Free Access
Issue
A&A
Volume 562, February 2014
Article Number L10
Number of page(s) 4
Section Letters
DOI https://doi.org/10.1051/0004-6361/201423391
Published online 20 February 2014

© ESO, 2014

1. Introduction

Solar variability has been the subject of intense studies for a long time (e.g Hathaway 2010), but the physics behind it is not yet fully understood (Charbonneau 2010). A particularly important question is whether the so-called Grand minima and maxima reported in historical records correspond to special states of the solar dynamo or result from random variability (e.g., Nandy et al. 2011; Choudhuri & Karak 2012; Carbonell et al. 1994). Direct records of solar activity, provided by sunspot numbers since 1610 AD (Hoyt & Schatten 1998), are too short to fully address this problem. Reconstructing its past history over longer periods is thus crucial. Cosmogenic radionuclides, such as 14C, provide powerful proxies (Beer et al. 2012; Solanki et al. 2004; Usoskin 2013) able to extend the record several millennia back in time. However, previous reconstructions based on such proxies required an ad hoc calibration that lead to much debate (Muscheler et al. 2005; Solanki et al. 2005). In the present study, we finally overcome this ambiguity and present the first fully adjustment-free physical reconstruction of solar activity, using the latest carbon cycle (Roth & Joos 2013), 14C production (Kovaltsov et al. 2012), and archeomagnetic field (Licht et al. 2013) models, and converting 14C data into a three-millennia-long sunspot number record. We also study the statistics of the solar activity level to search for distinct modes.

2. Method

Records of cosmogenic radionuclides stored in independently dated natural archives, such as sediments, ice cores, or tree rings, provide the only means to reconstruct solar activity before the beginning of direct solar observations (Beer et al. 2012; Usoskin 2013). Dendrochronologically dated 14C concentrations, in particular, prove very useful for that purpose (Stuiver & Quay 1980), provided a good knowledge of the carbon cycle (Muscheler et al. 2007), 14C production process (Kovaltsov et al. 2012), and geomagnetic field evolution (Snowball & Muscheler 2007) is available. Here we followed a standard approach (e.g. Solanki et al. 2004): Δ14C(t)(1)Q(t)+M(t)(2)φ(t)(3)S(t).\begin{equation} \Delta^{14}C(t) \stackrel{(1)}{\longrightarrow} {Q(t) + M(t)} \stackrel{(2)}{\longrightarrow} \phi(t) \stackrel{(3)}{\longrightarrow} S(t)\, . \label{Eq:a} \end{equation}(1)At each step we relied on the most recently updated models. We used the IntCal09 (Reimer et al. 2009) and SHCal04 (McCormac et al. 2004) datasets of temporal series of well-dated Δ14C measurements over the Holocene. Series of Δ14C were converted (step 1 in Eq. (1)) into a 14C production rate Q(t) (Fig. 1a1) using the University of Bern Earth system model of intermediate complexity Bern3D-LPJ (Roth & Joos 2013), a new-generation carbon-cycle climate model, featuring a 3D dynamic ocean, reactive ocean sediments and a 2D atmosphere component coupled to the Lund-Potsdam-Jena dynamic global vegetation model. Q(t) was then combined with the A_FM archeomagnetic field model M(t), which is constructed using only archeomagnetic and volcanic paleomagnetic data (Licht et al. 20132), in the eccentric dipole approximation (Fraser-Smith 1987) (Fig. 1b), as input (step 2) of a new model (Kovaltsov et al. 2012) of 14C production by galactic cosmic rays (GCRs), parameterized in terms of a heliospheric modulation potential (Vainio et al. 2009) φ(t). Contribution of α-particles and heavier species of GCRs was considered according to Webber & Higbie (2009). Variations in the GCR spectrum reflect solar activity since the interstellar incoming flux of GCRs can be expected to be steady on this time scale (Beer et al. 2012). This φ(t) series was finally converted (step 3) into the sunspot number S(t), using the open magnetic-flux model (Solanki et al. 2000; Krivova et al. 2007).

thumbnail Fig. 1

a) Radiocarbon 14C production rate Q(t) reconstructed from IntCal09 (Reimer et al. 2009) and SHCal04 (McCormac et al. 2004) data in the form of an ensemble of 1000 series using the Bern3D-LPJ model (Roth & Joos 2013) and accounting for uncertainties; the mean of these series (solid line) and the inferred 95% confidence interval (CI, shaded area) are plotted. b) Geomagnetic dipole moment M(t) as taken from the A_FM ensemble of 1000 archeomagnetic field models (Licht et al. 2013), the ensemble mean (solid line) and inferred 95% CI (shaded) are plotted.

Uncertainties were assessed by directly applying an ensemble of 1000 time-varying individual archeomagnetic models, accounting for measurement and other random errors (Licht et al. 2013). This ensemble was combined with a similar ensemble of 1000 production rates Q(t) that accounts for measurement or compilation uncertainties in the IntCal09 and SHCal04 data, in the air-sea gas exchange rate, in the terrestrial primary production, and in the closure of the atmospheric CO2 budget (Roth & Joos 2013). All combinations of Q(t) series with archeomagnetic field models were next used to produce 106 series of modulation potentials φ(t), then converted into 106S(t) series of sunspot numbers, which reflect the error propagation. An additional random error with σS = 0.5 was finally added independently to each S(t) series to account for the small possible intermediate error from converting the modulation potential φ into a solar open magnetic flux Fo (Solanki et al. 2004). Other systematic uncertainties are discussed in Sect. 4.

This allowed us to produce an ensemble of 106 series of S(t) that cover the period 1150 BC–1950 AD (the atmospheric Δ14C signal is affected by atmospheric nuclear bomb tests after 1950 AD) and reflect all error propagation in our reconstruction (except for possible systematic uncertainties, discussed below). These series were finally averaged over ten years (calendar decades), to account for the intrinsic inability of such reconstructions to recover higher frequency variations.

thumbnail Fig. 2

Series of decadal sunspot numbers, reconstructed between 1150 BC and 1950 AD, using the ensemble of 106 series (see text); the ensemble mean (solid line) and inferred 95% CI (shading) are shown. Decadal group sunspot numbers (Hoyt & Schatten 1998) directly observed since 1610 AD are shown in red. Horizontal dashed lines define the bounds of the three suggested modes as defined in Fig. 3: Grand minimum, Regular and Grand maximum modes, denoted “Min”, “Regular” and “Max”, respectively. Table for this plot is available at the CDS.

Figure 2 shows the resulting mean series together with the corresponding 95% confidence intervals (CI). This reconstructed solar activity displays a number of distinct features, in particular well-defined Grand minima of solar activity, ca. 770 BC, 350 BC, 680 AD, 1050 AD, 1310 AD, 1470 AD, and 1680 AD (cf. Table 1 in Usoskin et al. 2007). Despite uncertainties in the directly observed sunspot numbers before 1848 (Svalgaard 2012; Leussu et al. 2013), remarkable agreement is found with the decadal group sunspot numbers (Hoyt & Schatten 1998) that were directly observed since 1610 AD (also shown), and indicates that the modern Grand maximum (which occurred during solar cycles 19–23, i.e., 1950–2009) was a rare or even unique event, in both magnitude and duration, in the past three millennia. Except for these extreme cases, our reconstruction otherwise reveals that solar activity is well confined within a relatively narrow range.

3. Modes of solar activity

thumbnail Fig. 3

A) Probability density function (PDF) of the reconstructed decadal sunspot numbers as derived from the same 106 series as in Fig. 2 (gray-filled curve). The blue curve shows the best-fit bi-Gaussian curve (individual Gaussians with mean/σ being 44/23 and 12.5/18 are shown as dashed blue curves). Also shown in red is the PDF of the historically observed decadal group sunspot numbers (Hoyt & Schatten 1998) (using bins of width ΔS = 10). Vertical dashed lines indicate an approximate separation of the three modes and correspond to ± 1σ from the main peak, viz. S = 21 and 67. Panels B) and C) depict PDFs built in the same way (but from a single mean reconstruction) using dipole moment models based on either the GEOMAGIA (Knudsen et al. 2008) or ArcheoInt (Genevey et al. 2008) intensity databases. Panels D) and E) show PDFs (for the same time-period) inferred from a previous similar reconstruction (Usoskin et al. 2007) using an early dipole moment model (Yang et al. 2000) and from the recent reconstruction of Roth & Joos (2013) using the CALS10k.1b model (Korte et al. 2011), respectively.

Next we built a probability density function (PDF) of the reconstructed sunspot numbers (Fig. 3). This PDF combines both the statistics intrinsically produced by the solar dynamo and all the errors considered above. It clearly is bimodal, with a dip at sunspot number S ≈ 20. This reveals a main “regular” mode and a secondary “Grand minimum” mode. The peak corresponding to the regular mode is in fact sharper than predicted by the corresponding best-fit Gaussian, which suggests a stronger separation between the Grand minimum and regular modes that is blurred by the statistics of reconstruction errors. This distinct separation between modes is also suggested by the much longer time spent within each mode compared with both the correlation time of the signal and the time needed to switch from one mode to the other (Fig. 2).

The PDF built from the directly observed decadal group sunspot numbers (Hoyt & Schatten 1998) (red line in Fig. 3) has a central peak that coincides with the regular mode, consistent with the match seen in Fig. 2 during the 1610–1950 AD overlapping period. It also reveals two side peaks. One is related to the 1645–1715 AD Maunder minimum, confirming a strong separation between Grand minimum and regular modes. The other has no equivalent in the reconstructed sunspot numbers and is well above the 1σ regular mode threshold of S = 67. It suggests the possible existence of an additional “Grand maximum” mode, which the Sun experienced during solar cycles 19 through 23, before it shifted back to the regular mode during current solar cycle 24 (Fig. 2). However, this PDF is based on small number statistics and does not provide compelling evidence for a Grand maximum mode separation (cf. Usoskin et al. 2007). A direct identification of such a Grand maximum mode in the reconstruction is indeed challenging. According to the present result, no clear Grand maximum event occurred during the previous three millennia, although some episodes appear to have been very close to this (e.g., ca. 450 BC, 500 AD). Previous reconstructions that cover longer time-periods (Solanki et al. 2004; Steinhilber et al. 2010; Usoskin et al. 2007) suggested that comparable events occurred earlier during the Holocene. This suggests that Grand maxima, while not easily identified, are significantly less often experienced by the Sun than Grand minima (the latter occur about 16% of the time, based on the present reconstruction).

4. Assessment of systematic uncertainties

Here we assess model uncertainties. Alternative reconstructions based on the ASD_FM or ASDI_FM ensembles of archeomagnetic field models (Licht et al. 2013), which were built using sediment paleomagnetic data in addition to the most robust archeomagnetic and volcanic data used in A_FM, lead to identical conclusions (not shown). Additionally, we performed sensitivity analyses with respect to systematic uncertainties whose influence is not accounted for by the ensemble of 106 series in, namely key parameters of the carbon cycle model, the atmospheric cascade simulations, and the final conversion of φ into sunspot numbers. Modifying these parameters may alter the overall variability amplitude of the reconstruction and/or introduce systematic offsets, but does not affect the identification of the distinct modes. More generally, these tests confirm that no a posteriori adjustments are needed for the independently determined physical parameters used in the present reconstruction.

Most critical for identifying a distinct Grand minimum mode is the availability of a proper representation of the long-term trend in the geomagnetic field (Fig. 1b), which affects the Q values (Fig. 1a), but is expected to be corrected for in the reconstructed φ(t) or S(t) series (Fig. 2). Indeed, previous reconstructions using earlier geomagnetic field models did not reveal any clear signature of distinct modes (see, e.g., Fig. 3 panel D). The difficulty of properly constraining long-term trends in geomagnetic field models may also be the reason why these previous reconstructions revealed hardly any signature of the Grand minimum mode, even when considering longer time periods (Usoskin et al. 2007; Steinhilber et al. 2010; Roth & Joos 2013). Reconstructions using geomagnetic models that heavily rely on sediment data, which are more prone to uncontrolled long-term biases (such as in Fig. 3E) than archeomagnetic and volcanic data, do not easily yield a distinct peak in the PDF, but a bump, corresponding to Grand minima, can still be observed with a posteriori knowledge. In contrast, reconstructions using recent geomagnetic models based on the most reliable archeological and volcanic samples do lead to a clear mode separation (panels A–C of Fig. 3).

5. Discussion and conclusions

The cause of the strong variations in solar activity, and whether these result from pure random fluctuations, is still a subject of much debate (e.g. Charbonneau 2010; Choudhuri & Karak 2012; Sokoloff 2004; Moss et al. 2008). While modern dynamo models can reproduce many observed features of the solar cycle, including secular variability and occurrence of seemingly random Grand minimum events (e.g. Brandenburg & Spiegel 2008; Moss et al. 2008; Choudhuri & Karak 2012), this often requires a number of ad hoc assumptions (Pipin et al. 2012). Thanks to the present reconstruction of solar activity, however, a much clearer picture of Grand minimum events now emerges. These events cannot be described in terms of random fluctuations of a single solar-activity mode. Instead, the evidence suggests that they are manifestations of a Grand minimum mode, distinct from the central regular mode, and that they occur as a result of sudden transitions from this central mode. A similar pattern can be suggested for Grand maximum events as well, but the low statistics does not yet make this suggestion robust. Transitions among these modes can then be understood either as transitions between different branches of the solar dynamo, or as sudden changes in the governing parameters of this dynamo, as proposed, for example, by Moss et al. (2008).

The present result implies that:

  • The Sun spends most of its time in a regular activity mode with arange of cycle-averaged sunspot numbers of betweenabout 20 and 67.

  • The Grand minimum state clearly is a separate mode of activity, within which the Sun spends about 1/6 of its time.

  • There is an indication that the Grand maximum also corresponds to a separate mode of activity, but the low statistics does not allow us to firmly conclude on this, yet.

These observations provide important constraints for solar-activity models, and will help to deepen our understanding of the processes that drive solar and stellar variability.


Acknowledgments

This work was initiated and partly supported by IPGP visiting Program. I.U. also acknowledges support from the University of Oulu. G.H., Y.G., A.L., E.T. and A.K. were supported by IPGP and CNRS. R.R. and F.J. acknowledge support by the Swiss National Science Foundation and the EU project Past4Future (Grant No 243908). G.K. was partly supported by the Program No. 22 presidium RAS and by the Academy of Finland. Support by the Academy of Finland to the ReSoLVE Center of Excellence (project No. 272157) is acknowledged. This is IPGP contribution No. 3487.

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All Figures

thumbnail Fig. 1

a) Radiocarbon 14C production rate Q(t) reconstructed from IntCal09 (Reimer et al. 2009) and SHCal04 (McCormac et al. 2004) data in the form of an ensemble of 1000 series using the Bern3D-LPJ model (Roth & Joos 2013) and accounting for uncertainties; the mean of these series (solid line) and the inferred 95% confidence interval (CI, shaded area) are plotted. b) Geomagnetic dipole moment M(t) as taken from the A_FM ensemble of 1000 archeomagnetic field models (Licht et al. 2013), the ensemble mean (solid line) and inferred 95% CI (shaded) are plotted.

In the text
thumbnail Fig. 2

Series of decadal sunspot numbers, reconstructed between 1150 BC and 1950 AD, using the ensemble of 106 series (see text); the ensemble mean (solid line) and inferred 95% CI (shading) are shown. Decadal group sunspot numbers (Hoyt & Schatten 1998) directly observed since 1610 AD are shown in red. Horizontal dashed lines define the bounds of the three suggested modes as defined in Fig. 3: Grand minimum, Regular and Grand maximum modes, denoted “Min”, “Regular” and “Max”, respectively. Table for this plot is available at the CDS.

In the text
thumbnail Fig. 3

A) Probability density function (PDF) of the reconstructed decadal sunspot numbers as derived from the same 106 series as in Fig. 2 (gray-filled curve). The blue curve shows the best-fit bi-Gaussian curve (individual Gaussians with mean/σ being 44/23 and 12.5/18 are shown as dashed blue curves). Also shown in red is the PDF of the historically observed decadal group sunspot numbers (Hoyt & Schatten 1998) (using bins of width ΔS = 10). Vertical dashed lines indicate an approximate separation of the three modes and correspond to ± 1σ from the main peak, viz. S = 21 and 67. Panels B) and C) depict PDFs built in the same way (but from a single mean reconstruction) using dipole moment models based on either the GEOMAGIA (Knudsen et al. 2008) or ArcheoInt (Genevey et al. 2008) intensity databases. Panels D) and E) show PDFs (for the same time-period) inferred from a previous similar reconstruction (Usoskin et al. 2007) using an early dipole moment model (Yang et al. 2000) and from the recent reconstruction of Roth & Joos (2013) using the CALS10k.1b model (Korte et al. 2011), respectively.

In the text

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