Issue 
A&A
Volume 615, July 2018



Article Number  A102  
Number of page(s)  11  
Section  Cosmology (including clusters of galaxies)  
DOI  https://doi.org/10.1051/00046361/201731207  
Published online  20 July 2018 
Generalised modelindependent characterisation of strong gravitational lenses
III. Perturbed axisymmetric lenses
^{1}
Universität Heidelberg, Zentrum für Astronomie, Institut für Theoretische Astrophysik,
Philosophenweg 12,
69120
Heidelberg,
Germany
email: j.wagner@uniheidelberg.de
^{2}
Heidelberg Institute for Theoretical Studies,
69118
Heidelberg,
Germany
Received:
19
May
2017
Accepted:
3
April
2018
In galaxygalaxy strong gravitational lensing, Einstein rings are generated when the lensing galaxy has an axisymmetric lensing potential and the source galaxy is aligned with its symmetry centre along the line of sight. Using a Taylor expansion around the Einstein radius and eliminating the unknown source, I derive a set of analytic equations that determine differences of the deflection angle of the perturber weighted by the convergence of the axisymmetric lens and ratios of the convergences at the positions of the arcs from the measurable thickness of the arcs. In the same manner, asymmetries in the brightness distributions along an arc determine differences in the deflection angle of the perturber if the source has a symmetric brightness profile and is oriented parallel to or orthogonal to the caustic. These equations are the only modelindependent information retrievable from observations to leading order in the Taylor expansion. General constraints on the derivatives of the perturbing lens are derived such that the perturbation does not change the number of critical curves. To infer physical properties such as the mass of the perturber or its position, models need to be inserted. The same conclusions about the scale of detectable masses (of the order of 10^{8}M_{⊙}) and modeldependent degeneracies as in other approaches are then found and supported by analysing B1938+666 as an example. Yet, the modelindependent equations show that there is a fundamental degeneracy between the main lens and the perturber that can only be broken if their relative position is known. This explains the degeneracies between lens models already found in simulations from a more general viewpoint. Hence, apart from the radii and brightness distributions of the arcs, independent information on the axisymmetric lens or the perturber has to be employed to disentangle the axisymmetric lens and the perturber. Depending on the properties of the pertuber, this degeneracy can be broken by characterising the surrounding of the lens or by measuring the time delay between quasar images embedded in the perturbed Einstein ring of the host galaxy.
Key words: dark matter / gravitational lensing: strong / methods: data analysis / methods: analytical / galaxies: general / galaxies: luminosity function, mass function
© ESO 2018
1 Introduction and motivation
In this third paper in the series by Wagner (2017) and Wagner & Tessore (2018), I investigate which modelindependent properties about a gravitational lens or the background source can be determined from twoimage configurations caused by lensing mass distributions with perturbed axisymmetry. Wagner (2017) determines local lens properties using the positions, shape, and orientation of multiple unresolved images close to a fold or cusp singular point on the critical curve of an arbitrary lensing potential. Subsequently, Wagner & Tessore (2018) extend the approach of Wagner (2017) to multiple images with resolved structure in their brightness distribution. Given a resolved brightness structure in at least three multiple images of the same source, a transformation between these images can be set up and local lens properties at all image positions extracted.
A case with a topologically different image configuration that has not been analysed yet is a projected, twodimensional axisymmetric mass density with a small perturbation. The purely axisymmetric case is investigated in Gorenstein et al. (1988). In this work, I focus on perturbed Einstein rings that occur in galaxygalaxy lensing and that map an extended background object into two unresolved images on opposite sides of the lens centre. Possible perturbations are external shear or smallscale masses like black holes or satellite galaxies.
Examples of image configurations of perturbed Einstein rings, like B1938+666, can be found in the Sloan Lens ACS Survey (SLACS; Bolton et al. 2008) or in the Strong lensing at High Angluar Resolution Program (SHARP; Lagattuta et al. 2012). While the number of perturbed Einstein rings may still be small, they yield tighter constraints on the lensing mass distribution than less symmetric image configurations (see e.g. Kochanek et al. 2001). Hence, this lensing configuration is employed to investigate the missing satellite problem, to determine whether mass follows light, to calculate the values of cosmological parameters, or even to test alternative theories of gravity (e.g. Alard 2007; Bolton et al. 2008; Collett et al. 2012; Suyu et al. 2017; Vegetti & Vogelsberger 2014; Wertz et al. 2012).
Existing approaches for some of these applications were developed in Habara & Yamamoto (2011), Koopmans (2005), Minor et al. (2017), Suyu et al. (2017), and Vegetti & Koopmans (2009). They employ parametric models or a combination of parametric and nonparametric approaches to describe the lensing configuration. Except for implementation details, all of them split the lensing configuration into a main lens and one or more perturbers, such as satellite galaxy or external shear due to the surrounding of the main lens. As a result, degeneracies arise as detailed in Minor et al. (2017), Schneider & Sluse (2013), and Vegetti & Vogelsberger (2014). Within the framework of the modelindependent approach used to characterise local properties of the gravitational lens, these degeneracies can be further investigated and understood from an analytical point of view. Subsequently coupling the modelindependent approach with models, I show by means of an example, B1938+666, that the degenerate results are consistent with those obtained by the modeldependent approaches, for example the most probable configuration found in Vegetti et al. (2012).
In Sect. 2, I describe the formalism and derive the constraints on the perturbing lensing potential that are inferred from the observables of the arc segments close to the critical curve. Subsequently, in Sect. 3, I discuss the range of validity of the ansatz of a perturbed axisymmetric lensing potential and derive requirements for the derivatives of the lensing potential that need to be imposed on a perturber such that it does not alter the topology of the critical curves. By deriving these limits, the multiple image configurations in perturbed Einstein rings are shown to be the limiting cases considered in Wagner (2017) for merging images close to the cusp. An analysis of the occurring degeneraciesis performed in Sect. 4. Then, I insert models for the axisymmetric and perturbing potentials in Sect. 5. Using these models, estimates on the scale of detectable perturbers are shown in Sect. 6 and compared to the results of existing approaches. Sect. 7 then shows B1938+666 as an example application before I summarise the results and conclude in Sect. 8.
2 Theory
2.1 Taylorexpanded lens mapping
Let ψ(x) be the deflection potential of a gravitational lens that defines the lens mapping between in the image plane and in the source plane by y = x −∇ψ(x). In the following, I use polar coordinates, i.e. x = (r, θ) and y = (r_{y}, θ_{y}). Assuming that the general deflection potential ψ(r, θ) is mainly governed by an axisymmetric part ψ_{a}(r) depending only on the radius r from its centre, a source aligned with the lens centre along the line of sight will generate an Einstein ring as image at radius r_{E}.
Observable deviations from this Einstein ring are caused by a perturbing lensing potential ψ_{p} (r, θ) with . The perturbing potential can represent a small mass in the vicinity of the main lens or an external shear component caused by the environment the lens is embedded in. In Kovner (1987) and Kassiola & Kovner (1993), for small ellipticities equivalence relations between elliptical mass distributions, elliptical potentials, and an axisymmetric model with external shear are established. Hence, given these equivalences, ψ_{p} can describe effective elliptical perturbations to the axisymmetric lens. While modelbased approaches usually treat elliptical masses/potentials and external shear individually, the modelindependent approach absorbs both in ψ_{p}; observationsto characterise the environment of the lens are often not performed, so that the ellipticity of the mass/potential and the external shear remain degenerate.
Without loss of generality, the origin of the coordinate system is set at the centre of the axisymmetric part of the lens.
Taylor expanding ψ(r, θ) = ψ_{a}(r) + ψ_{p}(r, θ) around r_{E}, (1)
with the coefficients a_{n} and p_{n} (θ) determined as derivatives of the potential parts at r = r_{E} (2)
when taking into account terms at most linear in r − r_{E}. A detailed derivation can be found in Appendix A.
If there is no perturber, i.e. ψ_{p} ≡ 0, a source galaxy placed in the vicinity of r_{y} = 0 will be mapped to two giant arcs, denoted as A and B, on opposite sides of the lens centre in the image plane. Without loss of generality, I assume arc A to be of positive parity (outside the critical curve) and arc B of negative parity (inside the critical curve). Angular coordinates θ are nonnegative values measured from the centre of light of each arc to the desired position (see Fig. 1b for an example), if not mentioned otherwise.
2.2 Observables
I use a segmentation along the isocontours of the intensity profile of the arcs to define their shape. Theoretically, the following observables per arc can be measured:

the position of its centre of light,

its curvature, called the arc radius,

the two radial segments from the centre of light to each end of an arc. They are also called halflengths, as they are equal for sources with circularly symmetric or elliptical brightness profiles aligned or orthogonal to the caustic when they are mapped by axisymmetric lenses.
Depending on the extensions of the twoimage configuration on the sky and the resolution of the observation, the shape of the two arcs is measured to varying accuracy and precision. Details related to practical measurements, their accuracy, and precision are not taken into account until Sect. 6.
Figure 1a shows the twoimage configuration for an axisymmetric lens. To show that both images have the same curvature radius to good approximation, r_{A} ≈ r_{B} ≈ r_{E}, the critical curve with radius r_{E} is shifted to lie on both images. Furthermore, it can be observed that the lens centre and the centres of the arcs are aligned, and that the arcs have symmetric halflengths.
Fig. 1 Possible configurations of the two multiple images A and B generated from a source lying close to an almost pointlike caustic of an axisymmetric gravitational lens: without perturbations, A and B are aligned with the centre of the lens, and have symmetric arc lengths and a radius close to the Einstein radius (a); adding a global perturbation, the alignment symmetry between A and B can be broken (b); small, local perturbations can cause asymmetric arcs in the angular direction (c); or in the radial direction (d). 

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2.3 Leading order constraints on the perturber
Identifying two points i and j in the image plane with a common source coordinate, this source coordinate can be eliminated by subtracting the respective lens equations from each other. Hence, given two differing radii r_{i}, r_{j} or two differing angles θ_{i}, θ_{j}, subtracting their Eqs. (3) and (4) yields to leading order
using the convergence of the axisymmetric part of the potential at r_{E}, κ_{a} (r_{E}), and the components of the deflection angle α_{p} caused by the perturber ψ_{p} in radial and angular direction. A derivation of the expressions can be found in Appendix B.
Hence, as expected, Eq. (5) states that any difference in the radii is caused by a difference of perturbing deflections in radial direction. Analogously, Eq. (6) states that any difference in the angular positions is linked to a difference of perturbing deflection in angular direction.
These two general equations describe two possible perturbations, which will be discussed in the following and are summarised graphically in Fig. 1:
 (b)
a global perturbation causing an asymmetry between the two arcs;
 (c)
a local perturbation causing an angular asymmetry between the delineating isocontours of one arc.
2.3.1 Global displacement perturbation
In this case, I specify r_{i} and r_{j} to be the radii determined at the centres of light of the arcs A and B, respectively. Eqs. (5) and (6) then read
As a consistency test, I insert r_{A} = r_{B} and θ_{B} = 0, i.e. the centre of B is aligned with that of A as shown in Fig. 1a. The equations yield an axisymmetric perturber, thus no perturber to an axisymmetric lens, in accordance with the expectations.
2.3.2 Local angular perturbation
Assume a symmetric brightness profile of the source with its symmetry axes aligned or orthogonal to the caustic, so that symmetric multiple images appear. For instance, an unstructured earlytype elliptical galaxy that can be identified by morphology and kinematic properties can fulfil these criteria. Then, if two different halflengths at each side of the centre of an arc are observed, i.e. r_{A} θ_{A1}≠r_{A}θ_{A2}, as indicated in Fig. 1c, I insert r_{i} = r_{j} = r_{A} and θ_{i} = θ_{A1}, θ_{j} = θ_{A2} into Eqs. (5) and (6) to obtain
Assuming θ_{A1} = θ_{A2}, the axisymmetric case is retrieved. To ascribe differing halflengths in one arc to a local angular perturbation, the brightness profile of the source has to be symmetric and oriented parallel or orthogonally to the caustic, which can be corroborated if the other arc has a symmetric shape. For sources with unknown morphology and orientation, a comparison between the two images A and B is therefore necessary before using Eq. (10).
As this perturbation only employs differences between observables in one arc, it could theoretically be investigated for single arcs as well. In this case, however, the only conclusion to be drawn is that there is no reason to assume a perturbing potential when a symmetric arc is observed.
2.3.3 Local radial perturbation
Next, I assume that the arcs are broad enough to observe two different radii on their centrefar and centreclose intensity isocontour, measured at the angular position of the centre of the arc. Figure 1d depicts this configuration for arc A, denoting the centrefar and centreclose radii measured at θ_{A} as r_{A1} and r_{A2}, respectively. Then, Eqs. (5) and (6) cannot be employed because the prerequisite of comparing two points from the same source position is not fulfilled. Taking into account the relative source position between the two points in the source plane that are mapped onto r_{A1} and r_{A2} in arc A and r_{B2} and r_{B1} in arc B, respectively, (11)
can be derived as detailed in Appendix C. Thus, the ratio of arc widths is linked with the ratio of convergences consisting of the common axisymmetric part plus the perturbing part at the centres of A and B. Comparing this result with that of Tessore (2017), it is not surprising, as Eq. (11) amounts to mapping the width of one arc onto the width of the other. As shown in Wagner & Tessore (2018), both sides of Eq. (11) become one for vanishing perturbations.
2.3.4 Summary of theoretical results
Figure 1 qualitatively shows the different types of multiple image configurations that arise from lenses with perturbed axisym metry. Deriving the respective equations for each case from the general Eqs. (5) and (6), the observable image properties as stated in Sect. 2.2 constrain different combinations of (differences in) the components of the perturbing deflection angle and the convergence of the lens at the Einstein radius.
If external shear is perturbing the main lens in Eq. (5), the perturber does not contribute to the convergence and κ_{a} (r_{E}) is the total convergence at the Einstein radius. Without inserting a lens model, no physical properties of the lens can be derived, for example the position of the perturber. Furthermore, all sets of equations in Sects. 2.3.1–2.3.3 are underconstrained, so that only ratios of the unknown lens properties can be determined. This gives rise to modelindependent degeneracies which are investigated in detail in Sect. 4.
3 Limits
3.1 Topologically invariant critical curve
In Wagner (2017), I showed that the influence of the source properties is negligible in the vicinity of a critical curve, which also applies to the multiple image configurations considered here.
The approach breaks down if is no longer valid and perturbers change the multiplicity of observed images, implying a topological change in the shape of the critical curves. This is the case if a point mass perturber splits an arc into two segments or if a galaxyscale perturber introduces an ellipticity of the total lensing potential to split the two giant arcs into a fourimage configuration typical of elliptical lensing potentials. Formulated in the source plane, the caustic must remain close to pointlike compared to the scale of the source size.
Without any perturbation, the critical curve of an axisym metric potential producing two tangential arcs is a circle of radius r_{E}. Using the Taylor expansion in Sect. 2, to leading order the critical curve is perturbed into a curve parametrised by (12)
as derived in Appendix D. This is a quadratic equation with two solutions, yielding a tangential and a radial critical curve. In order to shrink the radial critical curve to zero, the last term on the lefthand side must be much smaller than the other two terms. Hence, the solution that yields one perturbed critical curve, i.e. that leaves the topology of the critical curves invariant, is obtained if (13)
is fulfilled. Then, the critical radius , now θdependent due to the perturber, is given by (14)
Practically, a change in the topology of the critical curve due to the perturber becomes visible when the giant arc A is split into three multiple images. Equation (10) states that this is the case as soon as the derivatives of the perturbing potential in angular direction at the positions of the multiple images differ. Then, the approach developed in Wagner (2017) can be used to extract the modelindependent properties from those images.
3.2 Impact of the perturber on the lensing mass
The impact on the lensing mass enclosed by the perturbed Einstein radius is estimated by expressing as an effective, perturbed Einstein radius r_{E} + δr, such that the projected lensing mass amounts to
The first term is the unperturbed mass, the second the change of mass in the axisymmetric lens due to the perturbed Einstein radius, and the last term is the mass of the perturber.
3.3 External shear as an example for ψ_{p}
Due to the axial symmetry of the main lens, the external shear can be aligned with the coordinate axes of the lens without loss of generality. Then, the perturbing deflection potential ψ_{p} centred at the origin of the coordinate system can be expressed as (17)
with the amplitude of the external shear Γ_{1}. According to Eq. (2), Eq. (12) reads (18)
Rewriting the term in brackets yields (19)
which parametrises an ellipse, as expected from Sect. 2.
Equation (13) reads for the perturbing potential of Eq. (17) (20)
thus for the topology of the critical curve is not changed.
Taking into account that external shear does not contribute to the mass inside the Einstein radius, the last term in Eq. (16) vanishes for this case. Assuming that the change in mass due to the second term can be Taylor expanded, Eq. (16) reads (21)
Hence, the perturbation in the total lensing mass scales with in this case.
4 Degeneracies
So far, the following degeneracies have been found for perturbed Einstein rings:
Source position transformation (SPT; Schneider & Sluse 2014);
Mass sheet degeneracy (MSD), which is a special case of the SPT for a constant mass sheet that can be added to the lens leaving all observables invariant (Falco et al. 1985);
Degeneracies between different lens models (DLM), as analysed in Schneider & Sluse (2013) and Vegetti & Vogelsberger (2014),
Degeneracies between model parameters (DMP), as detailed in Vegetti & Vogelsberger (2014).
Using the modelindependent Eqs. (5), (6), and (11), I investigate the connection between the first three degeneracies under the assumption that the multiple images are close enough to the critical curve such that their observables are dominated by the lensing effect^{1}.
First, I analyse which transformations of the righthand side leave the lefthand side of Eq. (5) invariant. If the difference of the radial deflection angles in the numerator is transformed by an arbitrary function f, (22)
and Eq. (5) remains invariant under this transformation, κ_{a} also has to be transformed to . This is determined by solving (23)
for to obtain the transformation (24)
Vice versa, ifκ_{a} is transformed by an arbitrary function , inserting it in Eq. (23), the resulting pair of transformations reads (25)
The transformation of Eq. (24) is the transformation of an MSD. Hence, changing the difference of the radial deflection angles of the perturber can always be compensated for by adding a mass sheet to the main lens. In turn, changing the convergence of the main lens can be balanced by a scaling of Δ α. As the main lens is assumed to be axisymmetric, f(κ_{a}) is a special SPT as detailed in Schneider & Sluse (2014)^{2}. Thus, there is a fundamental degeneracy between the main lens and the perturber that can only be broken if their relative positions are known.
Equation (6) does not show this degeneracy as it is only dependent on the difference of the angular deflection angles of the perturber. If α_{p,θ}(r_{E}, θ_{i}) ≡ α_{p,i} is transformed by an arbitrary function f, then the transformation function g of α_{p,θ}(r_{E}, θ_{j}) ≡ α_{p,j} determined from (26)
The angular deflection angle is thus determined up to a constant and up to its own MSD, not knowing its position with respect to the source and the observer.
Repeating the same procedure for Eq. (11), I set up the equation (28)
that employs the transformation functions f and g of κ_{A} and κ_{B}, respectively. Then, the transformation of κ_{B} amounts to the transformation of an MSD of the transformed κ_{A}. (29)
Subsequently, can be an SPT. Although κ_{A} is not necessarily axisymmetric, the SPT is restricted to an exact invariance transformation, as already employed above. The most general form of an SPT cannot occur by construction, due to the commuting derivatives of the potential in Eq. (1).
4.1 Comparison to existing results
With Eqs. (23)–(29), the results found in Schneider & Sluse (2013) can be explained in a modelindependent way: using simulations, they found a substantial freedom in the choice of possible lens models that described a given set of multiple images equally well. As models, they employed a powerlaw profile with external shear and a composite model consisting of a Hernquist profile, a NavarroFrenckWhite (NFW) profile (see Table 1 for further details), and external shear. The last model is a composite of three parts, but the first two parts add up to an axisymmetric lens so that the external shear can be treated as the perturbation. Equation (24) explains that fixing the MSD for the main lens in both models by a measurement of the velocity dispersion along the line of sight does not break the degeneracy. The measurement fixes the convergence values for both models, i.e. and κ_{a}. Subsequently, scaling the values for the external shear (perturbation) according to Eq. (24) means that both models can yield the same observables.
Analogously, Eqs. (23)–(29) support the results of Minor et al. (2017) and Vegetti & Vogelsberger (2014) that the properties of the perturber cannot be determined using the constraints from the observable deviations from an Einstein ring alone and that employing lens models cannot break this degeneracy.
4.2 Breaking the degeneracies
As already pointed out in Sect. 4, the degeneracy in Eq. (23) can only be broken if the relative position of the main lens and the perturber is known. The same applies to Eq. (28). Equation (26) requires the position of the perturber with respect to the source and the observer to be known. Thus, knowing the position of the main lens and the perturber with respect to the source and the observer breaks all degeneracies. Yet, this requires knowing about the existence of a perturbation in the first place and its rough properties, for instance whether the perturbation is an external shear caused by the environment or whether it is a black hole or another compact, massive object.
The modelindependent equations do not make any assumptions about these properties. Therefore, inserting lens models that specify the mass density profiles of the main lens and the perturber into Eqs. (23)–(29), it becomes possible to estimate possible positions of the perturber and its mass and determine the model parameters of the main lens. Thus, if there is observational evidence in favour of a certain model configuration and the positions of the main lens and the perturber along the line of sight between observer and source are known, the Bayesian approach developed in Koopmans (2005) and Vegetti & Koopmans (2009) determines the most likely a posteriori model parameters.
If the galaxy whose multiple images are observed is the host of a quasar, the time delay between the quasar images can be measured. To leading order, the time delay Δ t_{AB} between the quasar image at position x_{A} = (r_{A}, θ_{A}) in the arc with positive parity and the quasar image at position x_{B} = (r_{B}, θ_{B}) in the arc with negative parity is given by (30)
with the time delay due to the main lens Γ_{d}∕cΔϕ_{a}, the shift in the source position due to the perturber δy, Δψ_{p} = ψ_{p}(x_{A}) − ψ_{p}(x_{B}), and Γ_{d} = D_{d}D_{s}∕(D_{ds})(1 + z_{d}). The derivation isgiven in Appendix E. Since quasars are usually brighter than their host galaxy, I assume that the position of the quasar image is also the centre of light of the arc. Hence, measuring time delays can help to break the degeneracy between the main lens and the perturber if the last two terms are small compared to the first one, so that the time delay depends on the mainpotential only.
5 Models
5.1 Axisymmetric model class
The most commonly used axisymmetric threedimensional mass density functions can be described by (31)
in which ρ_{0} denotes the density at R = 0 and R is the threedimensional distance to the centre scaled by a typical scale radius R_{s}. The parameter α determines the slope of the density profile for R ≪ 1 in the central part, β in the intermediate region (R ≈ 1), and γ in the outer parts (R ≫ 1). The values for of the most common lens models are listed in Table 1.
Projecting the threedimensional mass density profile along the line of sight, the convergence is obtained as (32)
where r denotes the twodimensional radius and χ the integration variable along the line of sight. As κ_{a}(r, α, β, γ) is bounded from above, there is a maximum scaling of Eq. (5). For the case of a singular isothermal sphere (SIS), κ_{a} = 1∕2, such that Eq. (14) becomes (33)
5.2 Point mass perturber
In this section and the following one, all angular coordinates θ are in , i.e. the deflection angle of the perturber is determined in the coordinate system in which the centre of the axisymmetric potential is the origin.
Specifying the perturber as point mass, e.g. a transient or a black hole, at x_{p} = (r_{p}, θ_{p}), the deflection potential of the perturber reads (34)
where r_{E,p} is the Einstein radius of the point mass. Deriving the components of the deflection angle in polar coordinates yields
5.3 Singular isothermal sphere galaxyscale perturber
Assuming the perturber is a galaxy located at x_{p} = (r_{p}, θ_{p}), the deflection potential of the perturber reads (37)
if the galaxymass density profile can be approximated by a singular isothermal sphere, which is also employed as an appropriate galaxyscale substructure model in Vegetti & Vogelsberger (2014). Then, the components of the deflection angle are given by
6 Detectable scales of perturbers
6.1 General estimates
Given the minimum observable length scale s_{o}, which is constrained by the resolution and the (S/N) ratio in the data, the radial difference in Eq. (5) must be larger than s_{o} to be observable. Analogously, I reformulate the lefthand side of Eq. (6) (40)
denoting the arc length from the centre of the arc to the angle θ by a and approximating r_{i} ≈ r_{j} ≈ r_{E}. Hence,
give a lower bound of observable properties of perturbers.
An optimistic estimate s_{o} of groundbased observations is given by 0.5″ (e.g. Erben et al. 2013) and 0.05″ for spacebased (HSTlike) observations. As the distribution of Einstein radii of galaxyscale lenses lies in the range of 0.5″ to about 2″ (e.g. Bolton et al. 2008), detecting perturbers in groundbased observational data via the approach proposed here is hardly possible as the Einstein radii of the lenses are already of the order of s_{o}. For spacebased observations, s_{o} is improved by up to one order of magnitude and the influence of perturbers becomes measurable. However, using adaptive optics for groundbased observations may yield better s_{0} than the s_{0} obtained in lowresolution and low signaltonoise HST images, so that adaptive optics can lead to more detailed observations, as investigated on B1938+666 in Lagattuta et al. (2012).
In the following I will show the examples of a point mass perturber and a galaxyscale perturber to estimate the detectable properties of both kinds of perturbers under the assumption that the degeneracies detailed in Sect. 4 could be resolved. As an axisymmetric lens that generates the Einstein ring, I will assume a singular isothermal sphere with κ_{a} = 1∕2 as introduced in Sect. 5.1.
In Sect. 6.4, I show that these estimates are consistent with those obtained by simulations (e.g. Vegetti & Koopmans 2009; Vegetti & Vogelsberger 2014), and other ansatzes to describe perturbers, (e.g. Minor et al. 2017). Thus, coupling the modelindependent equations, Eqs. (5) and (6), with models enables us to derive analytic constraints on the properties of the perturber and their degeneracies.
6.2 Point mass perturbers to a singular isothermal sphere
Inserting Eqs. (35) and (36) into the righthand sides of Eqs. (41) and (42) yields
Hence, the maximum absolute deviation in r due to a perturbing point mass is observed when the images and the perturbing point mass are aligned, and the minimum absolute radial deviation, namely none, is observed when θ_{p} is orthogonal to θ_{i} and θ_{j} (excluding the origin, for which the images and the perturber are aligned). For the deviation in arc lengths, the maximum absolute deviation is reached for a perturbing point mass located such that (46)
and the minimum absolute angular deviation, namely none, is reached for a perturbing point mass aligned with both images. Altogether (47)
Figure 2a sketches both cases, and (b) and (c) show Eqs. (43) and (44) with respect to the alignment of the images and the perturbing mass for r_{E} = 2.0″, r_{E,p}= 0.5″, and r_{p} = 1.0″.
Given Eq. (47) and s_{0} = 0.05″, the minimum mass of a detectable point mass perturber can be estimated, assuming that the perturber is aligned to yield maximum differences in the radii or arc lengths. For a perturbing point mass with an Einstein radius in the range of 0.05″ to 0.2″, its mass is in the range of 6.1 × 10^{8}M_{⊙} to 9.7 × 10^{9}M_{⊙}, making the detection of transients improbable.
Figure 2d shows the ranges of r_{p} and r_{E} where an optimally positioned perturbing point mass with varying Einstein radius results in observable differences (according to Eq. (47)) above s_{0}. Decreasing the Einstein radius from 0.2″, 0.15″, 0.1″ to 0.05″, the dark grey to white shaded areas indicate observable positions of a perturbing point mass. Obviously, the range ofobservable point mass perturbers is limited to the vicinity of the critical curve of the axisymmetric potential.
Fig. 2 Configurations of point mass perturbers causing a maximum difference in radii (red) or a maximum difference in arc lengths of the individual arcs (blue), excluding the origin point (a); Eq. (43) (b) and Eq. (44) (c) with respect to the alignments of the images and the perturber using r_{E} = 2.0″, r_{E,p} = 0.5″, and r_{p} = 1.0″; Eq. (47) above s_{0} = 0.05″ varying the Einstein radius of the point mass from 0.2″, 0.15″, 0.1″ to 0.05″ (dark grey to white shaded area) (d). 

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6.3 Galaxyscale perturbers to a singular isothermal sphere
While point mass perturbers can be located anywhere, galaxyscale perturbers are restricted to r_{p} > r_{E} if no galaxymerging event is considered. Then, performing the same calculations as in Sect. 6.2, I arrive at (48)
for the range of maximum absolute radial and angular deviations due to an SISperturber, respectively. The maximum difference in radii is reached when the perturber is aligned with the images; for the maximum absolute difference in arc lengths, the positions of the images and the perturber are (49)
Aligning theperturbing SIS optimally with the images according to these equations, perturbers with an Einstein radius larger than 0.025″ and a corresponding mass larger than 9.7 × 10^{7}M_{⊙} are observable for s_{0} = 0.05″.
6.4 Comparison to existing approaches
Summarising the results obtained in Sects. 6.2 and 6.3, I conclude that under an optimal alignment of the perturber and the images, perturbing point masses and SIS of more than 10^{8} M_{⊙} are detectable under HSTlike observational conditions if they lie in the near vicinity of the critical curve of the axisymmetric lens. This is in accordance with the results of Vegetti & Koopmans (2009). Using simulations of elliptical powerlaw density profiles, they find that masses of 10^{7} M_{⊙} can be detected if they are located on the Einstein ring of the powerlaw lensing potential, and masses of at least 10^{9} M_{⊙} are required to be observed in the vicinity of the critical curve.
Considering the degeneracies discussed in Sect. 4, I can also confirm the findings of Minor et al. (2017) and Vegetti & Vogelsberger (2014) that the mass density profile and the position of the perturber remain degenerate to a high degree, so that models can only be excluded by the observed image configuration.
7 Example: B1938+666
To show that existing approaches and the theoretical derivations used to characterise perturbers are also consistent when applied to observational data, I consider the galaxyscale lens JVAS B1938+666 as an example. It is located at z_{d} = 0.881 and has a highly axisymmetric mass distribution, generating an almost perfect Einstein ring of a source galaxy at z_{s} = 2.059, as shown in Fig. 3.
Fitting a circle to the Einstein ring, r_{E} = 0.45″ is obtained. Fitting two circles to the upper and lower arc, denoted as image A and B, respectively, I arrive at and . Since the (S/N) ratio is not high enough to resolve brightness features in the arcs, angular information cannot be extracted and source properties are negligible.
Estimating the scale of a galaxyscale perturbing mass that causes the difference in the radii by Eq. (48) yields a mass estimate of (50)
for an optimally aligned SIS as perturber to an SIS as axisymmetric lens.
Splitting the potential in an axisymmetric lens with only one perturbing potential and manually extracting the observables may be simplistic. However, the order of magnitude of the perturbing mass in Eq. (50) agrees well with the result m_{p} = (1.9 ± 0.1) 10^{8}M_{⊙} obtained by Vegetti et al. (2012). Their approach also assumes that the predicted position of the perturber is not far from the critical curve, otherwise a mass of this range could not have been detected. Furthermore, their approach applies a more sophisticated elliptical model for the main lens that additionally includes external shear.
However, as pointed out in Sects. 2.3.4 and 4, more sophisticated models and an automated image processing do not necessarily yield more accurate predictions. None of these results breaks the degeneracy between the main lens and the perturber as the relative position between the main lens and the perturber remains unknown. Therefore, as in Sect. 6.4, the goal was to show that the equations derived in Sect. 2.3 are in agreement with existing approaches and lead to similar results.
To reduce the degeneracies in this system, a measurement of the velocity dispersion in the lensing potential could be performed. If the main perturbation is caused by external shear of the environment, the measurement of the velocity dispersion fixes κ_{a}. To determine the impact of the environment and estimate the strength of external shear, the surrounding galaxies have to be characterised, as investigated in e.g. McCully et al. (2017) and Sluse et al. (2017).
Fig. 3 HST NIC1 observation of B1938+666 in the F160W band filter (Proposal ID 7255, PI: Jackson 1997). 

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8 Conclusion
In this work, I employed the same principle as in Wagner (2017) and Wagner & Tessore (2018) to derive an analytic, modelindependent characterisation of a lens configuration consisting of an axisymmetric main lens and a small perturbation. The resulting equations link observable differences in the arc radii, which almost form an Einstein ring, to differences in the radial component of the deflection angles of the perturber weighted by the convergence of the main lens. The thickness of the arc radii is linked to ratios of convergences determined at the positions of the arcs and is thereby a special case of the more general results developed in Wagner & Tessore (2018). Asymmetries in the angular brightness distributions within the arcs are linked to differences in the angular component of the deflection angle of the perturber for sources with symmetric brightness profiles aligned or orthogonal to the caustic. In addition, I derive general constraints on the derivatives of the perturbing lens potential that are required to consider the perturber as a small deviation to the main lens, i.e. not changing the number of critical curves and caustics.
In order to obtain physical properties of the perturber, as its mass or its position, models to determine the convergence of the axisymmetric lensing potential and the deflection angle of the perturber have to be inserted. Then, the approach leads to results that are in agreement with the findings of Vegetti & Koopmans (2009), Vegetti & Vogelsberger (2014), Minor et al. (2017), Sluse et al. (2017), and Vegetti et al. (2012) concerning detectable mass scales and the degeneracies due to the modeldependence and the perturbing mass. As proof of principle, I apply the derived equations with a simple configuration of models to B1938+666 and find that the perturbing mass is of the same order of magnitude as the value derived by Vegetti et al. (2012).
The values obtained are degenerate, as already found in simulations investigated in Minor et al. (2017), Sluse et al. (2017), and Vegetti & Vogelsberger (2014). The modelindependent approach derived in this work explains these degeneracies from a more general viewpoint, especially the fact that the degeneracy between the perturber and the main lens is not only a degeneracy between different classes of lens models, but a modelindependent degeneracy already contained in the general lensing equations. From them, it can be concluded that all degeneracies can be broken if the positions of the lens and the perturber with respect to the observer and the source are known. Measurements of the velocity dispersion along the line of sight and a characterisation of the galaxies in the environment of the lens can contribute to reducing or even breaking the degeneracies, as already successfully applied in Suyu et al. (2017). Furthermore, measuring time delays of quasars whose host galaxy is mapped to a perturbed Einstein ring can also contribute to breaking the degeneracy between the main lens and the perturber.
Given this additional information and prior knowledge of the mass profiles of the main lens and of the perturber, many possible applications for the equations in Sect. 2.3 can be found, for example in the existing SLACS database (Bolton et al. 2008)or the SHARP database, which is currently under development (Lagattuta et al. 2012). Inserting specific models for the main lens and the perturber supported by observational evidence enables us to efficiently estimate bounds on potential perturbers because the approach allows us to analytically investigate the range of degeneracies of the properties of the perturbation, like its relative position along the line of sight, which to date has required elaborate simulations, as investigated in Despali et al. (2018).
Acknowledgements
I thank Ashish K. Meena, Sven Meyer, Dominique Sluse, Volker Springel, Nicolas Tessore, Rüdiger Vaas, Simona Vegetti, Gerd Wagner, Dandan Xu, and the anonymous referee for helpful comments and discussions. I gratefully acknowledge the support from the Deutsche Forschungsgemeinschaft (DFG) WA3547/11.
Appendix A Derivation of Eqs. 3 and 4
Starting with the Fermat potential
the lensing equations amount to
denoting the derivatives of the potential by the deflection angle α = (α_{r}, α_{θ}). For small perturbations from axisymmetry, , such that the approximation
is valid.
Expanding Eq. (1) to second order
and determining the derivatives with respect to the polar coordinates at most linear in r − r_{E} yields
Inserting Eqs. (A.8) and (A.9) in Eqs. (A.5) and (A.6) and approximating r_{y} ≈ r in the denominator of Eq. (A.6) results in Eqs. (3) and (4).
Appendix B Derivation of Eqs. 5 and 6
Having two points i and j with the same radial source coordinate, I equate their Eq. (3) to obtain
where the last line is derived using p_{2} ≪ a_{2}, so that the terms in the second line can be neglected.
Rewriting the coefficients of the Taylor expansion in terms of potential derivatives (see Eq. (2)) and using
Replacing the potential derivatives by the radial deflection angle component α_{p,r}= ∂_{r}ψ_{p}, Eq. (5) is obtained.
Equation (6) is analogously derived by first subtracting Eq. (4) for two differing angles θ_{i}, θ_{j}
neglecting the terms in the second line and rewriting the coefficients as potential derivatives, as before. Replacing the latter by the angular component of the perturbing deflection angle α_{p,θ} = ∂_{θ}ψ_{p}, Eq. (6) is obtained.
Appendix C Derivation of Eq. 11
Referring to the twoimage configuration and notation of Fig. 1d, let the relative distance between the two source points of (r_{A1}, θ_{A}) and (r_{A2}, θ_{A}) be δr_{y}. Without loss of generality, the coordinate system in the source plane is rotated such that δθ_{y} = 0. Subtracting Eq. (3) for the two points then yields
and analogously for the two points defining the width of arc B. Hence,
which, using1 − 2(a_{2} + p_{2}(θ_{I})) ≡ 2(1 − κ_{I}), I = A, B, yields Eq. (11).
Due to δθ_{y} = 0, Eq. (6) for θ_{i} = θ_{j} = θ_{A}
can be employed to see that the coordinate system is chosen such that the perturbation deflection in angular direction vanishes.
Appendix D Derivation of Eq. 12
As derived in Schneider et al. (1992), the critical curve is determined by det (A) = 0 with the magnification matrix
where the derivatives of the deflection potential ψ with respect to Cartesian coordinates are denoted by subscripts i, j = 1, 2. Expressing the Cartesian secondorder derivatives in polar coordinates
and inserting the deflection potential of Eq. (1) in
yields the equation for the critical curve as
neglecting terms of order r^{−4}. Using and deriving Eqs. (A.2) and (A.3) further, I obtain
taking into account only terms containing second derivatives and terms linear in r.
Inserting these expressions into Eq. (D.8), the equation for the critical curve reads
Replacing a_{1} = r_{E} and a_{2} = κ_{a} − 1∕2, Eq. (12) is obtained.
Appendix E Derivation of Eq. 30
The time delay between the arrival times of two images A at x_{A} = (r_{A}, θ_{A}) and B at x_{B} = (r_{B}, θ_{B}), coming from the same source at y = (r_{y}, θ_{y}), is given by
with Γ_{d} = D_{d}D_{s}∕(D_{ds})(1 + z_{d}). If we insert the perturbed deflection potential ψ(x) = ψ_{a}(r) + ψ_{p}(r, θ) and the consequently perturbed source position y + δy, we obtain
to linear order in δy, in which
is proportional to the time delay caused by the main lens, the second term is the time delay caused by the source shift due to the perturbation and the last term is the time delay caused by the deflection potential of the perturber. Replacing the last term by Δψ_{p}, Eq. (30) is obtained.
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For the general case, Wagner (2017) showed the regions around the critical curve of simulated lenses for which this assumption is a good approximation, assuming that a deviation of 10% from the true value is considered a tolerable inaccuracy.
Analogously to the MSD, this SPT is an exact invariance transformation that can be derived from a lensing potential. According to Schneider & Sluse (2014), constraints on a physically meaningful convergence are that f is even, positive, and monotonically decreasing.
All Tables
All Figures
Fig. 1 Possible configurations of the two multiple images A and B generated from a source lying close to an almost pointlike caustic of an axisymmetric gravitational lens: without perturbations, A and B are aligned with the centre of the lens, and have symmetric arc lengths and a radius close to the Einstein radius (a); adding a global perturbation, the alignment symmetry between A and B can be broken (b); small, local perturbations can cause asymmetric arcs in the angular direction (c); or in the radial direction (d). 

Open with DEXTER  
In the text 
Fig. 2 Configurations of point mass perturbers causing a maximum difference in radii (red) or a maximum difference in arc lengths of the individual arcs (blue), excluding the origin point (a); Eq. (43) (b) and Eq. (44) (c) with respect to the alignments of the images and the perturber using r_{E} = 2.0″, r_{E,p} = 0.5″, and r_{p} = 1.0″; Eq. (47) above s_{0} = 0.05″ varying the Einstein radius of the point mass from 0.2″, 0.15″, 0.1″ to 0.05″ (dark grey to white shaded area) (d). 

Open with DEXTER  
In the text 
Fig. 3 HST NIC1 observation of B1938+666 in the F160W band filter (Proposal ID 7255, PI: Jackson 1997). 

Open with DEXTER  
In the text 
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