A&A 462, 1137-1145 (2007)
DOI: 10.1051/0004-6361:20066201
D. Orozco Suárez1 - J. C. del Toro Iniesta1
Instituto de Astrofísica de
Andalucía, Consejo Superior de Investigaciones Científicas, Apdo. de
Correos 3004, 18080 Granada, Spain
Received 7 August 2006 / Accepted 8 October 2006
Abstract
Aims. We introduce analytical response functions and their main properties as an important diagnostic tool that help understand Stokes profile formation physics and the meaning of well-known behaviors of standard inversion codes of the radiative transfer equation often used to measure solar magnetic fields.
Methods. A Milne-Eddington model atmosphere is used as an example where response functions are analytical. A sample spectral line has been chosen to show the main qualitative properties.
Results. We show that analytic response functions readily provide explanations for various well-known behaviors of spectral lines, such as the sensitivity of visible lines to weak magnetic fields or the trade-offs often detected in inversion codes between the Milne-Eddington thermodynamic parameters. We also show that response functions are helpful in selecting sample wavelengths optimized for specific parameter diagnostics.
Key words: radiative transfer - magnetic fields - line: formation - polarization - Sun: photosphere - Sun: magnetic fields
Diagnosing the solar atmosphere from spectropolarimetric observations is one of the most important subjects of current solar physics. Both the theoretical understanding of the physical processes taking place in the photosphere and the design of new instrumentation that improve our ability to obtain more and better information from the Sun can be improved by a thorough study of the radiative transfer equation (hereafter referred to as RTE). RTE is the only tool available to describe the problem mathematically. Approximations have been devised according to the observational and the post-facto computational capabilities. The Milne-Eddington (M-E) approximation has provided insight into the physical processes taking place in line formation and inferring accurate values of several physical parameters of the solar atmosphere. Its specific analytical character is its most powerful feature.
A physical analysis of the sensitivities of spectral lines in terms of analytic mathematical functions is still missing in the literature and may provide a better understanding of how the solar parameters influence the shape of the observed Stokes profiles of these spectral lines and explanations for the trade-offs and other well known behaviors of inversion codes currently used for the inference of such solar atmospheric parameters. Here we introduce the analytic response functions (RFs) of Stokes profiles as formed in M-E model atmospheres and discuss their main properties.
Weighting functions for unpolarized light (Mein 1971) were the precursors of RFs, extended to polarized light by Landi Degl'Innocenti & Landi Degl'Innocenti (1977). As explained by Ruiz Cobo & del Toro Iniesta (1994; see also del Toro Iniesta 2003), RFs provide the sensitivities of Stokes profiles to the various atmospheric quantities playing a role in line formation. Since all these quantities are constant with depth in a M-E atmosphere, M-E RFs are simply partial derivatives of the analytic solution of the RTE with respect to the model parameters. This feature enables us to deduce analytic formulae for the sensitivities (they are explicitly written in the Appendix) and to study their characteristics and properties. Such properties are shown to be useful in practice in understanding the behavior of spectral lines as well as in helping in line and sample selection when designing new instruments.
The radiative transfer equation (RTE) for polarized light in a
plane-parallel atmosphere is
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(1) |
In a Milne-Eddington (M-E) model atmosphere, an analytical solution is found for the
RTE (see, e.g. Landolfi & Landi Degl'Innocenti 1982; Rachkovsky 1962; Unno 1956; Rachkovsky 1967). In
such an atmosphere, all the atmospheric quantities are constant with depth
except for the source function that varies linearly:
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(2) |
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(4) |
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(5) |
According to Ruiz Cobo & del Toro Iniesta (1994) (see also
del Toro Iniesta & Ruiz Cobo 1996; or del Toro Iniesta 2003) the
sensitivity of the Stokes profiles to perturbations of the atmospheric
physical quantities is given by the response functions
(RFs). Fortunately, in the specific case of constant quantities (model
parameters) with depth, as is the case of an M-E atmosphere, such RFs
are the result of integrating in depth the regular RFs. Such
-integrated response functions are thus simply
functions of the wavelength and can be considered as the partial
derivatives of the Stokes vector with respect to the corresponding
model parameter:
Therefore, by taking derivatives of the analytical
solution (3), the sensitivities of the Stokes profiles to
perturbations of the M-E model parameters can be found (see
the Appendix for explicit formulae). These sensitivities are the
only tools we have to evaluate our ability of determining the various
quantities: should the
Stokes vector not vary after a perturbation
of a parameter, x, we would be unable to infer it from the observations (it
would not be a proper model parameter).
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Figure 1:
Stokes
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Figure 2:
Analytical M-E RFs of Stokes
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Equations (3) and (6) provide the
necessary means for studying the behavior of the M-E Stokes
profiles. The shapes of the RFs do not vary dramatically from model to
model or from line to line. M-E RFs appear homologous to each
other. This property allows us to choose a single line to illustrate
the practical usefulness of our functions. Let us take the Fe I
line at 525.064 nm as an example. We select this line because it is
used by the IMaX magnetograph (Martínez Pillet et al. 2004) and some of
the results have implications either for the design or for the
analysis of the data to be obtained with this magnetograph. The line
has an effective Landé factor of 1.5 and is often considered to be
quite insensitive to temperature perturbations
(e.g., Stenflo et al. 1984). A single model is also enough
for our purposes. We have used the NSO Fourier Transform Spectrometer
atlas as a reference spectrum and the line was fit with errors smaller
than a 2%. The resulting model parameters are: S0=0.02, S1=1,
,
a=0.3,
mÅ and a
macroturbulent velocity,
km s-1. Unless otherwise
stated, all the numerical examples that follow refer to this line and
this model. Several magnetic field strengths (200, 800, 1400 and 2000
G) have been used to synthesize the Stokes profiles and their RFs,
assuming a constant field inclination and azimuth of 45 degrees.
Figure 1 shows the synthesized Stokes profiles. As the magnetic field increases, the Stokes V lobes increase but their peaks do not separate much because the strong field regime has not been reached for this line with these strengths. In Fig. 2, we give a graphical illustration of the analytical RFs of the four Stokes parameters to magnetic field strength perturbations. Both the Stokes profiles and the RFs present wavelength symmetry properties, as expected from a M-E model atmosphere. The RFs to the magnetic field strength preserve the Stokes profile symmetries while velocity RFs display opposite parity (see Fig. 3).
Figure 2 shows that the response of the line is wavelength dependent. Different wavelength positions have different sensitivities. Within a single Stokes profile different wavelength samples react differently to the same perturbation. Some of the samples are insensitive. For instance, in this example the Stokes Vzero-crossing point remains the same regardless of B and, hence, the response is zero at this wavelength. All the RFs show peaks corresponding to different maxima and minima. Note that these extrema pinpoint where the Stokes profiles are more sensitive to perturbations of the physical quantity: the greater the peak, the greater the sensitivity.
Although Stokes I, Q and U are more sensitive to Bperturbations when the strength is greater, the Stokes V profile sensitivity to field strength perturbations is a maximum for the weak fields and decreases with increasing field strength. In the weak field regime, Stokes V is proportional to B and any change of B is translated directly into an increase (or a decrease) of the Vsignal; when the field increases, however, a competition between increasing the profile and peak separation becomes important; At a given B value, peaks will no longer increase but separate from each other. This behavior of Stokes profiles is known for long but a glance to the Stokes V panel of Fig. 2 illustrates it in a very clear way. Moreover, the sensitivity of Stokes V in the weak field regime explains the reasonably accurate inversion results for weak magnetic fields obtained in numerical experiments by Westendorp Plaza et al. (1998).
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Figure 3:
Analytical M-E RFs of Stokes
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Figure 3 shows the Stokes RFs to LOS velocity. The first clear
feature in this figure is that neither the sizes nor the shapes depend on the
LOS velocity. The latter only shifts the RFs as it does with the profiles. The
RF size is larger for Stokes I and V than for Stokes Q and U,
because of the corresponding size of the profiles. Since Stokes I and Vare larger than Stokes Q and U in this example, most information on
velocities is carried by I and V. The LOS velocity can always be well
determined because the loss of sensitivity to
perturbations
of the Stokes I profile is compensated by that of the V profile.
The Stokes I RF to LOS velocity perturbations decreases with B when the
Stokes Q, U, and V RFs increase. This is due to the
different shape ratios of the various profiles. According to Cabrera Solana et al. (2005), the spectral line sensitivity to
the LOS velocity is mostly determined by the ratio between the width and the
depth of the line. The greater the field strength, the wider
and shallower the Stokes I profile. Therefore, its sensitivity to
perturbations decreases with increasing B. Each lobe of
Stokes V, however, first becomes larger and then narrower and steeper at
the central wavelength as B increases. Hence its greater sensitivity to
for increasing field strengths.
The relative maxima of the RFs to LOS velocity perturbations correspond to wavelength positions where the inflection points of the Stokes profiles are located independently of the model atmosphere and spectral line. For instance, the minimum of Stokes I and the peaks of Stokes V correspond to zeros on the corresponding RFs to LOS velocity, therefore regions where the Stokes profiles do not change when LOS velocity does.
The extrema of the RFs to B and to
perturbations do
not coincide with those of the corresponding profiles. This fact can
be clearly seen in, e.g., the bottom right panels of
Figs. 2 and 3. Therefore, the extrema of the
Stokes profiles do not carry, in principle, more information on
given parameters than any other particular wavelength sample. Another
very interesting feature is that, for a given spectral line, the RFs
differ from each other. RFs to magnetic field strength perturbations
do not resemble those to LOS velocity perturbations (compare
Figs. 2 and 3). For instance, their maximum
sensitivities (RF peaks) are placed at different wavelengths. These
differences among RFs help disentangle the influences on spectral line
formation of the various model quantities and allow inversion
algorithms based on RFs (e.g., SIR by Ruiz Cobo & del Toro Iniesta 1992) to
obtain accurate results: if a given Stokes profile is inappropriate for a
particular wavelength sample, other profile or wavelength samples
provide the required information. RF differences can also be seen for
the other M-E parameters except for
,
and a. The RFs to these thermodynamic parameter
perturbations are very similar to each other as can be seen in
Fig. 4. A small perturbation of any of these three
parameters produces a modification in the Stokes profiles that is very
similar to the changes produced by small perturbations of the other
two. These similarities between the
,
and a RFs explain the trade-offs often observed in M-E
inversions. Fortunately, their RFs are different enough
from those of the other model parameters for them to be accurately
retrieved (see, e.g., Westendorp Plaza et al. 1998). Thus,
the M-E model atmosphere, although providing a
simplistic scenario for line formation which may not
full account for all thermodynamic properties, allows fairly accurate
inferences of the constant magnetic field vector
,
,
S0 and S1.
The RFs to magnetic field inclination and azimuth perturbations do not
depend on the derivatives of the absorption and dispersion profiles;
thus, the shapes of the RFs are very similar to the corresponding
Stokes profiles (see Fig. 5). Only Stokes Q and Urespond to azimuth perturbations. The larger the field strength, the
greater the sensitivity of the Stokes profiles to
and
perturbations. This is again an explanation of a well known fact: we
measure
and
more accurately when B is strong.
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Figure 4:
Analytical M-E RFs of Stokes
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Figure 5:
Analytical M-E RFs of Stokes
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Figure 6:
Analytical M-E RFs of Stokes
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So far we have only discussed "absolute'' RFs, i.e., functions with
dimensions; e.g. the RF to B is measured in G-1, that to
perturbation is measured in (km s-1)-1 and
so on: RFs give modifications of the profile per unit perturbation of
the parameter. To compare them to one another, relative RFs should be
used (del Toro Iniesta & Ruiz Cobo 1996; Ruiz Cobo & del Toro Iniesta 1994). These relative
responses are obtained by multiplying the standard, absolute RFs by
the corresponding model parameter. Relative RFs tell us how
sensitive one model parameter is compared to the others. For
instance, the relative RF to
is much larger
than that to
and that to a (in particular three times as
large as the RFs to
and twenty times larger than those to afor Stokes I, in our sample M-E atmosphere). This means that a small
relative perturbation of
changes the Stokes
profiles much more than the same relative perturbation of
or a. Consequently,
should be better
determined by M-E inversion codes.
Model atmospheres with two or more components are commonly used in the
analysis of observations. Any two-component model atmosphere is based on the
assumption that within the resolution element two different atmospheres
coexist, namely, one magnetic atmosphere filling a surface fraction
,
and one non-magnetic atmosphere filling the remaining
fraction.
is called the magnetic filling factor. If
stands for the Stokes profile vector emerging from the
magnetic region and
for that of the non-magnetized
atmosphere, the observed Stokes vector can be written as
.
Thus, according to Eq. (6), the RFs to
perturbations are given by
.
Hence, the larger the
difference between the magnetic and the non-magnetic atmospheres, the
greater the sensitivity to
.
Since most of the difference is
the polarization signal itself,
,
,
,
when this signal is strong we can easily discern it
from the non-magnetic signal.
Spectral line smearing by macroturbulence is a well known effect that needs be
taken into account in the analysis of most observations except, perhaps, in
those with very high spatial resolution (Asplund et al. 2000). Besides
macroturbulence, instruments have finite-width profiles that produce smearing
of the observed Stokes profiles which become wider and with smaller
peaks. This smearing reduces the information on physical parameters
carried by the spectral line through convolution:
,
where * stands for the convolution
symbol and the scalar smearing profile,
,
is convolved with all
the four Stokes parameters.
This loss of information through smearing is also translated into a loss of
sensitivity of spectral lines to the atmospheric quantities. In fact, since
the derivative of a convolution is equal to the convolution of
the derivative of one of the functions with the second one, response functions
become smeared as well:
| (7) |
Stokes profiles are affected by the noise intrinsic to the observational process. Should the polarimetric signal be buried by noise, any algorithm one could devise to determine atmospheric quantities would fail. Therefore, our ability to infer accurate solar parameters depend significantly on the signal-to-noise ratio of the observations.
Response functions can help in quantifying this effect. Since RFs
simply provide the modification of the Stokes profiles after a perturbation of
the physical quantities, if that modification is smaller than the noise level
it will be effectively undetectable. In other words, the size of RFs to
perturbations of a given quantity sets a threshold for the detection of a unit
of such a quantity: for instance, according to Fig. 2, 1 Gauss will only be
detectable by a single wavelength sample if the noise is below
(continuum intensity is at 1); within the linear approximation
, 10 Gauss will be detectable with a noise below
and so on.
According to Eq. (6), a standard deviation in the Stokes signal
will induce an error
per single wavelength sample given by:
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(8) |
The above estimates can be considered lower limits for the errors since model
parameters are not independent of each other and correlations may exist
between sensitivities such as those already reported between
,
and a.
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Figure 7:
Four different linear combinations of the Stokes vector RFs for
the IMaX line. The plotted curves correspond to
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Figure 8:
Upper panel: maximum value of the |
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Modern vector magnetographs are not restricted to using one or two wavelength samples as are the classical magnetographs. Instruments like IMaX are devised to measure up to five wavelengths: one in the continuum and four across the line profile. The choices of the spectral line, of the number of samples and of the precise wavelength for each of them are important issues that arise during the design phase of the instrument. This section is aimed at illustrating how the RFs can help such decisions.
Finding a suitable spectral line is crucial and can be achieved through RFs on the simple phenomenological model by Cabrera Solana et al. (2005) that allows establishing a ranking of sensitivities to the different atmospheric parameters among the various lines considered. The IMaX Fe I line at 525.064 nm can be seen in Fig. 8. Data for this line have been included in the original figure by Cabrera Solana et al. (2005), where it is identified as one of the most sensitive of the set to velocity perturbations. It has a medium sensitivity to magnetic field strength perturbations in both the strong and the weak field regimes. However, it is not very sensitive to temperature (not shown) and, hence, a good candidate for inferences in the various solar structures avoiding thermodynamic trade-offs. The Helioseismic and Magnetic Imager (HMI; Scherrer & SDO/HMI Team 2002) and the Visible-light Imager and Magnetograph (VIM; Marsch et al. 2005), two planned instruments for the Solar Dynamics Observatory, NASA, and the Solar Orbiter, ESA, missions, will use the Fe I line at 617.334 nm. This spectral line is very well ranked in Fig. 8 for inference of both magnetic field strengths and LOS velocities.
A minimum number of wavelength samples is obtained by roughly doubling the
free parameters of the model: since an M-E model is made up of
just ten parameters, a minimum of twenty observables (five wavelengths times
the four Stokes parameters) is needed. This is the choice for all the three
instruments mentioned above. Unfortunately, no purely objective means exists to
select the wavelengths for the samples. Nevertheless, RFs are a powerful tool
that help select those wavelengths that better suit our purposes. If one is
interested, for instance, in just the magnetic field strength and neglects the
other physical quantities, choosing those wavelengths where the RFs to Breach local maxima would be appropriate. If the interest lies in several
physical quantities at the same time (e.g. on the three components of the
magnetic field and on the LOS velocity) we suggest the use of a linear
combination of regular RFs weighted according to the specific interests.
Since RFs can be positive or negative, we propose the use of
absolute-valued RFs. Hence, consider
The many interesting features of analytic response functions have been discussed in this paper by considering the specific case of an M-E model atmosphere. Since an analytic solution for the radiative transfer equation is available for this atmosphere, the sensitivities of spectral lines, as described by RFs, can also be cast in an analytical form by simply taking partial derivatives of such a solution with respect to the model parameters. The analytic M-E solution has been thoroughly used in the past for insight into radiative transfer physics and as a purely practical diagnostic tool through the M-E inversion codes. Likewise, we have shown in this paper that the analytic, M-E RFs are useful to better understand spectral line formation and the behavior of Stokes profiles in different formation conditions and also for practical recipes that can help in selecting spectral lines for given purposes, in selecting wavelength samples, etc.
A summary of the various results obtained follows:
Acknowledgements
Interesting discussions with D. Cabrera Solana and L. R. Bellot Rubio are thanked. This work has been partially funded by Spanish Ministerio de Educación y Ciencia through Project No. ESP2003-07735-C04-03 including a percentage from European FEDER funds.
The propagation matrix
K of the RTE can be cast in the form
(e.g. del Toro Iniesta 2003)
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(A.1) |
| |
= | ||
| = | |||
| = | |||
| = | |||
| = | |||
| = | |||
| = | (A.2) |
and
can be written as a sum of as many
absorption and dispersion profiles as the number of p,b,r components as
follows:
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|||
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(A.3) |
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(A.4) |
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(A.5) |
The evaluation of RFs reduces to the derivatives of the Stokes
vector,
,
with respect to the nine parameters,
.
In order to easily show such
derivatives suppose a generic parameter x. Then,
| |
= | ![]() |
(A.6) |
| = | ![]() |
||
| = | ![]() |
||
| = | ![]() |
| T1 | = | ||
| T2 | = | ||
| T3 | = | ||
| T4 | = | ||
| T5 | = | (A.7) |
| |
= | ![]() |
|
| = | ![]() |
||
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(A.8) |
| |
= | ![]() |
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| = | ![]() |
||
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| = | ![]() |
||
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| = | ![]() |
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| = | ![]() |
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(A.9) |
| = | |||
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= | ||
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= | (A.10) |
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= | ![]() |
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| = | |||
| = | |||
| = | |||
| = | |||
| = | |||
| = | (A.11) | ||
| = | |||
| = | |||
| = | |||
| = | |||
| = |
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(A.12) |
By using the chain rule and the derivatives of
and
with to respect a and
,
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= | ![]() |
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= | ![]() |
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= | ||
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= | (A.13) |
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= | ![]() |
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= | ![]() |
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= | ![]() |
(A.14) |