A&A 365, L18-L26 (2001)
L. Strüder1 - U. Briel1 -
K. Dennerl1 - R. Hartmann2 - E. Kendziorra4 -
N. Meidinger1 - E. Pfeffermann1 - C. Reppin1 -
B. Aschenbach 1 - W. Bornemann1 - H. Bräuninger1 -
W. Burkert1 - M. Elender1 - M. Freyberg1 -
F. Haberl1 - G. Hartner1 - F. Heuschmann1 -
H. Hippmann1 - E. Kastelic1 - S. Kemmer1 -
G. Kettenring1 -
W. Kink1 - N. Krause1 - S. Müller1 -
A. Oppitz1 - W. Pietsch 1 - M. Popp1 - P. Predehl 1 - A. Read 1 -
K. H. Stephan1 - D. Stötter1 -
J. Trümper 1 - P. Holl2 - J.
Kemmer2 - H. Soltau2 - R. Stötter2 - U. Weber2 -
U. Weichert2 - C. von Zanthier 2 -
D. Carathanassis3 - G. Lutz3 - R. H. Richter3 -
P. Solc 3 - H. Böttcher4 - M. Kuster4 - R. Staubert 4
- A. Abbey 5 - A. Holland 5 -
M. Turner 5 - M. Balasini6 - G. F.
Bignami6 -
N. La Palombara 6 -
G. Villa 6 - W. Buttler 7 -
F. Gianini8 - R. Lainé 8 - D. Lumb 8 - P. Dhez 9
Send offprint request: L. Strüder
1 - Max-Planck-Institut für extraterrestrische Physik,
Giessenbachstraße, 85748 Garching, Germany
2 -
KETEK GmbH, Am Isarbach 30, 85764 Oberschleißheim, Germany
3 -
Max-Planck-Institut für Physik, Föhringer Ring 6, 80805
München, Germany
4 - Institut für Astronomie und Astrophysik, Waldhäuser Str. 64,
72076 Tübingen, Germany
5 - X-ray Astronomy Group, Dept. of Physics and Astronomy, Leicester
University, Leicester, LE1 7RH, UK
6 - Istituto di Fisica Cosmica ``G. Occhialini'', CNR, Via E. Bassini
15/A, 20133 Milano, Italy
7 - Ingenieurbüro Buttler, Eschenburg 55, 45276 Essen, Germany
8 - ESTEC, PX, Postbus 299, 2200 AG Noordwijk, The Netherlands
9 - LURE, Bât. 209 D, Université Paris Sud, 91405 Orsay, France
Received 2 October 2000 / Accepted 27 October 2000
Abstract
The European Photon Imaging Camera (EPIC) consortium has provided the focal plane instruments for the three X-ray mirror systems on XMM-Newton. Two cameras with a reflecting grating spectrometer in the optical path are equipped with MOS type CCDs as focal plane detectors (Turner 2001), the telescope with the full photon flux operates the novel pn-CCD as an imaging X-ray spectrometer. The pn-CCD camera system was developed under the leadership of the Max-Planck-Institut für extraterrestrische Physik (MPE), Garching.
The concept of the pn-CCD is described as well as the different operational modes of the camera system. The electrical, mechanical and thermal design of the focal plane and camera is briefly treated. The in-orbit performance is described in terms of energy resolution, quantum efficiency, time resolution, long term stability and charged particle background. Special emphasis is given to the radiation hardening of the devices and the measured and expected degradation due to radiation damage of ionizing particles in the first 9 months of in orbit operation.
Key words: XMM-Newton - back illuminated pn-CCDs - radiation hardness - energy resolution - quantum efficiency - particle and flourescence background
Author for correspondance: lts@hll.mpg.de
For ESA's X-ray Multi Mirror (XMM) mission, we have developed a 6
6 cm2
monolithic X-ray CCD array (Strüder et al. 1990) with high detection
efficiency up to 15 keV, low noise level (ENC
5 e-) and ultrafast
readout. The detector was tailored to the requirements of the XMM telescope
performance, concerning angular resolution, collecting area,
energy bandwidth and field of view (FoV).
Conceptually the pn-CCD, the heart of the MPE focal plane detector, is a derivative of the silicon drift detector proposed in 1983 by Gatti & Rehak (1984). In the following years the basic concept was modified, simulated and designed in detail by Strüder et al. (1987). N-channel JFET electronics was integrated in 1992 (Pinotti et al. 1993) and the first reasonably working devices were produced in 1993.
The flight type large area detectors were fabricated in 1997 in the MPI semiconductor laboratory, with a sufficiently high yield to equip XMM and ABRIXAS, a German X-ray satellite, with defect free focal plane pn-CCDs (Strüder et al. 1997; Soltau et al. 2000).
The in-orbit commissioning of XMM's scientific payload was completed in the middle of March 2000 - three months after launch; calibration and performance verification terminated in July. Since then, the official observing programme is under way. This contribution summarizes the basic instrument features as previously planned and implemented in orbit to date, as well as their scientifically relevant measured performance in space. We have included orbit data up to September 2000.
The principle of sideward depletion in high resistivity silicon is the basis of a large variety of novel silicon detectors, such as silicon drift detectors, controlled drift detectors, active pixel sensors -- and pn-CCDs.
The angular resolution of the XMM X-ray telescope in front of the pn-CCD camera (mirror flight model 2, FM2) is 15 arcsec half energy width (HEW) at 1.5 keV and 8 keV. This translates to 540 m position resolution required in the focal plane. For a given telescope performance the concept of sideward depletion allows for an optimum adaption of the pixel size to the X-ray optics, varying from 30
m up to 300
m. The FWHM of the point spread function (PSF) is 6.6 arcsec. A pixel size of 150
m (4.1 arcsec) was chosen, with a position resolution of 120
m, resulting in an equivalent angular resolving capability of 3.3 arcsec.
The energy response is higher than 90% at 10 keV because of the sensitive thickness of 300
m.
The low-energy response is given by the very shallow implant of the p+ back contact; the effective ``dead'' layer is of the order of 300 Å (Hartmann et al. 1997). High time resolution is a consequence of the parallel readout of 64 channels per subunit; in total 768 channels for the entire camera. High radiation hardness is built in by avoiding active MOS structures and by the fast transfer of the charge in a depth of more than 10
m below the surface. For low energy protons, imaged through the X-ray optics (Aschenbach 2001) the pn-CCD is ``self shielding'', because the ionizing radiation has to propagate through 290
m of silicon before damaging the transfer channel and decreasing charge transfer efficiency (CTE). As there is only a negligible transmission of protons through the X-ray optics above 500 keV, there is no problem for the pn-CCD with low energy protons at all. Measurements in a proton accelerator by Meidinger et al. (2000) with up to 2 109 10 MeV protons per cm2, equivalent to 4 times the expected 10 year XMM irradiation in space, only showed a degradation of about 30 eV in the FWHM of the MnK
line.
Kendziorra et al. (2000) tested the pn-CCDs with low energy proton up to 1.4 109 protons per cm2. No change of the detector's properties was seen. This proton irradiation at energies between 1 keV and 300 keV with prominent peaks at 70 keV and 170 keV, was a factor of 1000 above the expected low energy proton flux in orbit.
Up to now, no measurable degradation due to radiation damage was found in orbit.
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Figure 1:
Inside the pn-CCD. The X-rays
hit the device from the backside (bottom).
The charges are collected in the electron potential minimum 10 ![]() |
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The schematic view into the pn-CCD in Fig. 1
already introduces intuitively the advantages of the concept:
X-rays hit the detector from the rear side. In case of an X-ray interaction with the silicon atoms, electrons and holes are generated. The average energy required to form an electron-hole pair is 3.7 eV at
C. The strong electric fields in the pn-CCD detector separate the electrons and holes before they recombine. Signal charges (in our case electrons), are drifted to the potential minimum and stored under the transfer registers. The positively charged holes move to the negatively biased back side, where they are ``absorbed". The electrons, captured in the potential wells 10
m below the surface can be tansferred towards the readout nodes upon command, conserving the local charge distribution patterns from the ionization process. As can be seen in Fig. 1, each CCD line is terminated by a readout amplifier. The focal plane layout is depicted in Fig. 2. Four individual quadrants each having 3 pn-CCD subunits with a format of
pixel are operated in parallel.
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Figure 2: Overview of the internal boundaries of the pn-CCD focal plane. The division of the focal plane in subunits was made because of redundancy reasons. The focal point of the X-ray telescope is in CCD0, quadrant 1. About 97% of the telescopes field of view is covered by the focal plane. About 6 cm2 of the CCD's sensitive area are outside the field of view and is used for background studies. The world's largest X-ray CCD with a sensitive area of 36 cm2 was fabricated in the MPI- semiconductor laboratory |
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Figure 3: Operating modes of the pn-CCD camera a) Full frame and extended full frame mode, b) Large window mode, c) small window mode and d) timing mode and burst mode |
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mode | field of view (FoV) | time resolution | out of time | life time | brightest point source |
resolution | (OOT) events | with OOT events | for XMM | ||
in pixel format | in ms | in % | in % | in counts per sec | |
in arcmin | in erg cm-2 s-1 * | ||||
full frame | 398 ![]() |
73.3 | 6.2 | 99.9 | 6 |
(1) | 27.2 ![]() |
8.1 10-12 | |||
extended full frame | 398 ![]() |
199.2 | 2.3 | 100 | for extended sources |
(2) | 27.2 ![]() |
only | |||
large window | 198 ![]() |
47.7 | 0.15 | 94.9 | 9 |
(3) | 13.5 ![]() |
1.2 10-11 | |||
small window | 63 ![]() |
5.7 | 1.1 | 71.0 | 104 |
(4) | 4.3 ![]() |
1.4 10-10 | |||
timing | 199 ![]() |
0.03 | 100 | 99.5 | 4000 |
(5) | 13.6 ![]() |
5.9 10-9 | |||
burst | 20 ![]() |
0.007 | depends on | 3.0 | 60000 |
(6) | 1.4 ![]() |
PSF | 8.1 10-8 |
The spatially uniform detector quality over the entire field of view is realized by the monolithic fabrication of 12 individually operated cm2 pn-CCDs on a single wafer (see Fig. 2). No inhomogenities were observed in the tested energy range from 700 eV up to 8 keV, the measured flatness of the homogeneity measurements was always limited by Poisson statistics. Figure 2 shows the insensitive or partially sensitive gaps in between the different CCDs and quadrants. As all CCDs are monolithically integrated on a single 4 inch wafer, the relative adjustment of the chips, i.e. all pixels, is known with a precision of better than 1
m.
The improvement of the energy resolution of the detector requires cooling,
to suppress the thermally generated leakage current.
We have chosen a temperature of
C, reducing the
leakage current to less than 0.1 e- per pixel and per
readout cycle of 73 ms. Taking into account the residual partial
pressure inside the camera of less than 10-5 mbar, formation
of monolayers of e.g. ice on the radiation entrance window should not occur.
CCDs have originally been designed for photon intensity imaging, not single photon counting in a
spectroscopic mode. To make CCDs useful for X-ray imaging and spectroscopic applications
simultaneously, they must be operated such that only one X-ray photon hits the detector
without an overlap in time and position of another photon. The
design of the readout modes was driven by the
assumption that the local photon flux should be below
events per pixel and integration time. To adapt the X-ray camera readout mode to the point source brightness, the integration time of the CCD camera can be shortened - by reducing the area to be read out. Under the cost of sensitive area the photon flux can be increased. Figure 3 shows which part of the CCD array is read out in the different modes. Table 1 contains the most important parameters of the pn-CCD readout modes. A detailed summary was given by Kuster et al. (1999).
The window modes as shown in Fig. 3 reduce the field of view to reduce the number of out-of-time events and to improve the time resolution and finally increase the pile-up limit for bright sources. In the large window mode the inner half of the CCD is used for imaging, then rapidly transferred towards the readout node (720 ns per CCD line) and eventually read out, similar to the full frame mode. During the fast transfer the image outside the defined FoV is automatically cleared. The time resolution is lowered to 47.7 ms and the amount of out-of-time events drop below 0.2% in the large window mode. The small window mode operates comparably. The difference is that the field of view is further reduced to 63
64 pixels and only one quadrant is operated instead of four. The time resolution drops to 5.7 ms and out-of-time event contribution is 1.1%. The small window mode only uses CCD0 of quadrant 1, i.e. the focal CCD.
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Figure 4: Mechanical structure of the pn-CCD camera system. X-rays imaged through the telescope enter the detector from the bottom |
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The burst mode rapidly transfers 179 pixels and then reads the content of CCD0 in the conventional way. This allows for a 7 s time resolution and up to 60000 counts per second in the PSF. After each read out, the entire CCD is cleared from signals. The duty cycle (life time) in this mode is only 3%. The strongest sources can be observed in that mode.
The camera housing is mainly made out of aluminum, the average integrated equivalent aluminum thickness, shielding the CCD from cosmic ionizing radiation is roughly 3 cm. The aluminum (AlZnMgCu1,5) contains Si, Fe, Cu, Mn, Mg, Cr, Zn and Ti. In total, these ``trace" elements represent about 10% of the total mass. Figure 4 shows a cross section through the pn-CCD camera system. The main components are the radiator, cold finger, proton shield and the printed circuit board with the integrated preamplifiers (CMX and TMX) and the pn-CCD, mounted in an invar ring. The interconnections between the CCD and the surrounding electronics on the PC board are wedge-bonded. About 900 bonds were required, all individually coated, to improve their mechanical stability.
The invar consists mainly of Ni, Mn, Si, C and Fe. The PC board contains beside its Mo core Cu lines
as metallization layer. A spider type support structure, smoothly pressed
onto the PC board and on the CCD wafer act as a mechanical stabilization of the main
components of the camera head.
Between stand-off cone and stand-off base a filter wheel is implemented with 6 filter
positions: Four positions carry filters of different thicknesses (see Table 2), one
position is open and the closed position is realized by a 1 mm thick aluminum plate,
to block ionizing radiation imaged through the mirror system. Four positions are
equipped with thick, medium and two thin filters as specified in Table 2. A calibration
fluorescent source (AlK
and MnK
and MnK
,
1.487 keV and
5.894 keV and 6.489 keV resp.) can illuminate the CCD through the filter wheel upon
command. The total count rate of the calibration source on the detector is of the order
of 100 counts per second, the half-life of 55Fe is 2.7 years. The spatial
distribution of the X-rays from the calibration source is inhomogeneous over the
field of view.
The actual planning foresees an operating temperature of the pn-CCD of
C
during the whole mission. An active temperature control stabilizes the chip temperature
to better than 0.1 K. The temperature is measured on the CCD directly and on the invar
ring. The thermal design was made to achieve CCD temperatures as low as
C
while dissipating 0.9 W of power in the focal plane.
filter | layer 1 | layer 2 | layer 3 | layer 4 |
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|
open | - | - | - | - |
position 1 | ||||
closed | Al | - | - | - |
position 2 | 270200 | - | - | - |
2 ![]() |
Al | PI | - | - |
position 3, 4 | 10.8 | 22.4 | - | - |
medium | Al | PI | - | - |
position 5 | 21.6 | 22.4 | - | - |
thick | Sn | Al | PP | Al |
position 6 | 18 | 28 | 27.5 | 28 |
The electronic concept was designed with a high degree of redundancy. The four quadrants of the CCD wafer are operated and controlled seperately. In addition the three CCDs of one quadrant can be electrically adjusted almost independently. The relevant supply voltages and currents of each CCD are programmable from ground. This enables the instrument team to modify operating conditions in case of performance degradation, if needed.
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Figure 5:
Quantum efficiency (QE) of the pn-CCD with a fully depleted thickness of 300 ![]() |
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Figure 6:
Calibration spectrum with the internal radioactive source including the background with the filter wheel in closed position. The continuous background below the Mn lines arises mainly from photoelectrons stimulated from the 55Fe source in the Al target. The iron K![]() ![]() ![]() |
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The energy resolution is mainly determined by the statistical fluctuations of the ionization process (Fano noise), the charge transfer properties of the CCD and the electronic noise of the readout node. Figure 6 shows about 31 hours of in-orbit data with the internal calibration source in the ``closed-cal'' position from june 2000. The signals selected are only those which hit the CCD in the last 20 lines of the 12 CCDs, the area, which also contains the focal point. X-ray events from this region have undergone the maximum number of charge transfers and therefore the highest charge losses.
The AlK,
the MnK
and MnK
and the MnK
escape peak are clearly visible. The CuK
and CuK
peaks are fluorescence lines from the printed circuit board, generated by ionizing particles traversing the whole pn-CCD camera. The other fluorescence lines (e.g. KK
,
TiK
,
VK
,
CrK
,
FeK
,
NiK
,
ZnK
)
and others are trace elements in the aluminum structure of the camera and the invar ring holding the pn-CCD wafer. The energy resolution in the full frame mode is extracted from the internal calibration source including all kind of X-ray background. Over the first 9 months the peak position and the FWHM are shown in Figs. 7 and 8. At MnK
the FWHM is 161 eV in the focal point, it is 152 eV averaged over the whole CCD and is 140 eV close to the readout nodes. The energy resolution improves in the extended full frame mode to 148 eV (FWHM) averaged over the entire chip. The AlK
resolution is 111 eV (FWHM) for the full frame and 105 eV in the extended full frame mode. Due to the heavy overlap of many lines and because of the underlying continuous background the energy resolution is slightly better for monochromatic radiation.
The strong solar flare on July-14 did not leave any measurable damage in the pn-CCD camera.
The variation of the peak position (see Fig. 7), e.g. at the day 200 and 220 in the year 2000, was due to a strong temperature drop (approximately 10 K) of electronic boxes outside of the camera housing, causing gain changes and shifts in the analog-to-digital conversion. The peak shift is correlated with satellite commands influencing the thermal budget. On ground, the change of the peak position is corrected. As can be seen in Fig. 8 the peak shift had no effect on the energy resolution. The error bars in Fig. 8 comprise only the statistical errors, systematics are not included. The larger error bars in CCD 10, 11 and 12 reflect the fact, that this area of the focal plane was only poorly illuminated by the calibration source. The variance of the FWHM at the MnK line including 36 extended calibration measurements over the last 9 months is only 1.8 eV. A peak shift due to CTE changes because of possible radiation damage is less than 5 eV.
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Figure 7: Longterm stability of the pn-EPIC camera system monitored with the internal calibration source. Within a precision of 5 eV no CTE related peak shifts were observed, given nominal operation temperatures in the pn-CCD camera system |
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Figure 8: The full width at half maximum of the internal calibration source. The larger errors in CCD's 10, 11 and 12 are due to the inhomogeneous focal plane illumination resulting in a reduced count rate |
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Another source of instrument background is caused by highly ionizing particles, being imaged by means of grazing incidence reflection through the X-ray telescope. They can be light and heavy ions as well as highly ionizing low energy protons (Aschenbach 2001). The duration of the flares can be of the order of minutes up to hours, their occurence is unpredictable (see e.g. Briel 2000). In case the detectors register a significant increase of counts, the filter wheel is put in closed position, but the EPIC instruments remain operational.
The pn-CCD camera has the option to lower the gain of the signal processing electronics by a factor of 20 to increase the dynamic range in the so-called low-gain mode above 300 keV. This mode is very useful to study background phenomena. Figure 9 shows an example of such a measurement.
During an observation in low-gain a sudden increase in count rate by a factor of 2.5 occurred in the CCD cameras without getting notice from the radiation monitor. The above threshold counter indicated an increased number of particles. The result of the analysis of those ``soft proton flares" were summarized by Strüder et al. (2000):
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Figure 9: Measured background spectra (thick filter) with a reduced gain (factor 20) during normal background, mainly mips (red line) and during a ``soft proton flare" (black line). The upper panel shows the ``light curve'' of the observation with an increased background in the last 500 s. The lower left picture shows the event pattern of the high and low background measurements. The lower right diagram shows the difference in energy deposition for the low and high background events |
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Minimum ionizing particles (mips) traverse the detector and leave about 80 electron-hole pairs per m track length in the silicon. In a Monte-Carlo simulation we assumed a 4
isotropic distribution of the mips, which nicely fits the measured data: The average energy deposition in one pixel is in the order of 50 keV and the average number of pixels involved in a mip track is about 10 (Strüder 2000). The most probable track length in one single pixel is 150
m. The onboard processor is able to remove almost 100% of the mips. The processing power onboard is not sufficient to remove them all. Post-processing on ground then rejects 100% of the mips.
The instrument background was determined by measurements with the filter wheel closed. In the energy band of 2 keV to 10 keV 4.5 10-4 single events per sec, per keV and per arcmin2 were measured. For a circle with a radius of 7 arcsec - i.e. the half energy width of the telescope system - this reduces to 1.5 10-4 per sec. The cosmic X-ray background within the 7 arcsec radius is 2.3 10-5 singles per sec. A circle with a radius of 7 arcsec characterizes the half energy width of the telescope and therefore gives a background estimate for a point source.
The analysis of the radiation background of all kinds will be an ongoing activity because of the lack of precise predictability, time transients and missing knowledge about the composition, energy profile, spatial distribution in the XMM orbit.
Acknowledgements
The XMM-Newton project is supported by the Bundesministerium für Bildung und Forschung/Deutsches Zentrum für Luft- und Raumfahrt (BMBF/DLR), the Max-Planck Society and the Heidenhain-Stiftung. In addition we would like to thank Kayser-Threde GmbH for the design of the pn camera head.We are indebted to the staff of the MPI semiconductor laboratory, and the technical divisions at the MPE and IAAT.
The European Photon Imaging Camera was developed by the EPIC Consortium led by the Principal Investigator, Dr. M. J. L. Turner. The consortium comprises the following Institutes: MPE Garching, IAAT Tübingen, (Germany); University of Leicester, University of Birmingham, (UK); CEA/Saclay, IAS Orsay, CESR Toulouse, (France); IFC Milan, ITESRE Bologna, IAUP Palermo, Italy. EPIC is funded by: PPARC, CNES, DLR and ASI.