Open Access
Issue
A&A
Volume 688, August 2024
Article Number A182
Number of page(s) 19
Section Astrophysical processes
DOI https://doi.org/10.1051/0004-6361/202449492
Published online 28 August 2024

© The Authors 2024

Licence Creative CommonsOpen Access article, published by EDP Sciences, under the terms of the Creative Commons Attribution License (https://creativecommons.org/licenses/by/4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

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1. Introduction

Turbulent magnetized plasmas permeate a wide range of space and astrophysical environments (e.g., Quataert & Gruzinov 1999; Schekochihin & Cowley 2006; Brandenburg & Lazarian 2013; Bruno & Carbone 2013; Ferrière 2020). Understanding the properties of the turbulent cascade, and how the fluctuation energy is transferred from injection to dissipation scales, thus heating the plasma and also producing nonthermal particles in the process, is a relevant task in itself since it can elucidate the role that turbulence plays in the dynamics and thermodynamics of several astrophysical systems. Inspired by the seminal work of Kolmogorov (1941) in hydrodynamics, turbulence in magnetized plasmas has been the object of several theoretical efforts aimed at obtaining universal scaling for its fluctuations on large (fluid) magnetohydrodynamic (MHD) scales (e.g., Iroshnikov 1963; Kraichnan 1965; Goldreich & Sridhar 1995; Ng & Bhattacharjee 1997; Galtier et al. 2000; Cho & Lazarian 2002; Boldyrev 2006; Lazarian et al. 2012; Chandran et al. 2015; Mallet et al. 2015; Boldyrev & Loureiro 2017; Mallet et al. 2017; Cerri et al. 2022; Schekochihin 2022). At the same time, these astrophysical environments are also populated with cosmic rays (CRs), which are charged particles with supra-thermal (relativistic) energies that pervade the interstellar, intergalactic, and intracluster media (e.g., Brunetti & Jones 2014; Amato & Blasi 2018; Faucher-Giguère & Oh 2023; Ruszkowski & Pfrommer 2023) and get scattered by magnetic-field fluctuations (Ginzburg & Syrovatskii 1964; Berezinsky et al. 1990). While cosmic-ray transport partly depends upon the properties of pre-existing turbulence (e.g., Schlickeiser & Miller 1998; Chandran 2000; Lerche & Schlickeiser 2001; Yan & Lazarian 2002, 2008; Teufel et al. 2003; Shalchi & Schlickeiser 2004; Fornieri et al. 2021; Lazarian & Xu 2021; Lemoine 2023; Kempski et al. 2023), CRs can also generate their own scattering fluctuations through streaming instabilities (e.g., Kulsrud & Pearce 1969; Lee 1972; Skilling 1975; Gary 1993; Bell 2004; Amato 2011; Weidl et al. 2019a, 2019b; Marcowith et al. 2021). The level at which self-generated fluctuations saturate depends on a balance between the instability growth and the damping mechanisms that these waves are subjected to. Depending on the Galactic environment, the damping processes that were originally considered are the ion-neutral (IN) damping (Kulsrud & Pearce 1969) and the nonlinear Landau (NLL) damping (Lee & Völk 1973). These cosmic-ray driven Alfvén-wave (AW) packets, however, also interact with pre-existing fluctuations of the turbulent environment in which they are generated. This interaction has been suggested to represent another source of damping, the process called turbulent damping, for which a CR-generated AW packet is cascaded to dissipation by its nonlinear interaction with background fluctuations. This damping mechanism was originally proposed by Farmer & Goldreich (2004), and subsequently extended by Lazarian (2016) to account for different regimes of background turbulence. However, an important parameter that has not been taken into account in these previous works is the strength of the nonlinear interaction (usually referred to as the nonlinearity parameter χ) between the AW packet and pre-existing turbulent fluctuations. This parameter is indeed different from (and typically much smaller than) the nonlinear parameter describing the regime of background turbulence, which also needs to be taken into account (as done by Lazarian 2016). We show here that taking this difference into account completely changes the estimate of the turbulent damping rate, which is almost always much lower than any rate derived previously. Moreover, the damping rate and its scaling strongly depend upon the properties of background turbulence. In the previous literature, only what we can call the classic theories of MHD turbulence have been taken into account: isotropic “Kolmogorov-like” turbulence, hereafter the K41 regime (Kolmogorov 1941); a weak cascade of Alfvénic fluctuations, hereafter the W0 regime (Ng & Bhattacharjee 1997; Galtier et al. 2000); and a critically balanced Alfvénic cascade, hereafter the GS95 regime (Goldreich & Sridhar 1995). However, advanced theories of MHD turbulence that extend the above classic picture have been formulated in the past years. This is the case, for instance, of a theory that incorporates dynamic (i.e., scale-dependent) alignment of fluctuations in a critically balanced Alfvénic cascade, hereafter the B06 regime (Boldyrev 2006), which can intrinsically lead at even smaller scales to a regime usually referred to as tearing-mediated turbulence, hereafter the TMT regime (i.e., a regime where magnetic reconnection mediates the generation of smaller-scale fluctuations, Boldyrev & Loureiro 2017; Mallet et al. 2017). It is also worth mentioning that the conditions under which critical balance and the associated cascades develop (i.e., GS95, B06, and TMT regimes) may not cover all the possible scenarios in MHD turbulence (e.g., see discussion in Oughton & Matthaeus 2020). However, analytical (phenomenological) scaling of turbulent fluctuations and their anisotropy can be only derived for these cases. Moreover, several numerical simulations and in situ measurements in the solar wind have provided solid evidences for these regimes (e.g., Chen 2016; Sahraoui et al. 2020; Schekochihin 2022, and references therein). Therefore, it is of interest to derive turbulent damping rates for all these theories. The results obtained here have indeed implications for the cosmic-ray self-confinement, since its effectiveness for CR scattering is the result of a competition between different damping mechanisms and a balance between the most-relevant damping rate and the growth rate of the CR streaming instability (e.g., Farmer & Goldreich 2004; Blasi et al. 2012; Lazarian 2016; Kempski & Quataert 2022; Xu & Lazarian 2022). For instance, by adopting the rates obtained in Farmer & Goldreich (2004) and Lazarian (2016), turbulent damping can compete with or even dominate over the IN and NLL damping processes, depending on the properties of the Galactic environment under consideration and on the CR energy (see, e.g., Nava et al. 2019; Kempski & Quataert 2022; Recchia et al. 2022; Xu & Lazarian 2022, and references therein); this picture can be significantly challenged by the new turbulent damping rates obtained here, and will be addressed in detail in a following work (hereafter Paper II).

This paper is organized as follows. In Section 2 the Elsässer formalism and the definitions of the timescales and nonlinear parameter are introduced. In Section 3 the formalism is employed to derive general expressions for the turbulent damping rates, whose scaling are then explicitly derived in Section 4 for various turbulence regimes and within different theories of MHD turbulence. Additionally, some considerations about the feedback of CR-driven AWs on pre-existing fluctuations and possible phenomenological models for the CR-modified background turbulence spectrum are discussed in Section 5. Finally, a summary and discussion of the results is provided in Section 6. It is worth noting that this work is meant to primarily provide a rigorous, general formalism for deriving the turbulent damping rates of CR-driven AW packets, as well as some criteria for the possible relevance of CR feedback on pre-existing fluctuations. A more extensive discussion about different damping rates, the role of coherent structures and compressible turbulence, as well as the implications for specific astrophysical systems will be the focus of Paper II.

2. Setting the stage: The Elsässer formalism

The magnetohydrodynamic (MHD) equations for an incompressible plasma with mass density ρ0, viscosity ν, and resistivity η, can be conveniently expressed in terms of the Elsässer variables z ± = u ± B / 4 π ρ 0 = u ± v A $ \boldsymbol{z}^\pm = \boldsymbol{u} \pm \boldsymbol{B}/\sqrt{4\pi\rho_0} = \boldsymbol{u}\pm\boldsymbol{v}_{\mathrm{A}} $ (Elsässer 1950), where u is the fluid velocity, B is the magnetic field, and vA denotes the Alfvén-speed vector associated with B. The incompressible MHD equations in terms of z± read as

z ± t + ( z · ) z ± = P tot ρ 0 + μ + 2 z ± + μ 2 z , $$ \begin{aligned} \frac{\partial \boldsymbol{z}^\pm }{\partial t} + (\boldsymbol{z}^\mp \cdot \boldsymbol{\nabla })\,\boldsymbol{z}^\pm = -\frac{\boldsymbol{\nabla }P_{\rm tot}}{\rho _0} + \mu _{+}\,\nabla ^2\boldsymbol{z}^\pm + \mu _{-}\,\nabla ^2\boldsymbol{z}^\mp , \end{aligned} $$(1)

· z ± = 0 , $$ \begin{aligned} \boldsymbol{\nabla }\cdot \boldsymbol{z}^\pm =0, \end{aligned} $$(2)

where Ptot = Pth + B2/8π is the sum of the thermal and magnetic pressure, and μ± = (ν ± η)/2. Here we assume ν = η for simplicity, so that μ+ = η and μ = 0. By splitting the variables into a background quantity (denoted by a “0” in subscript1 ) and purely transverse fluctuations; in other words, z ± = z 0 ± + δ z ± $ \boldsymbol{z}^\pm=\boldsymbol{z}_{0}^{\pm}+\delta\boldsymbol{z}_{\perp}^{\pm} $, where z 0 ± = ± B 0 / 4 π ρ 0 = ± v A , 0 $ \boldsymbol{z}_0^\pm=\pm\boldsymbol{B}_0/\sqrt{4\pi\rho_0}=\pm\boldsymbol{v}_{\mathrm{A,0}} $ is the Alfvén speed associated with the background magnetic field B0, and δ z ± = δ u ± δ B / 4 π ρ 0 $ \delta\boldsymbol{z}_\perp^\pm=\delta\boldsymbol{u}_\perp\pm\delta\boldsymbol{B}_\perp/\sqrt{4\pi\rho_0} $ the fluctuating Elsässer fields, equation (1) rewrites as

( t v A , 0 ω lin ± k ± v A , 0 + δ z · ω nl ± k ± δ z η 2 ω diss ± η k ± 2 ) δ z ± = δ P tot ρ 0 , $$ \begin{aligned} \bigg (\frac{\partial }{\partial t}\, \mp \, \underbrace{v_{\rm A,0}\,\nabla _\Vert }_{\omega _{\rm lin}^\pm \,\sim \,k_\Vert ^\pm \,v_{\rm A,0}}\, +\, \underbrace{\delta \boldsymbol{z}_\perp ^\mp \cdot \boldsymbol{\nabla }_\perp }_{\omega _{\rm nl}^\pm \,\sim \,k_\perp ^\pm \,\delta z_\perp ^\mp }\, -\underbrace{\eta \,\nabla ^2}_{\omega _{\rm diss}^{\pm }\sim \, \eta \,{k^\pm }^2}\bigg )\,\delta \boldsymbol{z}_\perp ^\pm = -\frac{\boldsymbol{\nabla }\delta P_{\rm tot}}{\rho _0}, \end{aligned} $$(3)

where the parallel and perpendicular directions are defined with respect to B0 for the global equations (but are later defined with respect to a scale-dependent mean field ⟨Bk in a turbulent environment); we also mention that the term δPtot/ρ0 in practice contributes just as a multiplicative factor (in Fourier space) to the nonlinear term (and associated timescale) on the left-hand side2. One important feature of the formulation in (3) is that it explicitly shows that the nonlinear term ( δ z · ) δ z ± $ (\delta\boldsymbol{z}_{\perp}^{\mp}\cdot\boldsymbol{\nabla}_\perp)\delta\boldsymbol{z}_{\perp}^{\pm} $ is due only to the interaction of counter-propagating Alfvén-wave packets, δ z + $ \delta\boldsymbol{z}_{\perp}^{+} $ being transverse fluctuations propagating at the Alfvén speed vA, 0 in the direction of B0, while δ z $ \delta\boldsymbol{z}_{\perp}^{-} $ are fluctuations propagating at the same speed in the direction of −B0.

From (3) one can define a nonlinear parameter χ, which measures the strength of nonlinear effects with respect to the linear propagation term, namely

χ ± | ( δ z · ) δ z ± | | ( v A , 0 ) δ z ± | ω nl ± ω lin ± τ A ± τ nl ± k ± δ z k k ± v A , 0 , $$ \begin{aligned} \chi ^\pm \sim \frac{|(\delta \boldsymbol{z}_\perp ^\mp \cdot \boldsymbol{\nabla }_\perp )\,\delta \boldsymbol{z}_\perp ^\pm |}{|(v_{\rm A,0}\,\nabla _\Vert )\,\delta \boldsymbol{z}_\perp ^\pm |} \sim \frac{\omega _{\rm nl}^\pm }{\omega _{\rm lin}^\pm } \sim \frac{\tau _{\rm A}^\pm }{\tau _{\rm nl}^\pm } \sim \frac{k_\perp ^\pm \, \delta z_k^\mp }{k_\Vert ^\pm \, v_{\rm A,0}}, \end{aligned} $$(4)

and involves the wave-vector components ( k ± , k ± ) $ (k_{\|}^{\pm},k_{\perp}^{\pm}) $ of the evolving fluctuation δ z ± $ \delta\boldsymbol{z}_{\perp}^{\pm} $ and the amplitude δ z $ \delta\boldsymbol{z}_{\perp}^{\mp} $ of the counter-propagating fluctuation that induces the nonlinearities on δ z ± $ \delta\boldsymbol{z}_{\perp}^{\pm} $. In the following this parameter plays a central role to estimate the nonlinear cascade rate (or turbulent damping) of an Alfvén-wave packet interacting with background fluctuations. In particular, to obtain the correct turbulent damping rate it is necessary to make a careful distinction between the nonlinear parameter χz, which characterizes counter-propagating pre-existing fluctuations, and the nonlinear parameter χw, which describes the interaction between the AW packet and background turbulence.

3. Turbulent damping of an Alfvén-wave packet

We consider here an Alfvén-wave packet that is injected in an environment filled with pre-existing Alfvénic turbulence. We let δw be the initial Elsässer variable of the packet, and λ w $ \lambda_{\perp}^{w} $ and λ w $ \lambda_{\|}^{w} $ respectively its wavelength perpendicular to and parallel to a mean-magnetic field ⟨Bλw at such scales3, (the corresponding wave vectors being k w 1 / λ w $ k_{\perp}^{w}\sim1/\lambda_{\perp}^{w} $ and k w 1 / λ w $ k_{\|}^{w}\sim1/\lambda_{\|}^{w} $). The Alfvénic fluctuations populating the turbulent background are characterized by certain scale-dependent relations for their Elsässer amplitude δ z λ z ± $ \delta z_{\lambda_{\perp}^{z}}^\pm $, their wavelength anisotropy λ z , ± / λ z , ± $ \lambda_{\|}^{z,\pm}/\lambda_{\perp}^{z,\pm} $ (for which the corresponding wave vectors can be denoted as k z , ± 1 / λ z , ± $ k_{\perp}^{z,\pm}\sim1/\lambda_{\perp}^{z,\pm} $ and k z , ± 1 / λ z , ± $ k_{\|}^{z,\pm}\sim1/\lambda_{\|}^{z,\pm} $), and, if allowed, for the alignment angle between δ z λ z + $ \delta\boldsymbol{z}_{\lambda_{\perp}^{z}}^{+} $ and δ z λ z $ \delta \boldsymbol{z}_{\lambda_{\perp}^{z}}^{-} $(i.e., sin θ λ z , ± z $ \sin\theta_{\lambda_{\perp}^{z,\pm}}^{\,z} $). It is now instructive to derive the general relations first, leaving the explicit scaling belonging to different turbulence theories for later. Hereafter we consider the case of balanced background turbulence, and thus drop the ± superscript everywhere for simplicity of notation.

While propagating, the AW packet interacts nonlinearly only with counter-propagating Alfvénic fluctuations of the background. In terms of Elsässer variables, the nonlinear interaction is described by the term (δz ⋅ ) δw. The strength of this nonlinear interaction can then be determined by comparing the above nonlinear term with the term describing its linear propagation (vA, 0 ⋅ )δw. The interaction between the AW packet and the pre-existing fluctuations is described by the nonlinear parameter of the packet

χ w τ A w τ nl w ( λ w / v A , 0 ) ( λ w / δ z λ w ) ( λ w λ w ) ( δ z λ w v A , 0 ) , $$ \begin{aligned} \chi ^w\sim \frac{\tau _{\rm A}^w}{\tau _{\rm nl}^w}\sim \frac{(\lambda _\Vert ^w/v_{\rm A,0})}{(\lambda _\perp ^w/\delta z_{\lambda _\perp ^w})}\sim \left(\frac{\lambda _\Vert ^w}{\lambda _\perp ^w}\right) \left(\frac{\delta z_{\lambda _\perp ^w}}{v_{\rm A,0}}\right), \end{aligned} $$(5)

where local-in-scale interactions are assumed, so that δ z λ z $ \delta z_{\lambda_{\perp}^{z}} $ is substituted with δ z λ w $ \delta z_{\lambda_{\perp}^{w}} $ in the timescale associated with the nonlinear interaction between the AW packet and pre-existing turbulence: τ nl w λ w / δ z λ z λ w / δ z λ w $ \tau_{\mathrm{nl}}^{w}\sim\lambda_{\perp}^{w}/\delta z_{\lambda_{\perp}^{z}}\sim\lambda_{\perp}^{w}/\delta z_{\lambda_{\perp}^{w}} $. A parameter χw ≳ 1 means strong nonlinear interactions, while χw <  1 denotes the weakly nonlinear regime. We note that the parameter in (5) is different from the nonlinear parameter that characterizes background turbulence (i.e., χ z τ A z / τ nl z ( λ z / λ z ) ( δ z λ z / v A , 0 ) ) $ \chi^z\sim \tau_{\mathrm{A}}^{z}/\tau_{\mathrm{nl}}^{z}\sim (\lambda_{\|}^{z}/\lambda_{\perp}^{z})(\delta z_{\lambda_{\perp}^{z}}/v_{\mathrm{A,0}})) $4, and we point out that, while background fluctuations can have λ z λ w $ \lambda_{\perp}^{z}\sim\lambda_{\perp}^{w} $ at scale λ z λ w $ \lambda_{\perp}^{z}\sim\lambda_{\perp}^{w} $ (strong pre-existing turbulence), the condition χw ≳ 1 does not necessarily hold at these same scales.

It should be noted that χw is not only proportional to the amplitude of background fluctuations at the scale λ w $ \lambda_{\perp}^{w} $ (i.e., δ z λ w / v A , 0 $ \delta z_{\lambda_{\perp}^{w}}/v_{\mathrm{A,0}} $), but it also depends on the AW packet’s propagation angle with respect to the mean magnetic field ⟨Bλw at that scale: λ w / λ w k w / k w = tan Θ kB w $ \lambda_{\|}^{w}/\lambda_{\perp}^{w}\sim k_{\perp}^{w}/k_{\|}^{w} = \tan\Theta_{kB}^{w} $, where Θ kB w $ \Theta_{kB}^{w} $ is the angle between kw and ⟨Bλw ∼ 1/kw. As a result, if the amplitude δz0 of background fluctuations at injection scale ℓ0 is such that δz0/vA, 0 ≲ 1, then strong nonlinear interactions at scales λ w 0 $ \lambda_{\perp}^{w}\ll\ell_0 $ (where δ z λ w δ z 0 $ \delta z_{\lambda_{\perp}^{w}}\ll\delta z_0 $) require λ w / λ w v A , 0 / δ z λ w 1 $ \lambda_{\|}^{w}/\lambda_{\perp}^{w}\sim v_{\mathrm{A,0}}/\delta z_{\lambda_{\perp}^{w}}\gg1 $. This regime is thus achieved only by quasi-perpendicular AW packets. In critically balanced pre-existing turbulence, for instance, fluctuations obey the relation δ z λ z / v A , 0 λ z ( λ z ) / λ z $ \delta z_{\lambda_{\perp}^{z}}/v_{\mathrm{A,0}}\sim\lambda_{\|}^{z}(\lambda_{\perp}^{z})/\lambda_{\perp}^{z} $. Therefore, assuming local-in-scale interactions ( λ z λ w $ \lambda_{\perp}^{z}\sim\lambda_{\perp}^{w} $), the condition λ w / λ w v A , 0 / δ z λ w $ \lambda_{\|}^{w}/\lambda_{\perp}^{w}\sim v_{\mathrm{A,0}}/\delta z_{\lambda_{\perp}^{w}} $ means that an AW packet undergoes strong nonlinear interactions (and thus severe turbulent damping) only if its wave vector matches the anisotropy of background turbulence associated with the perpendicular scale λ w $ \lambda_{\perp}^{w} $ (i.e., λ w λ z ( λ w ) ) $ \lambda_{\|}^{w}\approx \lambda_{\|}^z(\lambda_{\perp}^{w})) $. Therefore, the nonlinear interaction between a quasi-parallel AW (characterized by λ w / λ w 1 $ \lambda_{\|}^{w}/\lambda_{\perp}^{w}\ll1 $), and anisotropic pre-existing turbulence (characterized by λ z / λ z 1 $ \lambda_{\perp}^{z}/\lambda_{\|}^{z}\ll1 $) is always weak: χw ≪ 1.

This can be shown explicitly by considering the quasi-parallel propagation limit, which is the case of interest for CR-generated AW packets. In this case, the propagation can only be as parallel as the external turbulence allows, meaning that the propagation angle cannot be smaller than the amount δ b λ w / B λ w δ z λ w / v A , 0 $ \delta b_{\lambda_{\perp}^{w}}/\langle B\rangle_{\lambda^w}\sim\delta z_{\lambda_{\perp}^{w}}/v_{\mathrm{A,0}} $ because of the field-line distortions induced by pre-existing turbulent fluctuations δ b λ w $ \delta b_{\lambda_{\perp}^{w}} $ over the wavelength λ w $ \lambda_{\perp}^{w} $ of the packet. Therefore, the quasi-parallel (q∥) propagation limit is set by

λ w λ w | min = λ w , q λ w , q δ z λ w , q v A , 0 . $$ \begin{aligned} \left.\frac{\lambda _\Vert ^w}{\lambda _\perp ^w}\right|_{\rm min} = \frac{\lambda _\Vert ^{w,\mathrm{q\Vert }}}{\lambda _\perp ^{w,\mathrm{q\Vert }}}\sim \frac{\delta z_{\lambda _\perp ^{w,\mathrm{q\Vert }}}}{v_{\rm A,0}}. \end{aligned} $$(6)

Hence, the associated nonlinear parameter in this limit is

χ w , q ( δ z λ w , q v A , 0 ) 2 . $$ \begin{aligned} \chi ^{w,\mathrm{q\Vert }}\sim \left(\frac{\delta z_{\lambda _\perp ^{w,\mathrm{q\Vert }}}}{v_{\rm A,0}}\right)^2. \end{aligned} $$(7)

The strongly nonlinear regime can thus be achieved only at scales λ where the AW packet interacts with pre-existing super-Alfvénic fluctuations (δzλ/vA, 0 >  1). In this regime, the concept of quasi-parallel propagation in (6) does not apply because at scales where δbλw/⟨Bλw >  1, the distinction between α w $ \alpha_{\perp}^{w} $ and λ w $ \lambda_{\|}^{w} $ is lost and λ w λ w λ $ \lambda_{\perp}^{w}\sim\lambda_{\|}^{w}\sim\lambda $ holds; hence, χw ∼ δzλ/vA, 0 ≳ 1. However, even for external turbulence that is injected with super-Aflvénic amplitude (i.e., δz0/vA, 0 ≈ MA, 0 >  1 at scale ℓ0) the fluctuation amplitude decreases with decreasing scale. As a result, the nonlinear interaction between the AW and external fluctuations becomes weak at small-enough scales (i.e., at scales λ w < A = 0 / M A , 0 3 0 $ \lambda_\perp^w < \ell_{\mathrm{A}}=\ell_0/M_{\mathrm{A,0}}^{\,3}\ll\ell_0 $) for which the initially super-Alfvénic fluctuations become sub-Alfvénic, δ z λ w / v A , 0 < 1 $ \delta z_{\lambda_{\perp}^{w}}/v_{\mathrm{A,0}} < 1 $, and anisotropic (see Appendix A). Another way to visualize this is by rewriting (7) as

χ w , q ( λ z λ z ) 2 ( χ z ) 2 , $$ \begin{aligned} \chi ^{w,\mathrm{q\Vert }}\sim \left(\frac{\lambda _\perp ^z}{\lambda _\Vert ^z}\right)^2(\,\chi ^z)^2, \end{aligned} $$(8)

which is ≪χz for anisotropic background fluctuations, λ z λ z $ \lambda_{\perp}^{z}\ll\lambda_{\|}^{z} $, and thus χw, q∥ ≪ 1 even if pre-existing turbulence is critically balanced (χz ∼ 1).

The difference between the intrinsic nonlinear parameter of background fluctuations (χz) and the nonlinear parameters of a quasi-parallel Alfvén wave interacting with those fluctuations (χw) for explicit MHD turbulent scaling in different regimes is reported the last two columns of Table 1.

Table 1.

Quasi-parallel Alfvén waves in MHD turbulence.

Having clarified the packet’s nonlinear regimes that have to be considered in terms of background turbulence, we can now estimate the associated rate of turbulent damping. This means estimating the timescale over which an AW packet undergoes a cascade process due to its nonlinear interaction with pre-existing turbulent fluctuations. The cascade time of the packet is given by τ casc w ( τ nl w ) 2 / τ A w τ nl w / χ w $ \tau_{\mathrm{casc}}^w\sim(\tau_{\mathrm{nl}}^{w})^2/\tau_{\mathrm{A}}^w\sim\tau_{\mathrm{nl}}^{w}/\chi^w $ for the weak regime (χw <  1), while it is τ casc w τ nl w $ \tau_{\mathrm{casc}}^w\sim\tau_{\mathrm{nl}}^{w} $ in the strongly nonlinear case (χw ≳ 1, which we recall also implies that λ w λ w λ w $ \lambda_{\|}^{w}\sim\lambda_{\perp}^{w}\sim\lambda^w $; see discussion after equation (7)).

As a result, the turbulent damping rate is

Γ turb w 1 τ casc w { ( λ w λ w ) ( λ w 0 ) 1 ( δ z λ w v A , 0 ) 2 v A , 0 0 if χ w < 1 ( λ w 0 ) 1 ( δ z λ w v A , 0 ) v A , 0 0 if χ w 1 , $$ \begin{aligned} \Gamma _{\rm turb}^w \sim \frac{1}{\tau _{\rm casc}^w} \sim \left\{ \begin{array}{lcr} \left(\frac{\lambda _\Vert ^w}{\lambda _\perp ^w}\right)\left(\frac{\lambda _\perp ^w}{\ell _0}\right)^{-1}\left(\frac{\delta z_{\lambda _\perp ^w}}{v_{\rm A,0}}\right)^2\frac{v_{\rm A,0}}{\ell _0}&\,&\mathrm{if}\,\,\,\chi ^w<1\\&\,&\\ \left(\frac{\lambda ^w}{\ell _0}\right)^{-1} \left(\frac{\delta z_{\lambda ^w}}{v_{\rm A,0}}\right)\frac{v_{\rm A,0}}{\ell _0}&\,&\mathrm{if}\,\,\,\chi ^w\gtrsim 1, \end{array} \right.\end{aligned} $$(9)

which reduces to

Γ turb w , q ( λ w , q 0 ) 1 ( δ z λ w , q v A , 0 ) 3 v A , 0 0 $$ \begin{aligned} \Gamma _{\rm turb}^{w,\mathrm{q\Vert }}\, \sim \left(\frac{\lambda _\perp ^{w,\mathrm{q\Vert }}}{\ell _0}\right)^{-1}\left(\frac{\delta z_{\lambda _\perp ^{w,\mathrm{q\Vert }}}}{v_{\rm A,0}}\right)^3\frac{v_{\rm A,0}}{\ell _0} \end{aligned} $$(10)

for quasi-parallel propagation and χw, q∥ <  1. We recall that χw should not be identified with the nonlinear parameter χz that describes the strength of background turbulence. Therefore, when χw <  1 the turbulent damping rate of an AW packet is nonlinear with respect to the background-fluctuation amplitude and depends on the propagation angle of the wave, becoming a third-order quantity of the pre-existing turbulent amplitude in the quasi-parallel limit.

We conclude by highlighting that in (10) there is a factor λ 1 $ \lambda_{\perp}^{-1} $ in front of the δ z λ 3 $ \delta z_{\lambda_\perp}^3 $ term. Therefore, a turbulent perpendicular scaling for δ z λ λ α $ \delta z_{\lambda_\perp}\propto\lambda_{\perp}^{\alpha} $ with a spectral index α >  1/3 will produce a turbulent damping rate of quasi-parallel AW packets that decreases with decreasing scale. That would be the case of weak Alfvénic turbulence, as in Galtier et al. (2000), or the tearing-mediated regime, as in Boldyrev & Loureiro (2017) and Mallet et al. (2017). On the other hand, fluctuations that scale with α <  1/3 result in a damping rate that increases with decreasing λ w $ \lambda_{\perp}^{w} $. This would be the case of critically balanced strong Alfvénic turbulence with scale-dependent alignment, as in Boldyrev (2006). Finally, for a Kolmogorov-like perpendicular scaling δ z λ λ 1 / 3 $ \delta z_{\lambda_\perp}\propto\lambda_{\perp}^{1/3} $, as in critically balanced strong Alfvénic turbulence without dynamic alignment (Goldreich & Sridhar 1995), we can expect that the turbulent damping of quasi-parallel AW packets becomes scale-independent (i.e., Γ GS 95 w , q const $ \Gamma_{\mathrm{GS95}}^{w,\mathrm{q\|}}\sim \mathrm{const} $).

4. Turbulent damping with explicit MHD scalings

The injection-scale Alfvénic Mach number is defined as the ratio MA, 0 ≈ δz0/vA, 0, where δz0 is the fluctuation amplitude at injection scale ℓ0, and determines the cascading regimes of background fluctuations. The Lunquist number at injection scale, S0 = ℓ0vA, 0/η, is related to the system’s resitivity η and determines the dissipation scale of turbulent fluctuations; we recall that here we have assumed ν = η. If we assume isotropic injection, the nonlinear parameter of background turbulence at scale ℓ0 indeed corresponds to the injection-scale Alfvénic Mach number, χ 0 z M A , 0 $ \chi_{0}^{z} \approx M_{\mathrm{A,0}} $. If MA, 0 <  1, the turbulence is called sub-Alfvénic: it starts as an anisotropic weak cascade that transitions into critically balanced strong turbulence at smaller scales (still anisotropic, but in a different fashion). Trans-Alfvénic turbulence (MA, 0 ≈ 1) consists of an anisotropic strong cascade of critically balanced fluctuations at all scales. When MA, 0 >  1 (large-amplitude injection), turbulence is called super-Alfvénic and fluctuations initially undergo an isotropic (“hydrodynamic-like”) cascade until sub-Alfvénic amplitudes are attained at smaller scales, and turbulence becomes critically balanced and anisotropic. Then, if scale-dependent (dynamic) alignment of fluctuations is allowed in the critical-balance range, an additional transition to a different regime of anisotropic, strong turbulence can occur at even smaller scales due to magnetic reconnection (if the injection-scale Lundquist number S0 is large enough; see Section 4.2). In the following we only summarize the relevant scaling of background turbulent fluctuations in the different ranges. These scaling relations, along with the intrinsic nonlinear parameter χz of background fluctuations and the nonlinear parameter χw of a quasi-parallel AW propagating through such background turbulence, are also shown in Table 1 for convenience. A more detailed derivation of these ranges and of the associated scaling is provided in Appendix A.

The turbulent damping rates in this section were derived as follows. First, we employed the known perpendicular scaling of background turbulence, δzλ, and locality of interactions ( λ z λ w , q $ \lambda_{\perp}^{z}\sim\lambda_{\perp}^{w,\mathrm{q\|}} $) in (10) to obtain the turbulent damping rate as a function of the packet’s perpendicular wavelength, Γ turb w , q ( λ w , q ) $ \Gamma_{\mathrm{turb}}^{w,\mathrm{q\|}}(\lambda_\perp^{w,\mathrm{q\|}}) $. Then we used the quasi-parallel condition in (6) to retrieve the scaling of Γ turb w , q $ \Gamma_{\mathrm{turb}}^{w,\mathrm{q\|}} $ with respect to the parallel wavelength λ w , q $ \lambda_{\|}^{w,\mathrm{q\|}} $.

The scaling of the turbulent damping rate for different background cascades and the corresponding range of scales where that is valid are given in Table 2, along with an explicit comparison with the rates available in the existing literature (i.e., from Farmer & Goldreich 2004, hereafter FG04, and from Lazarian 2016, hereafter L16). The behavior of these damping rates and the comparison with previous estimates for two choices of sub-Alfvénic and super-Alfvénic injection (MA, 0 = 0.1, 10) and for S0 = 1014 are also shown in Figure 1, for convenience. We note that previous results not only overestimate the damping rate by a factor that could be several orders of magnitude, but in most cases they also obtain a completely different result on how this damping rate depends upon the packet’s parallel wavelength λ w $ \lambda_{\|}^{w} $.

Table 2.

Turbulent damping of quasi-parallel Alfvén waves with parallel wavelength λ w $ \lambda_{\|}^{w} $.

thumbnail Fig. 1.

Normalized turbulent damping rate 0 v A , 0 Γ turb w , q $ \frac{\ell_0}{v_{\mathrm{A,0}}}\,\Gamma_{\mathrm{turb}}^{w,\mathrm{q\|}} $ for quasi-parallel AW packets with normalized parallel wavelength λ w , q / 0 $ \lambda_{\|}^{w,\mathrm{q\|}}/\ell_0 $, in a background plasma with Lunquist number S0 = 1014 and different turbulent regimes (see Appendix A). Solid lines represent damping rates derived in this work (equations (11), (13), (14), and (16)), while dashed lines report the damping rates in Lazarian (2016) for reference. General expressions for transition scales and damping-rate values are reported on the right and upper axes. Left: damping rates in sub-Alfvénic turbulence (MA, 0 = 0.1). Right: damping rates in super-Alfvénic turbulence (MA, 0 = 10).

4.1. Magnetohydrodynamic turbulence without scale-dependent alignment

We first consider the classic picture in which dynamic alignment of turbulent fluctuations does not occur. In this case, we have three possible regimes for background turbulence:

  • [W0] A weak anisotropic cascade with fluctuation scaling δ z λ z ( W 0 ) / v A , 0 M A , 0 ( λ z / 0 ) 1 / 2 $ \delta z_{\lambda_{\perp}^{z}}^{\mathrm{(W0)}}/v_{\mathrm{A,0}} \sim M_{\mathrm{A,0}}\,(\lambda_{\perp}^{z}/\ell_0)^{1/2} $ that only generates smaller perpendicular scales (i.e., λ z 0 const . $ \lambda_{\|}^{z}\sim\ell_0\approx\mathrm{const.} $) and transitions into a strong cascade at the critical balance (CB) scale λ , CB z M A , 0 2 0 $ \lambda_{\perp,\mathrm{CB}}^z \sim M_{\mathrm{A,0}}^{\,2}\,\ell_0 $. This cascade is realized in the range of scales λ , CB z λ z 0 $ \lambda_{\perp,\mathrm{CB}}^z\lesssim\lambda_{\perp}^{z}\lesssim\ell_0 $, and only for sub-Alfvénic injection (MA, 0 <  1).

  • [K41] A strong, isotropic (hydrodynamic-like) cascade characterized by the scaling δ z λ z ( K 41 ) / v A , 0 M A , 0 ( λ z / 0 ) 1 / 3 $ \delta z_{\lambda^z}^{\rm(K41)}/v_{\rm A,0} \sim M_{\rm A,0}\,(\lambda^z/\ell_0)^{1/3} $. These fluctuations attain sub-Alfvénic amplitudes, becoming anisotropic and critically balanced, at a scale A M A , 0 3 0 $ \ell_{\mathrm{A}} \sim M_{\mathrm{A,0}}^{\,-3}\,\ell_0 $. This cascade is realized at scales ℓA ≲ λz ≲ ℓ0, and only for super-Alfvénic injection (MA, 0 >  1).

  • [GS95] A strong anisotropic cascade of critically balanced fluctuations with perpendicular scaling δ z λ z ( GS 95 ) ( λ z ) 1 / 3 $ \delta z_{\lambda_{\perp}^{z}}^{\mathrm{(GS95)}} \propto (\lambda_{\perp}^{z})^{1/3} $. This type of cascade is realized either for trans-Alfvénic injection (MA, 0 ≈ 1), or when cascading fluctuations of the two regimes above reach the scale λ , C B z $ \lambda_{\perp,CB}^z $ and ℓA, respectively. For trans-/sub-Alfvénic injection (MA, 0 ≲ 1), the dependence on MA, 0 of the scaling is δ z λ z ( GS 95 ) / v A , 0 M A , 0 4 / 3 ( λ z / 0 ) 1 / 3 $ \delta z_{\lambda_\perp^z}^{\mathrm{(GS95)}}/v_{\mathrm{A,0}} \sim M_{\mathrm{A,0}}^{\,4/3}\,(\lambda_\perp^z/\ell_0)^{1/3} $, and the cascade achieves dissipation at a scale λ , min z ( subA ) / 0 M A , 0 1 S 0 3 / 4 $ \lambda_{\perp,\mathrm{min}}^{z\,\mathrm{(subA)}}/\ell_0\sim M_{\mathrm{A,0}}^{\,-1}\,S_0^{-3/4} $. For super-Alfvénic injection (MA, 0 >  1), the fluctuation scaling with MA, 0 is linear (i.e., δ z λ z ( GS 95 ) / v A , 0 M A , 0 ( λ z / 0 ) 1 / 3 $ \delta z_{\lambda_{\perp}^{z}}^{\mathrm{(GS95)}}/v_{\mathrm{A,0}} \sim M_{\mathrm{A,0}}\,(\lambda_{\perp}^{z}/\ell_0)^{1/3} $), and the dissipation scale is given by λ , min z ( supA ) / 0 ( M A , 0 S 0 ) 3 / 4 $ \lambda_{\perp,\mathrm{min}}^{z\,\mathrm{(supA)}}/\ell_0\sim (M_{\mathrm{A,0}}\,S_0)^{-3/4} $. Here S0 = ℓ0vA, 0/η is the Lundquist number at injection scale.

By using (7) we can verify that the nonlinear interaction between a quasi-parallel AW packets with wavelength λ w , q $ \lambda_{\perp}^{w,\mathrm{q\|}} $ and the pre-existing turbulence is weak, χw, q∥ ≪ 1, in the range of scales where the cascade of background fluctuations is either weak (W0) or critically balanced (GS95). This means χw, q∥ ≪ 1 at scales λ w , q < 0 $ \lambda_{\perp}^{w,\mathrm{q\|}} < \ell_0 $ and λ w , q < A $ \lambda_{\perp}^{w,\mathrm{q\|}} < \ell_{\mathrm{A}} $ respectively for sub-Alfvénic and super-Alfvénic injection (see Table 1 for the explicit scaling of χw, q∥ in these different regimes). Hence, the cascade time τ casc w , q τ nl w / χ w , q $ \tau_{\mathrm{casc}}^{w,\mathrm{q\|}}\sim\tau_{\mathrm{nl}}^w/\chi^{w,\mathrm{q\|}} $ of the AW packets for these cases is not just the nonlinear time τ nl w $ \tau_{\mathrm{nl}}^{w} $, and the turbulent damping rate is given by (10). In Farmer & Goldreich (2004), for instance, the nonlinear time τ nl z $ \tau_{\mathrm{nl}}^{z} $ instead of τ casc w , q $ \tau_{\mathrm{casc}}^{w,\mathrm{q\|}} $ was used to compute the turbulent damping rate. In a subsequent work by Lazarian (2016), the nonlinear parameter of background turbulence χz was used instead of χw, q∥ ≪ χz to compute a cascade time τ nl w / χ z $ \tau_{\mathrm{nl}}^{w}/\chi^z $. This resulted in an estimated timescale for turbulent damping that was notably shorter than the actual cascade time that should be used. Taking properly into account the difference between χz and χw, q∥ thus changes significantly the effectiveness of turbulent damping in pre-existing turbulence with respect to all these previous estimates (see Table 2 for the generic case, or Figure 1 for two specific examples of sub- and super-Alfvénic injection regimes).

4.1.1. Sub- and trans-Alfvénic turbulence (MA, 0 ≤ 1) without dynamic alignment

In sub-Alfvénic background turbulence without dynamic alignment, a quasi-parallel AW packet with normalized parallel wavelength λ ̂ w = λ w , q / 0 $ \hat{\lambda}_\|^w=\lambda_\|^{w,\mathrm{q\|}}/\ell_0 $ is subjected to the following turbulent damping rate:

[MA, 0 <  1, no dynamic alignment]

Γ subA w , q { M A , 0 8 / 3 ( λ ̂ w ) 1 / 3 v A , 0 0 M A , 0 4 λ ̂ w M A , 0 M A , 0 4 v A , 0 0 λ ̂ , min w ( subA ) λ ̂ w M A , 0 4 . $$ \begin{aligned} \Gamma _{\rm subA}^{w,\mathrm{q\Vert }} \sim \left\{ \begin{array}{lcr} M_{\rm A,0}^{\,8/3}\left(\hat{\lambda }_\Vert ^w\right)^{1/3}\frac{v_{\rm A,0}}{\ell _0}&\,\,\,&M_{\rm A,0}^{\,4} \lesssim \hat{\lambda }_\Vert ^w\lesssim M_{\rm A,0}\\&\,&\\ M_{\rm A,0}^{\,4}\,\frac{v_{\rm A,0}}{\ell _0}&\,\,\,&\hat{\lambda }_{\Vert ,\mathrm{min}}^{w\,\mathrm{(subA)}} \lesssim \hat{\lambda }_\Vert ^w\lesssim M_{\rm A,0}^{\,4}. \end{array} \right.\end{aligned} $$(11)

Here λ ̂ , min w ( subA ) ( M A , 0 λ ̂ , min z ( subA ) ) 4 / 3 S 0 1 $ \hat{\lambda}_{\|,\mathrm{min}}^{w\,\mathrm{(subA)}} \sim (M_{\mathrm{A,0}}\,\hat{\lambda}_{\perp,\mathrm{min}}^{z\,\mathrm{(subA)}})^{4/3} \sim S_0^{-1} $ is the minimum packet wavelength that is effectively subjected to turbulent damping, with λ ̂ , min z ( subA ) M A , 0 1 S 0 3 / 4 $ \hat{\lambda}_{\perp,\mathrm{min}}^{z\,\mathrm{(subA)}}\sim M_{\mathrm{A,0}}^{\,-1}\,S_0^{-3/4} $ being the normalized dissipation scale of the turbulence. The ranges of λ ̂ w $ \hat{\lambda}_\|^w $ in (11) were determined according to the quasi-parallel condition in (6) and, assuming local interactions λ w , q λ z $ \lambda_{\perp}^{w,\mathrm{q\|}}\sim \lambda_{\perp}^{z} $, employing the λ z $ \lambda_{\perp}^{z} $ range of validity for each turbulent regime (see Appendix A).

The trans-Alfvénic regime is trivially obtained from (11) when the initial weak cascade does not occur:

[MA, 0 ≃ 1, no dynamic alignment]

Γ transA w , q v A , 0 0 ( λ ̂ , min z ) 4 / 3 λ ̂ w 1 . $$ \begin{aligned} \Gamma _{\rm transA}^{w,\mathrm{q\Vert }} \sim \frac{v_{\rm A,0}}{\ell _0} \qquad \qquad \qquad \,\, (\hat{\lambda }_{\perp ,\mathrm{min}}^z)^{4/3} \lesssim \hat{\lambda }_\Vert ^w\lesssim 1 .\end{aligned} $$(12)

Here λ ̂ , min z S 0 3 / 4 $ \hat{\lambda}_{\perp,\mathrm{min}}^z\sim S_0^{-3/4} $ is the (normalized) dissipation scale of GS95 turbulence in the trans-Alfvénic regime.

The damping rates in (11) differ from the values previously derived in the literature (see Table 2) because here the nonlinear parameter of the AW packet is properly taken into account (see Table 1). We can verify that the turbulent damping rate in the W0 range of sub-Alfvénic turbulence (i.e., equation (46) in Lazarian 2016) can be recovered if the nonlinear parameter χz of background turbulence is employed instead of the nonlinear parameter χw of the AW packet. Analogously, the result in the GS95 range of sub-Alfvénic turbulence in Eq. (34) of the same paper is recovered by assuming strong interactions between the quasi-parallel AW packet and background fluctuations (i.e., identifying χw with χz ∼ 1 at those scales). However, given the expression for χw in (5), the assumption χw ∼ 1 would require λ w / λ w v A , 0 / δ z λ w 1 $ \lambda_{\|}^{w}/\lambda_{\perp}^{w}\sim v_{\mathrm{A,0}}/\delta z_{\lambda_{\perp}^{w}}\gg1 $, which is inconsistent with the quasi-parallel limit λ w / λ w 1 $ \lambda_{\|}^{w}/\lambda_{\perp}^{w}\ll1 $. The same argument applies when comparing the damping rate for the trans-Alfvénic case in (12) with Eq. (9) in Farmer & Goldreich (2004).

It is important to note that the results obtained here strongly change the effectiveness of the turbulent damping of CR-generated Alfvén-wave packets. Depending on the Alfvénic Mach number MA, 0 and on the Lunquist number S0, the damping rates in (11) and (12) can be several orders of magnitude lower than the previously derived rates, those usually employed in CR studies (see Table 2 and the left panel in Figure 1). In particular, we can see that the damping rate of an AW packet interacting with pre-existing weak turbulence is at least a factor MA, 0 lower than previously estimated (i.e., at scale λ , max w , q M A , 0 0 $ \lambda_{\|,\mathrm{max}}^{w,\mathrm{q\|}}\sim M_{\mathrm{A,0}}\,\ell_0 $, when this difference is at its minimum, then it increases even further due to the different dependence on λ w , q $ \lambda_{\|}^{w,\mathrm{q\|}} $). When the packet starts to interact with strong turbulence (i.e., for λ , CB w , q M A , 0 4 0 $ \lambda_{\|,\mathrm{CB}}^{w,\mathrm{q\|}}\sim M_{\mathrm{A,0}}^4\,\ell_0 $), the damping rate becomes at least a factor M A , 0 4 1 $ M_{\rm A,0}^4\ll 1 $ lower than has been derived in the literature (a difference that, again, increases even further with decreasing packet’s parallel wavelength due to the radically different wavelength dependence of Γ GS 95 w , q $ \Gamma_{\mathrm{GS95}}^{w,\mathrm{q\|}} $ in (11) and (12) with respect to the results in Farmer & Goldreich 2004 and in Lazarian 2016). This is also true for trans-Alfvénic injection (MA, 0 ≃ 1), in which case the damping rate in (12) would be the same as that in the literature, only at scales λ w , q 0 $ \lambda_{\|}^{w,\mathrm{q\|}}\sim\ell_0 $, and then the two results would rapidly diverge with decreasing wavelength of the quasi-parallel AW packet at λ w , q < 0 $ \lambda_{\|}^{w,\mathrm{q\|}} < \ell_0 $. Finally, the maximum difference between the damping rate obtained here and those found in the literature is achieved at the minimum wavelength for which this damping mechanism is effective; at λ w , q λ , min w $ \lambda_{\|}^{w,\mathrm{q\|}}\sim \lambda_{\|,\mathrm{min}}^{w} $ the actual damping rate is a factor S 0 1 / 2 M A , 0 2 1 $ \sim S_{0}^{-1/2}M_{\mathrm{A,0}}^2\ll1 $ lower than the results in Farmer & Goldreich (2004) and in Lazarian (2016); in astrophysical systems this factor can represent many orders of magnitude since S0 can be extremely large, for example larger than 1020 (Priest & Forbes 2007). We also point out that in sub-Alfvénic turbulence the ordering S 0 M A , 0 4 $ S_0\gg M_{\mathrm{A,0}}^{-4} $ is implied in order to have a significant GS95 range (see Appendix A).

4.1.2. Super-Alfvénic turbulence (MA, 0 >  1) without dynamic alignment

When the injection regime of background fluctuations is super-Alfvénic, an AW packet is instead subjected to a turbulent damping given by

[MA, 0 >  1, no dynamic alignment]

Γ supA w , q { M A , 0 ( λ ̂ w ) 2 / 3 v A , 0 0 M A , 0 3 λ ̂ w 1 M A , 0 3 v A , 0 0 λ ̂ , min w ( supA ) λ ̂ w M A , 0 3 , $$ \begin{aligned} \Gamma _{\rm supA}^{w,\mathrm{q\Vert }} \sim \left\{ \begin{array}{lcr} M_{\rm A,0}\,\left(\hat{\lambda }^w\right)^{-2/3}\frac{v_{\rm A,0}}{\ell _0}&\,&M_{\rm A,0}^{\,-3} \lesssim \hat{\lambda }^w\lesssim 1\\&\,&\\ M_{\rm A,0}^{\,3}\,\frac{v_{\rm A,0}}{\ell _0}&\,&\hat{\lambda }_{\Vert ,\mathrm{min}}^{w\,\mathrm{(supA)}} \lesssim \hat{\lambda }_\Vert ^w \lesssim M_{\rm A,0}^{\,-3}, \end{array} \right. \end{aligned} $$(13)

where the damping rate in the range M A , 0 3 λ ̂ w 1 $ M_{\mathrm{A,0}}^{\,-3} \lesssim \hat{\lambda}^w\lesssim 1 $ is obtained from the χw ≳ 1 part of (9), and the shortest wavelength affected by turbulent damping is λ ̂ , min w ( supA ) M A , 0 ( λ ̂ , min z ( supA ) ) 4 / 3 S 0 1 $ \hat{\lambda}_{\|,\mathrm{min}}^{w\,\mathrm{(supA)}} \sim M_{\mathrm{A,0}}\,(\hat{\lambda}_{\perp,\mathrm{min}}^{z\,\mathrm{(supA)}})^{4/3} \sim S_0^{-1} $. We also point out that the isotropic normalized wavelength λ ̂ w = λ w / 0 $ \hat{\lambda}^w=\lambda^w/\ell_0 $ enters the damping rate in the range ℓA ≲ λw ≲ ℓ0 (i.e., where the AW packet interacts with hydrodynamic-like pre-existing turbulence).

In the range M A , 0 3 λ ̂ w 1 $ M_{\mathrm{A,0}}^{\,-3} \lesssim \hat{\lambda}^w\lesssim 1 $, the packet’s nonlinear parameter is larger than unity (i.e., χw ≈ δzλ/vA, 0, and δzλ/vA, 0 >  1 at those scales; see Table 1). Thus, the result obtained above for this range of scales agrees with the corresponding result provided in equation (55) of Lazarian (2016). This is a consequence of the fact that the quasi-parallel condition (6) does not apply in the range 0 λ A M A , 0 3 0 $ \ell_0\gtrsim\lambda\gtrsim\ell_{\mathrm{A}}\approx M_{\mathrm{A,0}}^{-3}\ell_0 $ and the distinction between λ w $ \lambda_{\|}^{w} $ and λ w $ \lambda_{\perp}^{w} $ is lost. As a result, for local and isotropic interactions (meaning λw ∼ λz ∼ λ), there is no difference between the expressions for χw and for χz (see Table 1). On the other hand, at smaller scales (λw ≲ ℓA), we recover a distinction between λ w $ \lambda_{\|}^{w} $ and λ w $ \lambda_{\perp}^{w} $ because background fluctuations become sub-Alfvénic and anisotropic (i.e., δzλ/vA, 0 <  1 and λ z λ z $ \lambda_{\perp}^{z}\ll\lambda_{\|}^{z} $), and the quasi-parallel condition (6) does apply again, affecting χw. Therefore, a quasi-parallel AW packet with λ w , q < A $ \lambda_{\|}^{w,\mathrm{q\|}} < \ell_{\mathrm{A}} $ experiences a weak nonlinear interaction with background turbulence (i.e., χ λ w , q ( δ z λ / v A , 0 ) 2 1 $ \chi_{\lambda_\perp}^{w,{\rm q\|}}\approx(\delta z_{\lambda_\perp}/v_{\rm A,0})^2\ll 1 $), while background turbulence is critically balanced, χ λ z 1 $ \chi_{\lambda_\perp}^{\,z}\sim 1 $ (cf. equation (8) in Section 3 and Table 1). Hence, the two nonlinear parameters need not be confused at scales below ℓA, and this is why the turbulent damping rate of quasi-parallel AWs that we obtain for this range of scales is again different from equation (52) of Lazarian (2016).

As for the sub-Alfvénic case discussed earlier, we note that also for this MA, 0 >  1 regime the result in (13) implies a drastic change in the effectiveness of turbulent damping for CR-generated Alfvén-wave packets. While our result agrees with the turbulent damping rate found in the literature for the range of scales ℓA ≲ λw ≲ ℓ0, the corresponding rate at smaller scales, λ w , q < A $ \lambda_{\|}^{w,\mathrm{q\|}} < \ell_{\mathrm{A}} $, can be several orders of magnitude smaller than that usually employed in CR studies (see Table 2 and the right panel in Figure 1). The damping rate in (13) indeed rapidly diverges from the one given in Lazarian (2016) with decreasing wavelength of the quasi-parallel AW packet when λ w , q < A $ \lambda_{\|}^{w,\mathrm{q\|}} < \ell_{\mathrm{A}} $, reaching its maximum difference at λ w , q λ , min w $ \lambda_{\|}^{w,\mathrm{q\|}}\sim \lambda_{\|,\mathrm{min}}^{w} $, where the actual damping rate in (13) is a factor S 0 1 / 2 M A , 0 3 / 2 1 $ \sim S_0^{-1/2}M_{\mathrm{A,0}}^{3/2}\ll1 $ lower than the value provided in the literature (see the explicit comparison in Table 2). We also point out that for super-Alfvénic injection, the ordering S 0 M A , 0 3 $ S_0\gg M_{\rm A,0}^3 $ is implied in order to have a significant GS95 range (see Appendix A).

4.2. Magnetohydrodynamic turbulence with dynamic alignment

The classic picture presented above is now extended to the case in which counter-propagating Elsässer fields δ z λ + $ \delta\boldsymbol{z}_{\lambda_\perp}^+ $ and δ z λ $ \delta\boldsymbol{z}_{\lambda_\perp}^- $ (or, in a similar way, velocity and magnetic-field fluctuations, δuλ and δbλ) tend to align with each other in a scale-dependent fashion (Boldyrev 2006). This dynamic alignment not only modifies the fluctuation scaling and anisotropy by inducing a weakening of the nonlinear interaction, but can also open the possibility of a reconnection-mediated regime at small scales (still within the MHD range of scales, not in the kinetic regime; see, e.g., Boldyrev & Loureiro 2017; Mallet et al. 2017). In this section we consider the case when such a scale-dependent alignment occur only in critically balanced turbulent fluctuations5, χz ∼ 1. In this case, in addition to the (W0) and (K41) regimes of the previous Section 4.1, one can have two additional regimes for background turbulence (see also Table 1):

  • [B06] An anisotropic, strong cascade of critically balanced and dynamically aligned fluctuations that replaces the GS95 regime. In this case, the fluctuation alignment angle decreases with decreasing scale so that sin θ λ z ( λ z / 0 ) 1 / 4 $ \sin\theta_{\lambda_\perp}^{\,z}\propto (\lambda_{\perp}^{z}/\ell_0)^{1/4} $. For sub- and trans-Alfvénic injection (MA, 0 ≤ 1), the perpendicular scaling of turbulent fluctuations at scales λ z λ , CB z $ \lambda_{\perp}^{z}\lesssim\lambda_{\perp,\mathrm{CB}}^z $, turns out to be δ z λ z ( B 06 ) / v A , 0 M A , 0 3 / 2 ( λ z / 0 ) 1 / 4 $ \delta z_{\lambda_\perp^z}^{\mathrm{(B06)}}/v_{\mathrm{A,0}} \sim M_{\mathrm{A,0}}^{\,3/2}\,(\lambda_\perp^z/\ell_0)^{1/4} $. When S 0 M A , 0 4 $ S_0\gg M_{\mathrm{A,0}}^{-4} $, this cascade can further turn into a reconnection-mediated regime below a transition scale λ , z ( subA ) / 0 M A , 0 2 / 7 S 0 4 / 7 $ \lambda_{\perp,*}^{z\,\mathrm{(subA)}}/\ell_0\sim M_{\mathrm{A,0}}^{\,-2/7}\, S_0^{-4/7} $. For super-Alfvénic injection (MA, 0 >  1), turbulent fluctuations at scales λ z A $ \lambda_{\perp}^{z}\lesssim\ell_{\mathrm{A}} $ follow instead a perpendicular scaling given by δ z λ z ( B 06 ) / v A , 0 M A , 0 3 / 4 ( λ z / 0 ) 1 / 4 $ \delta z_{\lambda_\perp^z}^{\mathrm{(B06)}}/v_{\mathrm{A,0}} \sim M_{\mathrm{A,0}}^{\,3/4}\,(\lambda_\perp^z/\ell_0)^{1/4} $. In this super-Alfvénic regime, a transition to reconnection-mediated turbulence may occur at a scale λ , z ( supA ) / 0 M A , 0 9 / 7 S 0 4 / 7 $ \lambda_{\perp,*}^{z\,\mathrm{(supA)}}/\ell_0\sim M_{\mathrm{A,0}}^{\,-9/7}\, S_0^{-4/7} $ if S 0 M A , 0 3 $ S_0\gg M_{\rm A,0}^3 $. If S 0 M A , 0 4 $ S_0\lesssim M_{\mathrm{A,0}}^{-4} $ and S 0 M A , 0 3 $ S_0\lesssim M_{\mathrm{A,0}}^{3} $ respectively in the sub-Alfvénic and super-Alfvénic regime, the dissipation scale for a given regime is larger than the corresponding transition scale and the (B06) cascade does not transition into the tearing-mediated regime. When this is case, the dissipation scale is achieved at λ , min z ( subA ) / 0 ( M A , 0 S 0 ) 2 / 3 $ \lambda_{\perp,\mathrm{min}}^{z\,\mathrm{(subA)}}/\ell_0\sim (M_{\mathrm{A,0}}\,S_0)^{-2/3} $ in the trans-/sub-Alfvénic regime, or at λ , min z ( supA ) / 0 M A , 0 1 S 0 2 / 3 $ \lambda_{\perp,\mathrm{min}}^{z\,\mathrm{(supA)}}/\ell_0\sim M_{\mathrm{A,0}}^{\,-1}\, S_0^{-2/3} $ for super-Alfvénic injection.

  • [TMT] A strong anisotropic cascade of critically balanced and dinamically (mis-)aligned fluctuations that are generated by magnetic-reconnection processes. In this case, fluctuations scale as δ z λ z ( TMT ) S 0 1 / 5 ( λ z ) 3 / 5 $ \delta z_{\lambda_{\perp}^{z}}^{\mathrm{(TMT)}} \propto S_{0}^{1/5}(\lambda_{\perp}^{z})^{3/5} $ and are subjected to a scale-dependent mis-alignment given by sin θ λ z z ( λ z / 0 ) 4 / 5 $ \sin\theta_{\lambda_{\perp}^{\,z}}^z\propto(\lambda_{\perp}^{z}/\ell_0)^{-4/5} $. For sub- and trans-Alfvénic injection (MA, 0 ≤ 1), the perpendicular scaling of tearing-mediated turbulent fluctuations is given by δ z λ z ( TMT ) / v A , 0 S 0 1 / 5 M A , 0 8 / 5 ( λ z / 0 ) 3 / 5 $ \delta z_{\lambda_\perp^z}^{\mathrm{(TMT)}}/v_{\mathrm{A,0}} \sim S_0^{1/5}\,M_{\mathrm{A,0}}^{\,8/5}\,(\lambda_\perp^z/\ell_0)^{3/5} $, while in the super-Alfvénic regime (MA, 0 >  1) they scale as δ z λ z ( TMT ) / v A , 0 S 0 1 / 5 M A , 0 6 / 5 ( λ z / 0 ) 3 / 5 $ \delta z_{\lambda_\perp^z}^{\mathrm{(TMT)}}/v_{\mathrm{A,0}} \sim S_0^{1/5}\,M_{\mathrm{A,0}}^{\,6/5}\,(\lambda_\perp^z/\ell_0)^{3/5} $. In this regime the dissipation scale is the same as for the GS95 cascade (i.e., λ , min z ( subA ) / 0 M A , 0 1 S 0 3 / 4 $ \lambda_{\perp,\mathrm{min}}^{z\,\mathrm{(subA)}}/\ell_0\sim M_{\mathrm{A,0}}^{\,-1}\,S_0^{-3/4} $ for trans-/sub-Alfvénic turbulence, or λ , min z ( supA ) / 0 ( M A , 0 S 0 ) 3 / 4 $ \lambda_{\perp,\mathrm{min}}^{z\,\mathrm{(supA)}}/\ell_0\sim (M_{\mathrm{A,0}}\,S_0)^{-3/4} $ for super-Alfvénic injection).

We can verify that the nonlinear interaction between a quasi-parallel AW packet and the anisotropic turbulent fluctuations populating the background is also weak for these cascades (i.e., χ λ w , q < 1 $ \chi_{\lambda_\perp}^{w,{\rm q\|}} < 1 $), except for the case of super-Alfvénic injection at scales λw ≳ ℓA, where instead χ λ w χ λ z > $ \chi_\lambda^w\sim\chi_\lambda^z> $ holds (see Table 1).

We note that a tearing-mediated range emerges either when S 0 M A , 0 4 $ S_0\gg M_{\mathrm{A,0}}^{-4} $ and S 0 M A , 0 3 $ S_0\gg M_{\rm A,0}^3 $ for sub-Alfvénic and super-Alfvénic turbulence injection, respectively (see Appendix A). Even admitting a wide range of values for the injection-scale Alfvénic Mach number MA, 0, it seems reasonable to assume that these conditions would be met quite easily in many astrophysical systems. This is because the turbulent plasmas hosted by these environments are typically very weakly collisional, and thus characterized by large Lundquist numbers (see, e.g., Priest & Forbes 2007; Ji & Daughton 2011, and references therein). Nevertheless, for a TMT range to exist, 3D anisotropy of turbulent fluctuations is required. Hence, scale-dependent (dynamic) alignment is absolutely necessary. How and under what circumstances dynamic alignment occurs is still largely unexplored and matter of ongoing debate (see, e.g., Schekochihin 2022; Cerri et al. 2022, and references therein).

4.2.1. Sub- and trans-Alfvénic turbulence (MA, 0 ≤ 1) with dynamic alignment

A quasi-parallel AW packet with normalized parallel wavelength λ ̂ w = λ w , q / 0 $ \hat{\lambda}_\|^w=\lambda_\|^{w,\mathrm{q\|}}/\ell_0 $ injected in pre-existing sub-Alfvénic turbulence for which dynamic alignment of critically balanced fluctuations occurs is subjected to the following turbulent damping rate:

[MA, 0 <  1, with dynamic alignment]

Γ subA w , q { M A , 0 8 / 3 ( λ ̂ w ) 1 / 3 v A , 0 0 M A , 0 4 λ ̂ w M A , 0 M A , 0 24 / 5 ( λ ̂ w ) 1 / 5 v A , 0 0 λ ̂ , w ( subA ) λ ̂ w M A , 0 4 M A , 0 4 ( S 0 λ ̂ w ) 1 / 2 v A , 0 0 λ ̂ , min w ( subA ) λ ̂ w λ ̂ , w ( subA ) . $$ \begin{aligned} \Gamma _{\rm subA}^{w,\mathrm{q\Vert }} \sim \left\{ \begin{array}{lcr} M_{\rm A,0}^{\,8/3}\,\left(\hat{\lambda }_\Vert ^w\right)^{1/3}\frac{v_{\rm A,0}}{\ell _0}\,&\,&M_{\rm A,0}^{\,4} \lesssim \hat{\lambda }_\Vert ^w\lesssim M_{\rm A,0}\\&\,&\\ M_{\rm A,0}^{\,24/5}\,\left(\hat{\lambda }_\Vert ^w\right)^{-1/5}\,\frac{v_{\rm A,0}}{\ell _0}\,&\,&\hat{\lambda }_{\Vert ,*}^{w\,\mathrm{(subA)}} \lesssim \hat{\lambda }_\Vert ^w\lesssim M_{\rm A,0}^{\,4} \\&\,&\\ M_{\rm A,0}^{\,4}\,\left(S_0\,\hat{\lambda }_\Vert ^w\right)^{1/2}\,\frac{v_{\rm A,0}}{\ell _0}\,&\,&\hat{\lambda }_{\Vert ,\mathrm{min}}^{w\,\mathrm{(subA)}}\lesssim \hat{\lambda }_\Vert ^w\lesssim \hat{\lambda }_{\Vert ,*}^{w\,\mathrm{(subA)}}. \end{array} \right. \end{aligned} $$(14)

Here λ ̂ , w ( subA ) S 0 1 / 5 ( M A , 0 λ ̂ , z ( subA ) ) 8 / 5 S 0 5 / 7 M A , 0 8 / 7 $ \hat{\lambda}_{\|,*}^{w\,\mathrm{(subA)}} \sim S_0^{1/5}(M_{\mathrm{A,0}}\hat{\lambda}_{\perp,*}^{z\,\mathrm{(subA)}})^{8/5} \sim S_0^{-5/7}\,M_{\mathrm{A,0}}^{\,8/7} $ is the wavelength below which the AW packet interacts with background fluctuations in the TMT regime, while λ ̂ , min w ( subA ) S 0 1 / 5 ( M A , 0 λ ̂ , min z ( subA ) ) 8 / 5 S 0 1 $ \hat{\lambda}_{\|,\mathrm{min}}^{w\,\mathrm{(subA)}} \sim S_0^{1/5}(M_{\mathrm{A,0}}\,\hat{\lambda}_{\perp,\mathrm{min}}^{z\,\mathrm{(subA)}})^{8/5}\sim S_0^{-1} $ is the shortest wavelength at which the turbulent damping is effective.

The trans-Alfvénic regime is obtained from the above case (i.e., when there is no W0 range):

[MA, 0 ≃ 1, with dynamic alignment]

Γ transA w , q { ( λ ̂ w ) 1 / 5 v A , 0 0 S 0 5 / 7 λ ̂ w 1 ( S 0 λ ̂ w ) 1 / 2 v A , 0 0 S 0 1 λ ̂ w S 0 5 / 7 . $$ \begin{aligned} \Gamma _{\rm transA}^{w,\mathrm{q\Vert }} \sim \left\{ \begin{array}{lcr} \left(\hat{\lambda }_\Vert ^w\right)^{-1/5}\,\frac{v_{\rm A,0}}{\ell _0}\,&\quad&S_0^{-5/7} \lesssim \hat{\lambda }_\Vert ^w\lesssim 1 \\&\,&\\ \left(S_0\,\hat{\lambda }_\Vert ^w\right)^{1/2}\,\frac{v_{\rm A,0}}{\ell _0}\,&\quad&S_0^{-1} \lesssim \hat{\lambda }_\Vert ^w\lesssim S_0^{-5/7}. \end{array} \right. \end{aligned} $$(15)

Here we have explicitly written the transition and dissipation scales: λ ̂ , w ( transA ) S 0 1 / 5 ( λ ̂ , z ( transA ) ) 8 / 5 S 0 5 / 7 $ \hat{\lambda}_{\|,*}^{w\,\mathrm{(transA)}} \sim S_0^{1/5}(\hat{\lambda}_{\perp,*}^{z\,\mathrm{(transA)}})^{8/5} \sim S_0^{-5/7} $ and λ ̂ , min w ( transA ) S 0 1 / 5 ( λ ̂ , min z ( transA ) ) 8 / 5 S 0 1 $ \hat{\lambda}_{\|,\mathrm{min}}^{w\,\mathrm{(transA)}} \sim S_0^{1/5}(\hat{\lambda}_{\perp,\mathrm{min}}^{z\,\mathrm{(transA)}})^{8/5}\sim S_0^{-1} $, respectively.

One can see that when it comes to the interaction of the AW packet with anisotropic background fluctuations, including dynamic alignment in the picture changes the behavior of the turbulent damping rate significantly with respect to the classic scenario (cf. Table 2). In the range of scales for which the packet interacts with critically balanced turbulence (i.e., λ w , q λ , CB w , q $ \lambda_{\|}^{w,\mathrm{q\|}}\lesssim\lambda_{\|,\mathrm{CB}}^{w,\mathrm{q\|}} $), the damping rate due to this nonlinear interaction is always higher than the corresponding rate obtained without dynamic alignment (cf. Eqs. (11) and (12) and Table 2; see also the left panel of Figure 1 for an immediate visual example). This can be understood by considering that dynamic alignment means a shallower perpendicular spectrum of background fluctuations (−3/2 instead of −5/3), and thus at any scale λ z < λ , CB z $ \lambda_{\perp}^{z} < \lambda_{\perp,\mathrm{CB}}^z $ there is more turbulent power to nonlinearly damp the AW packet.

In general, if a CR-driven Alfvén-wave is injected in a background of sub-Alfvénic turbulence with dynamic alignment, now the damping rate interestingly exhibits two breaks that separate the three distinct regimes available in this scenario (contrary to the single break that would be present without dynamic alignment). This is a consequence of the new tearing-mediated regime that is only possible when a scale-dependent alignment takes place, and is well summarized in Tables 1 and 2 (see also Appendix A). The first break is the same as in turbulence without dynamic alignment, and it occurs for wavelengths interacting with background fluctuations at the transition scale between weak and strong turbulence ( λ w , q λ , CB w , q M A , 0 4 0 $ \lambda_{\|}^{w,\mathrm{q\|}}\sim\lambda_{\|,\mathrm{CB}}^{w,\mathrm{q\|}}\sim M_{\mathrm{A,0}}^4\,\ell_0 $). The second break instead emerges when the wavelength corresponds to a scale for which the AW packet starts to interact with tearing-mediated turbulence ( λ w , q λ , w ( subA ) S 0 5 / 7 M A , 0 8 / 7 0 $ \lambda_{\|}^{w,\mathrm{q\|}}\sim \lambda_{\|,*}^{w\,\mathrm{(subA)}}\sim S_0^{-5/7}\,M_{\mathrm{A,0}}^{\,8/7}\,\ell_0 $). In astrophysical situations for which this damping mechanism is the main process that determines the efficiency of CR confinement, these breaks could leave a signature at the corresponding energies in the propagated spectrum of these cosmic particles (see Section 6 for a brief discussion about the values of MA, 0 and S0 for which these breaks in the damping rate could be responsible for the features that are observed in the propagated CR spectrum).

4.2.2. Super-Alfvénic turbulence (MA, 0 >  1) with dynamic alignment

When background fluctuations are injected with MA, 0 >  1 and dynamic alignment of critically balanced turbulent fluctuations takes place, an AW packet undergoes turbulent damping with the following rate:

[MA, 0 >  1, with dynamic alignment]

Γ supA w , q { M A , 0 ( λ ̂ w ) 2 / 3 v A , 0 0 M A , 0 3 λ ̂ w 1 M A , 0 12 / 5 ( λ ̂ w ) 1 / 5 v A , 0 0 λ ̂ , w ( supA ) λ ̂ w M A , 0 3 M A , 0 3 ( S 0 λ ̂ w ) 1 / 2 v A , 0 0 λ ̂ , min w ( supA ) λ ̂ w λ ̂ , w ( supA ) . $$ \begin{aligned} \Gamma _{\rm supA}^{w,\mathrm{q\Vert }} \sim \left\{ \begin{array}{lcr} M_{\rm A,0}\,\left(\hat{\lambda }^w\right)^{-2/3}\frac{v_{\rm A,0}}{\ell _0}\,&\,&M_{\rm A,0}^{\,-3} \lesssim \hat{\lambda }^w\lesssim 1\\&\,&\\ M_{\rm A,0}^{\,12/5}\,\left(\hat{\lambda }_\Vert ^w\right)^{-1/5}\,\frac{v_{\rm A,0}}{\ell _0}\,&\,&\hat{\lambda }_{\Vert ,*}^{w\,\mathrm{(supA)}} \lesssim \hat{\lambda }_\Vert ^w\lesssim M_{\rm A,0}^{\,-3} \\&\,&\\ M_{\rm A,0}^{\,3}\, \left(S_0\,\hat{\lambda }_\Vert ^w\right)^{1/2}\,\frac{v_{\rm A,0}}{\ell _0}\,&\,&\hat{\lambda }_{\Vert ,\mathrm{min}}^{w\,\mathrm{(supA)}} \lesssim \hat{\lambda }_\Vert ^w\lesssim \hat{\lambda }_{\Vert ,*}^{w\,\mathrm{(supA)}}. \end{array} \right. \end{aligned} $$(16)

Here λ ̂ , w ( supA ) S 0 1 / 5 M A , 0 6 / 5 ( λ ̂ , z ( supA ) ) 8 / 5 S 0 5 / 7 M A , 0 6 / 7 $ \hat{\lambda}_{\|,*}^{w\,\mathrm{(supA)}} \sim S_0^{1/5} M_{\mathrm{A,0}}^{6/5} (\hat{\lambda}_{\perp,*}^{z\,\mathrm{(supA)}})^{8/5}\sim S_0^{-5/7}\,M_{\mathrm{A,0}}^{\,-6/7} $, and the shortest wavelength for turbulent damping to be effective is λ ̂ , min w ( supA ) S 0 1 / 5 M A , 0 6 / 5 ( λ ̂ , min z ( supA ) ) 8 / 5 S 0 1 $ \hat{\lambda}_{\|,\mathrm{min}}^{w\,\mathrm{(supA)}} \sim S_0^{1/5}\,M_{\mathrm{A,0}}^{\,6/5}(\hat{\lambda}_{\perp,\mathrm{min}}^{z\,\mathrm{(supA)}})^{8/5}\sim S_0^{-1} $.

Again, we note that the isotropic normalized wavelength λ ̂ w = λ w / 0 $ \hat{\lambda}^w=\lambda^w/\ell_0 $ enters the damping rate in the range ℓA ≲ λw ≲ ℓ0 (i.e., where the AW packet interacts with hydrodynamic-like pre-existing turbulence). In this range of scales, the result is unchanged with respect to the turbulent damping rate obtained without dynamic alignment (Section 4.1.2). At smaller scales λ w , q A $ \lambda_{\|}^{w,\mathrm{q\|}} \lesssim \ell_{\mathrm{A}} $, the quasi-parallel condition in (6) applies again and the damping rate depends explicitly on the normalized parallel wavelength λ ̂ w = λ w , q / 0 $ \hat{\lambda}_\|^w=\lambda_\|^{w,\mathrm{q\|}}/\ell_0 $. In this regime, the turbulent damping rate differs significantly from the one obtained without dynamic alignment. When a scale-dependent alignment of fluctuations is taken into account, the turbulent damping is always much more effective than in the case obtained without dynamic alignment. This leads to a damping rate that can be higher by orders of magnitude with respect to that in (13), depending on the Alfvénic Mach number MA, 0 and on the Lunquist number S0 at injection scales (see Table 2 for a comparison of the scaling and the right panel of Figure 1 for and explicit graphic example). Finally, analogously to the case with MA, 0 <  1, the damping rate also exhibits two breaks in a background of super-Alfvénic turbulence, if dynamic alignment can occur. The first break emerges for wavelengths comparable to the transition scale between hydrodynamic-like and critically balanced turbulence ( λ w A M A , 0 3 0 $ \lambda^{w}\sim\ell_{\mathrm{A}}\sim M_{\mathrm{A,0}}^{-3}\,\ell_0 $). A second break occurs at wavelengths corresponding to the scale marking the transition between a dynamically aligned cascade and the tearing-mediated range ( λ w , q λ , w ( supA ) S 0 5 / 7 M A , 0 6 / 7 0 $ \lambda_{\|}^{w,\mathrm{q\|}}\sim\lambda_{\|,*}^{w\,\mathrm{(supA)}}\sim S_0^{-5/7}\,M_{\mathrm{A,0}}^{\,-6/7}\,\ell_0 $). For which values of MA, 0 and S0 these breaks in the damping rate could be responsible for the features that are observed in the propagated CR spectrum is briefly discussed in Section 6.

5. Feedback on background fluctuations

When deriving the scaling of Γ turb w , q $ \Gamma_{\mathrm{turb}}^{w,\mathrm{q\|}} $ in the previous section, we neglected the feedback that the injected Alfvén-wave packets could have on pre-existing turbulent fluctuations. In general, background fluctuations could also be affected by their nonlinear interaction with these AW packets, which we call feedback. It is therefore instructive to understand when this effect has to be taken into account. The relevance of this feedback can be estimated by comparing two timescales. The first is the intrinsic cascade time of background fluctuations, which is the timescale of the cascade process induced by pre-existing (counter-propagating) fluctuations on themselves, τ casc ( z | z ) τ nl ( z | z ) / χ ( z | z ) $ \tau_{\mathrm{casc}}^{(z|z)}\sim\tau_{\mathrm{nl}}^{(z|z)}/\chi^{(z|z)} $ (or just τ casc ( z | z ) τ nl ( z | z ) $ \tau_{\mathrm{casc}}^{(z|z)}\sim\tau_{\mathrm{nl}}^{(z|z)} $, if χ(z|z) ≳ 1). The second is CR-induced cascade time, which is the timescale of the cascade that would be induced by the injected AW packets on the background fluctuations, τ casc ( z | w ) τ nl ( z | w ) / χ ( z | w ) $ \tau_{\mathrm{casc}}^{(z|w)}\sim\tau_{\mathrm{nl}}^{(z|w)}/\chi^{(z|w)} $ (or just τ casc ( z | w ) τ nl ( z | w ) $ \tau_{\mathrm{casc}}^{(z|w)}\sim\tau_{\mathrm{nl}}^{(z|w)} $, if χ(z|w) ≳ 1).

Hereafter, the simpler superscript “z” is used instead of “(z|z)” for the sake of homogeneity of notation with the previous sections. Moreover, for the sake of clarity in the qualitative discussion that follows, the effect of dynamic alignment is not taken into account in this section. The nonlinear parameter χ(z|w) describing the interaction of background fluctuations with CR-driven AW packets is χ λ ( z | w ) ( λ , λ z / λ z ) ( δ w λ / v A , 0 ) ( δ w λ / δ z λ ) χ λ z $ \chi_{\lambda_\perp}^{(z|w)}\sim(\lambda_{\|,\lambda_\perp}^z/\lambda_{\perp}^{z})(\delta w_{\lambda_\perp}/v_{\mathrm{A,0}})\sim (\delta w_{\lambda_\perp}/\delta z_{\lambda_\perp})\,\chi_{\lambda_\perp}^{\,z} $, while the timescale associated with this nonlinear interaction is τ n l , λ ( z | w ) λ / δ w λ ( δ z λ / δ w λ ) τ n l , λ z $ \tau_{\rm nl,\lambda_\perp}^{(z|w)}\sim \lambda_\perp/\delta w_{\lambda_\perp}\sim (\delta z_{\lambda_\perp}/\delta w_{\lambda_\perp})\,\tau_{\rm nl,\lambda_\perp}^{\,z} $. The ratio of the two cascade timescales is thus given by

τ casc ( z | w ) τ casc z { ( δ z λ / δ w λ ) 2 if { χ λ z < 1 and χ λ ( z | w ) 1 or χ λ z 1 and χ λ ( z | w ) < 1 ( δ z λ / δ w λ ) χ λ z if χ λ z < 1 and χ λ ( z | w ) > 1 ( δ z λ / δ w λ ) if χ λ z 1 and χ λ ( z | w ) 1 ( δ z λ / δ w λ ) ( δ w λ / v A , 0 ) 1 if χ λ z > 1 and χ λ ( z | w ) < 1 ( δ z λ / δ w λ ) if χ λ z > 1 and χ λ ( z | w ) 1 . $$ \begin{aligned} \frac{\tau _{\rm casc}^{(z|w)}}{\tau _{\rm casc}^{z}} \sim \left\{ \begin{array}{ll} \left(\delta z_{\lambda _\perp }/\delta w_{\lambda _\perp }\right)^2&\text{ if} \left\{ \begin{array}{c} \chi _{\lambda _\perp }^z<1\,\text{ and}\,\,\chi _{\lambda _\perp }^{(z|w)}\lesssim 1 \\ \text{ or} \\ \chi _{\lambda _\perp }^z\sim 1\,\text{ and}\,\,\chi ^{(z|w)}_{\lambda _\perp }<1 \end{array}\right.\\&\\ \left(\delta z_{\lambda _\perp }/\delta w_{\lambda _\perp }\right)\,\chi _{\lambda _\perp }^z&\text{ if}\,\,\, \chi _{\lambda _\perp }^z<1\,\text{ and}\,\,\chi _{\lambda _\perp }^{(z|w)}>1\\&\\ \left(\delta z_{\lambda _\perp }/\delta w_{\lambda _\perp }\right)&\text{ if}\,\,\, \chi _{\lambda _\perp }^z\sim 1\,\text{ and}\,\,\chi _{\lambda _\perp }^{(z|w)}\gtrsim 1\\&\\ \left(\delta z_{\lambda }/\delta w_{\lambda }\right)(\delta w_{\lambda }/v_{\rm A,0})^{-1}&\text{ if}\,\,\, \chi _{\lambda }^z>1\,\text{ and}\,\,\chi _{\lambda }^{(z|w)}<1\\&\\ \left(\delta z_{\lambda }/\delta w_{\lambda }\right)&\text{ if}\,\,\, \chi _{\lambda }^z>1\,\text{ and}\,\,\chi _{\lambda }^{(z|w)}\gtrsim 1. \end{array} \right. \end{aligned} $$(17)

Feedback effects are taken into account if the nonlinear cascade process that would be induced by the injected Alfvén-wave packets becomes faster than the intrinsic cascading process of background fluctuations (i.e., at scales where τ casc ( z | w ) / τ casc z 1 $ \tau_{\mathrm{casc}}^{(z|w)}/\tau_{\mathrm{casc}}^{z}\lesssim1 $). From (17) we can see that cosmic-ray feedback (CRF) is relevant at scales for which self-generated waves achieve non-negligible amplitudes with respect to the background fluctuations. Clearly, the weaker the damping, the larger the amplitude that self-generated fluctuations can attain. Hence, feedback on background turbulence becomes more important as the most-relevant damping mechanism becomes weaker; and this is a general statement that does not depend on which damping process determines the saturation level of CR-generated waves. The scales at which CRF has to be taken into account thus requires that we compare the scale-dependent amplitudes of both the CR-driven AW packets (δwλ) and the pre-existing background fluctuations (δzλ). A precise estimate of these scales requires a detailed knowledge of how the CRSI saturation level in pre-existing turbulence depends upon plasma parameters and background conditions, which is not yet achieved. At this stage, we provide only a general, qualitative discussion.

We consider cases in which the CRSI saturates at a level (δw/vA, 0)2 ∼ (δB(CRSI)/B0)2 ≪ 1. Then, from (17) we can see that when the CR-driven AW packets interact with super-Alfvénic turbulence (MA, 0 >  1), and at scales where the cascade is hydrodynamic-like (λw ≳ ℓA), the ratio τ casc ( z | w ) / τ casc z $ \tau_{\mathrm{casc}}^{(z|w)}/\tau_{\mathrm{casc}}^{z} $ is typically much higher than unity. Therefore, when the CR-driven instability produces fluctuations at a level δB(CRSI)/B0 ≪ 1 (which also depends on the presence of a mean field B0), CRF is likely negligible at all scales belonging to the K41 regime. The situation is different for trans- and sub-Alfvénic injection (MA, 0 ≲ 1), or for super-Alfvénic injection at scales below which the hydrodynamic-like cascade transitions to the critically balanced regime ( λ w < A $ \lambda_{\|}^{w} < \ell_{\mathrm{A}} $). In these cases, the CR feedback on pre-existing turbulence is negligible only at scales for which the packet amplitudes are smaller than the background fluctuation level. As a consequence, cosmic-ray feedback should be taken into account at scales λ λ CRF $ \lambda_\perp\lesssim \lambda_{\perp}^{\mathrm{CRF}} $, where the perpendicular CR-feedback scale λ CRF $ \lambda_{\perp}^{\mathrm{CRF}} $ is defined as the scale at which δ w λ CRF δ z λ CRF $ \delta w_{\lambda_{\perp}^{\mathrm{CRF}}}\sim\delta z_{\lambda_{\perp}^{\mathrm{CRF}}} $ holds. If δB(CRSI)/B0 is sufficiently low, such a scale may be smaller than the turbulent dissipation scale, and thus the feedback could be neglected for all purposes of CR transport. However, the growth and saturation level of the CRSI depends upon the CR-to-thermal density ratio nCR/nth. In the Galactic halo this ratio is negligibly low, and the above reasoning likely applies. This may not be the case near CR sources, where such a density ratio is not as low and CRs can further evacuate the thermal gas (Schroer et al. 2021, 2022). We thus expect this feedback to be relevant in these environments. This issue will be addressed in more detail and quantitatively in the accompanying Paper II.

Finally, we note that the discussion above regarding the scale at which CRF could become relevant was done in terms of perpendicular scales λ (see equation (17)). This means that we denoted with λ CRF $ \lambda_{\perp}^{\mathrm{CRF}} $ the perpendicular scale at which CR-generated waves affect pre-existing turbulence. However, regardless of the damping mechanism that saturates the amplitude of the fluctuations, the CRSI growth rate is such that quasi-parallel Alfvén waves λ w λ w $ \lambda_{\|}^{w}\ll\lambda_{\perp}^{w} $ are mainly produced. It is thus convenient to relate the scale λ CRF $ \lambda_{\perp}^{\mathrm{CRF}} $ at which the CR-driven fluctuation amplitude becomes comparable to the amplitude of background fluctuations to the injected parallel wavelength λ w , q $ \lambda_{\|}^{w,\mathrm{q\|}} $. This can be done by using the quasi-parallel condition (6):

λ CRF ( δ z λ w , q v A , 0 ) λ CRF λ CRF . $$ \begin{aligned} \lambda _\Vert ^\mathrm{CRF} \,\sim \, \left(\frac{\delta z_{\lambda _\perp ^{w,\mathrm{q\Vert }}}}{v_{\rm A,0}}\right)\, \lambda _\perp ^\mathrm{CRF} \,\ll \, \lambda _\perp ^\mathrm{CRF}. \end{aligned} $$(18)

Hence, quasi-parallel Alfvén waves δwλ driven by CRs at scales λ w , q λ CRF $ \lambda_{\|}^{w,\mathrm{q\|}}\lesssim\lambda_{\|}^{\mathrm{CRF}} $ can actually affect pre-existing turbulent fluctuations δzλ on much larger scales λ CRF λ λ w , q $ \lambda_{\perp}^{\mathrm{CRF}}\gtrsim\lambda_\perp\gg\lambda_{\|}^{w,\mathrm{q\|}} $. We recall that we assume that nonlinear interactions are local in perpendicular scale, so in what follows we do not need to distinguish between the two scales λ w $ \lambda_{\perp}^{w} $ and λ z $ \lambda_{\perp}^{z} $ (i.e., λ w λ z λ $ \lambda_{\perp}^{w}\sim\lambda_{\perp}^{z}\sim\lambda_\perp $).

In the following, we attempt to provide two phenomenological models for the CR-modified cascade of background fluctuations. However, these are just plausible models at this stage. Focused numerical investigations will be necessary in order to verify if (and under what circumstances) they can be realized.

5.1. A phenomenological model for CR-modified scaling of pre-existing turbulent fluctuations

A simple phenomenological model for the cascade modified by the CR-generated AW packets can be constructed as follows.

Here we assume that, at scales where χ λ z 1 $ \chi_{\lambda_\perp}^z \lesssim 1 $, pre-existing fluctuations and their anisotropies follow the scaling δ z λ ( 0 ) λ α z $ \delta z_{\lambda_\perp}^{(0)}\propto \lambda_{\perp}^{\,\alpha_{\perp}^{z}} $ and λ , λ λ δ z $ \lambda_{\|,\lambda_\perp}\propto \lambda_\perp^{\,\delta^{z}} $, respectively, with α z > 0 $ \alpha_{\perp}^{z} > 0 $. For critically balanced fluctuations (χz ∼ 1) the anisotropy is such that δ z = 1 α z $ \delta^z=1-\alpha_{\perp}^{z} $, while in weak turbulence (χz <  1) it is δz = 0. Such scaling for the fluctuations corresponds to a perpendicular power spectrum E δ z ( 0 ) ( k ) k ξ z $ E_{\delta z}^{(0)}(k_\perp)\propto k_\perp^{\,-\xi_\perp^{z}} $, with ξ z = 1 + 2 α z $ \xi_{\perp}^{z}=1+2\,\alpha_{\perp}^{z} $. At scales where χ λ z > 1 $ \chi_{\lambda_\perp}^z > 1 $, the scaling is isotropic (i.e., δz = 1), and so δ z λ ( 0 ) λ α z $ \delta z_{\lambda}^{(0)}\propto \lambda^{\,\alpha^{z}} $ and E δ z ( 0 ) ( k ) k ξ z $ E_{\delta z}^{(0)}(k)\propto k^{\,-\xi^{z}} $, with ξz = 1 + 2 αz. These are the unperturbed properties of background fluctuations (i.e., without CR feedback), and are thus denoted by the superscript “(0)”. Then we assume a scaling δ w λ ( λ w ) α w $ \delta w_{\lambda_\|}\propto(\lambda_{\|}^{w})^{\,-\alpha_{\|}^{w}} $ for the CR-driven (quasi-parallel) fluctuations, corresponding to a parallel power spectrum E CRSI ( k w ) ( k w ) ξ w $ E_{\mathrm{CRSI}}(k_{\|}^{w})\propto (k_{\|}^{w})^{\,\xi_{\|}^{w}} $, where ξ w = 2 α w 1 $ \xi_{\|}^{w}=2\,\alpha_{\|}^{w}-1 $. At scales λ where background fluctuations are sub-Alfvénic and anisotropic (i.e., such that χ λ z 1 $ \chi_{\lambda_\perp}^z \lesssim 1 $), the quasi-parallel condition (6) holds for CR-driven waves. Hence, the corresponding perpendicular scaling for self-generated fluctuations is typically steeper than its parallel counterpart, and is related to the perpendicular scaling of pre-existing fluctuations, namely6 δ w λ λ α w $ \delta w_{\lambda_\perp}\propto \lambda_{\perp}^{\,-\alpha_{\perp}^{w}} $ with α w = α w ( 1 + α z ) $ \alpha_{\perp}^{w}=\alpha_{\|}^{w}\,(1+\alpha_{\perp}^{z}) $. This corresponds to a perpendicular spectrum E CRSI ( k ) ( k ) ξ w $ E_{\mathrm{CRSI}}(k_\perp)\propto (k_\perp)^{\,\xi_{\perp}^{w}} $, with ξ w = 2 α w ( 1 + α z ) 1 = ξ w + ( ξ w + 1 ) ( ξ z 1 ) / 2 $ \xi_{\perp}^{w}=2\,\alpha_{\|}^{w}\,(1+\alpha_{\perp}^{z})-1=\xi_{\|}^{w}\,+\,(\xi_{\|}^{w}+1)(\xi_{\perp}^{z}-1)/2 $. On the other hand, at scales where χ λ z > 1 $ \chi_\lambda^z>1 $, the distinction between α w $ \alpha_{\perp}^{w} $ and α w $ \alpha_{\|}^{w} $ is lost. In this case, we just assume a scaling δwλ ∝ λ  − αw and a (isotropic) power spectrum ECRSI(k)∝(k)ξw with ξw = 2 αw − 1.

Before proceeding further, it is worth mentioning that here we are considering a generic case where self-generated turbulence can be described by a power-law spectrum, without making any assumption on its spectral index nor on the damping mechanism that sets the saturation of the instability. The only condition that we require is that the hierarchy of possible interactions between CR-generated waves and pre-existing turbulent fluctuations is self consistent (i.e., that background turbulence is affected by the self-generated waves before turbulence can affect the waves). In this regard, we can verify that when τ casc ( z | w ) τ casc z $ \tau_{\mathrm{casc}}^{(z|w)}\ll\tau_{\mathrm{casc}}^{z} $ holds, then the condition τ casc ( z | w ) τ casc w ( Γ turb w , q ) 1 $ \tau_{\mathrm{casc}}^{(z|w)}\ll\tau_{\mathrm{casc}}^{w}\sim(\Gamma_{\mathrm{turb}}^{w,\mathrm{q\|}})^{-1} $ is automatically satisfied:7 this condition allows us to neglect mutual feedback between background fluctuations and CR-driven Alfvén waves (i.e., to consider only the modification to the scaling of pre-existing turbulence induced by a stationary spectrum of saturated self-generated fluctuations).

We now want to know how the scaling of δz(0) is modified by the presence of δw, knowing that we are in a regime in which such feedback is faster that the intrinsic cascade time of δz(0) (i.e., τ casc ( z | w ) τ casc z $ \tau_{\mathrm{casc}}^{(z|w)}\ll\tau_{\mathrm{casc}}^{z} $). Within these assumptions, we can derive the scaling of CR-modified turbulence by replacing the cascade timescale,

τ casc z τ casc ( z | w ) , $$ \begin{aligned} \tau _{\rm casc}^z \,\,\rightarrow \,\, \tau _{\rm casc}^{(z|w)}, \end{aligned} $$(19)

by rescaling the unperturbed background fluctuations into a first-order modified fluctuation denoted by the superscript “(1)”,

δ z λ ( 0 ) δ z λ ( 1 ) = ζ λ δ z λ ( 0 ) , $$ \begin{aligned} \delta z_{\lambda _\perp }^{(0)} \,\,\rightarrow \,\, \delta z_{\lambda _\perp }^{(1)}=\zeta _{\lambda _\perp }\delta z_{\lambda _\perp }^{(0)}, \end{aligned} $$(20)

and by requiring that the cascade rate is still scale-inependent (i.e., ( δ z λ ( 1 ) ) 2 / τ casc ( z | w ) ε const $ (\delta z_{\lambda_\perp}^{(1)})^2/\tau_{\mathrm{casc}}^{(z|w)}\sim\varepsilon\sim\text{ const} $). This procedure readily provides the scaling factor

ζ λ ( τ casc ( z | w ) τ casc z ) 1 / 2 , $$ \begin{aligned} \zeta _{\lambda _\perp }\sim \left(\frac{\tau _{\rm casc}^{(z|w)}}{\tau _{\rm casc}^z}\right)^{1/2}, \end{aligned} $$(21)

which can be estimated using (17) for the various χz and χw regimes and, as a first approximation, by employing the unperturbed scaling δ z λ ( 0 ) $ \delta z_{\lambda_\perp}^{(0)} $; the rescaling factor computed in this way is denoted as ζ λ ( 0 ) $ \zeta_{\lambda_\perp}^{(0)} $8. The resulting CR-modified perpendicular power spectrum of background fluctuations is then given by E δ z ( 1 ) ( k ) ( ζ λ ( 0 ) ) 2 E δ z ( 0 ) ( k ) $ E_{\delta z}^{(1)}(k_\perp)\sim (\zeta_{\lambda_\perp}^{(0)})^2 E_{\delta z}^{(0)}(k_\perp) $ (i.e., E δ z ( 1 ) ( k ) k ( ξ z + Δ ξ CRF ) $ E_{\delta z}^{(1)}(k_\perp)\propto k_\perp^{\,-\,(\,\xi_\perp^z\,+\,\Delta\xi_\perp^{\mathrm{CRF}}\,)} $), where the CR-induced modification of the spectral index is

Δ ξ CRF { 1 2 ( ξ z + 1 ) ( ξ w + 3 ) 2 if { χ λ z < 1 and χ λ ( z | w ) 1 or χ λ z 1 and χ λ ( z | w ) < 1 1 4 ( ξ z + 1 ) ( ξ w + 5 ) 3 if χ λ z < 1 and χ λ ( z | w ) > 1 1 4 ( ξ z + 1 ) ( ξ w + 3 ) 1 if χ λ z 1 and χ λ ( z | w ) 1 1 2 ( ξ z + 2 ξ w + 1 ) if χ λ z > 1 and χ λ ( z | w ) < 1 1 2 ( ξ z + ξ w ) if χ λ z > 1 and χ λ ( z | w ) 1 . $$ \begin{aligned} \Delta \xi _\perp ^\mathrm{CRF} \sim \left\{ \begin{array}{ll} \frac{1}{2}(\xi _\perp ^z+1)(\xi _\Vert ^w+3)-2&\text{ if} \left\{ \begin{array}{c} \chi _{\lambda _\perp }^z<1\,\text{ and}\,\,\chi _{\lambda _\perp }^{(z|w)}\lesssim 1 \\ \text{ or} \\ \chi _{\lambda _\perp }^z\sim 1\,\text{ and}\,\,\chi ^{(z|w)}_{\lambda _\perp }<1 \end{array}\right.\\&\\ \frac{1}{4}(\xi _\perp ^z+1)(\xi _\Vert ^w+5)-3&\text{ if}\,\,\, \chi _{\lambda _\perp }^z<1\,\text{ and}\,\,\chi _{\lambda _\perp }^{(z|w)}>1\\&\\ \frac{1}{4}(\xi _\perp ^z+1)(\xi _\Vert ^w+3)-1&\text{ if}\,\,\, \chi _{\lambda _\perp }^z\sim 1\,\text{ and}\,\,\chi _{\lambda _\perp }^{(z|w)}\gtrsim 1\\&\\ \frac{1}{2}(\xi ^z+2\xi ^w+1)&\text{ if}\,\,\, \chi _{\lambda }^z>1\,\text{ and}\,\,\chi _{\lambda }^{(z|w)}<1\\&\\ \frac{1}{2}(\xi ^z+\xi ^w)&\text{ if}\,\,\, \chi _{\lambda }^z>1\,\text{ and}\,\,\chi _{\lambda }^{(z|w)}\gtrsim 1. \end{array} \right. \end{aligned} $$(22)

We recall that this result is only valid at scales where ζλ <  1, and only if Γ turb w , q τ casc ( z | w ) 1 $ \Gamma_{\mathrm{turb}}^{w,\mathrm{q\|}}\tau_{\mathrm{casc}}^{(z|w)}\ll1 $ (i.e., if the CR-driven Alfvén-wave packets are unaffected by pre-existing fluctuations). It is interesting to note that the anisotropy of the pre-existing cascade would be unaffected if χ(z|w) <  1 (leaving ℓ∥, λ ≈ const. if χz <  1, or , λ λ δ z $ \ell_{\|,\lambda_\perp}\propto\lambda_\perp^{\delta^z} $ if χz ∼ 1), or if χz >  1 (leaving ℓ∥, λ ∝ λ). On the other hand, if χ(z|w) ∼ 1, a critical balance between the Alfvén time τ A z $ \tau_{\mathrm{A}}^{z} $ and the nonlinear time τ nl ( z | w ) $ \tau_{\mathrm{nl}}^{(z|w)} $ would be established, leading to a modified anisotropy , λ λ 1 + α w = λ δ z + δ CRF $ \ell_{\|,\lambda_\perp}\propto\lambda_{\perp}^{1+\alpha_{\perp}^{w}}=\lambda_{\perp}^{\delta^z+\delta^{\mathrm{CRF}}} $ with δ CRF = α w + α z ( α w 1 ) $ \delta^{\mathrm{CRF}}=\alpha_{\|}^{w}+\alpha_{\perp}^{z}(\alpha_{\|}^{w}-1) $. This means that the anisotropy of pre-existing fluctuations would be reduced if | α w | < α z / ( 1 + α z ) $ |\alpha_{\|}^{w}| < \alpha_{\perp}^{z}/(1+\alpha_{\perp}^{z}) $ (e.g., for GS95 turbulence, this means | α w | < 1 / 4 $ |\alpha_{\|}^{w}| < 1/4 $, corresponding to a CR-driven spectrum k 1 / 2 $ \propto k_{\|}^{-1/2} $ or steeper), and it would be instead increased otherwise.

As mentioned before, the exact scaling and amplitude of the self-generated turbulent spectrum depends on the properties of the CR distribution that drives the instability and on the different damping mechanisms that contribute to the instability saturation (see, e.g., Marcowith et al. 2021, and references therein). However, as an example, we consider the results obtained with 1D-3V kinetic simulations in Holcomb & Spitkovsky (2019), where the CR-driven fluctuations at saturation developed a scaling roughly consistent with δ B k 1 / 2 $ \delta B\propto k_{\|}^{-1/2} $ (i.e., α w 1 / 2 $ \alpha_{\|}^{w}\approx-1/2 $ and thus ξ w 2 $ \xi_{\|}^{w}\approx-2 $. Assuming a GS95 cascade of the background fluctuations (i.e., χz ∼ 1 and ξ z = 5 / 3 $ \xi_{\perp}^{z}=5/3 $) and strong nonlinearities induced by the CR-driven waves on these fluctuations (i.e., χ λ ( z | w ) 1 $ \chi_{\lambda}^{(z|w)}\gtrsim1 $), we obtain Δ ξ CRF 1 / 3 $ \Delta\xi_{\perp}^{\mathrm{CRF}}\approx 1/3 $. This means that the spectrum of background fluctuations below λ CRF $ \lambda_{\perp}^{\mathrm{CRF}} $ would be steepened from k 5 / 3 $ k_{\perp}^{-5/3} $ to k 2 $ k_{\perp}^{-2} $ due to the CR feedback (and also further suppressing the turbulent damping by lowering the amplitude of background fluctuations at those scales; cf. equation (10)). The anisotropy of background turbulence would be also significantly increased, from k k 2 / 3 $ k_\|\propto k_{\perp}^{2/3} $ to k k 1 / 3 $ k_\|\propto k_{\perp}^{-1/3} $ (thus further reducing the effectiveness of CR scattering on pre-existing fluctuations). Another example can be set by assuming an Iroshnikov-Kraichnan spectrum for self-generated turbulence (∝k−3/2). This type of spectrum has often been invoked to explain the observed γ-ray emission and local CR data (e.g., Gaggero et al. 2015, and references therein). In this case, still assuming a GS95-type of background turbulence and χ λ ( z | w ) 1 $ \chi_{\lambda}^{(z|w)}\gtrsim1 $, we now obtain that the background spectrum is unchanged ( Δ ξ CRF 0 $ \Delta\xi_{\perp}^{\mathrm{CRF}}\approx 0 $), but the anisotropy is enhanced by the CR feedback (k ≈ const).

5.2. Overcritical interaction (χ(z|w) >  1) and alternative CR-modified scaling of pre-existing fluctuations

When nonlinear interactions between the CR-driven Alfvén-wave packets and background turbulence are overcritical (i.e., χ(z|w) >  1), it is reasonable to consider that pre-existing scaling is not just perturbatively modified. Therefore, we present an alternative model in which the intrinsic cascade time of pre-existing fluctuations τ c a s c z $ \tau_{\rm casc}^z $ is completely replaced by the nonlinear timescale τ nl ( z | w ) $ \tau_{\mathrm{nl}}^{(z|w)} $, without further re-scaling of δz(0) as in (21). This allows us to directly derive the CR-modified scaling of background fluctuations δzCRF by requiring ( δ z CRF ) 2 / τ nl ( z | w ) ε = const $ (\delta z^{\mathrm{CRF}})^2/\tau_{\mathrm{nl}}^{(z|w)}\sim\varepsilon=\mathrm{const} $.

If χz ≲ 1, pre-existing scaling is anisotropic, and the condition above yields the perpendicular scaling

δ w λ ( δ z λ CRF ) 2 λ ε = const . δ z λ CRF λ ( 1 + α w ) / 2 . $$ \begin{aligned} \frac{\delta w_{\lambda _\perp }(\delta z_{\lambda _\perp }^\mathrm{CRF})^2}{\lambda _\perp } \sim \varepsilon = \mathrm{const.} \,\,\,\Rightarrow \,\,\, \delta z_{\lambda _\perp }^\mathrm{CRF} \propto \lambda _\perp ^{(1+\alpha _\perp ^w)/2}. \end{aligned} $$(23)

This corresponds to a modified perpendicular spectrum E δ z CRF ( k ) k ( ξ z + Δ ξ CRF ) $ E_{\delta z}^{\mathrm{CRF}}(k_\perp)\propto k_\perp^{-(\xi_\perp^z+\Delta\xi_\perp^{\mathrm{CRF}})} $ with

Δ ξ CRF = ξ w + ξ z ( ξ w 3 ) + 9 4 , $$ \begin{aligned} \Delta \xi _\perp ^\mathrm{CRF}=\frac{\xi _\Vert ^w+\xi _\perp ^z(\xi _\Vert ^w-3)+9}{4}, \end{aligned} $$(24)

where the link to the original scaling of pre-existing fluctuations is a consequence of the quasi-parallel condition (6).

If χz >  1, CR-modified fluctuations would follow the isotropic scaling δ z λ CRF λ ( 1 + α w ) / 2 $ \delta z_{\lambda}^{\mathrm{CRF}}\propto \lambda^{(1+\alpha^w)/2} $, corresponding to a spectrum

E δ z CRF ( k ) k ( ξ w + 5 ) / 2 , $$ \begin{aligned} E_{\delta z}^\mathrm{CRF}(k)\propto k^{-(\xi ^w+5)/2}, \end{aligned} $$(25)

which does not depend on the original scaling of pre-existing fluctuations due to the loss of quasi-parallel concept.

6. Discussion and conclusions

The turbulent damping of an Alfvén-wave (AW) packet excited by cosmic rays (CRs) in pre-existing incompressible magnetohydrodynamic (MHD) turbulence was re-examined by carefully taking into account the role of the nonlinearity parameter χw that quantifies the strength of the nonlinear interaction between the packet and background fluctuations. In particular, the difference between χw and the nonlinear parameter χz that instead describes the regime of background turbulence (i.e., the intrinsic strength of nonlinear interactions between pre-existing fluctuations) was elucidated. The derivation of turbulent damping rates in a classic MHD turbulence scenario (i.e., without the so-called dynamic alignment) was thus revised, taking into account the difference between χw and χz, and new scaling relations for the damping rates were obtained. Furthermore, by considering the most recent theories of MHD turbulence that account for a scale-dependent (dynamic) alignment of fluctuations and the possibility of a reconnection-mediated regime, completely new damping rates were also obtained for the first time. Finally, the role of cosmic-ray feedback (CRF) on pre-existing turbulence is also examined and a simple criterion for CRF effects is derived. Two very simple phenomenological models of CR-modified scaling of background fluctuations were also obtained. In particular, this feedback can steepen the spectrum of background turbulence and further enhance its spectral anisotropy (k ≪ k). By reducing the amplitude of pre-existing fluctuations at the CRF scales, the former effect would have the consequence of further reducing the turbulent damping rate at those scales. At the same time, the increased anisotropy of background turbulence would also reduce the effectiveness of CR resonant scattering on pre-existing fluctuations at the CRF scales. These two CR-feedback effects may thus clear the stage for self-generated turbulence to dominate the CR transport and reinforce the self-confinement picture. Taking into account the feedback of CR-generated fluctuations on pre-existing turbulence may be relevant in astrophysical environments where the density of cosmic-ray nCR is non-negligible with respect to the density of the background thermal plasma nth (e.g., near CR sources). The issue of CRF effects, as well as the role of other damping mechanisms, will be addressed in more detail in the following Paper II.

The main features of the new turbulent damping rates obtained in this work can be summarized as follows:

  • The nonlinear interaction between a quasi-parallel (q∥) AW packet and pre-existing anisotropic turbulence is always weak (equations (7)-(8)). As a result, the turbulent damping rate of the packets depends on the background-fluctuation amplitude to the third power (equation (10)), and thus is strongly suppressed with respect to what previously estimated. This is true at any wavelength when the AW packet interacts with sub- and trans-Alfvénic turbulence, and also for those packets whose wavelengths interact with fluctuations at scales where they become critically balanced in the case of super-Alfvénic injection.

  • How the turbulent damping rate Γ turb w , q $ \Gamma_{\mathrm{turb}}^{w,\mathrm{q\|}} $ depends on (i) the AW-packet’s parallel wavelength λ (and thus on the CR gyro-radius from which it is excited) and on (ii) the injection-scale Alfvénic Mach number MA, 0, in the classic MHD turbulence scenario is significantly different from what is presented in the existing literature (equations (11)–(13)). The damping rate agrees with the literature only when the AW packet interacts with isotropic K41 turbulence, namely Γ K 41 w M A , 0 λ 2 / 3 $ \Gamma_{\mathrm{K41}}^{w}\propto M_{\mathrm{A,0}}\,\lambda^{-2/3} $. On the contrary, when the packet interacts with weak turbulence W0, the damping rate scales as Γ W 0 w , q M A , 0 8 / 3 λ 1 / 3 $ \Gamma_{\mathrm{W0}}^{w,\mathrm{q\|}}\propto M_{\mathrm{A,0}}^{8/3}\, \lambda_\|^{1/3} $ (instead of M A , 0 8 / 3 λ 2 / 3 $ \propto M_{\mathrm{A,0}}^{8/3}\,\lambda_\|^{-2/3} $ as previously obtained), while when it interacts with critically balanced turbulence GS95, turbulent damping does not depend on the wavelength (i.e., Γ GS 95 w , q const . ) $ \Gamma_{\mathrm{GS95}}^{w,\mathrm{q\|}}\sim\mathrm{const.)} $ and it is M A , 0 4 $ \propto M_{\rm A,0}^4 $ for MA, 0 <  1 or M A , 0 3 $ \propto M_{\rm A,0}^3 $ if MA, 0 >  1, instead of M A , 0 2 λ 1 / 2 $ \propto M_{\mathrm{A,0}}^2\,\lambda_{\|}^{-1/2} $ or M A , 0 λ 1 / 2 $ \propto M_{\mathrm{A,0}}\,\lambda_{\|}^{-1/2} $, respectively, as reported in the existing literature.

  • Including dynamic alignment of pre-existing fluctuations in the picture, and thus also allowing for the possibility of a reconnection-mediated range, introduces novel regimes and breaks in the turbulent damping rate (equations (14)–(16)). When a quasi-parallel AW packet interacts with critically balanced and dynamically aligning anisotropic turbulence B06, it is subjected to a damping rate Γ B 06 w , q M A , 0 24 / 5 λ 1 / 5 $ \Gamma_{\mathrm{B06}}^{w,\mathrm{q\|}}\propto M_{\mathrm{A,0}}^{24/5}\,\lambda_\|^{-1/5} $ if MA, 0 <  1 or Γ B 06 w , q M A , 0 12 / 5 λ 1 / 5 $ \Gamma_{\mathrm{B06}}^{w,\mathrm{q\|}}\propto M_{\mathrm{A,0}}^{12/5}\,\lambda_\|^{-1/5} $ if MA, 0 >  1. Alfvén-wave packets that interact with tearing-mediated turbulence (TMT) are instead subjected to a damping rate that is now also sensitive to the injection-scale Lundquist number S0, and it scales as Γ TMT w , q M A , 0 4 ( S 0 λ ) 1 / 2 $ \Gamma_{\mathrm{TMT}}^{w,\mathrm{q\|}}\propto M_{\mathrm{A,0}}^{4}(S_0\,\lambda_\|)^{1/2} $ if MA, 0 <  1 or Γ TMT w , q M A , 0 3 ( S 0 λ ) 1 / 2 $ \Gamma_{\mathrm{TMT}}^{w,\mathrm{q\|}}\propto M_{\mathrm{A,0}}^{3}(S_0\,\lambda_\|)^{1/2} $ if MA, 0 >  1.

  • Accounting for dynamic alignment (and TMT) introduces two breaks in the turbulent damping rate, instead of the single break that is present in the classic picture. For sub-Alfvénic turbulence, the first break corresponds to the transition scale between weak and strong turbulence (i.e., λ M A , 0 4 0 $ \lambda_{\|}\sim M_{\rm A,0}^4\,\ell_0 $ in terms of parallel wavelength of the AW packet), while it corresponds to the transition scale between isotropic and anisotropic turbulence for super-Alfvénic injection (i.e., λ M A , 0 3 0 $ \lambda\sim M_{\mathrm{A,0}}^{-3}\,\ell_0 $). This is the same type of break found in classic MHD turbulence. A second break, on the other hand, emerges due to the transition to tearing-mediated turbulence, which is only possible if dynamic alignment occurs (i.e., at a packet’s parallel wavelength λ S 0 5 / 7 M A , 0 8 / 7 0 $ \lambda_{\|}\sim S_0^{-5/7}\,M_{\mathrm{A,0}}^{\,8/7}\,\ell_0 $ in sub-Alfvénic turbulence, or at λ S 0 5 / 7 M A , 0 6 / 7 0 $ \lambda_{\|}\sim S_0^{-5/7}\,M_{\mathrm{A,0}}^{\,-6/7}\,\ell_0 $ for super-Alfvénic injection). We recall that MA, 0 and S0 are respectively the Alfvénic Mach number of turbulent fluctuations and Lunquist number of the background plasma at injection scale ℓ0. Since CR self-confinement relies on a balance between the growth of these CR-driven Alfvén waves and their damping, it is reasonable to imagine that in astrophysical situations where turbulent damping is the most relevant damping mechanism, these breaks would also emerge in the propagated CR spectrum. We note that this is a simple damping-rate effect, and does not consider CR feedback on background fluctuations. It is thus interesting that, assuming a Galactic magnetic field B ∼ 1–3 μG and an injection scale of background turbulence ℓ0 ∼ 30–100 pc, the above breaks in the damping rate could be translated to CR energies ECR (assuming λ ∼ rL, where rL is the Larmor radius of the cosmic ray). A first break at ECR, 1 ∼ 10 TeV would indeed emerge if the injection-scale Alfvénic Mach number MA, 0 of pre-existing turbulence is in the range 0.07 ≲ MA, 0 ≲ 0.14 (i.e., sub-Alfvénic injection with MA, 0 of order ∼0.1) or in the range 15 ≲ MA, 0 ≲ 30 (i.e., super-Alfvénic injection with MA, 0 of order ∼10). Additionally, for both MA, 0 regimes determined above, a second break at CR energies ECR, 2 ∼ 300 GeV would be consistently recovered if the Lundquist number of the background plasma is of order S0 ∼ 105–107. Clearly, this represents only an interesting feature in a very simplified scenario, and in general many other mechanisms that can affect CR transport may need to be taken into account (e.g., Fornieri et al. 2021; Lazarian & Xu 2021; Chernyshov et al. 2022; Kempski & Quataert 2022; Kempski et al. 2023; Lemoine 2023; Pezzi & Blasi 2024, and references therein).

In conclusion, it is worth noting once more that the turbulent damping rates obtained in this work differ dramatically from those found in the literature, even for classic MHD turbulence due to the confusion between χw and χz. All the existing CR studies that assume the turbulent damping rate as a fundamental ingredient in their calculations have thus employed an incorrect version of this damping rate. Hence, a number of previous works on CR self-confinement may need to be revised in view of the results presented here.


1

The subscript “0” formally implies a large-scale average procedure B0 = ⟨BL. In the latter, L ∼ ℓ0 will be the injection scale of turbulence.

2

By taking the divergence of (3) and using the incompressiblity condition · δ z ± = 0 $ \boldsymbol{\nabla}\cdot\delta\boldsymbol{z}_{\perp}^{\pm}=0 $, we find that pressure fluctuations satisfy the condition · [ δ P tot ] = 2 δ P tot = ρ 0 · [ ( δ z · ) δ z ± ] $ \boldsymbol{\nabla}\cdot[\boldsymbol{\nabla}\delta P_{\mathrm{tot}}] = \nabla^2 \delta P_{\mathrm{tot}}=\rho_0\boldsymbol{\nabla}_\perp\cdot[(\delta\boldsymbol{z}_{\perp}^{\mp}\cdot\boldsymbol{\nabla}_\perp)\,\delta\boldsymbol{z}_{\perp}^{\pm}] $ (Schekochihin 2022).

3

One can think of each component i of this mean field at scale λ as defined, for instance, by B i λ ( 1 / 0 k < 1 / λ B i , k 2 d k ) 1 / 2 $ \langle B_i\rangle_\lambda\sim\left(\int_{1/\ell_0}^{k^\prime< 1/\lambda} B_{i,\boldsymbol{k^\prime}}^2{\rm d}\boldsymbol{k^\prime}\right)^{1/2} $, i.e., a magnetic field that is the result of the contribution from the background field B0 plus all the fluctuations δBλ at scales λ′> λ, such that the nonlinear timescale τnl, λ over which the associated turbulent eddy evolves is much longer than the nonlinear evolution timescale τnl, λ of fluctuations at the scale λ, i.e., τnl, λ ≫ τnl, λ, so that turbulent eddies on scales λ′ appear to be frozen over the turnover time of turbulent eddies at scale λ. Operationally, this mean field can be defined in different ways (e.g., Cho & Vishniac 2000; Cho & Lazarian 2004; Horbury et al. 2008; Wicks et al. 2010; Chen et al. 2011; Matthaeus et al. 2012; Mallet et al. 2016; Cerri et al. 2019), but what is the most appropriate operational definition is still a matter of debate (see, e.g., Oughton & Matthaeus 2020).

4

Or, if scale-dependent (dynamic) alignment is taken into account, it is χ z sin θ λ z z ( λ z / λ z ) ( δ z λ z / v A , 0 ) $ \chi^z\sim \sin\theta_{\lambda_{\perp}^{z}}^{\,z} (\lambda_{\|}^{z}/\lambda_{\perp}^{z})(\delta z_{\lambda_{\perp}^{z}}/v_{\mathrm{A,0}}) $ (see Appendix A).

5

Addressing the case in which alignment could occur also at weak nonlinearities (Cerri et al. 2022) may be still premature at this point, and it requires us to account for the alignment induced by background fluctuations on the AW packet itself. For the sake of simplicity, this case is not treated here, but will be addressed separately in a following work.

6

The quasi-parallel condition, k w ( δ z k / v A , 0 ) 1 k $ k_{\|}^{w}\sim(\delta z_{k_\perp}/v_{\mathrm{A,0}})^{-1}k_\perp $, and condition on the total energy, ( k w ) 1 ( δ w k w ) 2 d k w k 1 ( δ w k ) 2 d k $ (k_{\|}^{w})^{-1}(\delta w_{k_{\|}^{w}})^2 \mathrm{d}k_{\|}^{w} \sim k_{\perp}^{\,-1}(\delta w_{k_\perp})^2 \mathrm{d}k_\perp $, have been employed to derive the perpendicular scaling of the fluctuations, δwk.

7

To show this, we multiply by Γ turb w , q $ \Gamma_{\mathrm{turb}}^{w,\mathrm{q\|}} $ both sides of the condition τ casc ( z | w ) τ casc z $ \tau_{\mathrm{casc}}^{(z|w)}\ll\tau_{\mathrm{casc}}^{z} $ and obtain the equivalent condition Γ turb w , q τ casc ( z | w ) Γ turb w , q τ casc z $ \Gamma_{\mathrm{turb}}^{w,\mathrm{q\|}}\tau_{\mathrm{casc}}^{(z|w)}\ll\Gamma_{\mathrm{turb}}^{w,\mathrm{q\|}}\tau_{\mathrm{casc}}^{z} $. Then, using (9)-(10), we can show that Γ turb w , q τ casc z 1 $ \Gamma_{\mathrm{turb}}^{w,\mathrm{q\|}}\tau_{\mathrm{casc}}^{z}\lesssim1 $ holds for any value of χw and χz, which further implies the condition Γ turb w , q τ casc ( z | w ) 1 $ \Gamma_{\mathrm{turb}}^{w,\mathrm{q\|}}\tau_{\mathrm{casc}}^{(z|w)}\ll1 $.

8

We can perform an expansion of the rescaling factor based on iteratively modified timescales τ c a s c , λ z ( n ) $ \tau_{\rm casc,\lambda_\perp}^{z^{(n)}} $, and rewrite it as a series ζ λ = ( τ c a s c , λ ( z | w ) ) 1 / 2 ( n 1 / τ c a s c , λ z ( n ) ) 1 / 2 = ζ λ ( 0 ) ( 1 + n > 0 τ c a s c , λ z ( 0 ) / τ c a s c , λ z ( n ) ) 1 / 2 $ \zeta_{\lambda_\perp}=(\tau_{\rm casc,\lambda_\perp}^{(z|w)})^{1/2}\left(\sum_n 1/\tau_{\rm casc,\lambda_\perp}^{z^{(n)}}\right)^{1/2}=\zeta_{\lambda_\perp}^{(0)}\left(1+\sum_{n>0} \tau_{\rm casc,\lambda_\perp}^{z^{(0)}}/\tau_{\rm casc,\lambda_\perp}^{z^{(n)}}\right)^{1/2} $; we recall that we assume that the CR-driven fluctuations δwλ are unaffected by background fluctuations. The ratio of the 0th to the nth timescale is τ c a s c , λ z ( 0 ) / τ c a s c , λ z ( n ) δ z λ ( n ) / δ z λ ( 0 ) $ \tau_{\rm casc,\lambda_\perp}^{z^{(0)}}/\tau_{\rm casc,\lambda_\perp}^{z^{(n)}}\propto\delta z_{\lambda_\perp}^{(n)}/\delta z_{\lambda_\perp}^{(0)} $ (or even ( δ z λ ( n ) / δ z λ ( 0 ) ) 2 $ \propto(\delta z_{\lambda_\perp}^{(n)}/\delta z_{\lambda_\perp}^{(0)})^2 $). Then, if the CR-induced modification of the pre-existing spectrum is a steepening, the cascade timescale would significantly increase with increasing n, i.e., τ c a s c , λ z ( n ) τ c a s c , λ z ( n 1 ) τ c a s c , λ z ( 1 ) τ c a s c , λ z ( 0 ) $ \tau_{\rm casc,\lambda_\perp}^{z^{(n)}}\gg\tau_{\rm casc,\lambda_\perp}^{z^{(n-1)}}\gg\dots\gg\tau_{\rm casc,\lambda_\perp}^{z^{(1)}}\gg\tau_{\rm casc,\lambda_\perp}^{z^{(0)}} $. So, if the series converges and its contribution is negligible (which shall be verified): ζ λ ζ λ ( 0 ) $ \zeta_{\lambda_\perp}\approx\zeta_{\lambda_\perp}^{(0)} $.

9

This result is formally obtained through wave-turbulence theory (Ng & Bhattacharjee 1997; Galtier et al. 2000). In weak MHD turbulence, the main contribution to the cascade is the three-wave interaction, where an Alfvén wave with frequency ω 1 ± $ \omega_1^\pm $ and wave-vector k 2 $ \boldsymbol{k}_2^\mp $ nonlinearly interacts with a counter-propagating Alfvén wave having frequency ω 2 $ \omega_{2}^{\mp} $ and wave-vector k 2 $ \boldsymbol{k}_{2}^{\mp} $ in order to generate a third wave with ω3 and k3. The resonance conditions for this process essentially correspond to momentum and energy conservation laws: k 1 ± + k 2 = k 3 $ \boldsymbol{k}_{1}^\pm + \boldsymbol{k}_{2}^{\mp}=\boldsymbol{k}_3 $ and ω 1 ± + ω 2 = ω 3 $ \omega_{1}^\pm+\omega_{2}^{\mp}=\omega_3 $. Since for Alfvén waves these conditions on parallel wave-vectors become k 1 , ± k 2 , = ± k 3 , $ k_{1,\|}^\pm - k_{2,\|}^\mp = \pm k_{3,\|} $ and k 1 , ± + k 2 , = k 3 , $ k_{1,\|}^\pm + k_{2,\|}^\mp = k_{3,\|} $, the only nontrivial solution requires that either k 2 , = 0 $ k_{2,\|}^\mp=0 $ and k 3 , = k 1 , ± $ k_{3,\|}=k_{1,\|}^\pm $, or k 1 , ± = 0 $ k_{1,\|}^\pm = 0 $ and k 3 , = k 2 , $ k_{3,\|}=k_{2,\|}^\mp $. This means that the parallel wave-vector does not change during the three-wave interaction and only smaller perpendicular scales with k3, ⊥ = k1, ⊥ + k2, ⊥ are generated by the weak cascade.

10

There are different ways to obtain the reduced parallel spectrum, given the anisotropy in (A.8). One option is to invert the anisotropy relation to obtain the scaling of δ z k k 1 / 2 $ \delta z_{k_\|}\propto k_{\|}^{\,-1/2} $, and then use the critical-balance condition to employ τA, k ∼ (kvA, 0)−1 instead of τnl in the condition (δzk)2/τA, k ∼ ε. Another way is to use the condition that the total energy must be obtained by integrating both one-dimensional spectra independently, i.e., ∫dk ℰ(k)=Etot = ∫dk ℰ(k), and using the anisotropy relation to rewrite ℰ(k) and dk.

11

Here we implicitly assume that the condition λ , diss ( subA ) λ , CB $ \lambda_{\perp,\mathrm{diss}}^{\mathrm{(subA)}}\ll\lambda_{\perp,\mathrm{CB}} $ holds, also when the dissipation scale is computed using (A.9), which is automatically fulfilled as long as S 0 M A , 0 4 $ S_0\gg M_{\mathrm{A,0}}^{\,-4} $.

12

Another effect of dynamic alignment is that fluctuations exhibit three-dimensional anisotropy. If we call λ the length-scale of these 3D anisotropic turbulent eddies in the direction perpendicular to both mean-field ⟨Bλ and magnetic-field δB⊥, λ fluctuations at this scale (δB⊥, λ being perpendicular to ⟨Bλ), then ℓλ and ξλ denote the length-scales along ⟨Bλ and δB⊥, λ, respectively (Boldyrev 2006). In the following, k λ 1 $ k_\perp \sim \lambda_{\perp}^{\,-1} $ refers to the shortest length-scale λ, and we neglect the distinction between the two transverse directions kλ ∼ λ  − 1 and kξ ∼ ξ  − 1; an angular average of fluctuation properties in a wave-vector plane transverse to ⟨Bλ would be dominated by the scaling with kλ.

13

This scaling involves the parallel length-scale ℓλ and the shortest perpendicular length-scale λ. However, fluctuations are 3D anisotropic. Since ξλ ∝ λ 3/4 (Boldyrev 2006), the anisotropy scales as ℓξ ∝ ξ 2/3, when considering the longest perpendicular length-scale ξ.

14

A tearing-mediated regime fundamentally relies on the fact that turbulent fluctuations develop anisotropy in the plane perpendicular to a mean field (i.e., λ ≪ ξλ). Hence, tearing-mediated turbulence only exists if fluctuations align in a scale-dependent fashion.

15

One can verify a posteriori that in this regime fluctuation scaling indeed preserves the condition τ n l , λ 1 / γ λ t $ \tau_{\rm nl,\lambda_\perp}\sim 1/\gamma_{\lambda_\perp}^{\rm t} $ at all scales below λ⊥, *.

16

This is obtained as the ratio of the resistive inner scale δ to the longitudinal scale ζ of the current layer (Boldyrev & Loureiro 2017).

17

We recall that the transition scale in (A.29) is obtained using the condition γ λ , t τ nl , λ , ( supA ) 1 $ \gamma_{\lambda_{\perp,*}}^{\mathrm{t}}\tau_\mathrm{nl,\lambda_{\perp,*}}^{\mathrm{(supA)}}\sim 1 $, where the growth rate of the tearing instability is given by γ λ t S 0 1 / 2 ( λ / 0 ) 3 / 2 ( δ z λ / v A , 0 ) 1 / 2 ( v A , 0 / 0 ) $ \gamma_{\lambda_\perp}^{\mathrm{t}}\sim S_{0}^{\,-1/2}(\lambda_\perp/\ell_0)^{-3/2}(\delta z_{\lambda_\perp}/v_{\mathrm{A,0}})^{1/2}(v_{\mathrm{A,0}}/\ell_0) $.

Acknowledgments

The author is grateful to the referee for several comments that helped to improve the manuscript. The author warmly acknowledges the kind hospitality of the Gran Sasso Science Institute (GSSI) in L’Aquila, and, in particular, Pasquale Blasi and Ottavio Fornieri, who introduced him to the paper by Farmer & Goldreich on turbulent damping during his first visit in November 2022. He also greatly acknowledges Alexandre Marcowith, Thierry Passot, and Steve Shore for helpful comments and feedback on the manuscript. The author is grateful to Stas Boldyrev, Ben Chandran, Matt Kunz, Alex Lazarian, Bill Matthaeus, Thierry Passot, Alex Schekochihin, and Pierre-Louis Sulem for useful conversations (and different opinions) about MHD turbulence theory over the years. This work has been partially supported by the French government, through the UCAJEDI Investments in the Future project managed by the National Research Agency (ANR) with the reference number ANR-15-IDEX-01. The author is also supported by the ANR grant MiCRO” with the reference number ANR-23-CE31-0016.

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Appendix A: Scaling of turbulent fluctuations at magnetohydrodynamic scales

In this appendix we briefly review the turbulent scaling of Alfvénic fluctuations at fluid (MHD) scales (see, e.g., Schekochihin 2022, for a more detailed review on the topic). First, we present the standard scenario without scale-dependent alignment of turbulent fluctuations. In the second part, an alternative scenario in which such dynamic alignment is taking place in the critically balanced regime is presented.

In the following, isotropic injection is assumed and ℓ0 denotes the injection scale (i.e., the injection properties is not affected by the presence of a mean magnetic-field direction B0 at that scale). Balanced injection is also assumed (i.e., that the same amount of energy is injected in the Elsässer fields at ℓ0, | δ z 0 + | 2 | δ z 0 | 2 δ 0 2 $ |\delta\boldsymbol{z}_{0}^{+}|^2\approx|\delta\boldsymbol{z}_{0}^{-}|^2 = \delta z_0^2 $). We thus define an injection-scale Alfvénic Mach number MA, 0 = δz0/vA, 0 ≈ δb0/B0, where v A , 0 = B 0 / 4 π ρ 0 $ v_{\mathrm{A,0}}=B_0/\sqrt{4\pi\rho_0} $ is the Alfvén speed associated with the background plasma (having mass density ρ0 and being embedded in a mean field B0). For isotropic injection, the nonlinear parameter at injection scales χ0 = (k⊥, injδz0)/(k∥, injvA, 0) (see (4)) identifies with the injection-scale Alfvénic Mach number (i.e., χ0 = MA, 0). Analogously, we define the injection-scale Lundquist number S0 = ℓ0vA, 0/η, where η is the resistivity of the background plasma. The Lunquist and the Alfvénic Mach numbers can be combined to provide the injection-scale magnetic Reynolds number Rm0 = ℓ0δz0/η = MA, 0S0.

An example of the resulting turbulent spectra and fluctuations’ anisotropy for different injection regimes and type of cascades are summarized in Figures A.1 and A.2.

A.1. Magnetohydrodynamic turbulence without dynamic alignment

In this section we present what can be called the classic cascade of Alfvénic fluctuations (i.e., the standard scenario in which a scale-dependent alignment of turbulent fluctuations is not taken into account). In this case, depending on the large-scale regime of injection, turbulence can start as either fluid-like (Kolmogorov 1941) or wave-like (Ng & Bhattacharjee 1997; Galtier et al. 2000), until the point at which the cascade transitions into a critically balanced state (Goldreich & Sridhar 1995) and eventually reaches dissipation.

Sub- and trans-Alfvénic injection (MA, 0 ≤ 1). When the injection conditions are isotropic and sub-Alfvénic (i.e., such that χ0 = MA, 0 <  1), then fluctuations initially cascade in a weakly nonlinear regime. During that weak cascade only smaller perpendicular scales λ <  ℓ0 are generated, while λ ∼ ℓ0 ∼ const.9 The cascade timescale in such weak regime is

τ casc , λ ( subA ) τ nl , λ ( subA ) χ λ ( subA ) v A , 0 0 ( λ δ z λ ( subA ) ) 2 , $$ \begin{aligned} \tau _{\mathrm{casc},\lambda _\perp }^\mathrm{(subA)} \sim \frac{\tau _{\mathrm{nl},\lambda _\perp }^\mathrm{(subA)}}{\chi _{\lambda _\perp }^\mathrm{(subA)}} \sim \frac{v_{\rm A,0}}{\ell _0}\left(\frac{\lambda _\perp }{\delta z_{\lambda _\perp }^\mathrm{(subA)}}\right)^2\,, \end{aligned} $$(A.1)

from which the fluctuation scaling in the inertial range are obtained by requiring a constant energy cascading rate ε through scales

( δ z λ ( subA ) ) 2 τ casc , λ ( subA ) ε = const . δ z λ ( subA ) v A , 0 M A , 0 ( λ 0 ) 1 / 2 , $$ \begin{aligned} \frac{(\delta z_{\lambda _\perp }^\mathrm{(subA)})^2}{\tau _{\mathrm{casc},\lambda _\perp }^\mathrm{(subA)}} \sim \varepsilon = \mathrm{const.} \,\,\,\Rightarrow \,\,\, \frac{\delta z_{\lambda _\perp }^\mathrm{(subA)}}{v_{\rm A,0}} \sim M_{\rm A,0}\left(\frac{\lambda _\perp }{\ell _0}\right)^{1/2}\,, \end{aligned} $$(A.2)

where we have used the fact that the cascading rate is the same as the injection rate (i.e., ε ε 0 δ z 0 2 / τ casc , 0 ( subA ) M A , 0 4 v A , 0 3 / 0 $ \varepsilon\sim\varepsilon_0\sim\delta z_0^2/\tau_{\mathrm{casc},0}^{\mathrm{(subA)}}\sim M_{\mathrm{A,0}}^{\,4}\,v_{\mathrm{A,0}}^3/\ell_0 $). The fluctuation power spectrum is obtained as ℰδz ∼ (δzk)2/k, and thus the one associated with the weak cascade is E δ z ( subA ) ( k ) k 2 $ \mathcal{E}_{\delta z}^{\mathrm{(subA)}}(k_\perp)\propto k_\perp^{-2} $; here and in the following we explicitly employ the more familiar wave-vector notation k λ 1 $ k_\perp\sim\lambda_{\perp}^{-1} $ for the spectrum.

The weak cascade would reach a dissipation scale λ , diss ( subA ) $ \lambda_{\perp,\mathrm{diss}}^{\mathrm{(subA)}} $ if the nonlinear timescale τnl, λ ∼ λ/δzλ becomes comparable to the characteristic dissipation time τ diss , λ λ 2 / η $ \tau_{\mathrm{diss},\lambda_\perp}\sim\lambda_{\perp}^{2}/\eta $:

λ , diss ( subA ) δ z λ , diss ( subA ) ( λ , diss ( subA ) ) 2 η λ , diss ( subA ) 0 ( M A , 0 S 0 ) 2 / 3 . $$ \begin{aligned} \frac{\lambda _{\perp ,\mathrm{diss}}^\mathrm{(subA)}}{\delta z_{\lambda _{\perp ,\mathrm{diss}}}^\mathrm{(subA)}} \sim \frac{(\lambda _{\perp ,\mathrm{diss}}^\mathrm{(subA)})^2}{\eta } \,\,\,\Rightarrow \,\,\, \frac{\lambda _{\perp ,\mathrm{diss}}^\mathrm{(subA)}}{\ell _0} \sim (M_{\rm A,0}\,S_0)^{-2/3}\,. \end{aligned} $$(A.3)

However, the scaling in (A.2) implies that the nonlinear parameter χλ increases with decreasing scales,

χ λ ( subA ) 0 / v A , 0 λ ( subA ) / δ z λ ( subA ) M A , 0 ( λ 0 ) 1 / 2 , $$ \begin{aligned} \chi _{\lambda _\perp }^\mathrm{(subA)} \sim \frac{\ell _0/v_{\rm A,0}}{\lambda _\perp ^\mathrm{(subA)}/\delta z_{\lambda _\perp }^\mathrm{(subA)}} \sim M_{\rm A,0}\left(\frac{\lambda _\perp }{\ell _0}\right)^{-1/2}\,, \end{aligned} $$(A.4)

and will thus achieve critical balance (CB) at a perpendicular scale

χ λ , CB ( subA ) 1 λ , CB 0 M A , 0 2 . $$ \begin{aligned} \chi _{\lambda _{\rm \perp ,CB}}^\mathrm{(subA)} \sim 1 \quad \Rightarrow \quad \frac{\lambda _{\perp ,\mathrm{CB}}}{\ell _0} \sim M_{\rm A,0}^{\,2}\,. \end{aligned} $$(A.5)

A transition to strong turbulence occurs only if λ , CB λ , diss ( subA ) $ \lambda_{\perp,\mathrm{CB}}\gg\lambda_{\perp,\mathrm{diss}}^{\mathrm{(subA)}} $, and comparing (A.3) and (A.5), this means only if S 0 M A , 0 4 $ S_0\gg M_{\mathrm{A,0}}^{\,-4} $. At scales below λ⊥, CB turbulence stays critically balanced and the cascade timescale identifies with the nonlinear time:

τ casc , λ < λ , CB ( subA ) τ nl , λ ( subA ) λ δ z λ ( subA ) . $$ \begin{aligned} \tau _{\mathrm{casc},\lambda _\perp <\lambda _{\perp ,\mathrm{CB}}}^\mathrm{(subA)} \sim \tau _{\mathrm{nl},\lambda _\perp }^\mathrm{(subA)} \sim \frac{\lambda _\perp }{\delta z_{\lambda _\perp }^\mathrm{(subA)}} .\end{aligned} $$(A.6)

As a result, the scaling of turbulent fluctuations at λ <  λ⊥, CB is such that

( δ z λ < λ , CB ( subA ) ) 2 τ nl , λ < λ , CB ( subA ) ε = const . δ z λ < λ , CB ( subA ) v A , 0 M A , 0 4 / 3 ( λ 0 ) 1 / 3 , $$ \begin{aligned} \frac{(\delta z_{\lambda _\perp <\lambda _{\perp ,\mathrm{CB}}}^\mathrm{(subA)})^2}{\tau _{\mathrm{nl},\lambda _\perp <\lambda _{\perp ,\mathrm{CB}}}^\mathrm{(subA)}} \sim \varepsilon = \mathrm{const.} \,\,\,\Rightarrow \,\,\, \frac{\delta z_{\lambda _\perp <\lambda _{\perp ,\mathrm{CB}}}^\mathrm{(subA)}}{v_{\rm A,0}} \sim M_{\rm A,0}^{\,4/3}\left(\frac{\lambda _\perp }{\ell _0}\right)^{1/3}\,, \end{aligned} $$(A.7)

while the critical-balance condition τA, λ ∼ τnl, λ sets the scale-dependent anisotropy of turbulent fluctuations,

λ , λ < λ , CB v A , 0 λ δ z λ < λ , CB ( subA ) λ , λ < λ , CB 0 M A , 0 4 / 3 ( λ 0 ) 2 / 3 . $$ \begin{aligned} \frac{\lambda _{\Vert ,\lambda _\perp <\lambda _{\perp ,\mathrm{CB}}}}{v_{\rm A,0}} \sim \frac{\lambda _\perp }{\delta z_{\lambda _\perp <\lambda _{\perp ,\mathrm{CB}}}^\mathrm{(subA)}} \,\,\Rightarrow \,\,\, \frac{\lambda _{\Vert ,\lambda _\perp <\lambda _{\perp ,\mathrm{CB}}}}{\ell _0} \sim M_{\rm A,0}^{\,-4/3}\left(\frac{\lambda _\perp }{\ell _0}\right)^{2/3} .\end{aligned} $$(A.8)

Equation (A.8) implies that below λ⊥, CB the critically balanced cascade starts to generate smaller parallel scales. From (A.7) we can obtain a reduced (one-dimensional) perpendicular spectrum E δ z ( subA ) ( k λ , CB > 1 ) k 5 / 3 $ \mathcal{E}_{\delta z}^{\mathrm{(subA)}}(k_\perp\lambda_{\perp,\mathrm{CB}} > 1)\propto k_\perp^{\,-5/3} $ and a reduced parallel spectrum E δ z ( subA ) ( k ) k 2 $ \mathcal{E}_{\delta z}^{\mathrm{(subA)}}(k_\|)\propto k_\|^{\,-2} $.10

The above cascade eventually reaches dissipation at a scale λ , diss ( subA ) $ \lambda_{\perp,\mathrm{diss}}^{\mathrm{(subA)}} $ for which the nonlinear and dissipation timescales become comparable, τ n l , λ ( s u b A ) τ d i s s , λ $ \tau_{{\rm nl},\lambda_\perp}^{\rm(subA)} \sim \tau_{{\rm diss},\lambda_\perp} $:11

λ , diss ( subA ) δ z λ , diss ( subA ) ( λ , diss ( subA ) ) 2 η λ , diss ( subA ) 0 M A , 0 1 S 0 3 / 4 . $$ \begin{aligned} \frac{\lambda _{\perp ,\mathrm{diss}}^\mathrm{(subA)}}{\delta z_{\lambda _{\perp ,\mathrm{diss}}}^\mathrm{(subA)}} \sim \frac{(\lambda _{\perp ,\mathrm{diss}}^\mathrm{(subA)})^2}{\eta } \,\,\,\Rightarrow \,\,\, \frac{\lambda _{\perp ,\mathrm{diss}}^\mathrm{(subA)}}{\ell _0} \sim M_{\rm A,0}^{-1}\,S_0^{-3/4}. \end{aligned} $$(A.9)

Super-Alfvénic injection (MA, 0 >  1). When fluctuations are injected (isotropically) with χ0 = MA, 0 >  1, the resulting turbulence starts as a strong hydrodynamic-like cascade; in other words, turbulence is isotropic and nearly insensitive to the presence of a background magnetic field for as long as δb/B0 >  1 holds (i.e., until the presence of a mean field starts to play a role in the cascade, at smaller scales). In the hydrodynamic-like range, fluctuations cascade with the nonlinear characteristic timescale,

τ casc , λ ( supA ) τ nl , λ ( supA ) λ δ z λ ( supA ) , $$ \begin{aligned} \tau _{\mathrm{casc},\lambda }^\mathrm{(supA)} \sim \tau _{\mathrm{nl},\lambda }^\mathrm{(supA)} \sim \frac{\lambda }{\delta z_{\lambda }^\mathrm{(supA)}}\,, \end{aligned} $$(A.10)

where λ is the isotropic wavelength of the fluctuations. The scaling for the fluctuating Elsässer variable immediately follow from the constancy of the energy cascade rate ε,

( δ z λ ( supA ) ) 2 τ nl , λ ( supA ) ε = const . δ z λ ( supA ) v A , 0 M A , 0 ( λ 0 ) 1 / 3 , $$ \begin{aligned} \frac{(\delta z_{\lambda }^\mathrm{(supA)})^2}{\tau _{\mathrm{nl},\lambda }^\mathrm{(supA)}} \sim \varepsilon = \mathrm{const.} \,\,\,\Rightarrow \,\,\, \frac{\delta z_\lambda ^\mathrm{(supA)}}{v_{\rm A,0}} \sim M_{\rm A,0}\,\left(\frac{\lambda }{\ell _0}\right)^{1/3}\,, \end{aligned} $$(A.11)

which corresponds to a Kolmogorov-like, isotropic fluctuation power spectrum E δ z ( supA ) ( k ) k 5 / 3 $ \mathcal{E}_{\delta z}^{\mathrm{(supA)}}(k)\propto k^{-5/3} $. This cascading regime goes on until it reaches dissipation: λ diss ( supA ) ( M A , 0 S 0 ) 3 / 4 0 $ \lambda_{\mathrm{diss}}^{\mathrm{(supA)}}\sim(M_{\mathrm{A,0}}\,S_0)^{-3/4}\ell_0 $. However, there is another important scale usually referred to as the Alfvén scale ℓA for which δ z λ ( s u p A ) v A , 0 $ \delta z_\lambda^{\rm(supA)}\sim v_{\rm A,0} $, given by

A 0 M A , 0 3 , $$ \begin{aligned} \frac{\ell _{\rm A}}{\ell _0} \sim M_{\rm A,0}^{\,-3}\,, \end{aligned} $$(A.12)

which is attained well before dissipation (i.e., A λ diss ( supA ) $ \ell_{\mathrm{A}}\gg\lambda_{\mathrm{diss}}^{\mathrm{(supA)}} $) only if S 0 M A , 0 3 $ S_0\gg M_{\mathrm{A,0}}^{\,3} $, and below which the cascade becomes critically balanced ( χ A ( s u p A ) 1 $ \chi_{\rm\ell_A}^{\rm(supA)}\sim1 $) and thus anisotropic. Turbulent fluctuations at scales λ <  ℓA thus follow the (GS95) scaling

δ z λ < A ( supA ) v A , 0 ( λ A ) 1 / 3 M A , 0 ( λ 0 ) 1 / 3 , $$ \begin{aligned} \frac{\delta z_{\lambda _\perp <\ell _{\rm A}}^\mathrm{(supA)}}{v_{\rm A,0}} \sim \left(\frac{\lambda _\perp }{\ell _{\rm A}}\right)^{1/3} \sim M_{\rm A,0}\,\left(\frac{\lambda _\perp }{\ell _0}\right)^{1/3}\,, \end{aligned} $$(A.13)

with a fluctuation wavelength anisotropy that now follows the relation λ , λ < A / 0 M A , 0 1 ( λ / 0 ) 2 / 3 $ \lambda_{\|,\lambda_\perp < \ell_{\mathrm{A}}}/\ell_0\sim M_{\mathrm{A,0}}^{\,-1}\,(\lambda_\perp/\ell_0)^{2/3} $. This corresponds to reduced perpendicular and parallel power spectra at kA ≳ 1, which are k 5 / 3 $ \propto k_{\perp}^{\,-5/3} $ and k 2 $ \propto k_{\|}^{\,-2} $, respectively.

The dissipation scale λ , diss ( supA ) $ \lambda_{\perp,\mathrm{diss}}^{\mathrm{(supA)}} $ in the super-Alfvénic regime is given again by matching the scale-dependent nonlinear timescale τ n l , λ ( s u p A ) $ \tau_{{\rm nl},\lambda_\perp}^{\rm(supA)} $ and the dissipation timescale τdiss, λ for this type of cascade:

λ , diss ( supA ) δ z λ , diss ( supA ) ( λ , diss ( supA ) ) 2 η λ , diss ( supA ) 0 ( M A , 0 S 0 ) 3 / 4 . $$ \begin{aligned} \frac{\lambda _{\perp ,\mathrm{diss}}^\mathrm{(supA)}}{\delta z_{\lambda _{\perp ,\mathrm{diss}}}^\mathrm{(supA)}} \sim \frac{(\lambda _{\perp ,\mathrm{diss}}^\mathrm{(supA)})^2}{\eta } \,\,\,\Rightarrow \,\,\, \frac{\lambda _{\perp ,\mathrm{diss}}^\mathrm{(supA)}}{\ell _0} \sim (M_{\rm A,0}\,S_0)^{-3/4}\,. \end{aligned} $$(A.14)

The condition S 0 M A , 0 3 $ S_0\gg M_{\mathrm{A,0}}^{\,3} $ ensures that the above scale is well below the Alfvén scale: λ , diss ( supA ) A $ \lambda_{\perp,\mathrm{diss}}^{\mathrm{(supA)}}\ll\ell_{\mathrm{A}} $ (cf. (A.12) and (A.14)).

A.2. Magnetohydrodynamic turbulence with scale-dependent alignment

In this section we present an alternative model to the classic picture of the Alfvénic cascade presented in Section A.1. In this case, after a hydrodynamic-like or wave-like range, the cascade transitions into a critically balanced state in which fluctuations undergo a dynamic (i.e., scale-dependent) alignment process (Boldyrev 2006). Such a dynamically aligned, critically balanced cascade can further transition into a tearing-mediated regime at MHD scales (Boldyrev & Loureiro 2017; Mallet et al. 2017) before reaching the actual dissipation scales.

Sub- and trans-Alfvénic injection(MA, 01)with dynamic alignment. For isotropic and sub-Alfvénic injeciton (i.e., such that χ0 = MA, 0 <  1), fluctuations initially develop a weak cascade following the same scaling as in (A.2). Dynamic alignment enters the picture only as soon as critical balance is reached (i.e., at scales λ λ , CB M A , 0 2 0 $ \lambda_\perp\leq\lambda_{\perp,\mathrm{CB}}\sim M_{\mathrm{A,0}}^{\,2}\,\ell_0 $). The idea behind this effect is that Elsässer fields tend to align in order to reduce the strength of nonlinearities.12 This process produces a scale-dependent angle between δ z λ + $ \delta\boldsymbol{z}_{\lambda_\perp}^{+} $ and δ z λ $ \delta\boldsymbol{z}_{\lambda_\perp}^{-} $ that scales as

sin θ λ < λ , CB ( subA ) M A , 0 1 / 2 ( λ 0 ) 1 / 4 , $$ \begin{aligned} \sin \theta _{\lambda _\perp <\,\lambda _{\perp ,\mathrm{CB}}}^\mathrm{(subA)} \sim M_{\rm A,0}^{\,-1/2}\,\left(\frac{\lambda _\perp }{\ell _0}\right)^{1/4}\,, \end{aligned} $$(A.15)

which in turn appears explicitly in the nonlinear time scaling

τ nl , λ < λ , CB ( subA ) λ δ z λ < λ , CB ( subA ) sin θ λ < λ , CB ( subA ) M A , 0 1 / 2 λ 3 / 4 0 1 / 4 δ z λ < λ , CB ( subA ) , $$ \begin{aligned} \tau _{\mathrm{nl},\lambda _\perp <\,\lambda _{\perp ,\mathrm{CB}}}^\mathrm{(subA)} \sim \frac{\lambda _\perp }{\delta z_{\lambda _\perp <\,\lambda _{\perp ,\mathrm{CB}}}^\mathrm{(subA)}\sin \theta _{\lambda _\perp <\,\lambda _{\perp ,\mathrm{CB}}}^\mathrm{(subA)}} \sim M_{\rm A,0}^{\,1/2}\, \frac{\lambda _\perp ^{3/4}\,\ell _0^{1/4}}{\delta z_{\lambda _\perp <\,\lambda _{\perp ,\mathrm{CB}}}^\mathrm{(subA)}} ,\end{aligned} $$(A.16)

which decreases more slowly than the corresponding timescale when dynamic alignment is not present (cf. (A.6)). As a result, in the presence of a scale-dependent alignment, turbulent fluctuations at λ <  λ⊥, CB scale as

δ z λ < λ , CB ( subA ) v A , 0 M A , 0 3 / 2 ( λ 0 ) 1 / 4 $$ \begin{aligned} \frac{\delta z_{\lambda _\perp <\,\lambda _{\perp ,\mathrm{CB}}}^\mathrm{(subA)}}{v_{\rm A,0}} \sim M_{\rm A,0}^{\,3/2}\left(\frac{\lambda _\perp }{\ell _0}\right)^{1/4} \end{aligned} $$(A.17)

while the critical-balance condition τA, λ ∼ τnl, λ <  λ⊥, CB sets the scale-dependent anisotropy of dinamically aligned turbulent fluctuations:

λ , λ < λ , CB 0 M A , 0 1 ( λ 0 ) 1 / 2 . $$ \begin{aligned} \frac{\lambda _{\Vert ,\lambda _\perp <\,\lambda _{\perp ,\mathrm{CB}}}}{\ell _0} \sim M_{\rm A,0}^{\,-1}\,\left(\frac{\lambda _\perp }{\ell _0}\right)^{1/2}\,. \end{aligned} $$(A.18)

Equation (A.18) implies that below λ⊥, CB a dynamically aligned, critically balanced cascade exhibits a stronger anisotropy than the corresponding cascade without a scale-dependent alignment.13 Using (A.17) we obtain the reduced perpendicular spectrum E δ z ( subA ) ( k > k , CB ) k 3 / 2 $ \mathcal{E}_{\delta z}^{\mathrm{(subA)}}(k_\perp > k_{\perp,\mathrm{CB}})\propto k_\perp^{\,-3/2} $, which is slightly shallower that the −5/3 obtained without dynamic alignment; on the other hand, the parallel spectrum is still E δ z ( subA ) ( k ) k 2 $ \mathcal{E}_{\delta z}^{\mathrm{(subA)}}(k_\|)\propto k_\|^{\,-2} $.

At this point, if the Lundquist number is not large enough (i.e., such that S 0 M A , 0 4 $ S_0\lesssim M_{\mathrm{A,0}}^{\,-4} $; see below), this dynamically aligned, critically balanced cascade reaches the dissipation scale λ , diss ( subA ) $ \lambda_{\perp,\mathrm{diss}}^{\mathrm{(subA)}} $ when τnl, λ ∼ τdiss, λ. Using (A.16), this means

λ , diss ( subA ) 0 ( M A , 0 S 0 ) 2 / 3 . $$ \begin{aligned} \frac{\lambda _{\perp ,\mathrm{diss}}^\mathrm{(subA)}}{\ell _0} \sim (M_{\rm A,0}\,S_0)^{-2/3}\,. \end{aligned} $$(A.19)

However, in most cases of interest, the Lundquist number S0 is large enough that this critically balanced cascade of dynamically aligning fluctuations transitions to a tearing-mediated cascade. Such a transition occurs at a perpendicular scale λ⊥, * for which the timescale associated with the (linear) growth rate of the tearing instability, γ λ t S 0 1 / 2 ( λ / 0 ) 3 / 2 ( δ z λ / v A , 0 ) 1 / 2 ( v A , 0 / 0 ) $ \gamma_{\lambda_\perp}^{\mathrm{t}}\sim S_{0}^{\,-1/2}(\lambda_\perp/\ell_0)^{-3/2}(\delta z_{\lambda_\perp}/v_{\mathrm{A,0}})^{1/2}(v_{\mathrm{A,0}}/\ell_0) $, becomes comparable to the eddy turnover time at that scale τ n l , λ ( s u b A ) λ / δ z λ ( s u b A ) $ \tau_{\rm nl,\lambda_\perp}^{\rm(subA)}\sim \lambda_\perp/\delta z_{\lambda_\perp}^{\rm(subA)} $: γ λ , t τ nl , λ , ( subA ) 1 $ \gamma_{\lambda_{\perp,*}}^{\mathrm{t}}\tau_\mathrm{nl,\lambda_{\perp,*}}^{\mathrm{(subA)}}\sim 1 $, yielding

λ , ( subA ) 0 M A , 0 2 / 7 S 0 4 / 7 . $$ \begin{aligned} \frac{\lambda _{\perp ,*}^\mathrm{(subA)}}{\ell _0} \sim M_{\rm A,0}^{\,-2/7}\,S_0^{\,-4/7}\,. \end{aligned} $$(A.20)

Comparing (A.20) and (A.19), we find that a tearing-mediated range emerges only if S 0 M A , 0 4 $ S_0\gg M_{\mathrm{A,0}}^{\,-4} $, so that λ , ( subA ) λ , diss ( subA ) $ \lambda_{\perp,*}^{\mathrm{(subA)}}\gg\lambda_{\perp,\mathrm{diss}}^{\mathrm{(subA)}} $. In this regime, the generation of turbulent fluctuations at scales λ ≲ λ⊥, * is due to the disruption of the (dynamically aligning14) turbulent eddies by magnetic reconnection; hence, the scale λ⊥, * is usually referred to as the disruption scale. Thus, the tearing instability timescale τ λ t 1 / γ λ t $ \tau_{\lambda_\perp}^{\rm t}\sim 1/\gamma_{\lambda_\perp}^{\rm t} $ is the cascade time in this range of scales,15 and assuming a constant energy flux through scales, ( δ z λ < λ , ( subA ) ) 2 / τ λ t ε = const . $ (\delta z_{\lambda_\perp < \,\lambda_{\perp,*}}^{\mathrm{(subA)}})^2/\tau_{\lambda_\perp}^{\mathrm{t}}\sim\varepsilon=\mathrm{const.} $, provides us with the fluctuation scaling in the tearing-mediated regime

δ z λ < λ , ( subA ) v A , 0 S 0 1 / 5 M A , 0 8 / 5 ( λ 0 ) 3 / 5 , $$ \begin{aligned} \frac{\delta z_{\lambda _\perp <\,\lambda _{\perp ,*}}^\mathrm{(subA)}}{v_{\rm A,0}} \sim S_0^{\,1/5}\,M_{\rm A,0}^{\,8/5}\,\left(\frac{\lambda _\perp }{\ell _0}\right)^{3/5}\,, \end{aligned} $$(A.21)

corresponding to a reduced spectrum E δ z ( subA ) ( k > k , ) k 11 / 5 $ \mathcal{E}_{\delta z}^{\mathrm{(subA)}}(k_\perp > k_{\perp,*})\propto k_\perp^{\,-11/5} $.

Due to the nonlinear stage of the tearing instability, turbulent fluctuations in the reconnection-mediated range tend to misalign in a scale-dependent fashion, following the scaling16

sin θ λ < λ , ( subA ) S 0 3 / 5 M A , 0 4 / 5 ( λ 0 ) 4 / 5 , $$ \begin{aligned} \sin \theta _{\lambda _\perp <\lambda _{\perp ,*}}^\mathrm{(subA)} \sim S_0^{\,-3/5}\,M_{\rm A,0}^{\,-4/5}\,\left(\frac{\lambda _\perp }{\ell _0}\right)^{-4/5}\,, \end{aligned} $$(A.22)

while the fluctuation anisotropy in this range is obtained from the CB-like condition γ λ t τ A , λ 1 $ \gamma_{\lambda_\perp}^{\rm t}\tau_{\rm A,\lambda_\perp}\sim 1 $:

λ , λ < λ , 0 S 0 2 / 5 M A , 0 4 / 5 ( λ 0 ) 6 / 5 . $$ \begin{aligned} \frac{\lambda _{\Vert ,\lambda _\perp <\lambda _{\perp ,*}}}{\ell _0} \sim S_0^{\,2/5}\,M_{\rm A,0}^{\,-4/5}\,\left(\frac{\lambda _\perp }{\ell _0}\right)^{6/5}\,. \end{aligned} $$(A.23)

The tearing-mediated cascade eventually dissipates at a scale where the characteristic dissipation time becomes comparable with the tearing timescale,

γ λ t τ diss , λ 1 λ , diss ( subA ) 0 M A , 0 1 S 0 3 / 4 , $$ \begin{aligned} \gamma _{\lambda _\perp }^\mathrm{t}\tau _{\rm diss,\lambda _\perp }\sim 1 \,\,\,\Rightarrow \,\,\, \frac{\lambda _{\perp ,\mathrm{diss}}^\mathrm{(subA)}}{\ell _0} \sim M_{\rm A,0}^{-1}\, S_0^{-3/4}\,, \end{aligned} $$(A.24)

which, interestingly enough, is exactly the same dissipation scale (A.9) that was found for the GS95 cascade.

Super-Alfvénic injection(MA, 0> 1)with dynamic alignment. In this regime the cascade develops in a hydrodynamic-like fashion until the Alfvén scale A M A , 0 3 0 $ \ell_{\mathrm{A}}\sim M_{\mathrm{A,0}}^{\,-3}\,\ell_0 $ (i.e., without being affected by dynamic alignment). Thus, fluctuations follow the scaling in (A.11) down to ℓA, and only below this scale does the cascade become critically balanced and dynamic alignment plays a role. At λ <  ℓA, the fluctuation alignment angle scales as

sin θ λ < A ( supA ) M A , 0 3 / 4 ( λ 0 ) 1 / 4 , $$ \begin{aligned} \sin \theta _{\lambda _\perp <\,\ell _{\rm A}}^\mathrm{(supA)} \sim M_{\rm A,0}^{\,3/4}\,\left(\frac{\lambda _\perp }{\ell _0}\right)^{1/4}\,, \end{aligned} $$(A.25)

and the nonlinear time at such scales is thus given by

τ nl , λ < A ( supA ) λ δ z λ < A ( supA ) sin θ λ < A ( supA ) M A , 0 3 / 4 λ 3 / 4 0 1 / 4 δ z λ < A ( supA ) . $$ \begin{aligned} \tau _{\mathrm{nl},\lambda _\perp <\,\ell _{\rm A}}^\mathrm{(supA)} \sim \frac{\lambda _\perp }{\delta z_{\lambda _\perp <\,\ell _{\rm A}}^\mathrm{(supA)}\sin \theta _{\lambda _\perp <\,\ell _{\rm A}}^\mathrm{(supA)}} \sim M_{\rm A,0}^{\,-3/4}\, \frac{\lambda _\perp ^{3/4}\,\ell _0^{1/4}}{\delta z_{\lambda _\perp <\,\ell _{\rm A}}^\mathrm{(supA)}}\,. \end{aligned} $$(A.26)

As a result, in the presence of a scale-dependent alignment, turbulent fluctuations at λ <  ℓA scale as

( δ z λ < A ( supA ) ) 2 τ nl , λ < A ( supA ) ε = const . δ z λ < A ( supA ) v A , 0 M A , 0 3 / 4 ( λ 0 ) 1 / 4 , $$ \begin{aligned} \frac{(\delta z_{\lambda _\perp <\,\ell _{\rm A}}^\mathrm{(supA)})^2}{\tau _{\mathrm{nl},\lambda _\perp <\,\ell _{\rm A}}^\mathrm{(supA)}} \sim \varepsilon = \mathrm{const.} \,\,\,\Rightarrow \,\,\, \frac{\delta z_{\lambda _\perp <\,\ell _{\rm A}}^\mathrm{(supA)}}{v_{\rm A,0}} \sim M_{\rm A,0}^{\,3/4}\,\left(\frac{\lambda _\perp }{\ell _0}\right)^{1/4} ,\end{aligned} $$(A.27)

corresponding to a k 3 / 2 $ \propto k_{\perp}^{\,-3/2} $ spectrum for kA >  1. Fluctuation scale-dependent anisotropy is obtained via the critical-balance condition τA, λ <   ℓA ∼ τnl, λ <   ℓA:

λ , λ < A 0 M A , 0 3 / 2 ( λ 0 ) 1 / 2 . $$ \begin{aligned} \frac{\lambda _{\Vert ,\lambda _\perp <\,\ell _{\rm A}}}{\ell _0} \sim M_{\rm A,0}^{\,-3/2}\,\left(\frac{\lambda _\perp }{\ell _0}\right)^{1/2}\,. \end{aligned} $$(A.28)

The above cascade of critically balanced, dynamically aligned fluctuations can either reach actual dissipation at a scale λ , diss ( supA ) / 0 M A , 0 1 S 0 2 / 3 $ \lambda_{\mathrm{\perp,diss}}^{\mathrm{(supA)}}/\ell_0\sim M_{\mathrm{A,0}}^{\,-1}\,S_0^{\,-2/3} $ or, if S 0 M A , 0 3 $ S_0 \gg M_{\mathrm{A,0}}^{\,3} $ holds, will instead transition to the tearing-mediated regime at a (disruption) scale17

λ , ( supA ) 0 M A , 0 9 / 7 S 0 4 / 7 . $$ \begin{aligned} \frac{\lambda _{\perp ,*}^\mathrm{(supA)}}{\ell _0} \sim M_{\rm A,0}^{\,-9/7}\,S_0^{\,-4/7}\,. \end{aligned} $$(A.29)

At scales λ < λ , ( supA ) $ \lambda_\perp < \lambda_{\perp,*}^{\mathrm{(supA)}} $, fluctuations then follow the scaling

δ z λ < λ , ( supA ) v A , 0 S 0 1 / 5 M A , 0 6 / 5 ( λ 0 ) 3 / 5 , $$ \begin{aligned} \frac{\delta z_{\lambda _\perp <\,\lambda _{\perp ,*}}^\mathrm{(supA)}}{v_{\rm A,0}} \sim S_0^{\,1/5}\,M_{\rm A,0}^{\,6/5}\,\left(\frac{\lambda _\perp }{\ell _0}\right)^{3/5}\,, \end{aligned} $$(A.30)

corresponding to a k 11 / 5 $ \propto k_{\perp}^{\,-11/5} $ spectrum at k λ , ( supA ) > 1 $ k_\perp\lambda_{\perp,*}^{\mathrm{(supA)}} > 1 $. In this range, fluctuations develop a scale-dependent (mis-)alignment angle

sin θ λ < λ , ( supA ) S 0 3 / 5 M A , 0 3 / 5 ( λ 0 ) 4 / 5 , $$ \begin{aligned} \sin \theta _{\lambda _\perp <\,\lambda _{\perp ,*}}^\mathrm{(supA)} \sim S_0^{\,-3/5}\,M_{\rm A,0}^{\,-3/5}\,\left(\frac{\lambda _\perp }{\ell _0}\right)^{-4/5}\,, \end{aligned} $$(A.31)

and an aniosotropy given by

, λ < λ , 0 S 0 2 / 5 M A , 0 3 / 5 ( λ 0 ) 6 / 5 . $$ \begin{aligned} \frac{\ell _{\Vert ,\lambda _\perp <\,\lambda _{\perp ,*}}}{\ell _0} \sim S_0^{\,2/5}\,M_{\rm A,0}^{\,-3/5}\,\left(\frac{\lambda _\perp }{\ell _0}\right)^{6/5}\,. \end{aligned} $$(A.32)

Finally, this tearing-mediated regime reaches dissipation at

λ , diss ( supA ) 0 η 3 / 4 ε 1 / 4 0 ( M A , 0 S 0 ) 3 / 4 . $$ \begin{aligned} \frac{\lambda _{\perp ,\mathrm{diss}}^\mathrm{(supA)}}{\ell _0} \sim \frac{\eta ^{3/4}}{\varepsilon ^{1/4}\ell _0} \sim (M_{\rm A,0}\,S_0)^{-3/4}\,. \end{aligned} $$(A.33)

A.3. Summary of the scaling relations for incompressible magnetohydrodynamic turbulence

In this section, we gather the scaling of turbulent fluctuations and of their anisotropy that are derived in Sections A.1 and A.2.

A.3.1. Scaling without dynamic alignment

If we put all the relations of Section A.1 back together, then the scaling for the normalized fluctuation amplitudes δ z ̂ = δ z / v A , 0 $ \delta\hat{z}=\delta z/v_{\mathrm{A,0}} $ at MHD scales are as shown below. We recall that λ ̂ = λ / 0 $ \hat{\lambda}_\perp=\lambda_\perp/\ell_0 $ is the normalized perpendicular wavelength.

MA, 01regime(no dynamic alignment, S 0 M A , 0 4 $ \mathbf{S_0\gg M_{\mathrm{A,0}}^{\,-4}} $):

δ z ̂ λ ̂ ( subA ) { M A , 0 λ ̂ 1 / 2 λ ̂ , CB < λ ̂ 1 [ W 0 ] M A , 0 4 / 3 λ ̂ 1 / 3 λ ̂ , diss ( subA ) < λ ̂ λ ̂ , CB [ GS 95 ] , $$ \begin{aligned} \delta \hat{z}_{\hat{\lambda }_\perp }^\mathrm{(subA)} \sim \left\{ \begin{array}{lcrc} M_{\rm A,0}\,\hat{\lambda }_\perp ^{\,1/2}\,&\qquad&\hat{\lambda }_{\perp ,\mathrm{CB}} < \hat{\lambda }_\perp \le 1&\,\,\mathrm{[W0]}\\&\,&\\ M_{\rm A,0}^{\,4/3}\,\hat{\lambda }_\perp ^{\,1/3}\,&\qquad&\hat{\lambda }_{\perp ,\mathrm{diss}}^\mathrm{(subA)} < \hat{\lambda }_\perp \le \hat{\lambda }_{\perp ,\mathrm{CB}}&\,\,\mathrm{[GS95]} \end{array} \right. ,\end{aligned} $$(A.34)

where λ ̂ , CB M A , 0 2 $ \hat{\lambda}_{\perp,\mathrm{CB}}\sim M_{\mathrm{A,0}}^{\,2} $ and λ ̂ , diss ( subA ) M A , 0 1 S 0 3 / 4 $ \hat{\lambda}_{\perp,\mathrm{diss}}^{\mathrm{(subA)}}\sim M_{\mathrm{A,0}}^{\,-1}\,S_0^{\,-3/4} $, while the fluctuation anisotropy is given by

λ ̂ , λ ̂ ( subA ) { const . λ ̂ , CB < λ ̂ 1 [ W 0 ] M A , 0 4 / 3 λ ̂ 2 / 3 λ ̂ , diss ( subA ) < λ ̂ λ ̂ , CB [ GS 95 ] , $$ \begin{aligned} \hat{\lambda }_{\Vert ,\hat{\lambda }_\perp }^\mathrm{(subA)} \sim \left\{ \begin{array}{lcrc} \mathrm{const.}\,&\qquad&\hat{\lambda }_{\perp ,\mathrm{CB}} < \hat{\lambda }_\perp \le 1&\,\,\mathrm{[W0]}\\&\,&\\ M_{\rm A,0}^{\,-4/3}\,\hat{\lambda }_\perp ^{\,2/3}\,&\qquad&\hat{\lambda }_{\perp ,\mathrm{diss}}^\mathrm{(subA)} < \hat{\lambda }_\perp \le \hat{\lambda }_{\perp ,\mathrm{CB}}&\,\,\mathrm{[GS95]} \end{array} \right. ,\end{aligned} $$(A.35)

where λ ̂ , λ ̂ = λ , λ ̂ / 0 $ \hat{\lambda}_{\|,\hat{\lambda}_\perp}=\lambda_{\|,\hat{\lambda}_\perp}/\ell_0 $ is the normalized parallel wavelength of turbulent fluctuations.

MA, 0> 1regime (no dynamic alignment, S 0 M A , 0 3 ) : $ \mathbf{S_0\gg M_{\mathrm{A,0}}^{\,3})\!:} $

δ z ̂ λ ̂ ( supA ) { M A , 0 λ ̂ 1 / 3 ̂ A < λ ̂ 1 [ K 41 ] M A , 0 λ ̂ 1 / 3 λ ̂ , diss ( supA ) < λ ̂ ̂ A [ GS 95 ] , $$ \begin{aligned} \delta \hat{z}_{\hat{\lambda }_\perp }^\mathrm{(supA)} \sim \left\{ \begin{array}{lcrc} M_{\rm A,0}\,\hat{\lambda }^{\,1/3}\,&\qquad&\hat{\ell }_{\rm A} < \hat{\lambda }\le 1&\,\,\mathrm{[K41]}\\&\,&\\ M_{\rm A,0}\,\hat{\lambda }_\perp ^{\,1/3}\,&\qquad&\hat{\lambda }_{\perp ,\mathrm{diss}}^\mathrm{(supA)} < \hat{\lambda }_\perp \le \hat{\ell }_{\rm A}&\,\,\mathrm{[GS95]} \end{array} \right. ,\end{aligned} $$(A.36)

where ̂ A M A , 0 3 $ \hat{\ell}_{\mathrm{A}}\sim M_{\mathrm{A,0}}^{\,-3} $ and λ ̂ , diss ( supA ) ( M A , 0 S 0 ) 3 / 4 $ \hat{\lambda}_{\perp,\mathrm{diss}}^{\mathrm{(supA)}}\sim (M_{\mathrm{A,0}}\,S_0)^{\,-3/4} $, while the fluctuations exhibit an anisotropy

λ ̂ , λ ̂ ( supA ) { λ ̂ λ ̂ ̂ A < λ ̂ 1 [ K 41 ] M A , 0 1 λ ̂ 2 / 3 λ ̂ , diss ( supA ) < λ ̂ ̂ A [ GS 95 ] $$ \begin{aligned} \hat{\lambda }_{\Vert ,\hat{\lambda }_\perp }^\mathrm{(supA)} \sim \left\{ \begin{array}{lcrc} \hat{\lambda }_\perp \sim \hat{\lambda }\,&\qquad&\hat{\ell }_{\rm A} < \hat{\lambda }\le 1&\,\,\mathrm{[K41]}\\&\,&\\ M_{\rm A,0}^{\,-1}\,\hat{\lambda }_\perp ^{\,2/3}\,&\qquad&\hat{\lambda }_{\perp ,\mathrm{diss}}^\mathrm{(supA)} < \hat{\lambda }_\perp \le \hat{\ell }_{\rm A}&\,\,\mathrm{[GS95]} \end{array} \right. \end{aligned} $$(A.37)

with λ ̂ , λ ̂ = λ , λ ̂ / 0 $ \hat{\lambda}_{\|,\hat{\lambda}_\perp}=\lambda_{\|,\hat{\lambda}_\perp}/\ell_0 $.

See Figures A.1 and A.2 for the resulting spectra and fluctuation anisotropy versus the perpendicular wavenumber k.

A.3.2. Scaling with dynamic alignment

We summarize here all the scaling of Section A.2 for the (normalized) fluctuation amplitudes δ z ̂ = δ z / v A , 0 $ \delta\hat{z}=\delta z/v_{\mathrm{A,0}} $ with respect to the (normalized) perpendicular wavelength λ ̂ = λ / 0 $ \hat{\lambda}_\perp=\lambda_\perp/\ell_0 $.

MA, 01regime (with dynamic alignment, S 0 M A , 0 4 ) : $ \mathbf{S_0\gg M_{\mathrm{A,0}}^{\,-4})\!:} $

δ z ̂ λ ̂ ( subA ) { M A , 0 λ ̂ 1 / 2 λ ̂ , CB < λ ̂ 1 [ W 0 ] M A , 0 3 / 2 λ ̂ 1 / 4 λ ̂ , ( subA ) < λ ̂ λ ̂ , CB [ B 06 ] , S 0 1 / 5 M A , 0 8 / 5 λ ̂ 3 / 5 λ ̂ , diss ( subA ) < λ ̂ λ ̂ , ( subA ) [ TMT ] $$ \begin{aligned} \delta \hat{z}_{\hat{\lambda }_\perp }^\mathrm{(subA)} \sim \left\{ \begin{array}{lcrc} M_{\rm A,0}\,\hat{\lambda }_\perp ^{\,1/2}&\,\,\,&\hat{\lambda }_{\perp ,\mathrm{CB}} < \hat{\lambda }_\perp \le 1&\mathrm{[W0]}\\&\,&\\ M_{\rm A,0}^{\,3/2}\,\hat{\lambda }_\perp ^{\,1/4}&\,\,\,&\hat{\lambda }_{\perp ,*}^\mathrm{(subA)} < \hat{\lambda }_\perp \le \hat{\lambda }_{\perp ,\mathrm{CB}}&\mathrm{[B06]}~,\\&\,&\\ S_0^{\,1/5}\,M_{\rm A,0}^{\,8/5}\,\hat{\lambda }_\perp ^{\,3/5}&\,\,\,&\hat{\lambda }_{\perp ,\mathrm{diss}}^\mathrm{(subA)} < \hat{\lambda }_\perp \le \hat{\lambda }_{\perp ,*}^\mathrm{(subA)}&\mathrm{[TMT]} \end{array} \right. \end{aligned} $$(A.38)

with λ ̂ , CB M A , 0 2 $ \hat{\lambda}_{\perp,\mathrm{CB}}\sim M_{\mathrm{A,0}}^{\,2} $, λ ̂ , ( subA ) M A , 0 2 / 7 S 0 4 / 7 $ \hat{\lambda}_{\perp,*}^{\mathrm{(subA)}}\sim M_{\mathrm{A,0}}^{\,-2/7}\,S_0^{\,-4/7} $ and λ ̂ , diss ( subA ) M A , 0 1 S 0 3 / 4 $ \hat{\lambda}_{\perp,\mathrm{diss}}^{\mathrm{(subA)}}\sim M_{\mathrm{A,0}}^{\,-1}\,S_0^{\,-3/4} $, while the fluctuation anisotropy is given by

λ ̂ , λ ̂ ( subA ) { const . λ ̂ , CB < λ ̂ 1 [ W 0 ] M A , 0 1 λ ̂ 1 / 2 λ ̂ , ( subA ) < λ ̂ λ ̂ , CB [ B 06 ] , S 0 2 / 5 M A , 0 4 / 5 λ ̂ 6 / 5 λ ̂ , diss ( subA ) < λ ̂ λ ̂ , ( subA ) [ TMT ] $$ \begin{aligned} \hat{\lambda }_{\Vert ,\hat{\lambda }_\perp }^\mathrm{(subA)} \sim \left\{ \begin{array}{lcrc} \mathrm{const.}&\,\,\,&\hat{\lambda }_{\perp ,\mathrm{CB}} < \hat{\lambda }_\perp \le 1&\mathrm{[W0]}\\&\,&\\ M_{\rm A,0}^{\,-1}\,\hat{\lambda }_\perp ^{\,1/2}&\,\,\,&\hat{\lambda }_{\perp ,*}^\mathrm{(subA)} < \hat{\lambda }_\perp \le \hat{\lambda }_{\perp ,\mathrm{CB}}&\mathrm{[B06]}~,\\&\,&\\ S_0^{\,2/5}\,M_{\rm A,0}^{\,-4/5}\,\hat{\lambda }_\perp ^{\,6/5}&\,\,\,&\hat{\lambda }_{\perp ,\mathrm{diss}}^\mathrm{(subA)} < \hat{\lambda }_\perp \le \hat{\lambda }_{\perp ,*}^\mathrm{(subA)}&\mathrm{[TMT]} \end{array} \right. \end{aligned} $$(A.39)

where λ ̂ , λ ̂ = λ , λ ̂ / 0 $ \hat{\lambda}_{\|,\hat{\lambda}_\perp}=\lambda_{\|,\hat{\lambda}_\perp}/\ell_0 $ is the normalized parallel wavelength of turbulent fluctuations.

MA, 0> 1regime (with dynamic alignment, S 0 M A , 0 3 ) : $ \mathbf{S_0\gg M_{\mathrm{A,0}}^{\,3})\!:} $

δ z ̂ λ ̂ ( supA ) { M A , 0 λ ̂ 1 / 3 ̂ A < λ ̂ 1 [ K 41 ] M A , 0 3 / 4 λ ̂ 1 / 4 λ ̂ , ( supA ) < λ ̂ ̂ A [ B 06 ] , S 0 1 / 5 M A , 0 6 / 5 λ ̂ 3 / 5 λ ̂ , diss ( supA ) < λ ̂ λ ̂ , ( supA ) [ TMT ] $$ \begin{aligned} \delta \hat{z}_{\hat{\lambda }_\perp }^\mathrm{(supA)} \sim \left\{ \begin{array}{lcrc} M_{\rm A,0}\,\hat{\lambda }^{\,1/3}&\,\,\,&\hat{\ell }_{\rm A} < \hat{\lambda }\le 1&\mathrm{[K41]}\\&\,&\\ M_{\rm A,0}^{\,3/4}\,\hat{\lambda }_\perp ^{\,1/4}&\,\,\,&\hat{\lambda }_{\perp ,*}^\mathrm{(supA)} < \hat{\lambda }_\perp \le \hat{\ell }_{\rm A}&\mathrm{[B06]}~,\\&\,&\\ S_0^{\,1/5}\,M_{\rm A,0}^{\,6/5}\,\hat{\lambda }_\perp ^{\,3/5}&\,\,\,&\hat{\lambda }_{\perp ,\mathrm{diss}}^\mathrm{(supA)} < \hat{\lambda }_\perp \le \hat{\lambda }_{\perp ,*}^\mathrm{(supA)}&\mathrm{[TMT]} \end{array} \right. \end{aligned} $$(A.40)

where ̂ A M A , 0 3 $ \hat{\ell}_{\mathrm{A}}\sim M_{\mathrm{A,0}}^{\,-3} $, λ ̂ , ( supA ) M A , 0 9 / 7 S 0 4 / 7 $ \hat{\lambda}_{\perp,*}^{\mathrm{(supA)}}\sim M_{\mathrm{A,0}}^{\,-9/7}\,S_0^{\,-4/7} $ and λ ̂ , diss ( supA ) ( M A , 0 S 0 ) 3 / 4 $ \hat{\lambda}_{\perp,\mathrm{diss}}^{\mathrm{(supA)}}\sim (M_{\mathrm{A,0}}\,S_0)^{\,-3/4} $, while the fluctuation anisotropy is given by

λ ̂ , λ ̂ ( supA ) { λ ̂ λ ̂ ̂ A < λ ̂ 1 [ K 41 ] M A , 0 3 / 2 λ ̂ 1 / 2 λ ̂ , ( supA ) < λ ̂ ̂ A [ B 06 ] , S 0 2 / 5 M A , 0 3 / 5 λ ̂ 6 / 5 λ ̂ , diss ( supA ) < λ ̂ λ ̂ , ( supA ) [ TMT ] $$ \begin{aligned} \hat{\lambda }_{\Vert ,\hat{\lambda }_\perp }^\mathrm{(supA)} \sim \left\{ \begin{array}{lcrc} \hat{\lambda }_\perp \sim \hat{\lambda }&\,\,\,&\hat{\ell }_{\rm A} < \hat{\lambda }\le 1&\mathrm{[K41]}\\&\,&\\ M_{\rm A,0}^{\,-3/2}\,\hat{\lambda }_\perp ^{\,1/2}&\,\,\,&\hat{\lambda }_{\perp ,*}^\mathrm{(supA)} < \hat{\lambda }_\perp \le \hat{\ell }_{\rm A}&\mathrm{[B06]}~,\\&\,&\\ S_0^{\,2/5}\,M_{\rm A,0}^{\,-3/5}\,\hat{\lambda }_\perp ^{\,6/5}&\,\,\,&\hat{\lambda }_{\perp ,\mathrm{diss}}^\mathrm{(supA)} < \hat{\lambda }_\perp \le \hat{\lambda }_{\perp ,*}^\mathrm{(supA)}&\mathrm{[TMT]} \end{array} \right. \end{aligned} $$(A.41)

with λ ̂ , λ ̂ = λ , λ ̂ / 0 $ \hat{\lambda}_{\|,\hat{\lambda}_\perp}=\lambda_{\|,\hat{\lambda}_\perp}/\ell_0 $.

See Figures A.1 and A.2 for the resulting spectra and fluctuation anisotropy versus perpendicular wavenumber k.

thumbnail Fig. A.1.

Normalized reduced spectrum, E δ z ( k ) / 0 v A , 0 2 $ E_{\delta z}(k_\perp)/\ell_0 v_{\rm A,0}^2 $, vs. fluctuation perpendicular wave-vector, k0, in a plasma with Lunquist number S0 = 1014 and sub-Alfvénic (MA, 0 = 0.1, left) or super-Aflvénic (MA, 0 = 10, right) injection regimes. The different colors represent different cascading regimes (see legend), and general expressions for transition scales and fluctuation power level are reported on the right and upper axis. The solid lines show ideal scaling from (A.34), (A.36), (A.38), and (A.40) for the nominal range 0 1 k λ , diss 1 $ \ell_0^{-1}\lesssim k_\perp\lesssim \lambda_{\perp,\mathrm{diss}}^{-1} $, while the dashed lines represent their extension in the dissipation range with a damping factor exp ( k 2 λ , diss 2 ) $ \sim\exp(-k_{\perp}^{2}\lambda_{\perp,\mathrm{diss}}^2) $.

thumbnail Fig. A.2.

Wave-vector anisotropy of fluctuations, k/k, vs. normalized fluctuation perpendicular wave-vector, k0, for the cascades shown in Figure A.1 in the nominal range 0 1 k λ , diss 1 $ \ell_0^{-1}\lesssim k_\perp\lesssim \lambda_{\perp,\mathrm{diss}}^{-1} $ (cf. equations (A.35), (A.37), (A.39), and (A.41)).

All Tables

Table 1.

Quasi-parallel Alfvén waves in MHD turbulence.

Table 2.

Turbulent damping of quasi-parallel Alfvén waves with parallel wavelength λ w $ \lambda_{\|}^{w} $.

All Figures

thumbnail Fig. 1.

Normalized turbulent damping rate 0 v A , 0 Γ turb w , q $ \frac{\ell_0}{v_{\mathrm{A,0}}}\,\Gamma_{\mathrm{turb}}^{w,\mathrm{q\|}} $ for quasi-parallel AW packets with normalized parallel wavelength λ w , q / 0 $ \lambda_{\|}^{w,\mathrm{q\|}}/\ell_0 $, in a background plasma with Lunquist number S0 = 1014 and different turbulent regimes (see Appendix A). Solid lines represent damping rates derived in this work (equations (11), (13), (14), and (16)), while dashed lines report the damping rates in Lazarian (2016) for reference. General expressions for transition scales and damping-rate values are reported on the right and upper axes. Left: damping rates in sub-Alfvénic turbulence (MA, 0 = 0.1). Right: damping rates in super-Alfvénic turbulence (MA, 0 = 10).

In the text
thumbnail Fig. A.1.

Normalized reduced spectrum, E δ z ( k ) / 0 v A , 0 2 $ E_{\delta z}(k_\perp)/\ell_0 v_{\rm A,0}^2 $, vs. fluctuation perpendicular wave-vector, k0, in a plasma with Lunquist number S0 = 1014 and sub-Alfvénic (MA, 0 = 0.1, left) or super-Aflvénic (MA, 0 = 10, right) injection regimes. The different colors represent different cascading regimes (see legend), and general expressions for transition scales and fluctuation power level are reported on the right and upper axis. The solid lines show ideal scaling from (A.34), (A.36), (A.38), and (A.40) for the nominal range 0 1 k λ , diss 1 $ \ell_0^{-1}\lesssim k_\perp\lesssim \lambda_{\perp,\mathrm{diss}}^{-1} $, while the dashed lines represent their extension in the dissipation range with a damping factor exp ( k 2 λ , diss 2 ) $ \sim\exp(-k_{\perp}^{2}\lambda_{\perp,\mathrm{diss}}^2) $.

In the text
thumbnail Fig. A.2.

Wave-vector anisotropy of fluctuations, k/k, vs. normalized fluctuation perpendicular wave-vector, k0, for the cascades shown in Figure A.1 in the nominal range 0 1 k λ , diss 1 $ \ell_0^{-1}\lesssim k_\perp\lesssim \lambda_{\perp,\mathrm{diss}}^{-1} $ (cf. equations (A.35), (A.37), (A.39), and (A.41)).

In the text

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