A&A 490, 905-922 (2008)
DOI: 10.1051/0004-6361:200809839
G. Hasinger1,2
1 - Max-Planck-Institut für extraterrestrische Physik,
Gießenbachstr. 1, 85741 Garching, Germany
2 -
Institute for Astronomy, 2680 Woodlawn Drive, Honolulu,
Hawaii 96822, USA
Received 24 March 2008 / Accepted 2 August 2008
Abstract
Aims. Intrinsic absorption is a fundamental physical property for understanding the evolution of active galactic nuclei (AGN). Here we study a sample of 1290 AGN, selected in the 2-10 keV band from different flux-limited surveys with very high optical identification completeness.
Methods. The AGN were grouped into two classes, unabsorbed (type-1) and absorbed (type-2), depending on their optical spectroscopic classification and X-ray absorption properties, using hardness ratios. Utilising the optical to X-ray flux ratios, a rough correction was applied for the
redshift incompleteness still present in the sample. Then the fraction of absorbed sources was determined as a function of X-ray luminosity and redshift.
Results. The absorbed fraction decreases strongly with X-ray luminosity. This can be represented by an almost linear decrease from
to
in the luminosity range log LX= 42-46 and is consistent with similar derivations in the optical and MIR bands. Several methods are used to study a possible evolution of the absorption fraction. The absorbed fraction increases significantly with redshift, which can be described by a power-law with a slope
,
saturating at a redshift of
.
A simple power-law fit
over the whole redshift is also marginally consistent with the data.
Conclusions. The variation in the AGN absorption with luminosity and redshift is described with higher statistical accuracy and smaller systematic errors than previous results. The findings have important consequences for the broader context of AGN and galaxy co-evolution. Here it is proposed that the cosmic downsizing in the AGN population is due to two different feeding mechanisms: a fast process of merger-driven accretion at high luminosities and high redshifts versus a slow process of gas accretion from gravitational instabilities in galactic discs rebuilding around pre-formed bulges and black holes.
Key words: galaxies: quasars: general - galaxies: Seyfert - X-rays: galaxies - X-rays: diffuse background
In recent years it has become obvious that supermassive black holes at the
centres of galaxies must play an important role in the evolution of galaxies.
There is a strong correlation between the black hole mass and global properties
of its host galaxy spheroid, like the bulge luminosity (Kormendy & Richstone
1995; Magorrian et al. 1998) and the stellar
velocity dispersion, i.e. the MBH-
relation (Ferrarese & Merritt
2000; Gebhardt et al. 2000). At the same time,
evidence is mounting that AGN and galaxies in general
undergo very similar evolution patterns. The peaks of AGN activity and star
formation occur in the same redshift range (z = 1.5-2), and there is a similar
dramatic decline towards low redshift. Moreover, the mass density of local
dormant supermassive black holes in galaxy centres is consistent with the mass
density accreted by AGN throughout the history of the Universe (Marconi et al.
2004; Merloni 2004), yielding further evidence of
a tight link between nuclear black hole activity and the growth of galaxy
bulges. Many recent theoretical models propose that feedback from the growing
supermassive black holes plays an important role in linking the properties and
evolution of central black holes and their host galaxy (Silk & Rees,
1998; Di Matteo et al. 2005). The feedback from
powerful AGN can quench star formation and inhibit the growth of the
most massive galaxies (Scannapieco & Oh 2004), and this
effect is indeed required to match the results of hydrodynamical simulations
to the observed bright end of the galaxy luminosity functions (Springel et al.
2006; Hopkins et al. 2006).
A strong dependence of the AGN space density evolution on X-ray luminosity has been found, the so-called luminosity-dependent density evolution (LDDE) with a clear increase in the peak space density redshift with increasing X-ray luminosity, both in the soft X-ray (0.5-2 keV) and the hard X-ray (2-10 keV) bands (Miyaji et al. 2000; La Franca et al. 2002; Cowie et al. 2003; Ueda et al. 2003; Fiore et al. 2003; Hasinger et al. 2005). This AGN cosmic downsizing evolution, which recently has also been confirmed in the radio and optical bands (Cirasuolo et al. 2002; Bongiorno et al. 2007) is very similar to the downsizing of the faint galaxy population that shows a smooth decline in their maximum luminosity with decreasing redshift for z < 1 (Cowie et al. 1996). The observed cosmic downsizing indicates that active star formation and black hole growth shift to lower mass galaxies throughout the evolution of the Universe, which is somewhat counter-intuitive to the standard cold dark matter scenario, where large-scale structure evolves hierarchically from small to larger entities. The AGN results indicate a dramatically different evolutionary picture for low-luminosity AGN compared to the high-luminosity QSOs. While the rare, high-luminosity objects can form and feed very efficiently, possibly by multiple mergers rather early in the universe (see e.g. Li et al. 2006), with their space densitydeclining more than two orders of magnitude at redshifts below z=2, the bulk of the AGN has to wait much longer to grow or to be activated, with a decline in space density by less than a factor of 10 below a redshift of one. The late evolution of the low-luminosity Seyfert population is very similar to what is required to fit the mid-infrared source counts and background (Franceschini et al. 2002) and also the bulk of the star formation in the Universe (Madau 1996), while the rapid evolution of powerful QSOs traces the history of formation of massive spheroids more closely (Franceschini et al. 1999). This could indicate two different modes of accretion and gas supply for the black hole growth with substantially different accretion efficiency (see e.g. the models of Cavaliere & Vittorini 2000; Di Matteo et al. 2003; Merloni 2004; Menci et al. 2004).
A large fraction of the accretion in the Universe is obscured by intervening gas
and dust clouds. Indeed, the spectrum of the X-ray background can very well be
described by a combination of absorbed and unabsorbed AGN evolving through cosmic
time (e.g. Comastri et al. 1995; Gilli et al. 2007,
hereafter GCH07). However, one of the major uncertainties in the study of AGN
evolution and black hole growth is the unknown distribution of absorbing column
densities and its dependence on AGN luminosity and on cosmic time. Indeed, studies
of local Seyfert 2 galaxies have shown that a large fraction of these
(40%) are Compton-thick (Risaliti et al. 1999) and thus
practically absent in X-ray surveys. Therefore, the luminosity-dependent AGN
evolution picture could be significantly biased by systematic selection effects
(see e.g. Treister et al. 2004). Ueda et al. (2003)
have for the first time found a significant decrease in the fraction of obscured
AGN with increasing X-ray luminosity, and similar results have been obtained almost
simultaneously from independent X-ray selected AGN samples by Steffen et al.
(2003) and Hasinger (2004). Recently, these trends
have been confirmed in optically selected AGN observed in the SDSS (Simpson
2005) and with Spitzer in the MIR (Maiolino et al.
2007; Treister et al. 2008), indicating a breakdown
of the standard AGN unification model (Antonucci 1993; see also
Ballantyne et al. 2006). The possible
evolution of the fraction of obscured sources with redshift is still a matter of
debate in the literature. A tentative redshift dependence of the obscured fraction was
reported by La Franca et al. (2005). Other authors (e.g. Ueda et al.
2003, GCH07) did not find a significant redshift dependence. Recently,
Ballantyne et al. (2006) and Treister & Urry
(2006) have presented evidence for a shallow increase in the absorbed fraction with redshift. The different results could indicate both
systematic and statistical effects in the analysis.
In this paper the best available AGN samples selected in the 2-10 keV X-ray band with the highest redshift completeness possible have been compiled, resulting in 1406 objects, of which more than 92% have redshift information, mainly from optical spectroscopy. This allows for the best combination so far of object statistics and completeness in any hard X-ray selected AGN sample. In Sect. 2 the hard X-ray selected AGN sample is described in detail. Section 3 discusses the classification criteria used to distinguish between type-1 (unabsorbed) and type-2 (absorbed) AGN. Section 4 presents the number counts of the different source populations and Sect. 5 elaborates on a method of correcting for the small, but significant redshift incompleteness in the sample. Section 6 is the main body of the paper that discusses the luminosity- and redshift dependence of the absorbed AGN fraction. Finally, the results are discussed in Sect. 7 and summarised in Sect. 8. Throughout this work, a cosmology with
,
,
and H0=70 km s-1 Mpc-1 is used.
Table 1: The hard X-ray sample.
For studying the AGN X-ray absorption and its cosmological evolution, well-defined flux-limited samples of AGN with a high redshift completeness have been selected in the 2-10 keV band, with flux limits and survey solid angles ranging over five and six orders of magnitude, respectively.
A total of 1290 X-ray selected AGN were compiled from ten independent samples containing a total of 1406 X-ray sources selected in the 2-10 keV band. Of these, 1106 have reliable optical spectroscopic redshift identifications. For the optically fainter sources, in particular in those samples with fainter X-ray flux limits, it becomes increasingly difficult to obtain reliable spectroscopic redshifts and classifications. However, for survey fields with substantial multi-band photometric coverage, e.g. the GOODS North and South areas in the CDF-N and CDF-S, respectively, it has been shown that photometric redshifts can be used reliably (Zheng et al. 2004; Mainieri et al. 2005; Grazian et al. 2006). A total of 188 photometric redshifts are used in the samples in Table 1. The number of unidentified sources that do not have a reliable redshift determination, either through spectroscopy or through photometry, but nevertheless have optical or NIR counterparts, is only 112, yielding an identification fraction of 92%. To control systematic redshift incompleteness effects, crude redshifts have been estimated for the unidentified sources, using the X-ray to optical flux ratio, following Fiore et al. (2003). The surveys utilised in this work are summarised in Table 1. Please note that the number of type-1 and type-2 AGN in Table 1 includes the photometric and crude redshifts and that other source classes like galaxies, stars, clusters, etc. are omitted here.
For several surveys a limit in X-ray flux or off-axis angle had to be chosen a posteriori, based on optical completeness criteria, thus maximising the number of sources with redshifts, while simultaneously minimising the number of unidentified objects. For the purpose of this paper, all X-ray fluxes in the different samples have been converted to observed 2-10 keV fluxes assuming the same spectral index for all sources within each sample (see below). While it is in principle possible to attempt a correction to intrinsic, restframe 2-10 keV fluxes for each source individually, using spectral indices and hydrogen column densities determined from direct spectral fits or hardness ratios, this has not been done here for several reasons. This procedure introduces additional statistical errors into the flux determination due to the uncertainty in the spectral parameters. Most of the sources in the flux-limited samples used here contain very few X-ray photons so that only a crude hardness ratio is available that does not allow absorption and spectral slope to be determined independently, let alone more complicated spectral models. While these uncertainties have a relatively weak effect on the flux observed in the source detection band, extrapolations to the source restframe would amplify these errors. For the comparison with theoretical models, it is easier to fold these observational effects into the predictions instead of trying to correct the observations. Therefore all fluxes and luminosities refer throughout this paper to observed quantities in the observed 2-10 keV band. Below we summarise our sample selection and completeness for each survey. Figure 1 gives the solid angle versus flux curve for the individual surveys and the total sample used.
![]() |
Figure 1: The solid angle as a function of flux limit covered in the ten independent surveys utilised in this analysis. |
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Shinozaki et al. (2006) have selected a flux-limited
sample of 49 AGN from the HEAO-1 all-sky-survey, which has
also been used in the Ueda et al. (2003) analysis. For the brighter
part of the sample (28 sources with 2-10 keV fluxes larger than
erg cm-2 s-1), they used the classical
Piccinotti et al. (1982) catalogue based on the HEAO-1
A2 instrument on a solid angle of
deg2. At fainter
fluxes (above 10-11 erg cm-2 s-1), they augmented this by
sources from the catalogue derived by Grossan (1992)
through a crosscorrelation of the HEAO-1 A1 (Large-Area Counter)
and A3 (Modulation Collimator) instruments (the HEAO-1 A3 MC LASS
Catalog). 21 sources from the Grossan sample were selected in a sky
area of 5105 deg2 with particularly high identification completeness.
Shinozaki et al. have originally excluded the source H1443+421 (1H1448+415)
from their low-redshift sample. However, it turned out later that the
most likely identification for this source is the ROSAT source
1RXS J144645.8+403510, listed as a QSO at z=0.267 in the Simbad data base
(Miyaji 2007, priv. comm.). Including this object, the total number of
HEAO-1 AGN used in this analysis is 50. The fluxes of the Grossan objects
have been corrected to first order for the bias related to confusion noise
by Shinozaki et al.; while these authors give fluxes for their sample based on
individual spectral slopes, for the analysis presented here, all fluxes
have been converted assuming a power-law spectrum with a photon index
of 1.65.
For the ASCA Large Sky Survey and Medium Sensitivity Survey, the same
subsamples as defined by Ueda et al. (2003) have been used in
this analysis.
The ASCA Large Sky Survey (LSS) is a contiguous 7 deg2 strip in the
north Galactic pole region surveyed with the ASCA GIS and SIS instruments
(Ueda et al. 1999). Optical identifications for 34 sources above
a 2-10 keV flux limit of
erg cm-2 s-1 are given
by Akiyama et al. (2000) and updates in Ueda et al.
(2003). The ASCA Medium Sensitivity (GIS) survey is based on
the two X-ray catalogues published by Ueda et al. (2001,2005).
Spectroscopic optical identifications are from Akiyama et al. (2003)
for the northern subsample and from Ueda (2007, priv. comm.) for the southern
subsample. In total the ASCA Large Sky and Medium Sensitivity Surveys
contain 139 objects, of which 125 are AGN and only one source remains unidentified.
The HBSS is a subset of the larger XMM-Newton Bright Serendipitous Survey
(Della Ceca et al. 2004) carried out by the XMM-Newton Survey
Science Center (Watson et al. 2001) consortium. It is a complete
flux-limited sample of bright X-ray sources
(
at high galactic latitude (
),
selected in the 4.5-7.5 keV energy band. The HBSS was designed to have a flat sky
coverage of 25.17 deg2 at a fixed MOS2 count rate limit of
in the 4.5-7.5 keV band. The MOS2 count rates in the
HBSS were converted to observed fluxes in the 2-10 keV band, assuming a photon power-law index of 1.9 (using a count rate to flux conversion factor of
.
The flux limit of the HBSS is therefore
.
The HBSS sample is now almost completely
optically identified, leaving only 2 out of 67 objects unidentified and thus yielding
a spectroscopic completeness of
(Caccianiga et al. 2000;
Della Ceca et al. 2008).
The XMM-Newton Medium-sensitivity Survey (XMS, Barcons et al.
2007) is a serendipitous X-ray survey and optical identification
programme of sources with intermediate X-ray fluxes discovered in 25 XMM-Newton
high Galactic latitude fields covering a sky area of 3 deg2. For this
analysis the XMS-H sample was used, selected in the 2-10 keV band.
The original Barcons et al. sample contains 159 sources with 2-10 keV fluxes
>
erg cm-2 s-1 with a spectroscopic identification
fraction of 83% (27 unidentified sources). However, the actual spectroscopic
completeness limit varies from field to field. In order to optimise the redshift
completeness of the XMS, a strategy was chosen, which maximises the sample of
identified sources, while minimising the number of unidentified sources.
There are 15 fields that are either completely identified down to the survey
flux limit or have a small number of unidentified sources significantly brighter
than the flux limit. For those fields, the flux limit was maintained and
the unidentified sources enter the sample for this analysis. For the remaining 10
fields, unidentified sources have the lowest flux in the particular subsample.
In these cases the unidentified sources were excluded. The flux limit for
this field was then raised to the geometric mean between the flux of the first
unidentified and the last identified source in order to avoid the
gerrymandering effect introduced by defining a post-facto flux limit (see
also Hasinger et al. 2005). This effect can be explained in
the following way: if one has a pre-defined flux limit for a (sub)survey, then
the faintest source in the sample is expected to lie somewhat above this flux
limit. If, on the other hand, the flux limit would be defined post facto
exactly at the flux of the faintest identified source, a small bias is
introduced. Defining the flux limit between two adjacent sources in the
original sample minimises this bias. Table 2 summarises the
unidentified source statistic for the XMS fields. This way a cleaner XMS sample
could be defined, comprising 144 objects and almost half the number of
unidentified sources, i.e. achieving an identification fraction of 91%.
The survey solid angle has been corrected accordingly (see Fig. 1).
Table 2: Identification completeness in XMS fields used in this study.
CLASXS is a large contiguous survey consisting of nine intermediate-depth Chandra
pointings in a
grid in the Lockman Hole (
northwest of the
original LH deep survey, see below), in a region with the lowest Galactic neutral hydrogen
column density (Lockman et al. 1986). A catalogue of 525 X-ray sources
discovered in CLASXS is given in Yang et al. (2004). Steffen et al.
(2004) present optical identifications and 271 spectroscopic
redshifts for the CLASXS, yielding an overall spectroscopic completeness of 52%.
For the work discussed here, the sample of 319 sources detected with a signal-to-noise
ratio
in the hard band (2-8 keV) was utilised. Down to the original
survey flux limit of
erg cm-2 s-1, there are 138 objects
without redshifts.
To obtain an acceptable unidentified fraction, the original catalogue had to be
cut at a substantially higher flux limit of
erg cm-2 s-1,
yielding a sample
of 103 sources, of which 20 remain unidentified. The redshift completeness is thus 81%.
HELLAS2XMM (Baldi et al. 2002) is a serendipitous survey based on suitable XMM-Newton
pointings (complementary to the XMS) and building on the experience of the original
BeppoSAX High Energy Large Area Survey (HELLAS). Fiore et al. (2003)
present optical identifications and spectroscopic redshifts for 122 sources
selected in the 2-10 keV band in five XMM-Newton fields, covering a survey
area of 0.9 deg2. For the distinction between absorbed and unabsorbed sources
(see below), hardness ratios from Perola et al. (2004) were used,
kindly provided by M. Brusa (2007, priv. comm.).
Originally Fiore et al. published optical spectroscopic redshift
identifications for 97 of their objects, yielding a redshift completeness of .
Later Maiolino et al. (2006) presented additional redshifts from VLT NIR
spectroscopy of optically extremely faint objects for two additional sources. Both
Fiore et al. and later Mignoli et al. (2004) tried to
estimate redshifts for the remaining, optically faint, unidentified sources. Fiore et
al. employed the optical to X-ray flux ratio to obtain crude redshift information.
Mignoli et al. used further, deep NIR imaging with ISAAC at the VLT of optically very
faint counterparts in HELLAS2XMM. Using both the R-K colours and the morphological
information, they estimated photometric lower limit redshifts for 9 of the originally
unidentified sources in the Fiore et al. sample, also yielding consistent redshifts
for the two objects later identified in the Maiolino et al. NIR spectroscopy.
In Sect. 5 the X-ray/optical flux ratio will be used to estimate
crude redshifts for all unidentified sources in this study, but for the moment the
crude redshifts for HELLAS2XMM are not taken into account in the sample completeness.
However, a 2-10 keV flux limit of 10-14 erg cm-2 s-1 was chosen, thus
removing the faintest 4 sources, which are all unidentified.
Recently Cocchia et al. (2007) have published photometry and spectroscopic redshifts in five additional HELLAS2XMM fields providing 59
new redshift identifications for the sample of 110 new sources. To
maximise the redshift completeness of this sample, a procedure similar to the
one used for the XMS was applied (see above). However, because in this case
some fields were observed or identified only outside the central image region,
an inner and
an outer off-axis cut had to be applied in addition to a flux cut. As in the
case of the XMS, the flux and off-axis limits were chosen in the geometric mean
between the last identified and the first unidentified object. This way flux
limits between 1.18 and
erg cm-2 s-1 were
chosen for the different fields, and the total additional solid angle collected
this way was
.
The sky coverage of the survey (see Cocchia et al.
2007) was corrected accordingly. In this way an additional 49 sources with only 4 unidentified objects could be added to the sample.
This leaves in total 171 sources, of which 27 remain unidentified. The redshift
completeness in this subsample of HELLAS2XMM is thus 84%.
SEXSI is a serendipitous survey based on 27 Chandra archival, high Galactic latitude
pointings followed up spectroscopically with the Keck telescopes. Eckart et al.
(2006) presented spectroscopic redshift identifications for 438 objects
out of a total sample of 1034 sources selected in the 2-10 keV band, yielding
an original identification completeness of 42% over a survey area of 2 deg2.
For their sample Eckart et al. have utilised the Chandra sources over the
whole field-of-view (FOV) and to the full sensitivity limit of their observations.
To optimise the completeness of the SEXSI sample to be utilised for this
study, the original sample was cut both in off-axis angle and in flux limit,
following a procedure similar to the one described above for the XMS. At the outset,
the whole sample was reduced to off-axis angles below
,
thus
concentrating on the inner part of the Chandra FOV with higher angular
resolution and sensitivity. Then, a limit was defined separately for each of the
27 SEXSI pointings both in flux and in off-axis angle so as to limit the fraction
of unidentified sources to <
in each field. A total of 7 out of the original
27 fields had to be rejected, because this condition could not be fulfilled. The
remaining fields had between 0 and 5 unidentified sources left (see Table 3). To avoid biases in the effective area versus solid
angle curve introduced by this gerrymandering procedure, both the flux limit
and the off-axis limit for each pointing was defined as the geometric mean between
the corresponding values of the last identified and the first unidentified
source in each field (sorted in flux or in off-axis angle, respectively).
In this way, a total number of 252 objects were retained for the SEXSI subsample
used in this study, of which 40 remain unidentified, yielding a spectroscopic
completeness of
over a solid angle of
1 deg2.
Table 3: Identification completeness in SEXSI fields used in this study.
The Lockmam Hole (LH/XMM) has been observed by XMM-Newton
17 times during the PV, AO-1 and AO-2 phases of the mission, with total good
exposure times in the range 680-880 ks in the PN and MOS instruments (see
Hasinger et al. 2001,2004; Worsley et al. 2004; Brunner et al. 2008 for details). Spectroscopic
optical identifications of the ROSAT sources in the LH have been presented
by Schmidt et al. (1998) and Lehmann et al. (2000).
A catalogue from the XMM-Newton PV phase was published by Mainieri et al.
(2002) and some photometric redshifts have been discussed in Fadda
et al. (2002). Here objects were selected from 266 sources detected in the hard band of the 637 ks dataset
(Brunner et al. 2008) with additional spectroscopic identifications
obtained with the DEIMOS spectrograph on the Keck telescope in spring 2003 and 2004
by Schmidt and Henry (Szokoly et al. 2008) and also including
a number of new photometric redshifts (Mainieri 2007, priv. comm.). To
maximise the spectroscopic/photometric completeness of the sample, objects were
selected in two off-axis intervals with different 2-10 keV flux limits:
erg cm-2 s-1 for off-axis angles in the range
11.0-14.3 arcmin and
erg cm-2 s-1 for off-axis
angles smaller than 11 arcmin. The total number of sources in the LH/XMM
survey is 64, with 4 objects still unidentified.
For this study the catalogue of Giacconi et al. (2002), based on the 1 Ms observation of the CDF-S (Rosati et al. 2002), was used and expanded with two additional objects from the catalogue derived from the same data set by Alexander et al. (2003), which were confused in the original Giacconi et al. catalogue, but formally fulfill the same detection criteria. One source (XID 527) was removed, because it was identified with the jet of an extended radio source already matched with another X-ray source (Mainieri et al. 2008). The 239 sources detected significantly in the 2-10 keV band (signal to noise ratio >2.0) and within an off-axis angle of 10 arcmin were thus selected. The solid angle area curve given in Giacconi et al. (2002) was used, but truncated at an off-axis angle of 10 arcmin.
Spectroscopic identifications in the CDF-S have originally been obtained by
Szokoly et al. (2004) with the FORS instruments at the ESO VLT,
yielding a
spectroscopic completeness of
in the hard band. Additional spectroscopic
redshifts of CDF-S X-ray sources were obtained with the ESO VLT as part of
the VVDS and GOODS surveys and have been collected in the catalogue of Grazian et al. (2006). In the meantime more spectroscopic redshifts have
been obtained both with VIMOS and with FORS2 at the VLT through the GOODS programme
(PI: Cesarsky) and the CDFS follow-up (PI: Bergeron). The
spectroscopic follow-up observations
of the Extended Chandra Deep Field South (ECDFS, see Lehmer et al. 2000)
have also yielded additional identifications in the CDF-S proper, both from the VLT and
from Keck (Szokoly & Silverman 2007, priv. comm.). For the 239 CDFS
sources selected for this study, we therefore have the following breakdown of spectroscopic redshifts: 111 objects from Szokoly et al. (2004),
30 redshifts from the public GOODS data releases based on VLT FORS and VIMOS
spectroscopy (Vanzella et al. 2008; Popesso et al. 2008), 13 and 4 objects from
the ECDFS spectroscopic follow-up using VIMOS at the VLT and DEIMOS at the
Keck telescopes, respectively (Silverman, Szokoly et al. 2007, priv. comm.),
7 objects from the K20
survey (Mignoli et al. 2005), and 3 redshifts from the VVDS (Le Fevre
et al. 2004). This subsample of the CDF-S therefore has a spectroscopic
completeness of 71%.
The field is also included in the COMBO-17 intermediate-band survey, which
gives very reliable photometric redshifts for optically brighter sources
(Wolf et al. 2004). A total of 9 COMBO-17 redshifts were used
here. The CDF-S has also been surveyed by the HST ACS as part of the GOODS
(Giavalisco et al. 2004) and GEMS (Rix et al. 2004)
projects. Very deep NIR photometry has been obtained with the ISAAC camera at the
VLT as part of the GOODS project (Mobasher et al. 2004). Finally, the
GOODS area has been covered in the MIR spectral range by deep Spitzer
observations. The CDF-S therefore offers the highest quality photometric redshifts
of faint X-ray sources, which were originally derived by Zheng et al.
(2004) and Mainieri et al. (2005). More recently, Grazian
et al. (2006) have derived photometric redshifts in the GOODS CDF-S
area including the Spitzer MIR photometry. Using the better infrared photometry,
Brusa et al. (2008) have obtained new, unambiguous identifications for
two objects, which originally had two plausible counterparts in Szokoly et al.
(2008). For the X-ray source with XID 201 the spectroscopic redshift
z=0.679 in Szokoly et al. was given for the object (b) in the Chandra error
circle, while the Spitzer data indicate
that the object (a) with a photometric redshift
(Grazian et al.) is
the correct counterpart. A similar situation exists for the X-ray source with
XID 218, where the spectroscopic redshift z=0.479 for object (a) has been
replaced with a photometric redshift z=2.27 for object (b) in the error circle.
Several of the original Zheng et al. photometric redshifts have been superseded by the
better Grazian et al. values; however, the overall redshift distribution for the CDF-S did
not change significantly using the new data. For this analysis 27 photometric
redshifts taken from Grazian et al. were used, and 33 redshifts with a photometric
quality
from Zheng et al.
Four objects had too low a quality in their photometric redshift solution or no
data at all and thus remain unidentified, yielding an excellent overall
redshift completeness of 98%.
A sample of 284 X-ray sources significantly detected in the hard band and inside
an off-axis angle of 10 arcmin were selected from the 2 Ms CDF-N
source catalogue by Alexander et al. (2003). The solid angle
area curve given by these authors was truncated at 10 arcmin off-axis angle as well.
For uniformity with the other samples used in this study,
the CDF-N fluxes were recomputed from the count rates
given in Alexander et al., assuming a photon spectral index of 1.4 for all sources.
To convert the count rates, which are extracted
in the 2-8 keV band, into 2-10 keV fluxes, a counts to flux conversion factor of
erg cm-2 was used.
Optical spectroscopic identifications in the CDF-N have been compiled
from various catalogues in the literature. The largest number of spectroscopic
redshifts (114) were taken from Barger et al. (2001,2003), and
33 objects from Cohen et al. (2000). Another 12 objects were taken
from various publications summarised in the NASA Extragalactic Database
(Bauer et al. 2002; Chapman et al. 2003;
Cowie et al. 2004; Cristiani et al. 2004;
Smail et al. 2004; Swinbank et al. 2004;
Wirth et al. 2004) and 6 objects were provided by Capak (2007,
priv. comm.).
The redshift of the object VLAJ123642+621331, originally placed at z=4.424
by interpreting the single emission line in its spectrum as Ly(Waddington et al. 1999), has been corrected to z=1.770,
because the photometric redshift of this source (Capak 2007, priv. comm.)
fits much better, if the line is interpreted as [OII]3727.
With the set of 165 spectroscopic redshifts available, this CDF-N
subsample has a spectroscopic completeness of 58%.
Photometric redshifts for the CDF-N have been kindly provided for this study
by Capak (2007, priv. comm.). They are described to some degree in
Barger et al. (2003) and allow this field to be exploited to
its full depth. Here 111 objects with photometric redshift errors
have been used, leaving only 8 objects unidentified. The CDS-N sample utilised
here therefore has a redshift completeness of 97%, very similar to the
CDF-S discussed above.
A crucial prerequisite for the analysis presented here is the distinction between absorbed and unabsorbed X-ray sources. This is, however, not a trivial task and a matter of some controversy in the literature. The classical distinction between optically unobscured (type-1) and obscured (type-2) AGN is made through optical spectroscopy. Optical type-1 AGN have broad permitted emission lines (>2000 km s-1), while optical type-2 AGN do not show broad permitted lines, but still have high-excitation narrow emission lines. Therefore many works in the field mainly use the presence of broad lines as discriminator and classify objects as type-1 AGN only if they have broad lines (see e.g. Barger et al. 2005; Treister & Urry 2006). However, this AGN classification scheme breaks down, when the optical spectrum is insufficient to accurately determine the emission line widths. At high redshifts and low luminosities, there are several effects that compromise the optical classification. First, in general high-redshift objects are faint, so that they require very long observing times on large telescopes to obtain spectra of sufficient quality to unambiguously discern broad emission line components. Secondly, there are redshift ranges, where the strong classical broad lines shift out of the observed spectroscopic optical bands. Thirdly, and probably most importantly, at high redshifts the spectroscopic slit includes the light of the whole host galaxy, which dilutes the spectrum of the AGN nucleus. Depending on the ratio between nuclear and host luminosity, the host galaxy can easily outshine the AGN nucleus, rendering the AGN invisible in the optical light. This effect has been demonstrated for local bona fide bright Seyfert galaxies, where the emission lines are diluted in the host galaxy light when the integral light of the galaxy is sent through the spectrograph slit (see e.g. Moran et al. 2002) and is the main reason that X-ray samples are much more efficient in picking up low-luminosity AGN at high redshift.
The optical spectroscopic AGN classification is
mainly based on broad permitted lines in the restframe blue and ultraviolet part
of the spectrum. The amount of obscuration in the optical spectrum can be estimated
using e.g. the Balmer decrement. At
cm2 the
broad UV lines are usually suppressed and only narrow lines remain.
In principle, a classification purely based on X-ray properties would be possible.
High hydrogen column densities block soft X-rays; therefore, a suitable AGN
classification scheme in X-rays could involve the column density
that
can be determined from the X-ray spectra. Usually, faint AGN X-ray spectra are fit by
simple power-law models. The effect of increasing column density is that the soft
part of the spectrum is suppressed more and more, i.e. the spectrum becomes harder
at high
.
Many works in the field use an
value of
to distinguish between X-ray absorbed and unabsorbed objects.
However, in practice it is not possible to determine
values for samples with
typically very faint X-ray sources, due to the small number of observed photons.
Therefore, one has to resort to hardness ratios measured from coarse X-ray bands.
At high redshifts in general it gets more difficult to determine absorption values
from X-ray spectral information, because the absorption cutoff is gradually shifting
out of the observed band to lower energies. In particular, there are several claims in the
literature that at high redshifts BLAGN tend to show significant absorption (see e.g. Brusa
et al. 2007; Wang et al. 2007), but substantial systematic effects
have to be taken into account here. First,
values can only be positive, so that
the scatter in the data produces spurious absorption values even for perfectly unobscured
objects (see e.g. the discussion in the appendix of Tozzi et al. 2006). Those
spurious absorptions get larger with increasing redshift. Also, warm, ionised absorbers are
present in many AGN, producing a deep trough in the X-ray spectrum around the oxygen edge
(
0.5 keV), with a continuum recovering at softer energies. If the redshift of the
object is such that the rest frame soft X-ray emission is shifted out of the observed band,
these ionised absorbers can easily be mistaken for intrinsic cold gas absorption. This is in
particular true for high-redshift broad absorption line (BAL) quasars (see e.g. Hasinger et al. 2002).
![]() |
Figure 2: The hardness ratio of X-ray sources selected from XMM-Newtonand Chandra surveys with reliable optical spectroscopic classification and hardness ratio errors less equal than 0.15 as a function of redshift. Left: 320 objects optically classified as broad-line AGN (BLAGN). Right: objects without broad lines in their optical spectra. Sources classified as type-1 AGN by their X-ray hardness ratios (109 objects) are indicated by filled circles, spectroscopically classified type-2 AGN (200 objects) by open circles and objects spectroscopically classified as normal galaxies by green triangles (140 objects). The green solid lines in both diagrams are model predictions for a grid of power-law AGN spectra with photon index 2, locally absorbed through different column densities, as indicated in the plot. |
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To overcome the difficulties of classification in either the optical or the X-ray bands,
a combined optical/X-ray classification scheme has been introduced (Schmidt et al.
1998; Szokoly et al. 2004; Zheng et al. 2004).
It first involves a threshold X-ray luminosity, which is set at
erg s-1 to differentiate against the most luminous star-forming
galaxies. All point-like X-ray sources with
higher luminosities are considered as AGN. The second parameter is the X-ray hardness
ratio HR, defined as
HR = (H-S) / (H+S), | (1) |
![]() |
Figure 3:
Left: hard X-ray (2-10 keV) sample of 1290 AGN in the I-magnitude /
2-10 keV flux plane. The dotted, solid, and dashed diagonal lines indicate
constant X-ray to optical flux ratios of log (![]() ![]() |
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Given this information, both the optical and X-ray selection effects and systematic
errors in the distinction between absorbed and unabsorbed sources can be largely
overcome by combining optical and X-ray spectral diagnostics. For those sources,
which are unambiguously classified either as BLAGN or as NLAGN, using their
optical/NIR spectra, the optical type-1/type-2 classification is maintained.
For simplicity, Seyfert subclasses up to Sy1.5 (i.e. 1.2, 1.4, and 1.5)
are sorted into the type-1 class, while subclasses above the Sy1.5 (i.e. 1.8, 1.9)
are sorted into the type-2 class. Sources, for which optical spectroscopy
does not allow an unambiguous distinction between type-1 and type-2 are classified by
their hardness ratios. An AGN with a hardness ratio HR<-0.2 is called
type-1, and with HR>-0.2 type-2. This classification also has the advantage
that it can be applied for sources with no spectroscopic information,
but which have reliable photometric redshifts. The other advantage is its relation to a
simple measurable quantity, the hardness ratio that can in principle be included
in models of the X-ray background. In addition, there are obvious systematic effects and
difficulties. A small fraction of AGN are known not to follow the simple
optical/X-ray obscuration/absorption correlation, either broad-line AGN have absorbed
X-ray spectra (e.g. for BAL QSOs, see e.g. Hasinger et al. 2002;
Chartas et al. 2002) or narrow-line AGN apparently have unabsorbed X-ray spectra (see e.g. Panessa & Bassani 2002).
Also, as shown in Fig. 2, the hardness ratio threshold corresponds to
different -values as a function of redshift. Finally, the dust obscuration
affecting the optical properties of AGN versus gas absorption affecting the X-rays
may be different, depending on environment and redshift. Nevertheless,
these systematic effects are arguably far weaker than those of any of the other
classifications individually. It is important to reiterate that the
threshold hardness ratio of -0.2 used here is calibrated against the optical
distinction between BLAGN and non-BLAGN and therefore corresponds to a
somewhat
lower N
value (
)
than typically used in the literature.
Figure 3 shows the AGN sample utilised in this study in the optical magnitude-X-ray flux and the redshift-luminosity plane, respectively. In principle, it would be possible to calculate emitted restframe luminosities from the known redshift and an absorption column density estimated from the hardness ratios for each object separately. However, that there are so few source photons detected for most objects in this sample introduces significant statistical errors into the results. Systematic biases are introduced into the analysis by the positive bound on the NH values. Throughout this paper, therefore, only observed luminosities in the observed 2-10 keV band are used. The effects of intrinsic restframe luminosities can always be estimated using a forward modelling technique like e.g. in the GCH07 population synthesis model.
The combination of several surveys with a wide range of sensitivity
limits and solid angle coverage provides a unique resource. On one hand, the
surveys presented here resolve a large fraction of the 2-10 keV X-ray
background. On the other, we have an almost complete optical identification
and redshift determination for all components. We are thus in a position to
study the contribution of different object classes to the X-ray background.
Using the solid angle versus flux limit curve given in Fig. 1
the number counts for different classes of sources were constructed.
Figure 4 gives the cumulative source counts normalised to a
Euclidean behaviour:
N(>S2-10)
,
where
is the
2-10 keV flux in units of 10-14 erg cm-2 s-1.
A Euclidean relation would be a horizontal line in this graph. Separate
curves are shown for the total sample, the type-1 and type-2 AGN, as well as
for galaxies. The total and the AGN source counts display the well-known
deviation from a Euclidean behaviour at low fluxes. For each of these populations
a smoothly broken power-law was fit to the differential source counts:
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![]() |
Figure 4:
Cumulative number counts for different subsamples of the data used here.
For clarity the data have been normalised to a Euclidean slope
(N(>S) ![]() ![]() ![]() ![]() |
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Table 4: Differential number counts best-fit parameters.
![]() |
Figure 5: The optical to X-ray flux ratios of the sample objects as a function of observed X-ray luminosity ( left) and X-ray flux ( right). Objects classified as type-1 AGN are shown by blue open circles, type-2 AGN as filled red circles, and galaxies as green triangles. Objects with spectroscopic redshift information are plotted with larger symbols and those, for which only photometric redshifts exist, with small symbols. The unidentified objects, for which crude redshifts have been assigned, are shown as black asterisks. |
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An earlier attempt to disentangle the contribution of the different source
classes to the number counts has been done by Bauer et al. (2004;
see also Brandt & Hasinger 2005).
However, there are systematic differences in this analysis: the
redshift incompleteness and the different classification schemes
for absorbed and unabsorbed AGN make a direct comparison difficult.
If we compare the surface densities for different classes of sources
above a 2-10 keV flux of
,
close to the sensitivity limit of the deep Chandra surveys, a very good match
is found for the total X-ray source population (
for both
analyses). The type-1 AGN surface density derived in this analysis (
)
is somewhat higher than the surface density of X-ray unabsorbed
objects in Bauer et al. (
). On the other hand,
the type-2 AGN surface density here is correspondingly lower (
versus
), respectively.
Figure 4 also shows that galaxies, defined in this
analysis as X-ray sources with luminosities lower than
1042 erg cm-2 s-1, appear at the lowest fluxes and are
consistent with Euclidean behaviour. Their space density at a flux of
is
,
compared
to the range of 370-
observed by Bauer et al. The number counts
of the galaxies defined in this way are about a factor of 3 higher than those
predicted by Ranalli et al. (2003) for purely star-forming
galaxies. This excess could indicate that the objects in this sample still have
a substantial AGN contribution. Some of these X-ray sources could also be
associated with diffuse emission in groups of galaxies.
The figure also shows that the unidentified sources
are conveniently situated at intermediate fluxes, so that they are unlikely
to introduce a bias into the number counts. At fainter fluxes a larger proportion
of objects are optically too faint for reliable spectroscopy, so that
photometric redshifts have to be employed.
As noted in Table 1, about 8% of the sample remains without redshift identification, compared to about 13% with only photometric redshifts. While this is a small fraction, the incompleteness most likely depends on redshift, so that systematic redshift and therefore spurious evolution effects may be introduced in the analysis. On the other hand, as Fig. 4 shows, the unidentified sources are mainly at intermediate fluxes. The reason is that they are typically from serendipitous Chandra and XMM-Newton surveys, where the quality of the optical photometry available does not allow a photometric redshift determination as accurately as in the deepest fields, which have excellent multi-band photometry.
It has been shown by Fiore et al. (2003) that for objects, where the optical
light is dominated by their host galaxy (i.e. non broad-line AGN), there exists
a correlation between X-ray luminosity and the optical to X-ray flux ratio
.
This is probably due mainly to the rather limited range of AGN host galaxy absolute luminosities, while AGN luminosities can occupy a
much wider range. To test this conjecture for the AGN sample utilised here, the
ratios are plotted against luminosity and X-ray flux in
Fig. 5. As is well known, the X-ray sources show a substantial
scatter in their X-ray to optical properties. However, unlike type-1 AGN, which
at high luminosity are dominated by their non-thermal energy output both in the
optical and X-ray regimes, type-2 AGN indeed show a significant trend toward higher
X-ray/optical flux ratios with increasing redshift. This correlation could be fit
by a simple proportionality between X-ray luminosity and X-ray to optical flux ratio:
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Figure 6: Redshift distribution of objects with high-quality spectroscopic redshifts (thick black histogram), with photometric redshifts (thin blue histogram) and with crude redshifts estimated using the X-ray to optical flux ratios (dashed red histogram). |
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Figure 6 shows the redshift distribution, separately for spectroscopic, photometric, and crude redshifts. It is reassuring that the distribution of the crude redshifts is very similar to that of the photometric redshifts. Given that the flux distribution of the unidentified sources peaks in the middle of the sample range, the crude redshifts will probably not bias the results. Although individually they have very low reliability, in a statistical treatment they should give a fair estimate of the systematic effects involved in the redshift incompleteness.
Since the AGN classification scheme discussed above, in the absence of optical spectroscopy can still differentiate between type-1 and type-2 AGN, it is also applied to the unidentified sources with crude redshifts in order to estimate luminosities and to study the effect of the incompleteness on the analysis below.
A comparison of the AGN type-2 and type-1 in the right panel of Fig. 3 shows that there is a much larger fraction
of type-2 AGN at lower luminosities. Indeed, this confirms what had been
found previously by different teams. Ueda et al. (2003) studied the hard X-ray luminosity
functions of 230 AGN, based largely on ASCA and deep Chandra surveys, with about
95% completeness. They found that the fraction of type-2 AGN decreases with
X-ray luminosity,
.
Similar results have been obtained independently from different samples by
Steffen et al. (2003) and Hasinger (2004) and later
by La Franca et al. (2005). Treister & Urry (2005) and GCH07 have included such luminosity-dependent absorption trends in their population synthesis models.
To demonstrate the trend observed in the sample studied here, the type-2 fraction (i.e. the number
of type-2 AGN divided by the total number of AGN in any particular subsample) was first calculated
as a function of X-ray luminosity. In order to minimise possible redshift effects, the
analysis was carried out in the redshift range
,
which was chosen for simplicity to be compatible with the redshift
shells used in the later analysis and to minimise any systematic effects that
could happen at the lowest and highest redshifts. The results are shown
in Table 5 and Fig. 7 (left). To keep track of the systematic
selection effects introduced by the unidentified sources, the calculation was
performed separately for the sample ignoring the unidentified sources and for that with
crude redshifts included. Because the individual subsamples of type-1 and type-2 AGN sometimes
contain small numbers, for which Gaussian statistics do not apply, the Gaussian equivalent error bars
of the type-2 fraction were computed following Gehrels (1986):
.
Table 5: Type-2 fraction as a function of luminosity, measured in the redshift interval z=0.2-3.2.
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Figure 7:
Left: type-2 fraction as a function of luminosity, based on the data in the redshift range z=0.2-3.2. The thin blue data points show the sample ignoring the
unidentified sources, while the thick black data points with filled circles
include the crude redshifts derived in Sect. 5.
For clarity the thin blue points are shifted slightly to higher luminosity.
A simple linear
function fit to the black data points is shown as a dashed black line.
The data points with red circles are derived using optical line widths
of a sample of [OIII] selected AGN from the SDSS (Simpson 2005).
The solid magenta line is from silicate dust studies of a sample of AGN observed with Spitzer
in the MIR (Maiolino et al. 2007). The MIR data points of Treister et al. (2008, not shown here) are fully consistent with the Maiolino curve. The dotted green line shows the ratio of
Compton-thin absorbed AGN to all Compton-thin AGN assumed in
the GCH07 population synthesis model.
Right: the observed fraction of type-2 AGN as a function of redshift.
The colour coding of the thin blue and thick black data points is the same
as in the left figure. The green solid line shows the prediction
of the GCH07 model, assuming no redshift evolution in the absorbed fraction
and folding over the solid angle sensitivity curve from Fig. 1.
The error bars along the Y-axis in this and later figures all give 1![]() |
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Figure 7 (left) shows the trend toward a decreasing absorption fraction with
increasing X-ray luminosity with unprecedented accuracy.
This figure also demonstrates that the redshift incompleteness effects are
moderate and mainly affect objects at higher luminosity. A simple linear function
has been fit to the completeness-corrected data points. It yields a slope of
and a marginally acceptable reduced
of 1.96. A flattening
of the decline is expected at the highest luminosities, because the simple linear
fit does not preclude negative values. A comparison of this new data with
other results in the literature is made in Sect. 7.
To address a possible evolution of the obscuration fraction with redshift, one can first simply determine the observed ratio of type-2 versus total AGN, integrated over all luminosities, in shells of increasing redshift. This is very similar to what was done by Treister & Urry (2006). Figure 7 (right) shows the dependence of the observed fraction of absorbed sources on redshift. To first order this data indicates a flat behaviour, apart from a small increase at redshifts below z=0.8. The diagram also shows the type-2 fraction as a function of redshift predicted for the current sample from the most recent background synthesis model (GCH07), which assumes no evolution in the absorbed fraction. This curve shows that the small rise in the observed type-2 fraction at the lowest redshifts can be understood as an effect of the different flux limits for type-1 and type-2 sources in each survey (the last ones are harder to find because of absorption). The comparison with this model and with the Treister & Urry data points will be discussed in Sect. 7.
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Figure 8: Variation in the type 2 fraction with luminosity for different redshift shells. The thin blue data points show the sample ignoring the unidentified sources, while the thick black data points with filled circles include the crude redshifts derived in Sect. 5. The dotted blue line gives the fit to the average relation in the redshift range 0.2-3.2. |
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Figure 7 (right) is integrated over all luminosities in each
redshift
shell and is therefore possibly hiding trends, which might be observable in a
better resolved parameter space. For a better diagnostic of the redshift
evolution of the type-2 fraction, the dependence of the type-2 fraction on
luminosity was analysed separately in different redshift shells. In
Fig. 8 the same trend toward a decreasing absorption fraction
as a function of X-ray luminosity, as observed in the total sample (see
Fig. 7 left) is confirmed in each individual redshift shell. The same linear trend has been fit to the
data points in each individual panel. First both the normalisation of the
curve at
and the slope of the relation have been left
as free parameters in the individual fits. The last column of Table 6
shows the slopes derived for the individual fits. Since they are all consistent
with one another, the average slope over all panels has been determined to
.
This slope is somewhat steeper than that derived for the total
sample in the redshift range 0.2-3.2 (see above), which is a consequence of the
increasing absorbed fraction with redshift.
The data in the individual panels were then again fit with a linear
relation, but this time keeping the slope fixed to the average value of -0.281.
The results of these fits are shown in
Fig. 8 and also in Table 6. For every
redshift shell this table shows the norm of the linear fit to the
luminosity-dependence in Col. (2), taken at a value of log
in the middle of
the range. There is a clear trend toward an increasing normalisation of the
absorbed fraction with redshift, which can be seen in the comparison in Fig. 8 and in the corresponding
data in the table. However, to quantitatively estimate the evolution
of the absorbed fraction with redshift, the systematic selection effects have
to be corrected for. They stem from how in every flux-limited sample
it is harder to detect absorbed objects compared to unabsorbed ones of the same
intrinsic flux. Folding this selection effect over the solid angle as a function
of flux limit of the current metasample, one can in principle obtain a
correction curve as a function of redshift. For simplicity, here the green
curve in Fig. 7 (right) determined for the GCH07 model
folded with the effective solid angle sensitivity curve in Fig. 1 and normalised to a redshift of 2 was used. The (small)
correction values are given in Col. (3) of Table 6. With this
correction applied, finally the corrected normalisation can be calculated for
every redshift shell, which is given as Col. (4) of Table 6.
This corrected normalisation has been plotted as a function of redshift in
Fig. 9. A significant increase in the absorbed fraction norm
with redshift is seen from this figure. This increase, however, seems to
saturate above a redshift of .
Therefore, a broken power-law was
fit to the data:
for
,
saturating at
t2(z) = t2(zb) for z>zb.
The best-fit parameters are determined to
,
,
,
and the reduced
of this fit
is 0.82. The evolution in the absorbed fraction in the redshift range up to
is therefore confirmed with a statistical significance of
.
To assess the significance of the apparent evolution saturation at high
redshifts and to compare with previous works, a simple power-law
was fit to the whole redshift
range. The best-fit parameters for this representation are
and
(i.e. a significance of
). With a reduced
of 1.30, this fit is worse than for the
broken power-law model but still marginally acceptable. Finally, a constant
value can be ruled out with very high confidence (reduced
).
A simple power-law
was also fit to the data without including the crude redshifts. The best-fit parameters for this data set are
and
(a significance of
)
with a reduced
of 1.08. Including the crude redshift thus
amplifies the evolution in the redshift range up to z=2 and provides evidence
for a saturation of this evolution. To assess the significance of this
saturation it is useful to note the actual numbers of objects in the last
two redshift bins, both including and excluding the crude redshifts. The
redshift bin
contains 39 (38) type-1 and 29 (26) type-2 AGN
(numbers in brackets refer to the sample without crude redshifts). The redshift
bin
contains 23 (19) type-1 AGN and 13 (7) type-2 AGN. Including crude redshifts thus mostly affects the highest redshift bin.
In Sect. 3 different classification techniques for X-ray selected AGN were discussed. In most classical treatments, type-1 AGN are just defined by the presence of broad permitted lines observed in their optical spectra (see e.g. Steffen et al. 2003; Barger et al. 2005; Treister & Urry 2006). To estimate the systematic differences with the combined optical/X-ray classification employed in this paper, the luminosity- and redshift dependence of the type-2 fraction was recomputed for the sample using the same BLAGN classification scheme. In this case type-1 AGN are spectroscopically identified objects with broad emission lines, while type-2 AGN are all other spectroscopically identified objects. For consistency with other works, objects with only photometric or crude redshifts are ignored here. Figure 10 shows the results of this analysis in comparison to the combined X-ray/optical classification and to the raw X-ray data from Treister & Urry (2006) and Treister et al. (2008). The left panel shows the observed dependence of the type-2 fraction on X-ray luminosity. The data points derived from the BLAGN only classification are fully consistent with the X-ray data from Treister et al. (2008), but at lower X-ray luminosities both are significantly higher than those from the combined X-ray/optical classification used here. This is mainly due to the large number of unabsorbed AGN at low to intermediate luminosities, missing in the BLAGN sample presumably due to dilution from the host galaxy light (see Fig. 2). The same trend is also seen in the right panel of Fig. 10, which shows a significant difference in the redshift dependence of the absorbed fractions determined by the two different methods.
Table 6: Type-2 fraction norm in redshift intervals.
All analyses represented in Fig. 7 (left) based on X-ray and optical samples agree that there is a strong decline of the absorbed fraction with AGN luminosity. The X-ray
analysis presented here confirms this trend in much more detail and with better statistical
and systematic errors than previous X-ray analyses. Similar trends are found in other
wavebands. Local Seyfert galaxies selected from the SDSS spectroscopy sample using the [OIII]
lines show a fraction of BLAGN increasing with the luminosity of the isotropically emitted
[O III] narrow emission line (Simpson 2005).
To convert the [O III] line luminosity into a 2-10 keV luminosity
for the display in Fig. 7, the
empirical luminosity-dependent correlations found by Netzer et al. (2006) for
type-1 and type-2 Seyfert galaxies were averaged as
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![]() |
Figure 9:
Dependence of the normalisation of the type-2 fraction at log
![]() |
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![]() |
Figure 10: Comparison of type-2 fractions as a function of luminosity ( left) and a function of redshift ( right) for different AGN classification schemes. The filled black data points with thick error bars correspond to the combined optical/X-ray classification introduced in Sect. 3 and are identical to those in Fig. 7. The green data points with open squares and thin error bars have been derived using a purely optical spectroscopic classification, where only BLAGN are classified as type-1 objects (see Fig. 2). Red data points with dotted error bars are from Treister et al. (2008; left) and from Treister & Urry (2006; right), respectively. |
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Independently, Treister et al. (2008) have recently measured this covering fraction by studying the ratio of the MIR to bolometric luminosity in a sample of
BLAGN selected optically in the Sloan Digital Sky Survey (SDSS), the Great Observatories Origins Deep Survey (GOODS), and the Cosmic Evolution Survey (COSMOS). They use the Spitzer 24
flux as a proxy of the MIR dust-reprocessed radiation. For their redshift range, this corresponds to
,
which according to Maiolino et al. (2007) and Sturm et al. (2005) is affected by the silicate emission and caused less by the reprocessed thermal dust emission. To estimate the bolometric luminosity of their AGN (primarily the blue bump) they use the Galex NUV data, sampling the rest frame waveband 875-1400 Å, which can possibly be affected by absorption from the Ly-forest and the dust extinction. Nevertheless, their results match the Maiolino et al. curve in Fig. 7 (left) almost perfectly.
Of course, all the sample selections represented in Fig. 7 (left)
are subject to systematic errors and selection biases. The X-ray surveys in the
2-10 keV band almost completely miss the population of Compton-thick Seyfert
galaxies, which are barely detectable only above 10 keV (see e.g. GCH07).
However, first significant minority samples of Compton-thick candidate objects
have been detected in deep-wide X-ray surveys (Tozzi et al. 2006;
Hasinger et al. 2007; Brunner et al. 2008),
consistent with the GCH07 model predictions. Including information from deep
MIR surveys, there is now convincing evidence that the population of
Compton-thick intermediate-luminosity AGN even at higher redshifts is of the
same order as that of Compton-thin AGN (see e.g. the recent results in the CDFS
by Daddi et al. 2007 and Fiore et al. 2008a as well as
in the COSMOS field by Fiore et al. 2008b).
Using a combination of mid-infrared and optical spectroscopy in comparison to their X-ray properties, Alexander et al. (2008) identified seven Compton-thick high-luminosity AGN at redshifts -2.5 and could show that their space density is as large as that of their unobscured counterparts. Optical surveys, on the other hand,
while including many of the Compton-thick AGN missing in X-ray samples,
fail on
the AGN populations diluted by their host galaxy (see Fig. 2), and also those so heavily obscured that very little scattering
or ionising radiation escapes (see e.g. Ueda et al. 2007).
Nevertheless, the agreement of better than 20% between the optical sample
selected from the SDSS using the [OIII] lines (Simpson 2005) and
the hard X-ray selection from this paper is reassuring in this respect.
In Fig. 7 also the relation between absorbed Compton-thin AGN to all Compton-thin AGN assumed in the GCH07 X-ray background population synthesis model is shown. Because Compton-thick objects have been explicitly excluded in this curve, it can be directly compared to the observed 2-10 keV X-ray sample results. Please note, however, that this is the assumed intrinsic ratio, the real observations are still affected by additional selection effects. Nevertheless, it is apparent that this model overpredicts the fraction of obscured sources, in particular at high luminosities. This is also likely to be one of the reasons for the systematic difference between the predicted and observed number counts for type-1 and type-2 AGN in Fig. 4. Probably the best approximation of the true fraction of obscured objects is the Maiolino et al. relation. Hopefully, the GCH07 model can be updated accordingly in the future.
Physically, this luminosity-dependent fraction might be interpreted as a
cleanout effect because more luminous AGN can dissociate, ionise, and finally
blow away the dust in their environment. At face value this trend signals a
breakdown in the simple unified AGN model, where the difference between
type-1 and type-2 AGN is solely in the geometry of the observer's line of sight
with respect to the absorber (Antonucci 1993). The luminosity
dependence of the absorbed fraction
indicates an intrinsic physical difference in the average absorber properties
as a function of intrinsic AGN luminosity. The simplest interpretation of these
findings is that low-luminosity AGN are surrounded by an absorbing/obscuring
medium that covers a large solid angle (
of the sky as seen from
the black hole), however, with an average column density much lower
(
)
than the putative Compton-thick dusty torus of the
unified model (
). High-luminosity AGN are then able
to clean out their environment, either by ionising the surrounding medium, or
by blowing it away through an outflowing wind (see also Ballantyne, 2006; Müller & Hasinger
2007). This behaviour is also a key ingredient in the
``blast wave AGN feedback'' model presented recently by Menci et al.
(2008), where AGN accretion luminosity, feedback, and absorption
are intimately connected to one another.
The evolution of the luminosity-dependent obscuration fraction with redshift
is still a matter of debate. A possible redshift dependence of the obscured
fraction was reported by La Franca et al. (2005), using the
HELLAS2XMM sample combined with other published catalogues, based on a total of
508 AGNs selected in the 2-10 keV band. On the other hand, other authors (e.g.
Ueda et al. 2003, GCH07) have not found a significant redshift
dependence. Using a population synthesis model for the X-ray background, Balantyne
et al. (2006) predicted a type-2 AGN fraction that evolves as
(1+z)0.4. Treister and Urry (2006) have
performed an analysis, using an AGN metasample of 2300 AGN with
redshift completeness and find an increase in the type-2 AGN fraction
proportional to
(1+z)0.4. The differences between the various results
are very likely due to the different sample sizes and the ways, in which the
redshift incompleteness, the different flux limits, and the AGN classification
have been taken into account in the analysis.
The analysis in this paper shows a significant trend toward an increasing absorbed fraction with redshift. Interestingly, at first sight, the observed fraction of absorbed sources, has a redshift dependence very similar to the prediction of the no evolution GCH07 model (see Fig. 7, right) after correction for the identification incompleteness. This, however, turns out to be a ``conspiracy'' due to a combination of the shape of the luminosity- and redshift-dependence of the absorbed fraction. As can be seen in Fig. 3, the median of the sample shifts to higher luminosities at higher redshifts. In the case of the almost linear decrease in the absorbed fraction with luminosity observed in Fig. 7 (left) one would expect a significant decrease in the observed absorbed fraction if there was no redshift evolution (see also the model predictions in Fig. 2 of the Treister & Urry 2006 paper). This has to be compensated for by an increase in the absorbed fraction with redshift if an almost constant behaviour like the one in Fig. 7 (right) is observed. Alternatively, if at high luminosities the absorbed fraction is constant, as assumed in the GCH07 model, an almost constant trend with redshift is expected, assuming no evolution.
However, disentangling the data into separate redshift and luminosity
intervals resolves the degeneracy of the analyses based on one-dimensional
data sets.
Figure 8 confirms with high statistical accuracy that the
decreasing trend of the absorbed fraction with luminosity is present in all
redshift intervals. A similar result has already been shown in broader redshift
and luminosity bins by Barger et al. (2005); however, their results
are affected by the systematic differences discussed in Sect. 7.1.
Figure 8 also shows an increase in the absorbed fraction
with redshift. If the data in each redshift slice are fit by a simple linear
relation, the normalisation of this relation, here assumed for a luminosity
log (
in the middle of the observed range, clearly shows
an increase with redshift up to
,
where this trend seems to saturate. Figure 9 shows that this trend is highly significant and can be fit by a
power-law evolution proportional to
,
with
.
This evolution is thus substantially faster than the exponent
originally found by Treister & Urry (2006). Several reasons can
be envisaged for this difference.
First, these authors have fit the power-law trend over the full
redshift range, because the flattening of the curve was not apparent in
their data. In addition they only used the BLAGN classification, which
tends to over-estimate the absorbed fraction at low redshifts (see Fig. 10). Finally, the inclusion of crude redshifts in the analysis
presented here tends to recover more absorbed objects at higher redshifts and higher
luminosities.
Interestingly, the increase in the normalisation of the absorbed fraction relation with redshift is very similar to the observed fractions given in Fig. 6b of the La Franca et al. (2005) paper based mainly on the HELLAS2XMM sample (see also Fig. 9). This could, however, be somewhat of a chance coincidence, because their data show the observed ratios integrated over a broad luminosity range (more like Fig. 7, right, in this paper), and has its own systematic selection effects. Nevertheless, the trend originally claimed by La Franca et al. (2005) is fully confirmed here.
It is also interesting to note that the saturated absorption evolution found in this study shows a very similar redshift dependence to the space density evolution of the overall AGN population with an increase from zero redshift to a peak redshift, where the evolution is saturating. However, the absorption evolution is much shallower than the AGN density evolution.
The cosmological evolution of AGN in the X-ray, optical and radio wavebands can be described by a luminosity-dependent density evolution model, in which the peak of the AGN space density shifts to lower luminosities towards lower redshifts (see above and Hopkins et al. 2007). This evolutionary behaviour is very similar to the cosmic downsizing observed in the bolometric luminosity of the normal galaxy population (Cowie et al. 1996) and indicates that star formation and nuclear activity in galaxies go hand in hand. This kind of anti-hierarchical black hole growth scenario is not predicted by most semi-analytic AGN evolution models based on galaxy merger scenarios (e.g. Kauffmann & Haehnelt 2000; Wyithe & Loeb 2003; Croton et al. 2005; Menci et al. 2008; Rhook & Haehnelt 2008). Typically these models are able to explain the space density evolution of high-luminosity AGN, peaking at redshifts z>2, but have difficulty matching the behaviour at lower luminosities. Some authors (e.g. Treister et al. 2004; Menci et al. 2008) attribute these differences to systematic selection biases against the identification of distant obscured, low-luminosity AGN, in particular if there is a strong evolution of absorption with redshift. The results of the analysis presented in this paper, although indeed confirming a significant evolution of obscuration, argue against this conjecture, because the evolution observed across the whole redshift range is too shallow (at most a factor of 2) to explain the dramatic luminosity-dependent density evolution effect. Therefore other ingredients are required to explain the observed AGN downsizing.
Important inputs to the solution of this puzzle may come from the study of colours and morphologies of the host galaxies of moderate-luminosity AGN at low to intermediate redshifts. The SDSS in combination with data from the Galaxy Evolution Explorer (GALEX) satellite are of help here. Kauffmann et al. (2007) analysed a volume-limited sample of massive bulge-dominated galaxies with data from both the SDSS and GALEX at redshifts 0.03<z<0.07. The GALEX NUV data are a very sensitive indicator for low levels of star formation in these systems. These authors find that practically all AGN in their sample have rather blue NUV-r colours and the UV excess light is almost always associated with an extended blue disc, while galaxies with red outer regions almost never have a young bulge or a strong AGN. They suggest a scenario in which the gas of the outer disc is accreted onto the bulge-dominated galaxy over cosmic time and provides the mass reservoir to trigger sporadic AGN accretion and star formation through gravitational instabilities (see also Cavaliere & Vittorini 2000; Hammer et al. 2005). Interestingly, Schiminovich et al. (2007) show that in the NUV-r versus mass diagram, the local SDSS AGN are preferentially at high masses, but at colours in between the blue cloud and the red sequence, the so-called green valley (see also Fig. 11).
Similar results are found at higher redshifts from optical studies in deep
and wide Chandra and XMM-Newton survey fields. Nandra et al. (2007)
discuss the colour-luminosity diagram for AGN
selected from the Chandra survey of the extended Groth strip in the redshift
range 0.6<z<1.4. They also find the AGN host galaxies in a distinct region
of the colour-magnitude diagram, often in the green valley. They interpret
this in the context of star formation
quenching in massive galaxies, resulting in a migration from the blue cloud to
the red sequence.
Silverman et al. (2008) present an analysis of 109
moderate-luminosity (log
)
AGN in the Extended Chandra Deep
Field-South survey (Lehmer et al. 2000) with redshifts
z=0.4-1.1 and find a strong dependence of AGN host colours on the
environment. Compared to all galaxies in the field they find that the
fraction of galaxies hosting an AGN peaks in the green valley, in particular
due to enhanced AGN activity in two narrow redshift spikes around z=0.63
and z=0.73 (see Gilli et al. 2005). They also find that AGN
host galaxies in this redshift range typically have hybrid morpholgies
between pure bulges and discs. They try to explain their findings in an
AGN merger scenario, but remark that the merger-driven evolution timescales
are typically too short to explain the abundance of green valley galaxies.
![]() |
Figure 11: Schematic arrows showing galaxies moving in the colour-mass diagram under different evolutionary assumptions (following Faber et al. 2007). It is conventionally assumed that galaxies on the red sequence are formed when two blue cloud galaxies merge with each other and the feedback from the growing central black hole is quenching star formation, leaving a dead and red bulge-dominated galaxy with a dormant supermassive black hole. Host galaxies of intermediate-luminosity AGN are often found in the region between the blue cloud and red sequence, the so-called green valley. The scenario described here tries to explain this by a re-juvenation of bulge-dominated galaxies through the accretion of fresh gas from their environment. |
Open with DEXTER |
Putting these findings together, one arrives at a scenario possibly
explaining the AGN cosmic downsizing as well as their colour and morphological
evolution (see Fig. 11). In order to produce an
AGN, we need two ingredients: a central supermassive
black hole and efficient gas accretion.
The fuel can either be provided by a major merger driving gas into the
centre and simultaneously leading to an Eddington-limited growth of the
black hole(s) (see e.g. Di Matteo et al. 2005; Li et al.
2006). In this case a bulge galaxy is formed and the feedback of the
growing black hole can quench star formation. The result is a red
bulge-dominated galaxy with a dormant supermassive black hole. The merger-driven
evolution time scale is, however, rather short (109 years), so that only a
small fraction of the galaxy population can be found in a transient
state between the blue cloud and the red sequence. It is likely that the
space density evolution of the most luminous QSOs, peaking in the redshift
range z=2-3, is a direct consequence of the merger history of massive halos.
The results above show that there is also another source of
gas supply, namely the accretion of fresh gas from the surrounding of a
galaxy. In this way, a bulge-dominated galaxy with a central black hole
that was formed during a previous merger event can be re-juvenated, leading
to a disc surrounding the bulge. In the colour-mass diagram such a galaxy
is therefore coming down from the red sequence into the green valley
(see Fig. 11) and
the galaxy assumes the hybrid bulge/disc morphology observed for the
SDSS AGN and many of the X-ray selected intermediate-redshift AGN. The black
hole can be fed through episodic star formation and accretion events,
likely produced by gravitational instabilities in the outer disc. Since
the black hole and the bulge have already been formed previously and the
host galaxy is already relatively massive, the accretion typically happens
at a rather low Eddington ratio, substantially smaller than in the
merger case (see e.g. Marconi et al. 2004; Merloni & Heinz
2008). This mode of
black hole growth is therefore slow enough that it can be observed in a
large fraction of all galaxies, providing a natural explanation for the
late evolution in the ubiquitous lower-luminosity AGN. This scenario is
still rather descriptive and crude, but hopefully can be quantified by
including the bi-modal gas supply into semi-analytical evolution models
in the future.
A metasample of hard X-ray selected AGN has been compiled from the literature, providing an unprecedented combination of statistical quality and spectroscopic along with photometric redshift completeness. Systematic differences in the selection of this rather heterogeneous set of samples were taken care of as far as possible and should not significantly bias the results. The small, but significant redshift incompleteness could be corrected for by using the correlation between luminosity and X-ray to optical flux ratio observed in non-broad-line AGN. A comparison between the analysis with and without including crude redshifts shows that the crude redshifts tend to enhance the high-redshift, high-luminosity bins, but the main results do not depend strongly on this choice.
The X-ray selected AGN could be classified using both optical spectroscopy and X-ray hardness ratios. This classification scheme appears more robust than either optical or X-ray classification alone. A strong decrease in the fraction of absorbed AGN was found with redshift. This trend confirms similar results obtained previously in the X-ray, but also optical and MIR bands. As expected, systematic selection effects are present between different bands, but do not dominate the results. This signals a break-down of the strong unified AGN model and indicates that high-luminosity AGN can clean out their environment.
The same decreasing trend with luminosity is found in all
individual redshift shells up to .
However, the
data indicate a significant evolution of the absorbed AGN
fraction, which increases by about a factor of 2 up to
and remains approximately constant thereafter.
This rather shallow evolution implies that the
luminosity-dependent AGN density evolution observed in
the X-ray, optical, and radio bands is a real property of the
parent population and not caused by systematic selection
effects.
A new scenario is proposed in which the cosmic downsizing of the AGN population is due to two different fuelling mechanisms: on one hand, the efficient growth of luminous QSOs by galaxy mergers early in the universe; on the other the re-juvenation of pre-formed bulges and black holes by slow gas accretion over cosmic time.
Acknowledgements
I am indebted to Takamitsu Miyaji and Keisuke Shinozaki for providing the effective area curve, optical magnitudes, and identification details of the HEAO-1/Grossan sample. I also am grateful to Yoshihiro Ueda for providing me with the updated ASCA LSS and MSS hard X-ray samples and effective area curves. Marcella Brusa and Fabrizio Fiore helped me to obtain some detailed unpublished information, e.g. X-ray hardness ratios and some new identifications for the HELLAS2XMM sample. I am particularly thankful to Peter Capak, who provided me with the unpublished photometric redshifts from his Ph.D. thesis for the CDF-N sources. I thank John Silverman, Vincenzo Mainieri, Jaqueline Bergeron, Peter Capak and Jeyhan Kartaltepe for permission to use unpublished redshifts in the CDF-S. I am grateful to Roberto Della Ceca for providing me with unpublished details of the HBSS sample. I thank Roberto Gilli, Andrea Comastri, Marcella Brusa, Fabrizio Fiore, Nico Capelluti, Roberto Maiolino, and Ezequiel Treister for very helpful discussions and in particular Roberto Gilli for providing the model prediction in Fig. 7 (right). Part of this work was supported by the German Deutsche Forschungsgemeinschaft, DFG Leibniz Prize (FKZ HA 1850/28-1). I thank the Institute for Astronomy, Manoa, Hawaii for the hospitality during my sabbatical visit in summer 2007, when a significant part of this work was done. This research has made extensive use of the NASA/IPAC Extragalactic Database (NED), which is operated by the Jet Propulsion Laboratory, California Institute of Technology, under contract with the National Aeronautics and Space Administration, as well as the SIMBAD database, operated at CDS, Strasbourg, France. This work has made use of observations carried out using the Very Large Telescope at the ESO Paranal Observatory under Programme ID(s): 170.A-0788, 074.A-0709, and 275.A-5060. I thank a competent referee and the language editor for very helpful and constructive comments, which helped to improve the paper.