found in all cases at the frequency







When the Thomson regime is valid, the ratio of the inverse Compton over the synchrotron power is given by the Compton parameter, defined as the ratio of the energy density in photons over the magnetic energy density,
.
This quantity is time-dependent. However, when not stated otherwise, Y stands in this paper for the final value of the Compton parameter at
.
As long as Y<1, synchrotron losses dominate, the seed photons for inverse Compton scatterings have the spectrum which is given above by Eqs. (23) and (24), and the distribution of the electrons responsible for the scatterings is close to the broken-power law distribution
described by
Sari et al. (1998). The corresponding spectral shape of the inverse Compton component has been derived by Sari & Esin (2001) and is given in their Appendix A. It is based on the integration of the approximate relation
where





The intensity of the inverse Compton component is
![]() |
(35) |
The Compton parameter in this case equals
![[*]](/icons/foot_motif.png)
Note that the term







![]() |
(37) |
which leads to the expression given above. On the other hand, in synchrotron slow cooling regime, the size of the region populated by relativistic electrons is now given by





As shown in case (a) of Fig. 5, except at very high energies (above
), our numerical calculations are in very good agreement with the approximate spectrum given by Sari & Esin (2001), as long as Y<1. Above
,
a better estimate is obtained when integrating numerically Eq. (34) with the same assumptions used by Sari & Esin (2001) (time-averaged electron and seed photon distributions) but using a complete kernel that includes Klein-Nishina corrections in the inverse Compton power (thin black line in Fig. 5). However, even using a more accurate cross section, Eq. (34) always overpredicts the inverse Compton emission at high energy. This systematic difference appears because the high energy photons in the inverse Compton component are due to the scatterings of photons at
with high Lorentz factor electrons at
.
In fast cooling regime, these two species are not present at the same time in the shocked region, as the duration necessary to form the synchrotron spectrum at
is also the duration necessary to cool electrons above
,
i.e. the synchrotron timescale
.
As Eq. (34) is based on a time-averaged approach, it cannot take such effects into account, related to the way the radiation field is built, and therefore it overestimates the spectrum above
.
We checked that in synchrotron slow cooling regime the agreement is better above
than what is observed in Fig. 5, but Eq. (34) is still overestimating the high-energy
component when evaluating the scatterings by fast cooling electrons (i.e. electrons with
).
When Y>1, inverse Compton losses become dominant. Then, the effective radiative timescale is shorter than the synchrotron timescale (by a factor
), the effective critical Lorentz factor is reduced (
)
and the corresponding frequency
in the synchrotron spectrum (Eqs. (23) and (24)) as well. The intensity of the synchrotron component is reduced by a factor 1/(1+Y). These corrections are however very approximate and valid only in Thomson regime. Our tests show that when inverse Compton scatterings become dominant, the modified cooling rate of
electrons affects the time-averaged distribution
(which differs from the standard broken-law distribution given by Eq. (22)), and therefore the distribution of seed synchrotron photons becomes different from the standard synchrotron spectrum given by Eqs. (23) and (24). This is well seen in cases (b) and (c) in Fig. 5. In fact, in this case, the approach used by Sari & Esin (2001) is not appropriate because the spectrum of the seed photons cannot be predicted by an a priori calculation including the synchrotron process only: the resulting spectrum has not enough time to be built when inverse Compton losses are included. This effect becomes stronger when Klein-Nishina corrections are
important, as the ratio of the inverse Compton to the synchrotron power becomes highly dependant on the electron Lorentz factor. As seen in Fig. 5, the low-energy slope of the
synchrotron spectrum is steeper in that case. Such a behavior is in agreement with the theoretical predictions made by Derishev et al. (2001). We plan to investigate in a forthcoming paper if this could reconcile the synchrotron radiation with the observed distribution of the low-energy photon index in BATSE bursts (Preece et al. 2000), which differs from the simplest prediction of the fast cooling synchrotron spectrum (Ghisellini et al. 2000) as its mean value is close to
.
Formation of the radiation field.
These results show that the high energy component of the photon spectrum cannot be estimated accurately without understanding how the radiation field (seed photons for inverse Compton scatterings) is formed. Initially, no photons are present and synchrotron radiation is always dominant (Y(t'=0)=0). The Compton parameter is an increasing function of time, due to the progressive building of the radiation field (see Fig. C.1). When synchrotron radiation is the dominant process, the radiation field increases up to




When
,
the impact of inverse Compton scatterings on the electron distribution will depend on the time
where
,
i.e. the time when inverse Compton
scatterings become the dominant process of cooling. Indeed, only the distribution of electrons below
can be affected by the new dominant cooling process, as electrons at higher Lorentz factor have already cooled by synchrotron radiation. Here, the Lorentz factor
is defined as the Lorentz factor giving a synchrotron timescale of the order of t', i.e.
.
With this definition
.
In the synchrotron fast cooling case, the synchrotron spectrum around the peak at
will be affected by inverse Compton scatterings if this process becomes dominant at very early times, i.e if
,
which is equivalent to
.
When inverse Compton scatterings are extremely efficient, they can represent the dominant electron cooling process, even at early times. When this happens, the maximum Lorentz factor of accelerated electrons
is overestimated in Eq. (9). From the evolution of Y(t') discussed in Appendix C, one can deduce the value reached by the Compton parameter when electrons at
have cooled, i.e.
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Here it is assumed that








Photon-photon annihilation.
The timescale associated with
where a Dirac approximation has been used for the cross section (Gould & Schréder 1967). The cutoff will occur at high energy and the corresponding photons will annihilate with low-energy photons whose distribution is approximatively given by the synchrotron spectrum described in Eqs. (23) and (24). An approximate shape of the absorbed spectrum can then be computed by attenuating the emitted spectrum by a factor
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(40) |
where




3.3 The shape of the radiated spectrum
We define a ``reference case'' corresponding to the physical conditions in the shocked material of the example in Fig. 1 at t=1.9
,
i.e.
,
,
10-2 and
.
For
,
p=2.5 and
(only 1% of the electrons are accelerated),
this leads to
,
and
103. This choice of parameters is motivated by the study presented in Daigne & Mochkovitch (1998) which favors the case where the magnetic field is high and where only a small fraction of electrons is accelerated, as these two conditions are required for
the synchrotron peak to be in the BATSE range. Starting from this ``reference case'', one of the parameters
is varied, while all other parameters are maintained constant. The resulting evolution of the spectrum is plotted in Fig. 6.
Effect of the initial minimum Lorentz factor of relativistic electrons.
Panel (a) shows the effect of



















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Figure 6:
Emitted spectrum in the comoving frame. We consider a ``reference case'' defined by
|
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Effect of the magnetic field.
Panel (b) shows the effect of B'. This effect is more complicated than for














Effect of the adiabatic cooling timescale.
The effect of










Effect of the initial density of relativistic electrons.
The effect of


This parameter study aims at identifying the physical conditions in the comoving frame leading to an intense high energy emission. Figure 7 shows the distributions of the parameters
corresponding to cases with an efficient inverse Compton emission (more than 50% of the radiated energy is due to inverse Compton scatterings) and a limited
annihilation (negligible attenuation at the peak of the inverse Compton component). The most intense high-energy components are obtained for low values of the magnetic field (
)
and for intermediate values of the electron minimum Lorentz factor (
), of the adiabatic time scale (
)
and of the density
(
).
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Figure 7:
Physical conditions in the shocked region (comoving frame) that favor an intense high energy component. From our exploration of the parameter study of the internal shock model (see Sect. 3) the histograms of the electron minimum Lorentz factor
|
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4 Probing the parameter space of internal shocks
In the internal shock model, the four quantities studied in Sect. 3 are not independent. As described in Sect. 2, they are determined from two sets of parameters: the first set defines the dynamical evolution. In the simple two shell version of the model, these parameters are
,
,
and
.
The second set is related to the unknown microphysics in the shocked region:
,
,
and p. Therefore, we have computed 7200 spectra corresponding to: (i) 4 values for the mean Lorentz factor in the outflow,
,
2, 2.5 and 3; (ii) 4 values for the contrast which characterizes the amplitude of the variations in the initial distribution
of the Lorentz factor in the outflow,
,
5, 7.5 and 10; (iii) 6 values of the injected kinetic power during the relativistic ejection,
,
51, 52, 53, 54 and 55; (iv) 5 values for the variability timescale,
,
-1, 0, 1 and 2; (v) 3 values for the fraction of the dissipated energy which is injected in the magnetic field,
,
-2 and -0.5; (vi) 5 values for the fraction of electrons that are accelerated,
,
-3, -2, -1 and 0.
The moderate efficiency of the conversion of kinetic energy into internal energy by internal shocks imposes that a large fraction
of this dissipated energy is injected in relativistic electrons to maintain a reasonable total efficiency. Therefore we fix
.
In the example presented in Fig. 1, about
of the kinetic energy is converted in internal energy by shock waves. If electrons are radiating efficiently, about
of the initial kinetic energy will be radiated.
We also assume a slope p=2.5 for the electron distribution, except where mentioned otherwise. This new set of spectra will allow us to identify which properties of the outflow determine the shape of the high energy spectrum, and therefore help to identify physical diagnostics for future Fermi data.
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Figure 8:
The effect of internal shock parameters on the emitted spectrum (``synchrotron case''). We use the simple two shell version of the internal shock model (see text) and define a ``reference case'' by
|
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4.1 The spectral shape of internal shock emission
The effect of the six parameters
on the emitted spectrum is now studied. We define again a ``reference case'' by
,
,
,
,
and
.
Such a set of parameters corresponds to a ``typical'' GRB pulse with a peak energy
(source frame) due to the synchrotron radiation. Figure 8 shows the evolution of the observed spectrum when one of the parameters is varied, while all other parameters are maintained constant (assuming a redshift z=1).
Maximum radius to maintain a high radiative efficiency.
At very large distances from the source, the density becomes very low as well as the magnetic field. This increases the synchrotron timescale. In an equivalent way


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with









Note that an additional condition should apply to limit the maximum radius of internal shocks (see e.g. Daigne & Mochkovitch 2007): most collisions should occur before the deceleration radius, otherwise the propagation of the reverse shock in the relativistic outflow will suppress the internal shock phase. For reasonable estimates of the external density, the deceleration radius
is of the order of
.
From Eq. (1), this leads to a new constraint
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with

Maximum density to have an optically thin medium.
On the other end, if internal shocks occur close to the central source, the density will be high. The Thomson optical depth due to the ambient electrons and the pairs produced by







The synchrotron component at low energy.
As the scaling given by Eq. (25) for the synchrotron peak energy is quite accurate, it is not surprising to find that in most cases, the position of the synchrotron peak is simply given by (Barraud et al. 2005)![]() |
(43) |
with
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(44) |
As predicted, the observed photon energy of the synchrotron peak increases (see Fig. 8) when (i) the Lorentz factor








There are two situations when this scaling for the synchrotron peak is not valid anymore:
- if synchrotron radiation occurs in slow cooling regime. This situation would normally be rejected due to its low radiative efficiency. However, the synchrotron slow cooling regime can be
compensated by efficient inverse Compton scatterings. It has been shown in the previous section (Sect. 3) that the scaling given by Eq. (25) is not accurate in this case. Even the shape of the synchrotron spectrum can be modified. Such cases can be found for instance in panel (e) of Fig. 8 for
;
- if the medium is dense enough so that the synchrotron self-absorption frequency is above the expected synchrotron peak. Such highly self-absorbed cases require a high density of relativistic
electrons. As most of the spectra shown in Fig. 8 are computed with a low fraction
of accelerated electrons, this is usually not the case. In the full exploration of the parameter space of the internal shock model, we find that highly absorbed synchrotron spectrum can be found for
. However, in this case the emission detected in the BATSE range corresponds to the inverse Compton component. This will be discussed below (Sect. 4.3).
4.2 Spectral components in the Fermi-LAT energy range
Conditions for intense inverse Compton emission.
From the study made in the previous section (Sect. 3), it is expected that the efficiency of the inverse Compton scatterings is increased by (i) a moderate electron minimum Lorentz factor











Conditions for strong photon-photon annihilation.
As shown in the previous section (Sect. 3),
















4.3 Dominant radiative process in the keV-MeV range and consequences at higher energy
From our exploration of the parameter space of the internal shock model we find, as expected from previous studies (Mészáros & Rees 2000; Papathanassiou & Mészáros 1996; Daigne & Mochkovitch 1998), that there are two classes of spectra, depending on the radiative process responsible for the prompt emission in the keV-MeV range. This energy range is detected for instance by instruments such as BATSE, Beppo-SAX, HETE-2, Integral, Swift or Fermi-GBM. These two cases have very different behavior in the MeV-GeV range and therefore Fermi-GBM+LAT observations will allow us to distinguish between the two possibilities.
``Synchrotron case''.
The synchrotron component peaks in the BATSE range (keV-MeV). This case is favored in internal shocks as it predicts pulse shapes and spectral evolution in GRB lightcurves that are in better agreement with observations (Daigne & Mochkovitch 2003,1998). The ``synchrotron case'' is found in most spectra plotted in Fig. 8. In this case, the inverse Compton component peaks at higher energy (MeV-GeV range). These spectra are characterized by a high magentic field and by a low fraction
![[*]](/icons/foot_motif.png)

- 1.
- a strong second peak with a large
attenuation. This case is found for example for
in Fig. 8, panel (e);
- 2.
- a weak second peak with a negligible
attenuation. This case is found for example for
in Fig. 8, panel (a);
- 3.
- a weak second peak with a strong
annihilation. This case is found for example for
in Fig. 8, panel (a);
- 4.
- no second peak, the high-energy emission is only the tail of the synchrotron component, with a cutoff in the 100 MeV-10 GeV range due to
annihilation. This case is found for example for
in Fig. 8, panel (a).




``Inverse Compton case''.
The synchrotron component peaks at low energy and the inverse Compton component peaks in the BATSE range (keV-MeV). This case is usually called ``Synchrotron Self-Compton'' in the literature, and emerges naturally in the often considered situation where all electrons are accelerated (

Figure 10 shows the same parameter study as in Fig. 8, but for
a reference set of parameters corresponding to the ``inverse Compton case''. Note that the allowed range for each parameter
,
,
and
is usually more limited than in the ``synchrotron case'', especially due to the requirement of a high radiative efficiency
(
), as a lower magnetic field leads to longer synchrotron timescales. In the ``inverse Compton case'', most scatterings occur in Thomson regime, due to a low magnetic field and a low minimum electron Lorentz factor leading to
(see Eq. (31)). The condition necessary to have the possibility of a second scattering in Thomson regime is
,
i.e.
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For most parameters in the ``inverse Compton case'' this condition is fulfilled and efficient second scatterings occur, leading to a second inverse Compton component at high energy (Fermi
range). The first inverse Compton component is never affected by
annihilation. Therefore the spectra differ again mainly by their high-energy component, i.e. by the intensity of the second inverse Compton component. This intensity depends on whether most second scatterings occur in Thomson regime or are affected by Klein-Nishina corrections, and also on the strength of the attenuation due to
annihilation. As long as Klein-Nishina corrections and
absorption are not too strong at very high energy, the synchrotron, first and second inverse Compton components have relative intensities
1:Y:Y2, where Y has to be large to avoid that most of the energy is radiated in the synchrotron component in the sub-keV range. Therefore, it is difficult to avoid that most of the energy is radiated in the MeV-GeV range. The isotropic equivalent radiated energy in the BATSE range is typically
.
If the Compton parameter is
or more, the resulting total radiated energy is greater than
.
This can lead to a crisis for the GRB energy budget and is another reason to disfavor the ``inverse Compton case'' as pointed out recently by Piran et al. (2008). High magnetic field can lead to smaller values of Y but most of the energy is radiated in the synchrotron component in this case. Having the first inverse Compton peak dominant requires to fine-tune
.
Moreover the peak energy of the first inverse Compton component has a stronger dependence on the variations of the physical conditions in the shocked regions (compare Eqs. (25) and (30)). Thus the ``inverse Compton case'' also predicts a faster spectral evolution during GRB pulses than in the ``synchrotron case'' and is therefore disfavored by the observed pulse shape and spectral evolution in BATSE bursts (Daigne & Mochkovitch 2003,1998).
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Figure 9:
Effect of the slope of the accelerated electron distribution in the ``inverse Compton case''. The observed spectrum (assuming z=1) obtained including all radiative processes is plotted for
|
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Figure 10:
The effect of internal shock parameters on the emitted spectrum (``inverse Compton case''). Same as in Fig. 8 with a new ``reference case'' defined by
|
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Figure 11:
Physical diagnostics from Fermi observations: spectral shape. A GRB pulse at z=1 characterized by a peak energy
|
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Figure 12:
Physical diagnostics from Fermi observations: properties of the relativistic outflow. For each case considered in Fig. 11, we plotted the values of the injected kinetic power |
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4.4 Physical diagnostics from Fermi observations
As can be seen from this study, the high-energy emission component is shaped by several physical parameters of the internal shock model. It is therefore difficult to identify simple diagnostics that could be applied to forthcoming Fermi data. It is only a detailed spectral fitting covering a broad spectral range that will allow us to measure fundamental quantities which are still largely unknown for GRBs (e.g. the radius and the Lorentz factor of the emitting material, the typical Lorentz factor of radiating electrons or the magnetic field in the shocked region).
Diagnosing the dominant radiative process and the physical conditions in the shocked region.
As seen in Fig. 11, one can distinguish between the ``synchrotron case'' and the ''inverse Compton case'' from the spectral shape and then identify the dominant radiative process. This requires however a broad spectral range, like the one available with GBM+LAT. More precise informations about the physical conditions in the shocked region can be obtained from such observations using the following procedure: (a) assume microphysics parameters (the initial choice is suggested by the general spectral shape, for instance a high









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Figure 13:
Measuring the Lorentz factor of the emitting region from the observed cutoff energy. The cutoff energy
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Measuring the Lorentz factor of the outflow.
It has been proposed by several authors to measure the Lorentz factor of the relativistic outflow from the position of the cutoff in the high energy spectrum due to







where




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(47) |
The cutoff energy can be estimated from the condition

This estimate of the observed cutoff energy

















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Figure 14:
A single pulse burst in the ``synchrotron case'' with a high magnetic field. The dynamics is the same as in Fig. 1 except for |
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From this study, it appears that using estimate of the Lorentz factor from the observed cutoff energy such as Eq. (48) is acceptable when the high-energy spectrum does not show any new bright component in addition to the low-energy spectrum. To confirm any value of the Lorentz factor measured by this method, one should do a detailed modelling of the spectrum to check whether the process responsible for the observed cutoff has been correctly identified. Note that the emission from electron-positron pairs created by
annihilation is not included here and that it could provide additional diagnostics (Murase & Ioka 2008). Note also that the final shape of the spectrum above the cutoff energy can become complicated when considering the spectrum integrated over the whole duration of a pulse, as we show in the next section (see also
the detailed discussion by Granot et al. 2008). It can make the diagnostics more difficult and emphasizes again the necessity of a detailed modelling.
5 Observed time profiles and spectra
All the spectra shown in the previous section are computed for a ``typical collision'', using the two shell version of the internal shock model. However even for a single pulse, the emission radius, and the physical conditions in the shocked medium, can span several orders of magnitude during the propagation of the ``internal shock'' waves (see Fig. 1). This leads to a spectral evolution during the observed pulse that is entirely missed by the two shell model. In the present section, we show examples of synthetic bursts computed by coupling the detailed model for the dynamics of the relativistic outflow (Sect. 2.1) with the radiative code (Sect. 2.3), and we discuss the predicted spectral evolution, as well as the high energy emission (Fermi-LAT range). In all examples, a redshift z=1 is assumed.
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Figure 15:
A single pulse burst in the ``synchrotron case'' with a low magnetic field. Same as in Fig. 14 except for the microphysics parameters:
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Figure 16:
A single pulse burst in the ``inverse Compton case''. Same as in Fig. 14 except for the initial distribution of the Lorentz factor that varies from 100 to 600 and for the microphysics parameters:
|
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5.1 A single pulse burst
We present three synthetic single pulse bursts corresponding to the same relativistic outflow: a total duration of the relativistic ejection phase
,
a Lorentz factor varying from 100 to 400 during the ejection as in Fig. 1 and
.
The dynamics is computed using a discretization of the outflow in 1000 shells. The three cases differ by different sets of microphysics parameters: (i) ``synchrotron case'' with a high magnetic field (see Fig. 14),
,
10-3 and p=2.5; (ii) ``synchrotron case'' with a low magnetic field (see Fig. 15),
10-3,
,
10-3 and p=2.5; (iii) ``inverse Compton case'' (see Fig. 16),
,
,
and p=3.5.
In this last case, the contrast
of the initial distribution of the Lorentz factor has been increased (
varies from 100 to 600 instead of 400) to increase the dynamical efficiency, and thus compensate for a lower radiative
efficiency (as well as a lower fraction of the emission that is radiated in the Fermi-GBM range). The three pulses have comparable isotropic equivalent energies radiated in the GBM range.
The lightcurves in the GBM+LAT range are plotted for each case, as well as the time-integrated spectrum during the rise, the decay and the whole duration of the pulse. GRB lightcurves in the keV-MeV range usually show a hard-to-soft evolution (see e.g. Ford et al. 1995; Bhat et al. 1994; Norris et al. 1996). This spectral evolution is found in these three examples of synthetic GRBs, as the spectrum
during the rise peaks at higher energy than during the decay phase.
In the GBM range, the three lightcurves are quite similar, except for a faster pulse decay in the inverse Compton case. We checked in the three cases that the expected spectral evolution (see e.g. Norris et al. 1996) in the keV-MeV range is reproduced, in agreement with the previous results of Daigne & Mochkovitch (1998): the photon flux peaks earlier at higher energy and the duration of the pulse increases at lower energies.
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Figure 17: A single pulse burst in the ``synchrotron case'' with a low magnetic field: dynamical evolution during the pulse. The evolution of the synchrotron timescale, the dynamical timescale and the ratio of the energy radiated in the inverse Compton over the energy radiated in the synchrotron component is plotted as a function of the observer time for the synthetic single pulse burst shown in Fig. 15. |
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In the LAT range on the other hand, the spectral evolution and the corresponding behavior at high energy are different in the three considered cases. In the ``synchrotron case'', the physical process responsible for the radiation is not the same in the GBM range (synchrotron) and in the LAT range (synchrotron+possible additional inverse Compton component, depending on the intensity of the magnetic field). Therefore, the lightcurves at low and high-energy do not look similar. In particular, the inverse Compton component at high energy emerges later than the synchrotron component, increasing the duration of the pulse in the LAT range. It is due to an evolving
Compton parameter during the pulse duration. This effect is more important when inverse Compton scatterings become more efficient (compare Figs. 14 and 15). For the lowest values of
,
the lightcurve at high energy could even peak with a delay with respect to the lightcurve in the GBM range if the inverse Compton component becomes more intense than the synchrotron component in the high energy range. This behavior of the LAT lightcurves
is due to the evolution of the physical condition in the shocked medium along the propagation of the
shock wave. It is illustrated in Fig. 17, where the ratio of the inverse Compton over the synchrotron component is plotted as a function of the observer time, as well as the dynamical timescale
and the synchrotron timescale
:
-
Initially, due to the shape adopted for the initial distribution of the Lorentz factor in the outflow, the shock is weak and the dissipated energy per particle is low. This results in moderate electron Lorentz factors
, and therefore large synchrotron timescales. On the other hand, these early times correspond to small radii so the dynamical timescale is still small. In this first phase,
and the efficiency of inverse Compton scatterings is large, as a large fraction of the shocked region is populated by relativistic electrons (see Sect. 3). It results in a weak precursor in the GeV lightcurve. This precursor can disappear if a different initial distribution of the Lorentz factor in the outflow is adopted, especially if it leads to an immediate violent shock (for instance with an initial discontinuity).
- In a second phase (around the peak of the pulse in the GBM range), the shock becomes stronger,
increases and the synchrotron timescale decreases. On the other hand, as the radius increases, the dynamical timescale increases. This results in
and a low efficiency for inverse Compton scatterings. The emission at high energy is dominated by the synchrotron component.
- A late times (tail of the pulse), the synchrotron timescale increases again (mainly due to the decrease of the magnetic field as the radius increases) and the efficiency of inverse Compton scatterings increases again. The inverse Compton component becomes dominant again in the GeV range, which results in a prominent GeV tail of the pulse.
It appears clearly from Figs. 14-16 that in addition to the time-integrated spectrum, the observed spectral evolution and the comparison of the GBM and LAT lightcurves are also powerful tools to diagnose the dominant radiative process and the physical conditions in the shocked medium (electron distribution and magnetic field).
5.2 A multi-pulses GRB
Figure 19 shows two examples of more complex synthetic GRBs. The dynamical evolution is the same in both cases, assuming the initial distribution of the Lorentz factor plotted in Fig. 18, which leads to 4 main pulses in the lightcurve. It is computed using a discretization of the outflow in 4000 shells. The two examples correspond to two different sets of microphysics parameters (``synchrotron case'' with a high or a low magnetic field). These examples illustrate that in a complex burst, each pulse exhibits a hard to soft evolution in the main spectral component and that - when possible - the spectral analysis should be made by integrating the spectrum over a pulse rather than over the whole duration of the GRB. The spectral evolution and the behaviour at high energy that were identified for single pulse burst are also observed in these multi-pulse GRBs. In particular, the lightcurve above 1 GeV in the ``synchrotron case'' with a low magnetic field shows more flat topped pulses and prolonged emission in the pulse decays.
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Figure 18: An example of a multi-pulses burst: initial distribution of the Lorentz factor in the relativistic outflow. The initial Lorentz factor in the outflow is plotted as a function of the ejection time (top axis) or equivalently the distance from the source at the end of the ejection phase (bottom axis). |
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Figure 19:
An example of a multi-pulses burst: lightcurves. The dynamics is computed for the initial distribution of the Lorentz factor plotted in Fig. 18, assuming a total duration of the relativistic ejection phase
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6 Conclusions
We have developed a detailed model for the prompt emission of gamma-ray bursts in the framework of the internal shock model. It combines dynamical simulations that follow the evolution of the physical conditions (Lorentz factor, density and energy density) in the shocked regions along the propagation of ``internal'' shock waves in the relativistic outflow, and a time-dependant radiative code to compute the emission from shock-accelerated electrons, including the most relevant processes (adiabatic cooling, synchrotron radiation and self-absorption, inverse Compton scatterings and photon-photon annihilation). We have used our model to explore the parameter space of the internal shock model and identify physical diagnostics for Fermi data.
We list here our main results:
- 1.
- The comparison of the results of the radiative code with standard analytical or semi-analytical estimates of the emitted spectrum shows that the synchrotron component is usually well predicted by the analytical spectrum from Sari et al. (1998), except when inverse Compton scatterings become efficient.
- 2.
- We show that the prediction of the high-energy component based on the time-averaged electron distribution and the time-averaged synchrotron photon spectrum (e.g. Sari & Esin 2001) is less precise, especially above the peak of the inverse Compton component. The accuracy of this
time-averaged prediction decreases as the efficiency of inverse Compton scatterings increases. This is mainly due to time-dependent effects: time-averaged distributions do not take into account the time needed to build the photon field.
- 3.
- An important consequence of the previous result is that the electron cooling rate, and therefore the time-averaged electron distribution, is not correctly predicted by the standard
analytical estimate from Sari et al. (1998) when inverse Compton scatterings become important. This affects the spectral shape of the synchrotron component as well. We find that the resulting spectral slope (photon spectrum) below the peak energy is steeper than the usual value -3/2 in synchrotron fast cooling regime, in agreement with Derishev et al. (2001) who shows that the slope can become as steep as -1 when Klein-Nishina corrections are important. This may reconcile the synchrotron radiation with the observed distribution of the low-energy slope
in BATSE (Kaneko et al. 2006; Preece et al. 2000) and HETE-2 (Sakamoto et al. 2005) bursts. We will investigate this question in a forthcoming paper.
- 4.
- When exploring the parameter space of internal shocks, we find that two classes of broad-band spectra can be expected, which correspond to different physical conditions in the shocked
region:
- ''Synchrotron case'', where the dominant process in the Fermi-GBM range is synchrotron radiation. It requires high electron Lorentz factors and therefore implies that only a
fraction of the electrons are shock-accelerated. The intensity of the inverse Compton component in the LAT range depends on the intensity of the magnetic field but remains always limited
due to Klein-Nishina corrections. A high-energy cutoff is present due to photon-photon annihilation, which allows us to estimate the Lorentz factor of the emitting material. As the high-energy lightcurve is made of two different components (synchrotron + inverse Compton) whose ratio evolves during a pulse, the lightcurves can differ in the GBM and the LAT range. In particular, for low
ratios that favor inverse Compton scatterings, a pulse in the GBM can be followed by a tail of GeV photon in the LAT. When there is a significant inverse Compton component in the LAT, the pulse above 1 GeV can even peak with a delay compared to the GBM.
Table 1: Physical diagnostics for Fermi data.
- ''Inverse Compton case'', where the synchrotron component peaks at low energy and the dominant process in the GBM range is inverse Compton. A second inverse Compton peak is usually present
at higher energy but further scatterings are suppressed by Klein-Nishina corrections. The cutoff at high energy can be either due to
annihilation or to the Klein-Nishina suppression of inverse Compton scatterings, which makes more difficult to estimate the Lorentz factor of the emitting material in this case. A steep slope for the electron distribution is necessary to have two well distinct peaks in the inverse Compton component. The relative intensity of the synchrotron and the two inverse Compton peaks in the spectrum depends on the ratio
. It requires some fine-tuning to have a dominant first inverse Compton peak in the GBM range, which can lead to a energy crisis (Piran et al. 2008). As the emission detected in the GBM and LAT lightcurves is due to the same process (inverse Compton), the lightcurves in the two instruments are much more similar.
- ''Synchrotron case'', where the dominant process in the Fermi-GBM range is synchrotron radiation. It requires high electron Lorentz factors and therefore implies that only a
fraction of the electrons are shock-accelerated. The intensity of the inverse Compton component in the LAT range depends on the intensity of the magnetic field but remains always limited
due to Klein-Nishina corrections. A high-energy cutoff is present due to photon-photon annihilation, which allows us to estimate the Lorentz factor of the emitting material. As the high-energy lightcurve is made of two different components (synchrotron + inverse Compton) whose ratio evolves during a pulse, the lightcurves can differ in the GBM and the LAT range. In particular, for low
- 5.
- This study allows us to define physical diagnostics for Fermi data, based on the spectral shape and the spectral evolution, that are summarized in Table 1. We plan to apply these diagnostics as soon as Fermi GRB data will be made public. Our study emphasizes, however, that a detailed broad-band spectral modelling is always necessary to reach firm conclusions regarding the properties of the outflow and the physical conditions in the shocked regions.
In the ``synchrotron case'', it is assumed that only a fraction of the electrons is accelerated to very high Lorentz factors (
). If a small fraction of the dissipated
energy in the shock is injected in the remaining electrons, they will have a Maxwellian distribution with a mean Lorentz factor of a few. We will investigate in a future work what could be the contribution of these electrons to the emission and more generally discuss the prompt optical emission of GRBs in the framework of the internal shock model.
Acknowledgements
The authors thank Prof. P. Kumar for his prompt and supportive report on this paper and Dr. R. Mochkovitch for many valuable discussions on this work, and a careful reading of the manuscript. This work is part of the project JETS_GAMMA which is funded by the French National Research Agency (ANR). The work of F.D. was partially supported by the French Spatial Agency (CNES).
Appendix A: Radiative processes
We list here the source and loss terms appearing in the equations governing the evolution of the electron distribution (Eq. (15)) and of the photon spectrum (Eq. (16)).
A.1 Adiabatic cooling
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(A.1) |
A.2 Synchrotron emission
We assume an isotropic distribution for the pitch angle
between the electron velocity and the magnetic field, so that
.
The synchrotron
power is given by Rybicki & Lightman (1979) and leads to
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(A.2) | ||
![]() |
(A.3) |
where the synchrotron frequency is defined by
and the function

![]() |
(A.5) |
This definition has been chosen so that

A.3 Synchrotron self-absorption
The cross-section is given by Rybicki & Lightman (1979):
![]() |
(A.6) |
In the present version of our radiative code, the corresponding source term

A.4 Inverse Compton scatterings
We use the kernel derived by Jones (1968), which has an excellent accuracy, even in the Klein-Nishina regime.
![]() |
(A.7) | ||
![]() |
(A.8) |
with
![]() |
= | ![]() |
|
= | ![]() |
||
![]() |
(A.9) |
where




is not included in the right-hand part of the equation for the evolution of photons (Eq. (16)). For this reason, we can not compute the emitted spectrum when

A.5 Photon-photon annihilation
We use the exact cross section given by Gould & Schréder (1967) for an isotropic photon field, which is a
good approximation as long as the radiative timescale is small compared to the dynamical timescale (see Sect. 2.3).
![]() |
= | ![]() |
|
![]() |
(A.10) |
where

In the present version of the code, the source and loss terms due to pair production and pair annihilation are not included in Eq. (15), and the associated radiation is not included in Eq. (16).
Appendix B: Numerical method
To solve the system of the two Eqs. (15) and (16) for the evolution of the electron distribution
and the photon spectrum
in the comoving frame of the shocked material, we have developed a numerical scheme that is a good compromise between accuracy and computing speed. We use normalized variables
,
,
and
.
The photon spectrum at time
after the
step is stored in a fixed grid
for
,
i.e.
.
At
,
no photons are present so that
.
To take advantage of the short radiative timescale, the electron distribution at time tk is stored in a moving (``Lagrangian'') grid
for
, i.e.

This insures that the number of electrons is exactly conserved. At








![]() |
(B.1) |
In fast cooling regime the values of





Appendix C: Formation of the radiation field: the Compton parameter Y(t')
When only adiabatic cooling and synchrotron radiation are considered, the equation for the evolution of electrons has a simple analytic solution, given by
![]() |
(C.1) |
where


![]() |
(C.2) |
At time t', electrons have Lorentz factors in the interval
![]() |
(C.3) |
with


The time-averaged electron distribution

can be computed exactly from these expressions. An accurate approximate expression is given by Eq. (22). When inverse Compton scatterings are included, this exact solution for the electron evolution is not valid any more, but remains very accurate as long as the synchrotron process is still dominant, i.e. as long as


The final value at





![]() |
Figure C.1:
Time evolution of the Compton parameter. The Compton parameter Y(t') is plotted for
|
Open with DEXTER |
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Footnotes
- ... equals
- These expressions assume that the maximum electron Lorentz factor
is greater than
, which is always the case in the fast cooling regime. On the other hand, a ``very slow'' cooling regime is possible when
. In this case the break at
in the synchrotron spectrum is suppressed as it is above the cutoff at
. The Compton parameter in this case equals
if 2<p<3 and
if p>3.
- ... electrons
- This is why the ``synchrotron case'' in fast cooling regime, which is our preferred case, is disfavored by Kumar & McMahon (2008). Their study does not consider the possibility to have
. Therefore, the authors conclude that the ``synchrotron case'' in fast cooling regime is very unlikely, as it would involve very high contrasts
in internal shocks. With
, the only possibility to reach high electron Lorentz factor is indeed to dissipate more energy per particle in shocks. The assumption
made in the present study solves this problem. Note that Kumar & McMahon (2008) also disfavor the ``synchrotron case'' in slow cooling regime, as it implies a typical radius for internal shocks which is too large (of the order of the deceleration radius or larger). We do not discuss this case in the present study as it reduces even more the efficiency of the conversion of the kinetic energy of the outflow into radiation by internal shocks, which is already low in the fast cooling regime.
All Tables
Table 1: Physical diagnostics for Fermi data.
All Figures
![]() |
Figure 1:
Dynamics of internal shocks: an example. Left. Evolution of the distribution of the Lorentz factor in the relativistic outflow. In this example, the initial distribution (thick solid line) corresponds to a case where material has been ejected for
|
Open with DEXTER | |
In the text |
![]() |
Figure 2:
Emission in the comoving frame: an example. This figure shows the result of the radiative calculation in the comoving frame of the shocked material, at time 1.9 |
Open with DEXTER | |
In the text |
![]() |
Figure 3:
Radiative efficiency. The explored region of the parameter space of internal shocks is shown in the plane
|
Open with DEXTER | |
In the text |
![]() |
Figure 4:
Synchrotron and inverse Compton peaks: comparison with analytical estimates. The photon peak energy of the synchrotron ( bottom) and inverse Compton ( top) components is plotted as a function of the initial minimum Lorentz factor of the accelerated electrons
|
Open with DEXTER | |
In the text |
![]() |
Figure 5:
Synchrotron and Inverse Compton spectral components: comparison with analytical estimates. The time-averaged electron distribution and the final photon spectrum are shown for 3 different cases: a)
|
Open with DEXTER | |
In the text |
![]() |
Figure 6:
Emitted spectrum in the comoving frame. We consider a ``reference case'' defined by
|
Open with DEXTER | |
In the text |
![]() |
Figure 7:
Physical conditions in the shocked region (comoving frame) that favor an intense high energy component. From our exploration of the parameter study of the internal shock model (see Sect. 3) the histograms of the electron minimum Lorentz factor
|
Open with DEXTER | |
In the text |
![]() |
Figure 8:
The effect of internal shock parameters on the emitted spectrum (``synchrotron case''). We use the simple two shell version of the internal shock model (see text) and define a ``reference case'' by
|
Open with DEXTER | |
In the text |
![]() |
Figure 9:
Effect of the slope of the accelerated electron distribution in the ``inverse Compton case''. The observed spectrum (assuming z=1) obtained including all radiative processes is plotted for
|
Open with DEXTER | |
In the text |
![]() |
Figure 10:
The effect of internal shock parameters on the emitted spectrum (``inverse Compton case''). Same as in Fig. 8 with a new ``reference case'' defined by
|
Open with DEXTER | |
In the text |
![]() |
Figure 11:
Physical diagnostics from Fermi observations: spectral shape. A GRB pulse at z=1 characterized by a peak energy
|
Open with DEXTER | |
In the text |
![]() |
Figure 12:
Physical diagnostics from Fermi observations: properties of the relativistic outflow. For each case considered in Fig. 11, we plotted the values of the injected kinetic power |
Open with DEXTER | |
In the text |
![]() |
Figure 13:
Measuring the Lorentz factor of the emitting region from the observed cutoff energy. The cutoff energy
|
Open with DEXTER | |
In the text |
![]() |
Figure 14:
A single pulse burst in the ``synchrotron case'' with a high magnetic field. The dynamics is the same as in Fig. 1 except for |
Open with DEXTER | |
In the text |
![]() |
Figure 15:
A single pulse burst in the ``synchrotron case'' with a low magnetic field. Same as in Fig. 14 except for the microphysics parameters:
|
Open with DEXTER | |
In the text |
![]() |
Figure 16:
A single pulse burst in the ``inverse Compton case''. Same as in Fig. 14 except for the initial distribution of the Lorentz factor that varies from 100 to 600 and for the microphysics parameters:
|
Open with DEXTER | |
In the text |
![]() |
Figure 17: A single pulse burst in the ``synchrotron case'' with a low magnetic field: dynamical evolution during the pulse. The evolution of the synchrotron timescale, the dynamical timescale and the ratio of the energy radiated in the inverse Compton over the energy radiated in the synchrotron component is plotted as a function of the observer time for the synthetic single pulse burst shown in Fig. 15. |
Open with DEXTER | |
In the text |
![]() |
Figure 18: An example of a multi-pulses burst: initial distribution of the Lorentz factor in the relativistic outflow. The initial Lorentz factor in the outflow is plotted as a function of the ejection time (top axis) or equivalently the distance from the source at the end of the ejection phase (bottom axis). |
Open with DEXTER | |
In the text |
![]() |
Figure 19:
An example of a multi-pulses burst: lightcurves. The dynamics is computed for the initial distribution of the Lorentz factor plotted in Fig. 18, assuming a total duration of the relativistic ejection phase
|
Open with DEXTER | |
In the text |
![]() |
Figure C.1:
Time evolution of the Compton parameter. The Compton parameter Y(t') is plotted for
|
Open with DEXTER | |
In the text |
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