A&A 408, 499-514 (2003)
DOI: 10.1051/0004-6361:20030990
C. Wolf1,2 - L. Wisotzki3,4 - A. Borch2 - S. Dye2,5 - M. Kleinheinrich2,6 - K. Meisenheimer2
1 - Department of Physics, Denys Wilkinson Bldg.,
University of Oxford, Keble Road, Oxford OX1 3RH, UK
2 - Max-Planck-Institut für Astronomie, Königstuhl 17,
69117 Heidelberg, Germany
3 - Astrophysikalisches Institut Potsdam,
An der Sternwarte 16, 14482 Potsdam, Germany
4 - Universität Potsdam, Institut für Physik,
Am Neuen Palais 10, 14469 Potsdam, Germany
5 - Astrophysics Group, Blackett Lab,
Imperial College, Prince Consort Road, London, UK
6 - IAEF, Universität Bonn,
Auf dem Hügel 71, 53121 Bonn, Germany
Received 4 April 2003 / Accepted 25 June 2003
Abstract
We present a determination of the optical/UV AGN luminosity function and
its evolution, based on a large sample of faint (R < 24) QSOs identified
in the COMBO-17 survey. Using multi-band photometry in 17 filters
within
,
we could simultaneously determine photometric redshifts with an
accuracy of
and obtain spectral energy distributions.
The redshift range covered by the sample is
1.2 < z < 4.8,
which implies that even at
,
the sample reaches below
luminosities corresponding to MB = -23, conventionally employed
to distinguish between Seyfert galaxies and quasars.
We clearly detect a broad plateau-like maximum of quasar activity around
and map out the smooth turnover between
and
.
The shape of the LF is characterised by some mild curvature, but no
sharp "break'' is present within the range of luminosities covered.
Using only the COMBO-17 data, the evolving LF can be adequately described
by either a pure density evolution (PDE) or a pure luminosity evolution
(PLE) model. However, the absence of a strong L*-like feature in the shape
of the LF inhibits a robust distinction between these modes.
We present a robust estimate for the integrated UV luminosity generation
by AGN as a function of redshift. We find that the LF continues to rise
even at the lowest luminosities probed by our survey, but that the slope
is sufficiently shallow that the contribution of low-luminosity AGN
to the UV luminosity density is negligible.
Although our sample reaches much fainter flux levels than previous
data sets, our results on space densities and LF slopes are completely
consistent with extrapolations from recent major surveys such as SDSS and 2QZ.
Key words: surveys - galaxies: active - galaxies: Seyfert - quasars: general
The luminosity function of quasi-stellar objects (QSOs) and its evolution with redshift provides one of the most important tools for the cosmic demography of active galactic nuclei (AGN). It constrains physical models for QSOs, particularly those for the growth of supermassive black holes in galaxies within the context of hierachical collapse of structure in the universe (Kauffmann & Haehnelt 2000; Haehnelt & Rees 1993; Haiman & Loeb 1998). It is also relevant for understanding the extragalactic UV background (Meiksin & Madau 1993; Boyle & Terlevich 1998).
Previous studies of the QSO luminosity function (QLF) have established a
strong rise in the activity with look back time from the local universe
to redshifts
(Boyle et al. 1988). The main debate at these low to
intermediate redshifts is now about the question whether the shape of the
QLF changes with redshift (Wisotzki 2000; Miyaji et al. 2000; Boyle et al. 2000; Cowie et al. 2003).
If so, this would mean that low-luminosity AGN evolve differently
from high-luminosity QSOs, possibly calling for a substantial revision
of our understanding of the cosmic duty cycle of nuclear activity in galaxies.
At higher redshift z>2, the obvious expectation that the rise of the QSO activity with redshift must turn over at some point was satisfied by observations at z>3 (Warren et al. 1994; Schmidt et al. 1995, hereafter WHO and SSG). However, optical surveys in this redshift regime were often plagued by selection effects and small number statistics. Moreover, studies of X-ray-selected (Miyaji et al. 2000) and radio-selected QSOs (Jarvis & Rawlings 2000) did not strongly support claims of a very steep drop in nuclear activity for z>3, keeping the issue unresolved whether the detected turnover was physical reality or not. A rather robust observation of the space density decline beyond z>3.6 has been established recently, albeit only for very luminous QSOs, by the Sloan Digital Sky Survey (SDSS, Fan et al. 2001).
Most optically selected QSO samples are expected to be more or less complete
at either
or
,
where QSOs show conspicuous colours in
broad-band searches, while within this redshift band, confusion arises with
stars and compact low-redshift galaxies. Any practical approach of
following up QSO samples in this intermediate redshift range is forced to
avoid strong contamination and observed mostly extreme objects, resulting
in a high degree of incompleteness that is difficult to account for.
Thus, while the fact that cosmic QSO activity shows a maximum around
-3 is not doubted as such, this maximum has very rarely
been detected in a single survey.
This selection issue was one of the original motivations for the COMBO-17
survey. This survey is based on photometric classification and redshift
estimation using a set of 17 filters, of which 12 are medium-band filters
with 10 000 km s-1 FWHM, well matched to optimum detection of
QSO emission lines and spread across the range of wavelengths observable
by modern CCD detectors.
Another major driver for this project was to probe fainter regimes of
the AGN luminosity function, a task which has always beed limited by the
overwhelming need for spectroscopic follow-up telescope time.
Using medium-band spectrophotometry, a reasonably complete and clean AGN
sample could be obtained across a wide range of redshifts down to .
Based on such a deep sample, we were able to derive luminosity functions
down to
at redshifts above 3, entering the domain
of Seyfert galaxies even at high redshift.
In this paper, we present a new determination of the luminosity function of faint optically selected QSOs, aimed at a broad redshift range around the elusive turnover. The analysis is based on a sample of 192 objects between z=1.2 and z=4.8, all selected from the COMBO-17 survey. The survey is briefly described in Sect. 2, followed by a discussion of technical aspects such as completeness and redshift quality in Sect. 3. In Sects. 4 through 7 we present and discuss the results.
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Figure 1: COMBO-17 filter set: total system efficiencies are shown in the COMBO-17 passbands, including two telescope mirrors, camera, CCD detector and average La Silla atmosphere. Combining all observations provides a low-resolution spectrum for all objects in the field. |
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Table 1:
The COMBO-17 filter set: exposure times and 10
magnitude
limits reached for point sources, averaged over all three fields. The R-band
observations were selected to be taken under the best seeing conditions (FWHM
). See also Fig. 1.
The COMBO-17 project ("Classifying Objects by Medium-Band Observations in
17 Filters'') was designed to provide a sample of 50 000 galaxies and
several hundred AGN with precise photometric redshifts and spectral energy
distributions (SEDs). As shown below, the filter set provides a redshift
accuracy of
for quasars (and similarly for
galaxies; cf. Wolf et al. 2003), smoothing the unknown true redshift distribution
of the sample only very mildly and certainly allowing the derivation of
luminosity functions.
The first step of the COMBO-17 data analysis was to convert the
photometric observations into a very low resolution "fuzzy spectrum'',
allowing for simultaneous spectral classification into stars, galaxies
and QSOs, as well as for accurate redshift and SED estimation for the latter
two categories. The full survey catalogue will contain about 50 000 objects
with classifications and redshifts covering a solid angle of
1.0
.
This fuzzy spectroscopy
consciously compromises on redshift accuracy in order to obtain large
samples of quasars with a reasonable observational effort.
While the photometric redshift technique has already been applied to galaxy samples about 40 years ago (Butchins 1983; Baum 1962), we have modified and improved the approach by increasing the number of filters and narrowing their bandwidth to obtain better spectral resolution and more spectral bins. This way, COMBO-17 provides identifications and reasonably accurate redshifts not only for galaxies but also for quasars, a novelty pioneered in CADIS (Wolf et al. 1999) and more recently applied in the SDSS (Richards et al. 2001) and to observations with superconducting tunnel junctions (deBruijne et al. 2002).
All observations presented here were obtained with the Wide Field Imager
(WFI, Baade et al. 1998) at the MPG/ESO 2.2-m telescope on La Silla, Chile. The
WFI provides a field of view of
on a CCD mosaic
consisting of eight
CCDs with a scale of
/pixel.
The total observing time for COMBO-17 was about
175 ksec per field,
including a
20 ksec exposure in the R-band with seeing below 0
8.
Observations and data analysis have been completed on three fields including
the Chandra Deep Field South (CDFS), covering an area of 0.78
(Table 2). The deep R-band images have 5-
point source
limits of
and provide the highest signal-to-noise ratio for
object detection and position measurement among all data in the survey,
except for L-stars and quasars at z>5, which can be extremely faint in R.
Using SExtractor (Bertin & Arnouts 1996), we obtained a catalogue of 200 000
objects with positions and the SExtractor photometry MAG-BEST (for
details on the construction of the catalogue see Wolf et al. 2001b). This R-band
selected source catalogue was then used to obtain SEDs across 17 passbands
with a photometric technique specifically tailored for
measuring colour indices with high signal-to-noise and as little as possible
interference by changing observing conditions. To this end, we projected
the object coordinates into the frames of reference of each single exposure
and measured the object fluxes at the given locations using with the
well-established MPIAPHOT approach of a seeing-adaptive weighted
aperture (Röser & Meisenheimer 1991).
Table 2: Positions and galactic reddening (Schlegel et al. 1998) for the three COMBO-17 fields analysed. All observations were obtained at the Wide Field Imager at the MPG/ESO 2.2 m-telescope at La Silla.
The COMBO-17 photometric calibration is based on a system of faint standard
stars in the COMBO-17 fields, which we tied to spectrophotometric standard
stars during photometric nights. Our standards were selected from the
Hamburg/ESO survey database (Wisotzki et al. 2000) of digital objective prism spectra.
By having standard stars within each survey
exposure, we were independent from photometric conditions for imaging.
More details of the data reduction will be provided in a
forthcoming technical survey paper (Wolf et al., in preparation).
In the present paper, all magnitudes are quoted with reference
to Vega as a zero point.
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Figure 2:
Filter spectra of example quasars: the three panels show
quasars at different redshifts across the range addressed
in this paper. The filter spectra are plotted with horizontal bars
resembling the filter width and vertical bars for 1![]() |
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The quasar sample is extracted from the full survey catalogue purely on the basis of spectral information, thus deliberately ignoring morphological evidence. We believe that the classification of the "fuzzy spectra'' based on 17 filters, outlined below, allows to clearly differentiate between stars, galaxies and quasars, providing a safer separation between the object classes than morphological criteria. This is particularly important in the context of our interest in low-luminosity AGN which may well appear extended on a deep R-band image. Our purely spectroscopic classification approach ensures that the sample will not be heavily biased against such objects.
The sample finally used for all analyses in this paper is defined by limits in magnitude and redshift. Objects are selected to have a magnitude of R>17 to avoid the saturation regime in the individual frames, and R<24 which is where the completeness of the quasar identification has dropped below 30% (see Sect. 3.3). Since quasars show brightness variations, the sample selection will depend on the epoch of observation at the faint end. Here, we have used our R-band photometry from January 2000.
The sample is further limited to redshifts of z>1.2, since host galaxies
may contribute significantly to the spectra at lower redshifts, where the
4000 -break is still contained within the filterset. Our
templates currently contain only pure quasar and pure galaxy spectra, but no
mixed templates with contributions from both. Therefore, identification and
redshift estimation of low-luminosity quasars at z<1.2 is not straightforward
at this point, and complicated completeness issues arise in the low-z domain.
In order to ensure minimum contamination from non-active galaxies, we have set our probability threshold for an object to be classified as quasars quite high. As a result, we have eliminated many trustworthy low-luminosity AGN from the sample, but keep a well-controlled selection of higher-luminosity QSOs. We have chosen this conservative approach because we have not yet obtained spectroscopic confirmation redshifts for a sufficiently large sample to understand the selection function of low-luminosity Seyfert galaxies well enough.
The catalogue resulting from this selection contains 192 quasars between
z=1.2 and z=4.8, with a median redshift of
.
Examples of quasar filter spectra are shown in Fig. 2, and the
Hubble diagram for the full sample is presented in Fig. 3.
The photometric measurements from 17 filters provide low-resolution spectra for each object which are analysed by a statistical technique for classification and redshift estimation based on spectral template matching (for details see Wolf et al. 2001a). Meanwhile, we have improved the template library for quasars by deriving it from the recent SDSS QSO template spectrum (vanden Berk et al. 2001), rather than from the earlier used pure emission line contour by Francis et al. (1991). This leads to a better detection and redshift estimation of quasars at z<2.5 where the "little blue bump'' may render the spectral shape between the prominent emission lines as quite different from the power-law which we assumed for the quasar templates previously. Since the CADIS work (Wolf et al. 1999), we have also learned that photometric redshifts for quasars are strongly influenced by flux variability.
Since the multi-colour observations were collected over a period of two years,
and quasars as well as some stars show variability, it was necessary to correct
for variability when constructing the 17-filter spectra for classification.
For this purpose we used the R-band observations which are available for
each observing epoch, allowing us to completely map the variability at least
in this band. When constructing the SEDs of variable objects,
we related the measurements of observed photometric bands
to the R-band magnitude obtained in the same observing run.
As a result, the SEDs are not distorted by long-term magnitude changes.
This variability correction works well only as long as flux variations are not
accompanied by major changes in spectral shape. Furthermore, we
also cannot account for short-term variability on a time scale of days,
as within each observing run we have obtained only one R-band image.
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Figure 3: The present sample of 192 quasars: distribution of redshifts over observed R-band magnitude. Notice that the sample has been truncated at z=1.2 and R=24. |
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The subsequent analysis includes only objects with successful z estimates. It is therefore critical to understand for which quasars the data permit such a classification. Given the photometric properties of the survey, we can produce mock catalogues of stars, galaxies and quasars with realistic photometric errors, and investigate the classification performance as a function of object type, redshift and magnitude. The 17-filter-spectra in the mock catalogues are constructed from the library templates, using the empirically derived observational error distributions. With this approach, the completeness of the classification and redshift estimation can be derived from Monte-Carlo simulations (see Wolf et al. 2001a). We implicitly assume that the spectral templates truly resemble observed objects, and if that is not the case, our simulation will be too optimistic.
In fact, we can test whether our completeness maps are realistic,
given that within our fields and selection limits 12 broad-line AGN are
known from spectroscopic observations in the CDFS (Hasinger 2002, priv.
comm.; Szokoly et al., in prep.). The map predicts that 10 out of 12
objects should be identified, while in fact we recover 8. Two objects
are missing from our sample although they lie in regions of high expected
completeness: a QSO with broad absorption lines (BALs) at z=3.6 and a
Sy-1 galaxy at z=1.2. The BAL QSO was misclassified as a star because of
its unusually star-like colours. The Sy-1 galaxy resides just at our low
redshift limit which we adopted to avoid incompleteness arising from the
pure AGN spectra getting contaminated by host galaxy contributions.
We conclude that on the whole our map is realistic, but that (a) rare QSOs
with unusual colours could still escape our attention, and (b) right at the
low-redshift limit the level of completeness might be reduced compared
to our maps.
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Figure 4: Completeness map for quasar selection and redshift estimation: Grey-scale and contour maps demonstrating how the fraction of quasars having successful redshift measurements depends on magnitude and redshift. Completeness levels are shown as a greyscale from 0% (light grey) to 120% (black). Contour lines are drawn for 90% (white) and 50% completeness (black). Values above 100% occur when redshift aliasing creates local overdensities in the estimated z-distribution based on a flat underlying simulated distribution. See Sect. 3.3 for a more detailed discussion of the completeness correction. |
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The product of the simulations for quasars is a completeness map
(selection function), providing a formal probability
that a quasar of given intrinsic properties is recovered,
in bins of observed R-band magnitude and redshift.
Our quasar template library contains a range of emission line strengths and
a range in spectral indices or continuum colours. Effective spectral indices
depend on redshift as the quasar continuum is not a pure power law. However,
for a quasar at z=2.0 the range of template B-I colours runs from about
+0.35 to +1.75, corresponding roughly to power law indices of
.
After we recognized that the simulated completeness
depends very little on the spectral index, we collapsed the completeness
function into C(R, z) removing the explicit SED dependence
(see Fig. 4).
At most redshifts, our classification algorithm is more than 90% complete
for quasars with .
The contour line for 50% completeness ranges
around
.
The redshift dependence of the completeness shows
conspicuous oscillations above redshift 2, which are caused by the strong
signature of the Lyman-
emission line migrating through the filter set
and alternating between visibility in a medium-band filter and invisibility
when it falls between two neighboring medium-band filters. Whenever the line
is visible quasars can be identified to fainter levels due to its contrast.
At certain redshifts, the selection function reaches values above 100%.
This occurs when redshift aliasing creates local overdensities
in the estimated z-distribution based on a flat underlying simulated
distribution. Such "overcomplete'' regions are always accompanied by
adjacent "undercomplete'' zones, so that the total number of objects
is conserved.
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Figure 5:
Spectroscopic vs. multi-colour redshifts: 22 QSOs from the
COMBO-17 sample at R<24 have spectroscopic identifications. 21 of them
were found to be QSOs at redshifts within ![]() |
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For the analysis it is crucial to check to which extent the limited
redshift accuracy of
(as determined from the
simulations) could affect inferences about luminosity functions.
Two major aspects need to be explored, redshift aliasing
and catastrophic mistakes, which are both irrelevant for interpreting
well-exposed data from an aperture spectrograph,
but could both play a role in our case:
The CDFS contains several further faint Seyfert galaxies, particularly at z<1, most of which were recently identified as optical counterparts to faint X-ray sources. These are very challenging objects for the multi-colour redshift estimation, as their host galaxies will contribute significantly to their overall SED. Clearly, more work is needed to tackle these objects, which are therefore explicitly excluded from the scope of this paper.
From the AGN sample and the completeness map described above
it is straightforward to compute surface densities as a
function of apparent magnitude, using the relation
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(1) |
Results are shown in Fig. 6
and listed in Table 3. Besides
the full sample of all z>1.2 AGN, we also show the
number counts for subsamples split at z < 2.2 and
z > 2.2, the typical high-redshift limit of UV excess surveys.
The two subsamples show very different trends towards
the faint limit: while the low-z objects dominate at
brighter magnitudes, their surface density increases only
slowly with decreasing flux level. On the other hand,
the cumulative number of AGN with z>2.2 is a strong
function of magnitude, and quite well described
by a power law
,
corresponding to a power law index of -1.75 for the
differential number-flux relation. Towards the faint end
it even seems as if the slope might be increasing, but this
is not formally significant. Nevertheless, for R > 23it is clear that high-redshift AGN with z>2.2 become
the dominant population.
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Figure 6: Cumulative surface density of AGN as a function of R band magnitude, corrected for Galactic extinction. |
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Table 3: Tabulated AGN number counts as a function of R band magnitude. The 2nd and 4th column give the actual numbers of objects in the current COMBO-17 sample (within 0.78 deg2), while the 3rd and 5th column give incompleteness-corrected surface densities per deg2.
For each object in the sample we have individual SEDs from the
17-filter spectrophotometry at our disposal.
In order to derive absolute magnitudes for the subsequent analysis,
we decided to tie all luminosities to the UV continuum level at
nm.
This was realised by integrating the best-fitting redshifted template
over a synthetic narrow rectangular passband at 143 nm-147 nm,
thus avoiding the Si IV/O IV emission line at 140 nm.
This procedure enabled us to directly measure rest-frame luminosities
over a redshift range
without any need for extrapolation.
While such individually determined luminosities may suffer less from biases arising in uncertain assumptions on AGN spectral energy distributions than some previous samples, they considerably complicate the statistical exploitation. Although most of our objects are detected in all or nearly all of the 17 filter bands, the sample is presently defined only in the R-band: (1) The flux limit is homogeneously truncated at R<24. (2) The completeness map has the R band magnitude as one of its two independent parameters. It is also assumed in the algorithms used for luminosity function estimation that the survey is defined by just one flux limit. We have therefore explored whether it is possible to estimate absolute UV magnitudes M145 from the measured R band flux, using a modified but basically traditional K correction approach.
For this purpose we computed for each quasar its absolute magnitude
directly from the distance modulus,
M0 = R - (m-M), equivalent to
assuming a K correction for a power-law spectrum with slope
.
We then plotted the differences
between M0 and M145 (the
spectrophotometric estimates) against source redshift; this is shown as the
distribution of points in Fig. 7.
This plot shows that at least at redshifts
there is a
well-defined relation between z and
.
When fitting a constant
line through these points, as shown in Fig. 7, we get an
overall rms scatter of 0.24 mag (0.13 mag for z>2.2 and 0.26 mag for
z < 2.2), which can only insignificantly be improved by
fitting e.g. a low-order polynomial. This line defines then
an empirical correction relation K(z), so that for the redshift range
of interest in this paper we can use R band magnitudes
to estimate M145 with an accuracy of 0.24 mag,
even without using any SED information.
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Figure 7: Derivation of the internal K correction used in this paper: each point corresponds to one individual AGN measurement based on the SED fits within COMBO-17. The horizontal line is a linear fit, allowing to predict luminosities at 145 nm with an accuracy of 0.24 mag. |
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Figure 8: Distribution of the input sample over absolute magnitudes and redshifts: the dashed lines indicate the imposed sample limits of z>1.2 and R<24. |
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Most earlier studies of the optical AGN luminosity function, especially those focussing on lower redshifts, have expressed their results in terms of blue magnitudes MB. In order to facilitate a statistical comparison, we obtained a crude estimate for the offset MB - M145 by repeating the above procedure for the rest-frame B band. Note that for all z>1.2 objects this involves a good deal of extrapolation, and the diagram corresponding to Fig. 7 shows more than 0.6 mag of scatter around the mean trend. Nevertheless, the offset of 1.75 mag thus determined is actually identical (to 0.01 mag) to the result when the same quantity is measured in the mean quasar energy distribution of Elvis et al. (1994). In conclusion this means that all quoted absolute magnitudes M145can be converted into MB using the relation MB = M145 + 1.75.
In the subsequent analysis we use two sets of cosmological parameters,
an Einstein-de Sitter universe with H0=50 km s-1 Mpc-1,
and
,
and a flat "concordance model''
with H0=65 km s-1 Mpc-1,
and
.
While the former is now physically almost obsolete, it still has some
relevance as a "yardstick'' model, as most earlier studies of AGN evolution
were expressed preferentially in these terms. Actually we found that
the results change very little when switching between the two models,
except for small shifts in both axes,
and our displayed results always refer to the "concordance universe''
unless explicitly stated otherwise. Figure 8 shows the
distribution of absolute magnitudes vs. redshift for the entire
AGN sample. In terms of the conventional (if arbitrary) distinction
between high-luminosity quasars and low-luminosity Seyferts
around
,
our sample covers just the region close
to this dividing line. It is therefore the first optically
selected AGN sample of substantial size to probe this important
regime of nuclear activity in galaxies. It also matches very
well the luminosity range covered by low-z AGN surveys that
provide a
reference (e.g., Köhler et al. 1997).
We employ the usual
estimator Schmidt (1968)
to give the space density contributions of individual objects.
Luminosity functions are then readily obtained by forming
the appropriate sums:
denoting the luminosity-binned differential LF as
and the cumulative LF as
we have
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= | ![]() |
|
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= | ![]() |
(2) |
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(3) |
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(4) |
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Figure 9: a) Binned differential luminosity functions for six non-overlapping redshift shells. Only luminosity bins completely covered by the sample are shown. In addition to the data with Poissonian error bars, each panel features the 1.8 < z < 2.4luminosity function as reference. b) Cumulative luminosity functions for the same redshift shells. |
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Table 4: Tabulated binned AGN luminosity function.
Inside the redshift interval 1.2 < z < 4.8 covered by the COMBO-17 sample we defined six redshift shells of equal sizes to trace the evolution of the QLF. Figure 9 gives a synopsis of the results; for the benefit of interested readers who wish to use our data for their own computations we present the tabulated binned LFs in Table 4. This table shows also how many objects contributed to each bin. The numbers given in this table show that the differences between adjacent redshift shells are not huge, i.e. evolution is relatively moderate over this redshift range. We therefore have deviated from the usual practice to plot all LFs into one frame, as any real trend would be very hard to discern in such a diagram. Instead, we created individual subpanels for each redshift shell and plot each luminosity function separately, but together with the 1.8 < z < 2.4 LF taken as a reference. This visualisation shows that the measured values of the LF are below the corresponding reference values in nearly all data points. In other words, we detect an unambiguous maximum in the comoving AGN space density near these redshifts, and a significant drop towards both lower and higher z. The existence of such a maximum becomes even clearer in Fig. 11 where integrated space density at given lower bound in luminosity (taken directly from the cumulative LFs in each redshift shell) is plotted directly against z. We return to a more detailed discussion of the evolution of space densities and LF shape properties below.
Within certain bounds and accuracy limits, an observed luminosity function can usually be described quite well by some simple analytic expression, allowing one to compress the results into a few well-determined numbers, with the positive side effect that the above mentioned Malmquist-type biases due to data binning can be avoided by obtaining luminosity function and evolution parameters simultaneously from an observed sample. This was first demonstrated by Marshall et al. (1983) for a very simple power law model of the evolving QLF. Since the parametric forms employed for the analysis in this paper are somewhat non-standard, we use the following paragraphs to spell out the adopted ansatz.
the most common analytic description of the QLF is
a double power law, involving a bright-end slope ,
a faint-end slope
,
and a smooth turnover
at a characteristic "break'' luminosity
.
We have explored
this ansatz and decided not to use it for the present
sample, mainly because we fail to identify a well-defined
break luminosity in the data. Direct fitting of a double
power law LF to any of the redshift shells subsamples shows
that
is a very ill-constrained quantity that often
takes a value outside the luminosity range covered by the sample;
furthermore, even minor modifications in the subsample definition
can cause major changes in
.
Since the luminosity functions in Fig. 9 undoubtedly
show some indication of curvature, we decided to
parametrise the LF, at given z, as a polynomial in M145:
On the other hand, pure luminosity evolution involves a redefinition
of the LF parameter :
Starting with the simplest possible luminosity function, we found that a
single power law LF as an overall shape model had to be rejected as there
is weak but significant curvature in the LF, especially for the lower
redshift ranges, .
But already a 2nd order poynomial gives a
statistically adequate description of the LF at all redshifts. Note that
this form involves one free parameter less than the case of a double
power law LF.
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Figure 10: Best-fit parametric representations of the evolving luminosity function, plotted against the binned LF data from Fig. 9a. The density evolution model is shown by the solid, the luminosity evolution model by the dashed lines. |
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Table 5: Coefficients of the best-fit analytic models describing the luminosity function and its evolution as either PDE or PLE. For details on the notation see text.
As a first evolution mode we explored pure density evolution (PDE). A global PDE fit over the entire redshift range
1.2 < z < 4.8 was achieved with again just a 2nd-order
polynomial to reproduce the maximum of comoving space
density around .
Alternatively, the sample can be described equally well by
pure luminosity evolution (PLE), albeit requiring one
more parameter than PDE. Our best-fit PLE model features
a 3rd order polynomial for the function
.
The predicted parametric luminosity
functions are compared with the binned nonparametric estimates
in Fig. 10. Both fits provide excellent
descriptions of the data, with goodness-of-fit probabilities
of p > 50% for all statistical tests (see
Table 5 for best-fit models). The differences
between PDE and PLE luminosity functions become significant only
outside the luminosity range sampled by the COMBO-17 data.
In Fig. 11 we show the cumulative luminosity
function as a function of redshift, for different limiting
luminosities, again together with the corresponding nonparametric
estimates. For simplicity, only the PDE result is plotted.
Since the fit is presently unconstrained below z=1.2, we
have marked the extrapolation into this region by a dotted line.
The fit is completely consistent with the individual binned
datapoints.
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Figure 11: Evolution of comoving AGN space density with redshift, for different lower luminosity limits, and for two cosmological models. Filled circles: M145 < -24; open circles: M145 < -25; filled squares: M145 < -26; open triangles: M145 < -27. The corresponding curves are integrated from the best-fit PDE models. |
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The dominant feature in Fig. 11 is
the peak of comoving AGN space densities around .
Although its existence was beyond doubt for a long time,
rarely has it been possible to locate the maximum
within a single survey. UV excess-selected samples
typically reach up to z = 2-2.5 and mainly trace
the rise at low z; conversely, most dedicated
high-redshift surveys start being effective only
beyond
and just show the decreasing branch.
The COMBO-17 sample combines properties of both
search techniques and covers enough redshift range
that the peak of AGN activity is clearly bracketed.
The PDE and PLE fits both place the maximum at
a redshift of
.
An important issue for the astrophysical interpretation of AGN evolution is a possible luminosity dependence of the peak location. For example, in hierarchical structure formation one expects objects of higher mass objects to form later, which in a simple scenario of correlated masses and luminosities should manifest in high-L AGN to show a peak at lower redshifts. This is certainly not the case in our data; on the contrary, one might be tempted to speculate from Fig. 11 that there could be a gradual shift of the maximum towards higher redshifts when the luminosity limit is increased.
We have tried to model such a trend by including explicit
luminosity-dependent density evolution parameters,
e.g. in the form of a linear dependency between absolute magnitude
and
.
While the data are statistically
consistent with a moderate shift, the best-fit model
was always very close to simple PDE, despite the additional
degrees of freedom. We conclude that
there is no indication for a dramatic difference between
the space density peaks of AGN of different luminosities,
within the range covered by COMBO-17.
A similar but much stronger effect, a shift of maximum space density
towards lower redshift for very low luminosity AGN, has recently
been reported for deep X-ray selected samples (Hasinger et al. 2003; Cowie et al. 2003).
While a detailed comparison between the properties of
X-ray and optically selected AGN samples is
beyond the scope of this paper, we just note
two aspects which need to be taken into account: firstly,
the new X-ray selected samples probe even much deeper
than COMBO-17 into
the population of AGN with very low luminosities.
Assuming an Elvis et al. (1994) AGN spectrum, our
low-luminosity limit of around
M145 = -23 corresponds to
a 2-8 keV luminosity of roughly
;
this is
just the point where the difference becomes visible,
according to Cowie et al. and Hasinger et al.
But secondly, the X-ray and optical luminosity functions of
high-redshift AGN also show significant dissimilarities.
In particular, the X-ray LF of type 1 (broad-line) AGN
near
is very nearly constant
(cf. Cowie et al.; Hasinger et al.), while
the optical LF around the corresponding
is still significantly rising (cf. Fig. 9).
This may be indicative of different spectral shapes between
low- and high-luminosity, or between low- and high-redshift AGN,
all leading to nontrivial
to M145 conversions.
Thus, while on one hand our R<24 sample may still be not quite
deep enough to see similar effects as found in the X-ray
domain, it is not even obvious that exactly the same effects
should be expected for a yet deeper sample.
The contribution of AGN to the metagalactic radiation field
is probably relevant for several wavebands. Recent satellite missions
were very successful in resolving the extragalactic X-ray background
as mainly due to distant low-luminosity AGN (e.g. Miyaji et al. 2000).
Likewise, the diffuse ionising UV background is believed to be
strongly influenced by AGN, but a quantitative synthesis still relies on
several assumptions and extrapolations. One of the principal
uncertainties has always been the shape of the low-luminosity end
of the AGN luminosity function. In order to estimate the AGN
luminosity density
,
one has to evaluate the integral
![]() |
(9) |
The COMBO-17 AGN sample goes deep enough that, for the first time,
the quantity
can be safely integrated without depending on
heavy extrapolation into the unobserved range. We have computed
both binned nonparametric as well as parametric estimates of
,
which we show in Fig. 12. We present the monochromatic
luminosity density
,
based on the value of
evaluated at
nm
(which in turn is directly derived from M145).
Assuming a typical QSO spectrum such as the one given by
Elvis et al. (1994), the quantity
can also be extrapolated into a
frequency-integrated luminosity density. Since we are particularly
interested in the AGN contribution to the cosmic production of
hydrogen-ionising photons, we provide the necessary conversion:
![]() |
(10) |
![]() |
Figure 12:
Integrated UV luminosity density
![]() |
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For the nonparametric estimates we computed
by summing
over the luminosity-weighted inverse volumes L/Vi up to the
survey limit; the resulting numbers should set lower limits to the
full integral over all luminosities.
The two adopted parametric forms of PDE and PLE can be directly
integrated to provide smooth functions
.
It is worth noting
that the integral effectively converges within the COMBO-17 survey limits;
the difference between setting the low-luminosity integration boundary
at
M145 = -23 (approximately the COMBO-17 limit)
and at
M145 = -10 (or L = 0) is only 2%.
In other words, the constraints on the faint end of the AGN luminosity
function from COMBO-17 are already sufficient to estimate the total UV
radiative output from AGN. This is also illustrated by the relatively
good agreement in Fig. 12
between the binned estimates (which, as said above,
are formally just lower limits to
)
and the PDE model.
On the other hand, the flat slope of the LF makes the contribution
of brighter AGN to
anything but negligible.
In fact, the inclusion or exclusion of individual high-luminosity
objects makes a noticeable difference for the binned estimate.
(This is much less so for the parametric estimates, because of the
uniform weighting inherent in the maximum likelihood procedure.)
The importance of higher luminosity objects becomes particularly
apparent when comparing the PDE- and PLE-derived relations.
The substantial and significant differences seen in
Fig. 12 are not due to faint-end extrapolation
effects, but entirely originate in the much flatter LF slope of the
PLE model at brighter magnitudes, already documented
in Fig. 10 above. We reiterate that these
discrepancies are due to the limited power of the COMBO-17 dataset
to discriminate between evolution models.
They will be resolved as soon as constraints from other,
brighter AGN surveys are combined with the COMBO-17 sample.
In terms of the luminosity range, our quasar sample pushes to fainter
limits than any previous survey. Our targets mainly have observed
magnitudes of
,
while previous surveys either observed down
to
if they derived luminosity functions, or observed to
but produced object lists which did not constrain the luminosity
functions very much further. Therefore, this work enters a new regime of
studying low-luminosity AGN at intermediate to high redshifts.
A first attempt to conduct an AGN survey with a strategy similar to COMBO-17 was performed, albeit on a much smaller scale, in the course of the CADIS survey (Wolf et al. 1999), where a sample of 12 QSOs at z>2and R<22 was identified within an area of 250 arcmin2. Their resulting surface density is twice as high as for COMBO-17, but because of the small sample size, the results of CADIS and COMBO-17 are still formally compatible. The discrepancy underlines, however, the importance of cosmic variance and hence the need to obtain large samples.
Major previous work producing luminosity functions include the 2QZ at
(Boyle et al. 2000), the work by WHO at 2.0<z<4.5, and by SSG at
z>2.7 as well as the results from the high-redshift SDSS sample at
z>3.6 by Fan et al. (2001). As we have little overlap with all these
previous surveys in luminosity, we cannot test directly to what extent
our and their luminosity functions coincide.
However, at the bright end our LF is completely consistent with an
extrapolation of the SDSS-based LF given by Fan et al., with similar slope
and similar normalisation. SSG cover a slightly wider range of redshifts
down to z=2.7, but there still is not much overlap, so as before we need
to extrapolate. The SSG slope is steeper than that of Fan et al., so that
the SSG prediction for our regime is even further above the COMBO-17 results.
![]() |
Figure 13:
Best-fitting parametric models of quasar space density in
comparison: solid lines are constrained by respective surveys and dashed
lines are extrapolations to fainter luminosities.
Left: COMBO-17 with 2QZ and SDSS (Fan et al.), at luminosities of
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Table 6: Predicted AGN surface densities, based on (partly extrapolated) COMBO-17 results. Each field gives the cumulative AGN number per deg2, brighter than R and with redshift greater than z, as derived from the two simple evolution models discussed in this paper.
On the lower-redshift side, our results smoothly connect to the 2QZ results.
At intermediate redshift again, WHO used a broken power-law to characterize
the QLF, where they found a steep end slope of
and
a faint end slope of
,
which is mostly constrained
by the probably non-optimal assumption of a broken power-law.
The bright end of our LF varies around -0.4 to -0.7 in their units
and can be considered consistent with the WHO faint-end.
The redshift range above 4.5 is subject to several studies from dedicated
surveys to find faint high-redshift quasars. At highest luminosities the
SDSS has delivered samples of six objects in 180
at i*<20(Fan et al. 2001) and 29 objects in
at i*<20.5
(Andersen et al. 2001). Medium-deep surveys cover smaller areas, among which
the BTC40 has so far reported two z>4.5 QSOs at I<21.5 across
36
and still have a list of fainter candidates at
to follow up (Monier et al. 2002). The Oxford-Dartmouth Thirty Degree Survey (ODT)
also aims at finding z>4.5 quasars down to I<22 on 30
(Dalton, priv. comm.). Monier et al. (2002) demonstrate the consistency of
their currently available small numbers with the SDSS result and predict on
the basis of the SDSS-LF a surface density of 0.026
at
and I<19.9, and much less at z>5.
COMBO-17 covers only 0.78
currently, but reaches a bit deeper.
An extrapolation of the SDSS luminosity function suggests we should find 2.0 quasars per
at I<23 and z>4.5. Our observation of some
curvature in the fainter domain of the luminosity function reduces that
prediction to
,
so one or two objects is the total
number to be expected in the COMBO-17 dataset.
The present sample contains three objects at z>4.5, all in the S11 field
(see Fig. 14 for filter spectra). They all have I<22, although
our selection should be complete to I<23. Basically, this observation is
statistically consistent with an extrapolation of both the SDSS LF and our
own. As we can not draw strong conclusions about the cosmic abundance of
these objects from COMBO-17, they have been excluded from the LF results
presented above.
![]() |
Figure 14: Filter spectra of the three z>4.5 COMBO-17 quasars in the present sample. See Fig. 2 for interpretation of the symbols. |
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Given a parametrised model for the evolving AGN luminosity function, it is straightforward to predict surface densities (numbers of AGN per unit solid angle) for other survey specifications. In Table 6 we provide a set of such numbers, computed for grid of R band magnitudes and redshifts. We deliberately stretch these predictions to the limit of credibility, e.g. in the lowest (R < 25) row or in the rightmost (z > 5) column, in order to enable a direct comparison with possible future dedicated ultra-deep or very high redshift surveys. It should be understood that some of these numbers involve a considerable amount of extrapolation outside the areas covered by our data. For the same reason we list at each grid point the predictions of both PDE and PLE models, hoping that the difference between these approximately bracket the level of uncertainty, especially in the extrapolation regions.
At intermediate redshifts and flux levels, well sampled
by COMBO-17 sources, the agreement of PDE and PLE is excellent,
simply reflecting the fact that both are valid descriptions
of the observed data. On the other hand, the two evolution modes
predict substantially different numbers of faint high-redshift AGN, the PLE prediction exceeding the PDE prediction by a factor
of several. This is only partly due to the uncertainties imposed
by the limited dataset. Figure 10 shows why this
effect is actually expected from the properties of the two
chosen evolution modes: a luminosity function which fits the data
well at ,
which then is displaced either vertically or
horizontally to account for the substantial negative evolution
beyond z>3, will result in dramatically different
space densities of low-luminosity AGN.
We have presented work on the evolution of the quasar luminosity function which has novel aspects by addressing two of the main unresolved problems in quasar research: the location of the peak of quasar activity, and the evolution of low-luminosity objects, the bulk of the quasar population:
Acknowledgements
CW was supported by the PPARC rolling grant in Observational Cosmology at University of Oxford and by the DFG-SFB 439. We thank Prof. Hasinger for providing spectroscopic redshifts of Chandra X-ray sources to facilitate the cross check with multi-colour redshifts and foster our trust in their quality. We thank L. Miller, S. Warren and an anonymous referee for helpful comments improving the manuscript.