A&A 456, 45-54 (2006)
DOI: 10.1051/0004-6361:20054496
D. Pfenniger - V. Muccione
Geneva Observatory, University of Geneva, 1290 Sauverny, Switzerland
Received 8 November 2005 / Accepted 3 June 2006
Abstract
Context. The widespread view that cosmological neutrinos, even if massive, are well described since the decoupling redshift
down to the present epoch by an almost perfectly collisionless fluid of classical point particles is re-examined.
Aims. In view of the likely sub-eV rest mass of neutrinos, the main effects due to their fermionic nature are studied.
Methods. By numerical means we calculate the accurate entropy, fugacity and pressure of cosmological neutrinos in the Universe expansion. By solving the Schrödingerequation we derive how and how fast semi-degenerate identical free fermions become entangled.
Results. We find that for sub-eV neutrinos the exchange degeneracy has significantly increased during the relativistic to non-relativistic transition epoch at
.
At all times neutrinos become entangled in less than 10-6 s, much faster than any plausible decoherence time. The total pressure is increased by quantum effect from 5% at high redshifts to 68% at low redshifts with respect to a collisionless classical fluid.
Conclusions. The quantum overpressure has no dynamical consequences in the homogeneous regime at high redshifts, but must be significant for neutrino clustering during the non-linear structure formation epoch at low redshifts.
Key words: cosmology: theory - neutrions - cosmology: large-scale structure of Universe - cosmology: dark matter - elementary particles
We re-examine the common view in astronomy that cosmological
neutrinos, if massive, are well described since their decoupling
redshift
down to the present epoch by a
collisionless fluid of classical particles (Primack & Gross 2000).
Neglected up to now is one of the most fundamental and well
established principle of modern physics, the fermion/boson
symmetrisation rules from which Pauli's exclusion principle follows
(Pauli 1925; Fermi 1926; Dirac 1926).
When we asked cosmologists how massive neutrinos behave today despite
their degeneracy
,
they would argue that they behave as a collisionless fluid of
classical particles. In cosmological N-body simulations
(e.g., Klypin et al. 1993) the only difference between neutrinos and
cold dark matter particles is the respective initial velocity
dispersion.
When we asked theoretical and experimental physicists familiar with particle physics, quantum and statistical mechanics, they would find obvious that degeneracy pressure between neutrinos must be taken into account despite their negligible weak interaction cross section, because degeneracy pressure results from Pauli's principle and depends only on the exchange symmetry of identical particles. In the limit of negligible interaction in the particle Hamiltonian, the fermionic or bosonic behaviour remains, therefore the particle statistics is an aspect unrelated to the strength of the particle-particle interaction.
In summary, in the cosmologist view neutrinos are well described with a distribution of collisionless classical particles following the collisionless Boltzmann equation, while in the physicist view neutrinos are quantum particles, i.e., non-local entities, and when they are indistinguishable they behave collectively according to the well established principles of quantum statistics. In cosmological simulations neutrinos would be better represented by a collisional gas with the Fermi-Dirac equation of state.
This distinction has no consequence during the relativistic homogeneous regime because the initial Fermi-Dirac statistics is preserved by the Universe expansion (Weinberg 1972). But this is no longer true during the non-linear structure formation phase, where the different matter components induce inhomogeneous perturbations driving neutrinos out of thermal equilibrium. Then the degeneracy pressure is different from the straight kinetic pressure of collisionless particles, therefore the fate of massive neutrinos in galaxy clusters or galaxies differs if neutrinos behave as classical or quantum particles.
In the recent years this problem has taken importance for the description of the non-linear phase of structure formation, because the likely mass of neutrinos (Tegmark et al. 2005) determined in different experiments appear to sum up to at least the visible baryon mass fraction. If neutrinos behave collectively as a classical collisionless fluid, then their interaction with the other matter components is limited to the weak and gravitational interactions, while if neutrinos behave as a coherent Fermi gas, then they can develop shocks, increase entropy, and lead to non-linear evolution as hard to predict as the baryon one during the structure formation phase.
The paradox raised by the cosmological neutrinos goes in fact at the heart of still debated fundamental open problems in quantum mechanics, such as the meaning of measurements and wave-function reductions, the destruction or built-up of coherence between particles, etc. It concerns also the problem of irreversibility in quantum systems, which, as in classical systems, are strictly time-reversible in theory, but dissipative in practice.
It has been usual in the past decades to assume neutrinos as either
massless relativistic particles, or as a dark matter candidate able to
account for a substantial part of the dark matter, which implies a
neutrino rest mass well above 10 eV. The classical reasoning
(e.g., Tremaine & Gunn 1979; Peebles 1993) goes as follow. Neutrinos are
generated above redshift
by elementary particle
creation and destruction processes. The important point is that at
these densities (
)
and temperature (
)
the electro-weak force cross-sections are large
enough to make the reaction time-scales much shorter than the
Universe expansion time-scale
(see Padmanabhan 2002; Weinberg 1972; Peebles 1993).
This ensures thermal equilibrium
and well determined initial thermodynamical conditions. At redshift
below about
the creation of electron-positron
pairs, which releases the last neutrinos and anti-neutrinos, drops because
the thermal energy of particles falls below the
electron-positron rest mass energy. The neutrino mean
free-path for weak interaction diverges and neutrinos are since then
considered as propagating freely across the Universe, only subject to
gravity perturbations.
The neutrino weak interaction cross section is exceedingly small
(Peacock 1999):
In the conventional description neutrinos are estimated insensitive to
quantum effects. Peebles (1993, p. 445) argues that their de
Broglie wavelength
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Peebles invokes Pauli's exclusion principle and the de Broglie wavelength as criteria for neglecting or not quantum effects. Below we will see that relativistic and non-relativistic neutrinos are in fact rather degenerate from the beginning, so Pauli's principle matters.
Let us check Peebles' assumption with recent estimates of the neutrino properties (Dolgov 2002), keeping in mind that the classical world is only an approximation of the quantum world, and that the important point is not the ratio of scales (such as the de Broglie wavelength vs. the size of cosmic structures) but the ratio of the phase space occupation density to Planck's constant hcubed.
In order to not complicate the discussion, we ignore here the effect of neutrino oscillations for which the proper collective treatment has been only recently worked out (Strack & Burrows 2005). It suffices here to point out that instead of discussing the neutrino flavours (the electron, muon and tau neutrinos which are superpositions of mass states), we need to consider the pure mass states (m1, m2, and m3). The oscillations introduce coupling terms between the different mass states (Strack & Burrows 2005), and therefore increase the coupling between neutrinos species.
Today's number density of electron neutrinos and anti-neutrinos
issued from the Big Bang (Dolgov 2002; Peebles 1993, p. 163)
of a single family is 3/11 the number of cosmic background photons:
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Figure 1:
The grey surfaces show the entropy per fermion S/kN as a
function of density and temperature ( |
| Open with DEXTER | |
The accurate thermodynamical quantities for fermions at all regimes
can be calculated by evaluating numerically the relativistic
Fermi-Dirac integrals for particle density n, energy density e,
and pressure P (Padmanabhan 2000, p. 216-217)
The adiabatic expansion of neutrinos since redshift z=1010 means
that the entropy per particle S/kN, a dimensionless number, has been
constant since then. If the initial chemical potential is negligible,
S/kN amounts to 4.2018 for fermions, and 3.6016 for bosons
(Peacock 1999, p. 277). The entropy per particle can be calculated from
Eqs. (5)-(7) with the relationship
S/kN
= (e + P)/nkT, a function of T and Z, which no longer depends on
and h.
Calculating the implicit function S/kN(T,Z) for a sufficiently wide
range of T and Z, we show in Fig. 1 its dependence on
n and T over relevant cosmological values from high to low
redshifts, for two representative neutrino masses, 0.1 and 10 eV.
The grey parts, almost vertical in the back, correspond to degenerate
states, with
on the right in the relativistic regime,
and
on the left in the non-relativistic regime.
The almost horizontal parts in the front of the S/kN maps correspond
to non-degenerate states not reached during the Universe expansion. The step
passing from S/kN=2.5 to 4 around
corresponds to the
transition from the non-degenerate non-relativistic regime to the
relativistic regimes. The position of the step does depend on the particle
mass. Clearly, today's cosmological neutrinos with sub-eV masses are
much colder than the frequently quoted 1.95 K temperature valid for
relativistic neutrinos.
Observing carefully the constant fugacity curves in
Fig. 1, one notices that the adiabatic expansion from
the relativistic to the non-relativistic regime increases the
neutrino degeneracy, since the constant fugacity curves drop their
entropy level. To make this point quantitative, we solve numerically
for T and Z the pair of equations
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Figure 2:
Fugacity Z as a function of redshift z for constant
comoving fermion density
|
| Open with DEXTER | |
To show how fugacity behaves as function of redshift at constant entropy per particle, we ask Maple to solve numerically by interpolation the above quantities in Eqs. (5)-(7). The result is shown in Fig. 2. Fugacity increases from the early Universe to the present by a factor 16.5: massive neutrinos are substantially more degenerate now than at their decoupling epoch. This is independent of their mass if they are non-relativistic. When calculating the Z(z) relationship for a range of entropies, we see that if for any reason entropy would increase instead of being strictly constant, fugacity would increase even more.
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Figure 3:
Ratio of neutrino pressure P to a perfect gas pressure
|
| Open with DEXTER | |
Associated to fermion degeneracy is the Fermi pressure contribution. To quantify this important factor for dynamics, again we ask Maple to evaluate numerically the integrals in Eqs. (5)-(7), and to find by interpolation the pressure at constant specific entropy curve. In Fig. 3 the ratio of the full pressure to the perfect gas pressure Pc= nkT is displayed. The additional quantum pressure with respect to a collisionless gas amounts to 5% at high redshifts, independent of the neutrino mass. At the transition from the relativistic to the non-relativistic regime, the redshift of which does depend on the mass, the quantum pressure contribution increases to 68%, and becomes subsequently independent on the mass in the non-relativistic regime. Again any increase in specific entropy would increase pressure.
Obviously this additional pressure is a substantial effect at low redshifts determining the clustering of neutrinos during the structure formation phase. The immediate prediction is that neutrinos should tend to accumulate less in bound structures than truly collisionless particles. However, dissipative effects in non-linearities such as shocks may eventually falsify this prediction.
These previous results are exact down to the used 14-digit numerical precision. Let us now also derive intermediate states with asymptotic approximations, in part to estimate the errors made with this more traditional approach.
During the relativistic phase of expansion neutrinos cool
proportionally to the photon temperature (Peebles 1993):
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(10) |
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(11) |
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(12) |
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(13) |
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(15) |
Owing to number conservation, the neutrino density
varies
in proportion of the volume
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(18) |
In view of the previous results, we are led to a paradox. On one side from cosmological conditions we find that neutrinos are fairly densely packed in phase space, so Pauli's exclusion principle should be applicable, while on the other hand in the usual view among cosmologists neutrinos should ignore each other since their particle-particle electro-weak coupling is very low. How can particles without interaction term interact?
Often in quantum mechanics one must use the idealisations of isolated, independent systems, although wave-functions formally extend over the whole space. This is justified (e.g., Cohen-Tannoudji et al. 2000, Chap. XIV, D, p. 1384) when the system wave-function is itself well separated from the outer world wave-functions. This is possible because particles are emitted not as plane waves extending uniformly over the whole space, but as wave-packets since any emission process takes a positive time-interval. Therefore the individual wave-functions consist of well defined square integrable functions with compact support, as required by quantum theory.
So if we picture individual neutrinos as localised moving wave-packets, they follow a classical free particle trajectory as long as the wave-packets are well separated. But when the wave-packet cores of identical particles overlap, then quantum interference must occur, blurring the possibility to distinguish the particles, because they must simultaneously follow Pauli's rule of anti-symmetrisation for fermions. Pauli's symmetrisation rules for fermions and bosons are independent of the particular particle kind and strength of the interaction potential.
All the interactions between elementary particle, nuclei, atoms, molecules, and even larger pieces of matter like superfluids, follow the Pauli symmetrisation rules: whenever particle wave-functions overlap, quantum mechanics is consistent with experiments at the condition of applying the wave-function symmetry postulate. Somehow the individual packets of identical particles which could be considered as independent when far apart, must form a symmetric or antisymmetric combined wave-function when they overlap. The speed of this (anti-)symmetrisation process has nothing to do with the electro-weak interaction, but just the quantum mechanical nature of identical particles.
Before discussing this paradox further, let us illustrate graphically with exact solutions of the Schrödingerequation how the wave-packets of two identical free fermions behave.
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Figure 4:
Interaction of two free fermions in the classical regime
starting initially in opposite directions and horizontally
(kx=6, ky=0, kz=0). Shown is the normalised squared norm
|
| Open with DEXTER | |
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Figure 5: As in Fig. 4, but in the semi-classical regime (kx=2). |
| Open with DEXTER | |
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Figure 6: As in Fig. 4, but in the quantum regime (kx=2/3). |
| Open with DEXTER | |
It is not difficult to solve exactly the time-dependent Schrödingerequation,
As derived in standard quantum mechanics, the full solution of the
single free particle Schrödingerequation in 3D Cartesian space reads (with
units normalised conveniently for our cosmological neutrino context to
,
,
and
,
which allows to set
):
When describing two independent distinguishable particles, the full
wave-function takes the form
| (21) |
But this is only a very particular form of all the wave-functions
that the Schrödingerequation for two particles
can describe. Functions that cannot be separated as a product of
single particle wave-function describe entangled states. In
particular two identical particles must follow either a symmetric or
anti-symmetric wave-function upon the exchange of the particles.
These read
| (22) |
Although the wave-function of two particles is 6-dimensional and
complex, when the particle centres of mass and velocity are set at the
origin we can focus the attention on the function
since any measurement of a particle at location
will constrain the position of the other particle at position
,
since we assumed to know the centre of mass.
describes the probability of finding one particle at
position
and the other one at
.
Below we show graphically the normalised value
in the plane z=0 for the initial condition in the centre of
mass and velocity frame of two fermions represented initially by a
Gaussian wave-packet of unit half-width:
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(23) |
Here we show three different representative values of the momentum kx illustrating the classical (kx=6), semi-classical (kx=2), and quantum regimes (kx=2/3). This should suffice for our purpose of illustrating the exchange interaction of free identical particles.
In Fig. 4 we see the two wave-packets individually spreading slowly due to their high momentum kx=6. Despite that, for a while the packets strongly overlap, subsequently they recover their localised wave-functions. In such a case the individual packets behave as expected for classical particles: they move in straight line and preserve their identity. Although Pauli's principle applies, it has no practical consequence asymptotically. These two particles can be approximated as distinct again at later times.
In Fig. 5 we see that at lower momentum, kx=2, two wave-packets interfere much more strongly. The antisymmetric wave-function always vanishes at the mass centre. The size of this exclusion region around the origin grows at lower velocities. The interference pattern presents elongated wave crests which are inclined with respect to the original particle momentum directions. A plane wave seems to be building-up in a direction slanted with respect to the particles directions. Not only the positions are strongly mixed in a single structure, but the momentum becomes also mixed. After a while the individual wave-packets representing the classical localised particles succeed to partly reform, but a remaining coma of entangled states remains around the origin.
At still lower relative momentum, kx=2/3, quantum effects become dominant. In Fig. 6 the two particles initially distinct rapidly loose their identity and form a single anti-symmetrical wave-packet which spreads around the origin with waves again reflecting an intermediate direction of propagation with respect to the initial particle momentum. Clearly in this case the probability of finding a neutrino somewhere else than along the initial straight trajectories is strongly enhanced by the quantum interferences. The classical approximation of straight trajectories is no longer valid, and the initially distinct particles are entangled forever. In the quantum regime a clear dispersive behaviour occurs with marked asymmetric past-future asymptotic states.
The same experiments have been repeated for bosons. The only notable difference is that the wave-functions are always positive at the origin, and even take there maximum values in the quantum case: this corresponds to the Bose-Einstein condensation. In contrast, the fermionic wave-functions always vanish exactly at the origin, which means that a volume of space around the origin is hardly available to the particles. Fermi pressure is a consequence of confining the particle energy in a reduced volume.
The problem of describing statistically N identical bosons or fermions with or without interactions has been solved very early in the history of quantum mechanics (Uhlenbeck & Gropper 1932), but is much more difficult to illustrate graphically than the 2 particle case. What is clear is that in the limit of vanishing particle interaction, the bosonic or fermionic statistical behaviour tends toward classical Maxwell-Boltzmann statistic only at high temperature. At sufficiently low temperature the statistical behaviour tends toward the Bose-Einstein and Fermi-Dirac statistics respectively.
An interesting aspect developed for example by
Huang (1964, chap. 10),
is that the first quantum correction to a classical perfect
gas, which is appropriate for our cosmological neutrino context,
caused purely by the bosonic or fermionic nature of the particles is
mathematically equivalent to an particle-particle interaction
potential, with the peculiarity to depend also on temperature T,
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(24) |
This is consistent with the rule that quantum effects become
important when thermalised particles,
are less distant in the classical description
than
.
The potential permits to derive an
effective interaction cross-section, and from there the time required
for particle to become entangled. We will refer to this time as the
entanglement time-scale. If the particles were classical we would call
this a collision time-scale, that would determine a relaxation time.
If we adopt a classical description of neutrinos moving in such a
potential, clearly a strong deflection of trajectory occurs whenever
,
which means also that
,
so the interaction cross-section reads
.
Thus the first order quantum correction to a
classical description of semi-degenerate neutrinos introduces an
interaction potential producing "entanglement'' with a
characteristic time-scale given by
| |
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||
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Figure 7:
Effective particle-particle interaction potential |
| Open with DEXTER | |
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Let us make a best effort to find the shortest possible
that
cosmological neutrinos might be subject to. If we discard weak
interaction processes (cf. Eq. (1)), we only have
gravitational deflection available.
Suppose we have a density n of bound gravitational objects of mass
M. The gravitational cross-section for neutrinos at velocity
is
,
and the timescale for
deflecting significantly neutrinos by these objects is:
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(27) |
Plugging in plausible numbers for galaxies (
,
), and
,
we obtain
.
Therefore for
to be less than the entanglement time <
,
we
need to consider regions larger than
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The quantum physics rules are so strange that it took a long time for the physicist community to make a standard view about its principal aspects. Today several points are not completely resolved, such as the meaning of the measurement process, or the rôle of time in a relativistic quantum theory of several particles (Penrose 2005). Quantum gravity is still in the work.
However in the last decade many new experiments have confirmed the
strange rules of quantum mechanics. The Einstein-Podolsky-Rosen (EPR)
paradox has been confirmed, two entangled particles can fly apart over
long distances and preserve their mutual correlation alive even when
one
of the particle is subject to measurement.
In recent experiments (Tittel et al. 1998)
the photon entanglement has been preserved over distances of the order
of
throughout a complicated network of telecommunication
optical fibres.
At the root of quantum optics, there is a fine example of exchange
symmetry interaction operating on otherwise interactionless
particles: photons. This effect was first investigated by Hanbury
Brown and Twiss (Hanbury Brown & Twiss 1954) with the now famous intensity
interferometer (Hanbury Brown 1974). The effect could also be performed
at the laboratory scale (Morgan & Mandel 1966) and was an important step in
the development of quantum optics. In the Hanbury Brown and Twiss
experiment, independent incoherent photons emitted all over the
surface of a star (
)
at distinct times are
collected on Earth by two distinct telescopes separated by macroscopic
distances (
). The collected distinct photons
arriving in the two detectors within a photon coherence time are
verified to be correlated in time. Despite being particles
without explicit coupling term and initially incoherent, photons
sufficiently close in phase space (they are very close in momentum
space) succeed to bunch, i.e., to exchange momentum. This is an
example of a partial Bose-Einstein condensation.
The fermion effect corresponding to the HBT experiment has been confirmed recently for electrons in laboratories (Kiesel et al. 2002; Henny et al. 1999). Such experiments are complicated by the fact that the repulsive electro-magnetic interaction term of electrons must be cancelled by either an atom lattice, or a sufficiently large distance between electrons. In these experiments, electrons overlapping their wave-functions are found to be anti-correlated, which is at the root of the degeneracy pressure in fermionic gases. Better suited particles are neutrons, for which the HBT effect has also been verified recently (Iannuzzi et al. 2005).
The important point of these verified phenomena is to show that identical particles interact also through their exchange symmetry, and that the speed of this kind of interaction, not explicit in the Hamiltonian, is in practice determined by the speed at which the core of the wave-functions overlap significantly.
If we take the strong overlap of the particle wave-functions as the principal requirement for particles to be said interacting, and the weak overlap of many uncorrelated wave-functions as the regime during which the decoherence due to the rest of the world acts, we can understand why our common experience of the world is not a fully entangled structure (Penrose 2005), but the classical world that we know, where spatially distinct regions and classical devices can be assumed to exist. Correlations between particles are constantly lost by decoherence and built by wave-function overlaps. The macroscopic result for multiparticle systems is equivalent to a relaxation toward a thermal state (Gemmer et al. 2004).
Therefore if we apply these considerations to cosmological neutrinos,
these must overlap their wave-function very frequently (
), and each "interaction'' produces a partial entanglement
of the wave-functions. Quickly neutrinos get entangled to a growing
number of other neutrinos which together form a spreading entangled
wave-function. Any perturbation or "observation'' of a given
neutrino entangled with others concerns then all the other neutrinos.
Everything happens as if the detected neutrinos had exchanged momentum
with the others, like classical particles in usual interactions do.
In view of the solidity of quantum mechanics and the likely sub-eV mass of neutrinos, we arrive to the conclusion that quantum effects play an dominant rôle for cosmological neutrinos. Despite being almost interactionless, these neutrinos form a non-localisable ensemble of entangled particles subject to Pauli's principle. The weakness of their interactions with the outer world is precisely the key factor that prevents them to decohere faster than they become entangled. The only way to justify a classical description of neutrinos following the collisionless Boltzmann's equation would be to find a perturbative process that would decohere all of them in much less than 10-6 s. But then this perturbative process should presumably be included in the neutrino dynamics.
With the most accurate description of particles, the wave-function, we have illustrated explicitly how a pair of initially localised neutrinos becomes entangled fast due only to their antisymmetry; quickly the localised wave-packets become a single fully non-localised object. In practice this means that more neutrinos act rapidly as an ensemble that must be treated with the standard quantum statistics tools. Since, except for antisymmetry, no interaction potential is significant, the appropriate description at cosmological scales is simple, the one of a semi-degenerate perfect fermion gas.
For structure formation, the Fermi pressure contribution has little
importance as long as the Universe is homogeneous, since only pressure
gradients play a dynamical rôle. At redshifts
the
Fermi over-pressure amounts to 5% of the kinetic pressure. But at
redshifts
in the non-relativistic regime, during the
non-linear structure formation epoch, the over-pressure increases to
68%. Then a Fermi gas of massive neutrinos is substantially
different from a collisionless gas. Not only the velocity dispersion
remains then isotropic in a tightly coupled gas, but since collisional
fluids are able to shock due to the non-linear convective term in the
fluid equations, the evolution of the combination of neutrino gas,
dark matter, and baryons in the today Universe may turn out to be
complex. Shocks typically increase entropy, degeneracy, and therefore
pressure, as seen in Sect. 3. It would be interesting to determine
how far neutrinos could violate the phase space density conservation
by dissipative processes, especially when mixed with baryons.
The extension of these results to other dark matter particle candidates resulting from the Big Bang should be straightforward. Relativistic fermions, degenerate or not, can not contribute significantly to matter clustering. Usual heavy cold dark matter fermions, such as neutralinos, are assumed much less dense and much heavier than neutrinos, in which case phase space degeneracy may remain small and decoherence fast, allowing the use of the collisionless fluid approximation.
Acknowledgements
We thank particularly Nicolas Gisin, Thanu Padmanabhan, and Jack Steinberger for sharing their point of views and insight of physicists. We have appreciated private discussions with Joel Primack and Ben Moore about the cosmologist view. We enjoyed discussions with Silvia Pascoli and Mario Campanelli at CERN about recent experimental results on neutrino physics. We thank our colleagues André Maeder and Denis Puy for lively discussions too. This work has been supported by the Swiss National Science Foundation.