Issue |
A&A
Volume 519, September 2010
|
|
---|---|---|
Article Number | A75 | |
Number of page(s) | 16 | |
Section | Planets and planetary systems | |
DOI | https://doi.org/10.1051/0004-6361/201014281 | |
Published online | 15 September 2010 |
Thermal stresses in small meteoroids![[*]](/icons/foot_motif.png)
D. Capek1 - D. Vokrouhlický2
1 - Astronomical Institute of the Academy of Sciences,
Fricova 298, 251 65 Ondrejov, Czech Republic
2 - Institute of Astronomy, Charles University, V Holesovickách 2,
180 00 Prague 8, Czech Republic
Received 18 February 2010 / Accepted 24 April 2010
Abstract
Aims. We evaluate thermal stresses in small, spherical, and
homogeneous meteoroids with elastic rheology and regular rotation. The
temperature variations are caused by the absorbed sunlight energy being
conducted into the interior layers of the body. Our model assumes
arbitrary thermal conductivity value, but restricts itself to a
linearized treatment of the boundary conditions of the heat diffusion
problem. We consider the diurnal insolation cycle only as if the body
were in a fixed position along its heliocentric orbit. This constrains
the upper limit to the object size to which our modeling is applicable.
Methods. We derive analytical expressions for the components of
the thermal stress tensor throughout the body. Using two sets of
material properties (ordinary and carbonaceous chondrites), we study
the conditions required for material failure caused by thermal stress
leading to fission.
Results. Our results indicate that the onset of thermal failure
in the meteoroid depends on a number of parameters including the
heliocentric distance, the size, the rotation frequency, and the
orientation of the spin axis with respect to the solar direction. In
our case, we find large, centimeter- to meter-size, slowly rotating
meteoroids or those with a spin axis pointing towards the Sun or both,
are the most susceptible to the thermal bursting. This may have
implications for the (i) size distribution of meteoroids in
various streams depending on their heliocentric orbit and the physical
characteristics of their parent bodies; (ii) orbital distribution
of sporadic complexes of meteoroids in the planet-crossing zone; and/or
(iii) fate of fragments released during comet disintegration
events, especially those with low perihelia (e.g., Kreutz class).
Key words: meteorites, meteors, meteoroids - minor planets, asteroids: general - methods: analytical
1 Introduction
Small bodies in the inner parts of the Solar System are frequently
brought to small heliocentric distances, well within the orbit of
Mercury. They might either originate in orbits with such a low
pericenter value (e.g., particles in meteoroid
streams; Jenniskens 2006) or temporarily reside in these orbits
during an evolution driven by chaotic dynamics in the
planet-crossing region (e.g., meteoroids or small near-Earth
asteroids; Marchi et al. 2009). In the harsh radiation environment within
a distance of 0.15 AU from the Sun (equilibrium
temperatures
700 K), the surface layer and/or the whole
volume, for objects of small sizes, can undergo interesting
physical alteration processes such as release of the volatile
elements and/or partial melting of silicate components
(e.g., Marchi et al. 2009; Capek & Borovicka 2009). Those effects can directly
influence spectral characteristics, put cometary objects into
either a depleted or dormant state, and/or accelerate space
weathering processes.
Yet another property related to the strong solar heating at small heliocentric distances is the growth of the thermal stress, namely a mechanical stress caused by a non-uniform temperature field in the solid body that, under some circumstances, may exceed the material strength. Either crack formation or a break-up of the body may occur (thermal shock material failure). Mechanical integrity of the material may be affected even when the thermal stress value does not directly reach the critical failure value. This is the case for periodic temperature variations with large enough gradients that produce a slow but steady propagation of pre-existing micro-cracks leading eventually to the break-up. In this case, we refer to the thermal fatigue (Hall 1999).
The role of thermal stresses in the physics of small Solar System bodies has been studied by many of authors. Their importance to the evolution of cometary nuclei was advocated and discussed, for example, by Kuehrt (1984), Tauber & Kuhrt (1987), and Tambovtseva & Shestakova (1999). In their view, as the cometary nucleus approaches the Sun, the thermal stresses may become several orders of magnitude larger then the estimated solar tidal stresses. They may be able to exceed the material strength locally or globally, producing cracks at the surface, resulting in an increase in the cometary activity, or leading to a splitting of the whole nucleus.
Grinin et al. (1996) pointed out that even non-icy planetesimals residing on highly eccentric orbits can be destroyed by thermal stresses in the neighborhood of UX Orionis-type young stars producing a heavy-element-rich gaseous envelope radiatively expelled from the parent region. Shestakova & Tambovtseva (1997) applied similar ideas to our own Solar System. In their scenario, meteoroids approaching the Sun on highly eccentric orbits experience gradual heating. A steep thermal gradient between the cold core and hot surface slowly grows up, resulting in thermal stresses that can eventually result in thermal fission for bodies of range from about 10 cm to 10 m. For larger bodies, in their model, the thermal gradient and the associated thermal stresses are not large enough to cause material failure. These authors also noted that surface melting at very high temperatures may be able to stop the steepening of the thermal gradient between the surface and the core. At lower temperatures, sublimation may indeed lead to surface cooling. Another important process may be the built-up of a low-conductivity surface (regolith-like) layer that may shield the bulk of the body from large temperature variations and thus thermal stresses. This is most likely the fate of large bodies that may be able to form this protective layer on their surface. On the other hand, small bodies are heated throughout their volume by efficient thermal conduction and become nearly isothermal. The lack, or small value, of the thermal gradient in this case means that the associated thermal stresses are insufficient for break-up to occur.
While the previous analyses of Kuehrt (1984), Shestakova & Tambovtseva (1997), and Tambovtseva & Shestakova (1999) considered the time dependence of the temperature field caused by the approach to the Sun along a parabolic orbit, they adopted significant simplifications that our approach attempts to remove. Most importantly, they (i) circumvented the difficulty in solving the thermal boundary condition by assuming exact equilibrium between the incident solar flux and thermal emission (neglecting heat conduction into the body); and (ii) assumed only a radial temperature dependence (neglecting the latitudinal and longitudinal dependence related to the specific location of the Sun). Thus, according to their approximation, the thermal stresses result merely from temperature difference between the cold-maintained core and the solar-heated surface. But in reality the temperature is also affected by a variation in the insolation caused by the body's rotation about the spin axis. While bodies with rapid rotation typically have axially symmetric temperature profiles with only latitudinal temperature gradients complementing the radial ones, those that can rotate slowly can also build longitudinal thermal fields and gradients. In that case, the overall analysis of the thermal field may be complicated, but may hold important information about whether the conditions of thermal failure originate near the center of the body or affect subsurface layers. With this goal in mind, we refrain from including seasonal temperature variations in this work, leaving this to a forthcoming paper, and focus on including the whole complexity of non-radial features in the temperature field. This is the main novelty of this work compared to previous studies mentioned above.
As discussed in some detail in the next section, the lack of
seasonal features in the time dependence directly causes a size
constraint to which our approach is applicable. It turns out,
though, that our results are fully applicable to typical particles
in the meteoroid streams (sizes 10 cm, say), which are the
main focus of this paper. By using analytical, rather than
numerical, methods, we trade quantitative exactness for
qualitative understanding. This obviously requires necessity to
adopt simplifications, most of which are summarized in the next
section.
2 Theory
2.1 Formulation of the problem
Our goal is to determine thermal stress field in small meteoroids
using an analytical approach and analyze the conditions required
for their thermal disruption. To ensure, that our calculations are
manageable, we adopt a number of simplifying assumptions. The
generally irregular shape of meteoroids is described by a sphere
of radius R. In the same way, the generally tumbling state of
rotation is represented by regular rotation about a fixed (spin
axis) direction
and a constant rotation angular
frequency
.
Based on these assumptions, it is most
straightforward to describe physical quantities, such as the
temperature or stress tensor fields, using spherical coordinates
with the origin r=0 at the center of the body,
colatitude
measured from the spin axis
,
and longitude
being defined arbitrarily in our approach.
Physical parameters, such as thermal and elastic constants, are
assumed to be homogeneous, isotropic, and independent of the
temperature
.
We also restrict ourselves to the approximation of elastic
rheology.
2.2 Temperature distribution
As far as the temperature T distribution in the body is
concerned, we assume that it responds primarily to the solar
heating. This means that we assume quasi-static thermoelasticity
(Parkus 1976), neglecting the deformation field as a heat
source. In addition, we adopt two assumptions about the meteoroid
rotation frequency and size: (i) the former is low enough for the
thermal relaxation to occur throughout its whole volume on a much
shorter timescale than the revolution period about the Sun. For
reasonable material parameters, the thermal relaxation timescale
is not much longer that the rotation period. Therefore, the
instantaneous heliocentric position determines the thermal and
stress state of the meteoroid independently of its orbital
history; (ii) the diurnal-cycle approximation from (i) has also a
consequence on the assumed maximum size of the meteoroid. This is
because the modeled insolation field has all mean-motion-induced
Fourier modes ``mistakenly'' collapsed to zero frequency. This static part of
the temperature field can penetrate arbitrarily deeply into the
body, while the true minimum frequency of the insolation energy
loading, namely the mean motion frequency n of the heliocentric
revolution, allows the temperature field to penetrate only to a
certain maximum depth
(usually called the
penetration depth of the seasonal thermal wave). One can easily
see that (e.g., Vokrouhlický et al. 2007; Vokrouhlický 1999)
where Kis the thermal conductivity,


Having defined the approach and simplifying assumptions, we now
proceed with the solution for the temperature distribution. This
is determined by solving the heat diffusion equation
complemented with appropriate boundary conditions, which in our case are (i) regularity of the solution in the center; and (ii) energy conservation at the surface. The latter can be expressed as
where




The main obstacle to an analytic solution of the problem is the
fourth-order, non-linear term in Eq. (3). The traditional
way-around this issue is to assume that the temperature variations
throughout the body are small compared to its mean
value
(
). In this case,
the difficult boundary term can be linearized in terms of a small
parameter
(quadratic and higher-order
terms omitted). This approach has been carried out by a number of
authors using different mathematical tools. Our description
directly follows from the notation in Vokrouhlický (2006,1998,1999). For that reason, we only briefly
summarize the solution referring to these indicated papers for
more details.
The insolation term
on the right-hand side of
Eq. (3) can be expressed using a coupled series of
spherical harmonics in parameters
and a Fourier
series in time t
where


![[*]](/icons/foot_motif.png)

b00 | ![]() |
![]() |
(5) |
b10 | ![]() |
![]() |
(6) |
![]() |
![]() |
![]() |
(7) |
bnk | ![]() |
![]() |
(8) |
where the last row applies to


Similarly to the insolation term, the temperature field can also
be expressed using a mixed Fourier and spherical-harmonics
expansion
We note we are mainly interested in the temperature variations

where jn(z) denote the spherical Bessel function of order nand complex argument

![[*]](/icons/foot_motif.png)






Finally, the numerical coefficients Cn0 and Cnk in
Eqs. (10) and (11) have to be determined from the
boundary-condition constraints
(3). One directly obtains
(see also Vokrouhlický 2006,1998,1999)
where



![]() |
(14) |
In addition,



2.3 Thermal stress field
We now turn to the formulation of the stress field including the
thermal component (see Boley & Wiener 1960; Kupradze et al. 1979; or
Turcotte & Schubert (2002) for general discussion of the topic). We assume
a model for the homogeneous and isotropic body undergoing small
deformations characterized by the components of a symmetric strain
tensor
where




where





which for vanishing volumic forces

In the presence of temperature gradients


where

We provide some details of the general solution in the Appendix and outline here its major steps:
- we first determine a sufficiently general form of the
solution
of the homogeneous form of Eq. (18);
- next we determine a particular solution
of the inhomogeneous form of Eq. (18);
- because the Duhamel-Neumann Eq. (18) is
linear, the general solution
is a simple superposition of the two previously determined modes:
;
- we finally seek constants (A,B) such that the resulting
stress field
, once
is substituted in Eq. (16), satisfies the boundary condition in Eq. (19).

Because of the linearity of the Duhamel-Neumann equation and the
convenience with which we can develop the thermal gradients on its
right-hand side, the mixed spherical harmonics, and Fourier
series, in a similar way as the temperature field itself in
Sect. 2.2, we express the displacement vector
in
the same type of series. The only difficulty now is that we have
to use vectorial spherical harmonics for
instead of
scalar spherical harmonics for T. This is, however, a well-known
analysis and we shall use a decomposition into spheroidal and
toroidal modes as discussed, e.g., in Kaula (1968) or
Bullen (1975). The temperature gradient in the right-hand side
of Eq. (18) is indeed a pure spheroidal field and
thus we do not need the toroidal component in
.
The
displacement vector will consist of two spheroidal terms because the
differential operator on the left-hand side of the Duhamel-Neumann
equation in general produces their mixture.
The Fourier (temporal) part of the series for is
even
simpler. Very conveniently, all zonal (axisymmetric) modes are
stationary, while only the non-zonal modes represent time-dependent
(periodic) part. As we saw in Sect. 2.2, the former part always penetrates
throughout the whole volume of the body and thus defines the
stationary stress field (only to be modified by seasonal effects),
while the latter part is typically confined to a surface layer.
2.4 Material failure criterion
The proper goal of our paper
is to seek conditions in which the thermal gradients, and the
associated thermal stress field, exceed the material strength and
cause a failure such as crack formation or the entire disruption
of the body. Defining this critical condition accurately is a
difficult task and we shall confine to a simple version known as
the Griffith criterion for the brittle fracture (see,
e.g., Paterson & Wong 2005). The convention used here (only for the
failure criterion) is that the tension has a negative sign,
whereas a positive sign represents a compression. We define
and
to be the maximum and the
minimum eigenvalues of the stress tensor
-
(i.e., principal stresses) respectively. The
Griffith criterion for brittle failure is then expressed by a
single parametric condition (e.g., Paterson & Wong 2005)
where



![]() |
Figure 1:
Griffith's criterion for the brittle fracture of a material with a tensile strength
|
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The three principal components of the stress tensor are computed using the Jacobi method (Press et al. 1992), which provides an efficient for determining their value at any location. We obviously use analytical expression for the stress tensor given in Sect. 3.1.
2.5 Material parameters
The quantitative evaluation of the thermal stresses based on the
theory outlined above, and results reached below, require a number
of material parameters to be known or at least estimated.
Classifying them according to their relevance to the temperature
or stress-field solutions, we have two groups: (i) the bulk
density ,
the thermal conductivity K, the heat capacity
c, the albedo value A, and the infrared emissivity
primarily necessary for the temperature solution
(Sect. 2.2); and (ii) the Lamé's parameters
and
,
the linear coefficient of thermal expansion
,
and the uniaxial tensile strength
primarily
necessary to determine the volumic thermal stresses
(Sect. 2.3). Moreover, since several of these
parameters exhibit a strong temperature dependence, we would
ideally need to know them as a function of T in the range from a
few hundred K to more than a thousand K relevant for the
0.05-0.2 AU heliocentric distances.
Because of the large diversity between the meteorite and meteoroid physical properties, we consider two grossly different cases (e.g., Ceplecha et al. 1998): (i) ordinary chondrite-like (OC for short) material analogous to the group I meteoroids; and (ii) primitive carbonaceous chondrite-like (CC for short) material analogous to the group III meteoroids. Some physical parameters of OC and CC materials have been determined from direct laboratory measurements of the corresponding meteorite samples (e.g., Yomogida & Matsui 1983; Britt & Consolmagno 2003; Medvedev et al. 1985). However, since measurements of different physical parameters require different instrumentation and often use different samples, no series of experiments has provided us with the complete information we need to achieve what. We therefore inspected the available literature and tried to adopt typical parameter values, and their temperature dependence, for the given class of objects, generally compiling data from several sources. These are to be considered sort of median values with a scatter of a factor of few within typically an order of magnitude.
2.5.1 Ordinary chondrite (group I) material
The room-temperature measurements of ,
K,
,
,
and
of a H5-class meteorite Pultusk were taken from Medvedev et al. (1985). To
extrapolate them to higher temperatures, we used data provided by
Anderson et al. (1991), who measured them for a forstetite (taken here
as an analog of the chondrite-like material). We ensured that
there is a good match between the room-temperature values in the
two series of measurements. The resulting relationships used in
our work are
![]() |
= | ![]() |
(22) |
![]() |
= | ![]() |
(23) |
![]() |
= | ![]() |
(24) |
We then used measurements of the linear thermal expansion parameter

![]() |
(25) |
The same reference provided us with temperature-dependence measurements of the forsterite's specific heat capacity c (J K-1kg-1)
![]() |
(26) |
for T<900 K, and
c = 1020.4+0.21 T | (27) |
for T>900 K. The above given functional dependence c(T) yields a value 847 J K-1kg-1 for T=300 K, while Medvedev et al. (1985) obtained c=830 J K-1kg-1 for the Putulsk meteorite, indicating a good match
![[*]](/icons/foot_motif.png)
Here we assumed


The tensile strength value, for which we did not find a direct
temperature-dependence measurements, was approximated with the
temperature dependence for the shear strength
(Ohnaka 1995; Rocchi et al. 2004)
where Q is the activation energy,




Finally, the characteristic albedo value A was assumed to be 0.15, typical of S-type asteroids, and the thermal emissivity was estimated to be 0.85.
2.5.2 Carbonaceous chondrite (group III) material
Fewer experimental data are available
for the fragile CC material. We adopted the mean bulk density for
CI meteorites determined by Britt & Consolmagno (2003) and the Lame's
parameters for Axtell CV3 meteorite determined by Flynn (2004).
Owing to the lack of data, we assumed the same temperature
dependence of these quantities as given above for the forsterite
(Anderson et al. 1991)
![]() |
= | ![]() |
(30) |
![]() |
= | ![]() |
(31) |
![]() |
= | ![]() |
(32) |
We were unable to find an appropriate laboratory measurement for the other parameters we need for this class of objects. In this situation, we basically adopted the same parametric relationships as given above for the OC class with the following modifications: (i) the nominal tensile strength





3 Results
3.1 Expressions for the thermal stress tensor
We summarize our final expressions for the
thermal stress tensor components based on the formulation given
above and the intermediate results given in the Appendix. Since we
use the system of spherical coordinates
to
parameterize the dependence of both temperature T and the stress
tensor
on position,
it appears most efficient to project the components of the latter
onto the system of three orthonormal vectors
where






As noted above, the thermal deformation, expressed by the
displacement vector ,
is given in terms of a mixed
vectorial spherical harmonic series in
coordinates
and a Fourier series to represent its time dependence. Applying
the differential operators in Eqs. (15)
and (16) that relate the displacement
vector to the stress tensor, we obtain components of the resulting
stress tensor in terms of a series of spherical functions
and their derivatives. Conveniently, the
structure of the Fourier series in time remains the same. In
particular, all axisymmetric (zonal) terms are stationary, whereas
all non-axisymmetric terms are time-dependent and correspond to a frequency
for the order k in the spherical
harmonics functions.
3.1.1 Time-independent part of the thermal stress tensor
We begin with the stationary part of the solution since it allows more compact final expressions for the components of the stress tensor and this is often a more important part of the deformation.
We introduce auxiliary functions
where x=r/R and
we suppressed the parametric dependence of the radial profile G-functions keeping note only of its r-dependence. With these functions defined, we then have
All other components of the stress tensor vanish. We note that the

We note the above given series start with the quadrupole term
(n = 2) only, while for instance the temperature field in
Eq. (9) contains also the dipole part. This is because the corresponding linear temperature field across
the body produces a deformation equivalent to a linear
displacement that is not capable of causeing stress
(e.g., Iesan & Scalia 1996). The bulk of the body is mainly affected
by the quadrupole part because higher multipoles have gradually
steeper
xn-2 decays for small r. We should also
point out that because its amplitude G2 is proportional to
,
the quadrupole
contribution vanishes near the node
of
the second-degree Legendre polynomial. This effect produces
anomalously small stresses in the body when the solar direction is
tilted by this angle with respect to the spin axis of the body.
The boundary conditions are readily satisfied by the (1-x2)term in
and
(
is nil). In terms of physical parameters, the stress field
is (i) linearly proportional to the thermal expansion parameter
;
(ii) roughly linearly proportional to the Lame's
parameters
and
(both of which have the same order
of magnitude); and (iii) increases with increasing R in some
range of values, near
,
up to a saturation
value. The last property reflects that
,
and
thus it depends on R only through the R-dependence of
in the denominator factor
in
Eq. (12). Because
,
the
thermal stresses in Eqs. (36) to (39)
increase roughly inversely proportionally to the square root of
the heliocentric distance making them more important close to the
Sun. This is obviously a fairly expected trend.
The stationary part of the stress field readily dominates in the
two limits: (i) very fast rotation of the body (
);
and (ii) solar direction along the spin axis of the body
(
or
). In the first case,
the penetration depth of the diurnal thermal wave
shrinks to zero and all time-dependent
components of the field are pushed to an infinitesimal slab
near the surface of the body
. In the second case, the axisymmetry is clearly imposed by the
geometry of the problem. In terms of a mathematical description,
we note that the time-dependent part of the field is proportional
to the coefficients
that
vanish for
and
.
3.1.2 Time-dependent part of the thermal stress tensor
We now consider the time-dependent part of the
deformation and the stress field, which is expressed by the
non-zonal ()
terms. In this case, we were unable to
derive as compact a form of the final result as for the stationary
part and we give it in a piecewise form.
We mentioned above, in Sect. 2.3, that the total
stress tensor is composed of two parts
the first one of which,







![]() |
(41) |
for the harmonics term of degree n, order k, and frequency k

where
The explicitly temperature-dependent stress field is given by



In the next few paragraphs, we provide expressions for the
individual terms in Eq. (42). We list the non-zero
components of the stress tensor field only and provide their
projections onto the orthonormal basis
given by Eq. (33).
To make the notation shorter, we drop the index nk of the stress
tensor field components, which should nevertheless be understood
from their presence in right-hand sides of the formulae given
below.
First, we consider the components of
and
corresponding to the two spheroidal modes that
provide a solution to the homogeneous Duhamel-Neumann equation.
For the first mode, we obtained
![]() |
Figure 2: Thermal stress and
temperature distribution in a meridional section of a centimeter-size
CC meteoroid at 0.14 AU heliocentric distance. The Sun (indicated
by the arrow) is located above the north pole; as a result, the
time-dependent component of both fields vanishes. Isolines show given
constant values of the |
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We next indicate the thermal stress components of the particular solution of the Duhamel-Neumann equation:

![[*]](/icons/foot_motif.png)
![]() |
(56) |
and the auxiliary radial functions
![]() |
(57) |
With them, we have
Finally, we recall that the explicit temperature contribution in the generalized Hook's law is a pure volumic expansion
Equipped with these partial results, we may now compute the coefficients Q1nk and Q2nk. The task is separate for the dipole terms (n=1) and the remaining multipoles (


In the first case, we find that the surface condition expressed in
terms of the rr, r,
and r
components of the stress
tensor are all linearly dependent. For this reason, they represent
a single condition that yields
The








For the higher multipole terms, the rr and r
surface
conditions are linearly independent and provide a constraint on
the Q1nk and Q2nk constants. After solving the
corresponding set of algebraic equations, we obtain
3.2 Examples of thermal stresses in small meteoroids
Before investigating the parameter dependencies of the conditions for the onset of thermal fission of small meteoroids, we illustrate the thermal-stress fields in meteoroids in several individual cases. Obviously, the previous analytical formulation is used and evaluated using a numerical implementation in Fortran. We choose a CC meteoroid of 1 cm diameter at a distance of 0.14 AU from the Sun. Material constants are those from Sects. 2.5.1 and 2.5.2.
![]() |
Figure 3: Thermal stress and
temperature distribution in a meridional section of a centimeter-size
CC meteoroid at 0.14 AU heliocentric distance. The Sun (indicated
by the arrow) is located above the equator) and the rotation frequency
is assumed to be 100 Hz. Isolines show given constant values of
the |
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We first assume a polar direction to the Sun, i.e.,
.
In this case, the time-dependent part of the
stress field vanishes and we are left with only the stationary and
axisymmetric part. The distribution of the maximum
and
minimum
principal values of the stress tensor
(see Sect. 2.4)
in a meridional section is shown in Fig. 2.
The extreme values of
and
are found on the
surface and at the equator (
8 MPa and
-20 MPa,
respectively). Moreover,
has a local extreme at the
center of the body (
-7 MPa). The temperature distribution
(right panel of Fig. 2) ranges from 1140 K
at the north pole to 580 K at the south pole.
We next consider the situation in which the Sun is above the
equator (
)
and the meteoroid's rotation frequency
is 100 Hz. In this case, both stationary and time-dependent
stress fields exist, but the latter is confined to a thin surface
layer of an approximate width
mm for
this high rotation frequency (recall that
). The stationary component of the stress field thus
again dominates across the major part of the meteoroid's volume.
Figure 3 shows the distribution of the
maximum
and minimum
principal values of the
stress tensor
in a meridional section
containing the solar-direction vector. The eigenvalue
has
a maximum of
6 MPa near the surface at the equator and a
local maximum at the center of the body (
4 MPa). The
eigenvalue
has extreme values at poles (
-6 MPa)
and a local maximum in the equatorial plane. The assumed very high
rotation frequency makes the temperature field nearly axisymmetric
with minimum values
660 K at the poles and maximum values
770 K at the equator.
![]() |
Figure 4:
Thermal stress and temperature distribution for a slowly rotating
centimeter-size CC meteoroid at 0.14 AU heliocentric distance. The Sun
(the direction of which is indicated by the arrow in the left panels) is located at the
|
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Perhaps the most interesting and complex case arises for slowly
rotating meteoroids. In our last example, we thus assume the
rotation frequency of 0.1 Hz only and that the Sun is at a
colatitude, both for a 1 cm CC meteoroid at
a 0.14 AU heliocentric distance. The chosen solar colatitude
minimizes the role of the stationary component of the stress field
(see Sect. 3.1.1), while the slow rotation now allows
the time-dependent component of the stress field to penetrate more
deeply into the body. Figure 4 shows that the
surface of the insolated hemisphere is loaded by compression (the
maximum value of
MPa is close to the subsolar
point) and the surface of the shadowed hemisphere is loaded by
tension (extreme value of
is almost -30 MPa). The major
variations in the temperature and the stress field penetrate
approximately to the depth of 1 mm. The maximum temperature
900 K occurs near the subsolar point, only a minor
longitudinal shift being caused by the finite value of the thermal
conductivity (bottom and right panel of
Fig. 4), while the minimum temperature is on
the south pole (
600 K). The amplitude of temperature
variations at the subsolar latitude during one rotation cycle is
140 K.
3.3 Destruction of small meteoroids
Except for the material properties of the meteoroid, which we keep
fixed and the same as in Sect. 2.5, there are four
major parameters in our model that determine the thermal stress
magnitude and therefore also the possibility of thermal fission:
the heliocentric distance a (translating into the reference
temparature
value), the size of the body D (or its
radius R), the rotation frequency f (or
), and the
instant solar colatitude
.
We assume that cracks and
fissures start to form and propagate from a point in the body
where the Griffith failure criterion
(Sect. 2.4) is satisfied. This
process very likely has its onset near the surface of the body and
may have a complex influence on how the thermal fission process
propagates further into the body. This is because the fractured
surface layer may start to thermally shield the interior of the
body by being of lower thermal conductivity. This dynamical model
of fission is, however, beyond the scope of this paper and we plan
to face some of its aspects in a forthcoming publication. In this
work, we take a simpler standpoint and assume that if the material
failure conditions take place at the center of the body, the
conditions for fracturing are also fulfilled in the majority of
its volume and a catastrophic thermal burst occurs. In the
following sections, we thus compute the principal stress-tensor
components
and
at the center of meteoroid for
the two extreme composition cases of OCs and CCs. Most often, it
is the
value (thermal tension) that overrides the
Griffith-criterion line (Fig. 1).
Nevertheless, we are left with the four-dimensional dependence on a, D, f, and
parameters. To illustrate the
effects in a simple way, we fixed two of these parameters and
changed the other two in the next few sections.
![]() |
Figure 5:
The principal component - |
Open with DEXTER |
3.3.1 Dependence on the heliocentric distance and size
We first analyze the onset of the thermal fission in the plane of
heliocentric distance versus size parameters. We choose two values
of the solar colatitude,
and
.
While in the first case the results do not
depend on the rotation frequency, in the second case we have to
assume some specific value of f. Instead of using one particular
value of f, we consider instead a parametric dependence f(D)such as
where D is in meters and f in Hertz. This relation of inverse-proportionality matches very roughly suggested rotation periods of centimeter- to decimeter-size meteoroids reported in Beech & Brown (2000) and extends to Ceplecha's (1996) determination of the 3.3 s rotation period of the Lost City fireball. We consider sizes of between 1 mm to 10 m, again recalling that our formulation, which disregards seasonal thermal effects, prevents us from considering objects larger than a few metres in size. Heliocentric distances range from 0.05 AU to 1 AU in our example. Figure 5 shows the values



A more detailed comparison indicates that the
case (upper panels in Fig. 5) caused more
significant thermal stresses than to the
case
(bottom panels in Fig. 5). This is because at
non-zero
values the surface layer absorbs some of the
thermal gradients and prevents the building of a large global
gradient across the whole body.
![]() |
Figure 6:
The principal component - |
Open with DEXTER |
3.3.2 Dependence on the solar colatitude and size
We next consider the dependence of the thermal-stress field on the
solar colatitude ,
and the
size D of the meteoroid, fixing the heliocentric distance to be
0.14 AU (perihelion distance of the Geminid stream) and assuming
the f(D) relation from Eq. (68). Sizes are in the
millimeter to meter range as above and
allows us to
span the interval of
to
values. Because we
consider thermal stresses at the center of the body that are
generally unreached by the time-dependent component of the stress
field, which is confined to the surface layer for our f(D)values, there is a symmetry between
and
results.
Figure 6 shows the results. From the analytic
analysis in Sect. 3.1.1, we can infer that the stress field
basically vanishes for
.
More
importantly, there is a general trend toward more relaxed stress
field when going from the configuration with the Sun above the
rotation pole (
)
to the configuration with the
Sun above the equator. As mentioned above, larger
values imply that some of the thermal gradients are absorbed by
the surface (dynamic) layer with less damage occurring in the bulk
of the body.
![]() |
Figure 7:
The principal component |
Open with DEXTER |
3.3.3 Dependence on the rotation frequency and size
Finally, the dependence of the thermal stresses at the center of
the meteoroid on the rotation frequency f and the size D can
be seen in Fig. 7 (we now relax the strict
f(D) relation from Eq. (68), which is shown by the
solid line). For illustration, we assumed the solar colatitude
and the heliocentric distance a=0.14 AU.
We note a general pattern for a range of different sizes and the
two material classes (CCs and OCs):
is almost constant
with decreasing f until a transition to a higher, but also
constant value, occurs for f lower than some critical value. One
can readily explain this behavior by recalling that at high
frequencies, the time-dependent part of the stress field is
confined to a tiny surface layer and the frequency-independent
stationary part of the field determines the stress field at the
center. When the frequency decreases below a critical value for
which
,
thus when the diurnal thermal wave
reaches the center of the body, it is basically the time-dependent
component of the stress field that dominates the effect. Its peak
value during one cycle is roughly independent of the already low
rotation frequency. The transition between the two regimes is thus
expressed by
shown by the dashed line in Fig. 7. This situation corresponds to when the radius of the meteoroid is equal to five times the penetration depth of the diurnal thermal wave, indicating that the time-dependent stress field reaches somewhat below

4 Conclusions and further work
We have used a simple analytical model to evaluate thermal
stresses in small meteoroids near the Sun. The most notable
approximations are (i) a spherical shape with a homogeneous
distribution of physical parameters in the body; and (ii) regular
rotation about the spin axis fixed in space. We also did not
include seasonal thermal effects in our model, thus the
meteoroid's revolution about the Sun. As a result, only bodies
smaller than few metres are eligible for our theory. It should be,
however, noted that the absence of the seasonal effects is the
least difficult extension of our theory. To zeroth order, it would
suffice to modify the zonal (k=0) insolation terms in
Eq. (4) to ensure time-variability with the mean motion
frequency, and express them along the lines given in Eqs. (8) and (9) of Vokrouhlický (1999).
Conceptually more interesting efforts should perhaps be directed
towards removing the (i) and (ii) simplifications above. We
plan to do so in a forthcoming paper.
Given the lack of these modeled generalizing features, such as the potential effects of insulating (granular) layer on the surface of the meteoroid, we also hesitate to directly compare our results with the observed facts. We nevertheless provide some initial discussion below, while more quantitative analyses are postponed to a future paper.
The major results obtained above are twofold. First, meteoroids at
small heliocentric distances may develop large enough thermal
stresses to induce fission above some size limit. For instance,
our results for a conservative case of CC material with
shown in Fig. 5c would imply
that
10 cm size meteorids would thermally fission below
0.25 AU heliocentric distances. Second, observed meteoroids
tend to occupy a safe suite in the rotation frequency versus size
space by maintaining relatively rapid rotation. However, if some
processes, such radiation torques known as the
Yarkovsky-O'Keefe-Radzievskii-Paddack (YORP) effect
(e.g., Capek & Vokrouhlický 2004), were able to decelerate their rotation
they would become more vulnerable to the thermal fission. This is
because the diurnal thermal wave would penetrate more deeply into
the body and carry along steeper thermal gradients affecting thus
most of its volume. In the same time, rapid rotation of the
meteoroids keeps the diurnal thermal wave with its associated
large thermal gradients very near the surface possibly resulting
in a fractured layer of lower thermal conductivity. This
insulating shell may in term protect the bulk of the meteoroid
from large thermal stresses and thus play a self-regulating role.
The question then is from which size the meteoroids are able to
build and retain this protective layer. We also recall that while
we have assumed some reasonable values for the thermal and
strength parameters, an uncertainity of a factor of a few is quite
possible. For instance, if the CC's critical tensile strength
was twice as large as our assumed value, meteoroids of
all sizes would survive approaches to
0.05 AU in the
example shown in Fig. 5c. What do we know about
meteoroids in the decimeter- to dekameter- size range from the
observations and how do they compare with our theoretical results?
(We focus in this respect, on the weak objects with cometary
origins.)
Several CC meteorite falls have been well documented and
interpreted. Exceptional example of these events are the cases of Tagish Lake (e.g., Brown et al. 2000) and Orgueil
(e.g., Gounelle et al. 2006) meteorites. In both cases, the
estimated parent object sizes are close to dekameter values and
both pre-atmospheric orbits have perihelia of 0.87 AU.
Rotation periods of several seconds, as in the Lost City meteorite
case (Ceplecha 1996), and
not in the vicinity of
would protect these bodies against thermal disruption
even without assuming the insulating (granular) surface layer. We
would need to assume it only for perihelia below
0.3-0.4 AU
in these cases.
In addition, a large amount of data about sporadic meteors is
available from the automated fireball networks. As an example, we
mention the results from the European networks overviewed by
Oberst et al. (1998). Focusing on the brightest recorded bolides, we
note several group-IIIb meteors of an estimated meter-range
pre-atmospheric size and low perihelia. For instance, Visla bolide
had a perihelion at 0.22 AU. Inspecting results in
Fig. 5, we conclude that this object should have
had a larger tensile strength than we assumed for the CCs
meteorite class and/or was protected from thermal bursting at the
perihelion of its pre-atmospheric orbit by an existing insulating
layer on the surface. Certainly more analysis is needed to exploit
the wealth of the network data of sporadic meteors, but we
postpone this to the future paper after complementing the current
work with the effects of aninsulating surface layer and/or the
seasonal-thermal wave damping into the volume of the meteoroid.
In the future, a large amount of information could potentially
come from observations of meteoroids in streams and documented
cometary fragmentations. The regular observation of stream
meteoroids, as they enter and disintegrate in the atmosphere,
typically provides evidence of particles smaller than between
centimeters and decimeters. Searches for larger components in
these streams were reviewed by Beech & Nikolova (2001). For instance,
Perseid and Leonid streams, both associated with long-period
comets, may show observational evidence of meter- to dekameter-
sized fragments. With their perihelia at 1 AU, we can still
ensure that they withstand thermal stresses, especially if the
surface is covered with a thin, insulating layer.
Some other meteoroid streams have smaller perihelion distances,
such as -Aquarids
0.07 AU, Geminids 0.14 AU,
and/or Monocerotids
0.19 AU. We are not aware of
information about the largest-observed meteoroids in these
streams, but they would be the prime targets in investigating the
possible depletion by larger meteoroids in the millimeter- to
decimeter- size range (especially the fragile and slowly rotating
ones).
Evaluation of the subsurface thermal stress field for fragments of disrupted comets in the Kreutz family with very low perihelia might be another interesting extension of our work. For that project, we would need to include modeling of the seasonal effects along a very eccentric orbit. Semi-numerical methods may be necessary to determine the amplitude of the different, and numerous, Fourier terms of the incident solar flux, but once these are established, results from this paper may be used to evaluate the thermal stress field.
AcknowledgementsWe thank Guy Consolmagno for comments on the first version of this paper. The work of D.C. was supported by the Grant Agency of the Czech Republic under a contract 205/09/P455. The work of D.V. was supported by the Research Program MSM0021620860 of the Czech Ministry of Education.
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Online Material
Appendix A: Solution of the Duhamel-Neumann equation
We outline the main steps needed to solve the Duhamel-Neumann
equation in Eq. (18) for our work. The temperature
field, which produces the thermal stresses, is assumed to have a
linearized form
where
is given
by Eq. (9).
The uniqueness of the solution arises from (i) the regularity in the
whole volume; and (ii) matching the free boundary conditions
(given by Eq. (19)) at the surface r = R.
There are different ways in which we can decompose the
displacement vector
into spherical-harmonics-type
expansion (see, e.g., Thorne 1980, for an insightful review).
Here we use a decomposition into spheroidal and toroidal components traditionally used in
geophysical analyses (e.g., Kaula 1968; Bullen 1975). With this
approach, related to what Thorne (1980) calls pure-spin vector
harmonics, we have
with
The first component in Eq. (A.1),


The spheroidal character of our source (temperature) term the
Duhamel-Neumann equation implies two simplifications. First, the
toroidal part of the displacement vector becomes negligible and we
have Wnk=0. Second, we can restrict the summation over
degrees n in Eq. (A.1) to the dipole and higher-order
terms only, ignoring the monopole n=0. This is because the
monopole part would correspond to purely radial temperature field,
such as has been considered, for instance, in the previous works
on our topic (e.g., Tambovtseva & Shestakova 1999; Shestakova & Tambovtseva 1997; Kuehrt 1984).
Our temperature representation
does not
contain a non-trivial, purely radial profile
and the only viable free monopole term must have
U00=W00=0to match the boundary conditions. Finally, we note that we also
anticipated the Fourier-development structure in Eq. (A.1)
as it follows from the source (
development).
Substituting the spheroidal-vector representation of
into
the Duhamel-Neumann Eq. (18) we obtain the
following system of equations for the radial profile of the
amplitude functions Unk(r) and Vnk(r) (
):
and
Here we found it useful to separate the r- and t-dependences
of the
tnk(r,t) amplitudes of the
development in
Eq. (9) and introduce pure radial parts
Tnk(r) such that
.
These represent source terms in Eqs. (A.4) and (A.5).
While the solution of Unk(r) and Vnk(r) is coupled by means of Eqs. (A.4) and (A.5), the fundamental implication of the Duhamel-Neumann equation linearity is that amplitude terms of different degrees and orders in the spherical harmonics development as well as the different Fourier modes are not mixed and can be solved separately.
Once we obtain Unk(r) and Vnk(r), we can readily compute
components of the corresponding stress tensor
arising from the displacement vector
field by using the Hook's law in Eq. (16).
Given its linearity, we thus again have
where


The partial derivatives of the spherical functions Ynk are computed using
![]() |
= | ![]() |
|
![]() |
![]() |
(A.13) | |
![]() |
= | ![]() |
(A.14) |
Equations (A.7) to (A.12) yield components of the stress tensor that explicitly depend on the displacement vector



Because of the linearity of the Duhamel-Neumann equation, a general solution is expressed in terms of a linear superposition of (i) a solution of the homogeneous system; and (ii) a particular solution of the inhomogeneous system. The next two sections discuss the two cases separately.
A.1 Solution of the homogeneous Duhamel-Neumann equation
Equations (A.4) and (A.5)
with zero right-hand sides represent the homogeneous
Duhamel-Neumann equation broken into parts corresponding to the
individual spheroidal modes. Its solution is quite complicated,
but may be significantly simplified in our case. This is because
for the range of material parameters, sizes and rotation
frequencies that apply for meteoroids we always have
.
With these we may
neglect the troublesome term
in
Eqs. (A.4) and (A.5). A major implication
of this is then that the system of solutions of the homogeneous
Duhamel-Neumann equation become degenerate in the k (order)
index of the spherical-harmonics representation.
Adopting the aforementioned approximation, the homogeneous system
of Eqs. (A.4) and (A.5) now has a form of
Euler equations. As such, it has a fundamental system of power-law
solutions
Uink=Qi rmi and
Vink = rmi with
,
real-valued exponents mi and amplitudes Qi.
After a straightforward algebra, we obtain
U1nk(r) | = | ![]() |
(A.15) |
V1nk(r) | = | rn+1, | (A.16) |
U2nk(r) | = | ![]() |
(A.17) |
U3nk(r) | = | ![]() |
(A.18) |
U4nk(r) | = | ![]() |
(A.19) |
V4nk(r) | = | r-n. | (A.20) |
The last two modes, 3 and 4, diverge at the center r=0 and therefore must be excluded. We are thus left with the first two modes, 1 and 2, that produce the spheroidal modes



A.2 Particular solution of the Duhamel-Neumann equation
We next find a particular solution of the
inhomogeneous Duhamel-Neumann equation with the thermal source
.
We divide this task into a discussion of the
stationary case (k=0) and time-dependent case (
). In
both cases, we again use the approximation of neglecting the
terms in Eqs. (A.4) and (A.5).
A.2.1 Time-independent part
The stationary temperature field is given by
(Eqs. (9) and (10)) and thus
.
We again search the fundamental
system of solutions in a power-law form
and
with some real-valued exponents
and
amplitudes
.
After a brief algebraic
derivation, we obtain
![]() |
= | ![]() |
(A.21) |
![]() |
= | ![]() |
(A.22) |
We note that this mode has the same radial profile as the

A.2.2 Time-dependent part
The time-dependent temperature field is given by
with
(Eqs. (9) and (11)) and thus
.
We assume that the particular
solution has a form
.
Substituting
this ansätz to the Duhamel-Neumann equation
Eq. (18), we obtain
where we have suitably assumed that the arbitrary constant on the right-hand side canceled the monopole (constant) temperature part. This is an inhomogeneous wave equation on a sphere that, however, takes a simple form because of the spherical-harmonic and Fourier structure of the source term

we obtain
and
where


![]() |
= | ![]() |
(A.27) |
![]() |
= | ![]() |
(A.28) |
The corresponding stress tensor is expressed by Eqs. (58)-(63).
A.3 Complete expression of the thermal stress tensor
The complete solution of the Duhamel-Neumann
equation is a linear combination of the free-spheroidal modes
and
from Sect. A.1
and the particular mode
from Sect. A.2.
In the individual spherical harmonics modes, we have
,
where Q1nk and Q2nk are
some coefficients. We have to choose them to satisfy the surface
boundary condition (19), namely
at r=R. Here the total stress tensor is given by
or again in the spherical harmonics modes
The truly active and independent conditions are




We were able to carry out all necessary algedraic manipulations and obtain a close form of the resulting formulae for the case of the stationary (zonal, k=0) part of the stress field. These are given in Eqs. (36)-(39) (Sect. 3.1.1). In the case of the time-dependent part of the stress field, the algebra is more involved and we could not reach as simple and compact results as for the time-independent part. We thus confine ourselves to provide formulae for the stress-tensor components of the individual components and those for the integration constants Q1nk and Q2nk(Sect. 3.1.2).
Footnotes
- ... meteoroids
- Appendix A is only available in electronic form at http://www.aanda.org
- ...
temperature
- We later consider their dependence on the mean temperature of the body to compare results across a range of different heliocentric distance but do not take into account their temperature dependence when solving the heat diffusion problem.
- ... above
- Note that we always work in the reference system attached
to the body such that the solar longitude
is represented by the rotation-frequency-dependent term in Eq. (4); we also denote
. The last two terms in Eq. (4) may also be rewritten
to illustrate this property.
- ... dependence
- It is obviously mainly in these terms that the seasonal, mean-motion variations would appear, if we were to include also the meteoroid revolution about the Sun.
- ... tensor
- Eigenvalues of tensor -
instead of
are computed and this assures the sign convention mentioned in the text. Typically,
is positive (i.e., compression) and
negative (i.e., tension).
- ... match
- Interestingly, the adopted c(T) dependence corresponds quite well to the model of lunar soil given by Urquhart & Jakosky (1997).
- ... part
- This dipole part is most responsible for the overall temperature decrease from the solar-illuminated hemisphere to the opposite side of the body.
- ... body
- The applicability of our theory obviously reduces when
becomes comparable to or smaller than the granularity level of the surface.
- ... define
- The Bessel equation provides us with an expression for the
function using the previously introduced variables
.
- ...tex2html_comment_mark
- In Sects. 3.2
and 3.3, we
used rotation frequency f, cycles per
second or Hz, that is related to
using the relation:
.
- ... profile
- Note this does not mean there is not an overall gradient between generally hotter surface and cooler core of the body, but given the radiation source (Sun) has a specific direction with respect the body, this surface-core gradient must always be accompanied with the appropriate latitudinal and/or longitudinal temperature gradients.
- ... have
- Rearranging the terms, we can express this condition by
saying that the S- and P-wave velocities
and
for signal (seismic) propagation in the material are always much larger than the linear circumferential speed at equator
. Indeed,
and
are of the order of kilometers per second,
being of the order of meters per second.
All Figures
![]() |
Figure 1:
Griffith's criterion for the brittle fracture of a material with a tensile strength
|
Open with DEXTER | |
In the text |
![]() |
Figure 2: Thermal stress and
temperature distribution in a meridional section of a centimeter-size
CC meteoroid at 0.14 AU heliocentric distance. The Sun (indicated
by the arrow) is located above the north pole; as a result, the
time-dependent component of both fields vanishes. Isolines show given
constant values of the |
Open with DEXTER | |
In the text |
![]() |
Figure 3: Thermal stress and
temperature distribution in a meridional section of a centimeter-size
CC meteoroid at 0.14 AU heliocentric distance. The Sun (indicated
by the arrow) is located above the equator) and the rotation frequency
is assumed to be 100 Hz. Isolines show given constant values of
the |
Open with DEXTER | |
In the text |
![]() |
Figure 4:
Thermal stress and temperature distribution for a slowly rotating
centimeter-size CC meteoroid at 0.14 AU heliocentric distance. The Sun
(the direction of which is indicated by the arrow in the left panels) is located at the
|
Open with DEXTER | |
In the text |
![]() |
Figure 5:
The principal component - |
Open with DEXTER | |
In the text |
![]() |
Figure 6:
The principal component - |
Open with DEXTER | |
In the text |
![]() |
Figure 7:
The principal component |
Open with DEXTER | |
In the text |
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