A&A 480, 753-765 (2008)
DOI: 10.1051/0004-6361:20066948
L. Veltz1,2,3 - O. Bienaymé1 - K. C. Freeman2 - J. Binney4 - J. Bland-Hawthorn5 - B. K. Gibson6 - G. Gilmore7 - E. K. Grebel8,9 - A. Helmi10 - U. Munari11 - J. F. Navarro12 - Q. A. Parker13, 14 - G. M. Seabroke7 - A. Siebert1,3 - M. Steinmetz3 - F. G. Watson13 - M. Williams2,3 - R. F. G. Wyse15 - T. Zwitter16
1 - Observatoire Astronomique de Strasbourg, Strasbourg, France
2 - RSAA, Mount Stromlo Observatory, Canberra, Australia
3 - Astrophysikalisches Institut Potsdam, Potsdam, Germany
4 - Rudolf Peierls Centre for Theoretical Physics, University of Oxford, UK
5 - School of Physics, University of Sydney, Australia
6 - University of Central Lancashire, Preston, UK
7 - Institute of Astronomy, University of Cambridge, UK
8 - Astronomisches Rechen-Institut, Zentrum für Astronomie der Universität Heidelberg, Heidelberg, Germany
9 - Astronomical Institute of the University of Basel, Basel, Switzerland
10 - Kapteyn Astronomical Institute, University of Groningen, Groningen, The
Netherlands
11 - INAF Osservatorio Astronomico di Padova, Asiago, Italy
12 - University of Victoria, Victoria, Canada
13 - Anglo Australian Observatory, Sydney, Australia
14 - Macquarie University, Sydney, Australia
15 - Johns Hopkins University, Baltimore MD, USA
16 - University of Ljubljana, Department of Physics, Ljubljana, Slovenia
Received 15 December 2006 / Accepted 18 December 2007
Abstract
We analyze the distribution of G and K type stars towards
the Galactic poles using RAVE and ELODIE radial velocities, 2MASS
photometric star counts, and UCAC2 proper motions. The combination of
photometric and 3D kinematic data allows us to disentangle and
describe the vertical distribution of dwarfs, sub-giants and giants and
their kinematics.
We identify discontinuities within the kinematics and magnitude counts
that separate the thin disk, thick disk and a hotter component. The
respective scale heights of the thin disk and thick disk are 225
10 pc
and 1048
36 pc. We also constrain the luminosity
function and the kinematic distribution function. The existence of
a kinematic gap between the thin and thick disks is incompatible with
the thick disk having formed from the thin disk by a continuous
process, such as scattering of stars by spiral arms or molecular
clouds. Other mechanisms of formation of the thick disk such as ``created on
the spot'' or smoothly ``accreted'' remain compatible with our findings.
Key words: stars: kinematics - Galaxy: disk - Galaxy: fundamental parameters - Galaxy: kinematics and dynamics - Galaxy: structure
It is now widely accepted that the stellar density distribution
perpendicular to the Galactic disk traces at least two stellar
components, the thin and the thick disks. The change of slope
in the logarithm of the vertical density distributions at
700 pc (Cabrera-Lavers et al. 2005) or
1500 pc
(Gilmore & Reid 1983) above the Galactic plane
is usually explained as the signature of a transition
between these two distinct components: the thin and the thick disks.
The thick disk is an intermediate stellar population between the thin
disk and the stellar halo, and was initially defined with the other
stellar populations by combining spatial, kinematic and abundance
properties (see a summary of the Vatican conference of 1957 by Blaauw
1995 and Gilmore & Wyse 1989). Its properties
are described in a long series of publications with often diverging
characteristics (see the analysis by Gilmore 1985; Ojha
2001; Robin et al. 2003, and also by Cabrera-Lavers et al. 2005, that give an overview of recent improvements).
Majewski (1993) compared a nearly exhaustive list of scenarios
that describe many possible formation mechanisms for the thick disk.
In this paper, we attempt to give an answer to the simple
but still open questions: are the thin and thick disks really two
distinct components? Is there any continuous transition between them?
These questions were not fully settled by analysis of star counts by
Gilmore & Reid (1983) and later workers.
Other important signatures of the thick disk followed from
kinematics: the age-velocity dispersion relation and also the
metallicity-velocity dispersion relation. However the identification
of a thin-thick discontinuity depends on the authors, due to the
serious difficulty of assigning accurate ages to stars (see Edvardsson
et al. 1993; Nordström et al. 2004). More
recently it was found that the
[
/Fe] versus [Fe/H] distribution is related to the kinematics
(Fuhrmann 1998; Feltzing et al. 2003; Soubiran &
Girard 2005; Brewer & Carney 2006; Reddy et al.
2006) and provides an
effective way to separate stars from the thin and thick disk
components. Ages and abundances are important to describe the various
disk components and to depict the mechanisms of their formation. A
further complication comes from the recent indications of the presence
of at least two thick disk components with different density
distributions, kinematics and abundances (Gilmore et al.
2002; Soubiran et al. 2003; Wyse et al. 2006).
Many of the recent works favor the presently prevailing scenarios of thick disk formation by the accretion of small satellites, puffing up the early stellar Galactic disk or tidally disrupting the stellar disk (see for example Steinmetz & Navarro 2002; Abadi et al. 2003; Brook et al. 2004). We note however that chemodynamical models of secular Galactic formation including extended ingredients of stellar formation and gas dynamics can also explain the formation of a thick disk distinct from the thin disk (Samland & Gerhard 2003; Samland 2004).
In this paper, we use the recent RAVE observations of stellar radial velocities, combined with star counts and proper motions, to recover and model the full 3D distributions of kinematics and densities for nearby stellar populations. In a forthcoming study, metallicities measured from RAVE observations will be included to describe the galactic stellar populations and their history. The description of data is given in Sect. 2, the model in Sect. 3, and the interpretation and results in Sect. 4. Among these results, we identify discontinuities visible both within the density distributions and the kinematic distributions. They allow to define more precisely the transition between the thin and thick stellar Galactic disks.
Three types of data are used to constrain our Galactic model for the stellar kinematics and star counts (the model description is given in Sect. 3): the Two-Micron All-Sky Survey (2MASS PSC; Cutri et al. 2003) magnitudes, the RAVE (Steinmetz et al. 2006) and ELODIE radial velocities, and the UCAC2 (Zacharias et al. 2004) proper motions. Each sample of stars is selected independently of the other, with its own magnitude limit and coverage of sky due to the different source (catalogue) characteristics.
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Figure 1:
MK / J-K HR diagram from Hipparcos stars with
|
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In this paper, we restrict our analysis to stars near the Galactic poles with J-Kcolors between 0.5-0.7 (see Fig. 1). This allows us to recover some Galactic properties, avoiding the coupling with other Galactic parameters that occurs in other Galactic directions (density and kinematic scale lengths, Oort's constants, R0, V0...).
The selected J-K = [0.5-0.7] color interval corresponds to K3-K7
dwarfs and G3-K1 giants (Koornneef 1983; Ducati et al. 2001). They may be G or K giants within the red clump
region (the part of the HR diagram populated by high metallicity
He-burning core stars). The absolute magnitudes of red clump stars
are well defined: nearby HIPPARCOS clump stars have a mean absolute
magnitude
with a dispersion of
0.22 (Alves
2000; see Cannon 1970, for the first proposed use of
clump stars as distance indicators, see also Salaris & Girardi
2002; Girardi et al. 1998, and other references in
Cabrera-Lavers et al. 2005). This mean absolute magnitude
does not vary significantly with [Fe/H] in the abundance range
[-0.6,0] (Alves 2000). Studying nearby stars in 13 open
clusters and 2 globular clusters, Grocholski &
Sarajedini (2002) find that the mean absolute magnitude of
clump stars is not dependent on metallicity when the [Fe/H] abundance
remains within the interval
[-0.5,0.1]. Sarajedini (2004) finds that,
at metallicity [Fe/H] = -0.76, the mean absolute magnitude of red
clump stars drops to
,
a shift of 0.33 mag. Most of the giants with metallicity [Fe/H] lower than -0.8 dex are excluded
by our color selection from our sample. Hence, we did not model giants of
the metal-weak thick disk, first identified by Norris (1985)
(see also, Morrison et al. 1990).
This represents however only a minor component of the thick disk.
Although et al. (2000) find that
30%
of the stars with
are thick disk stars, but
stars with
represent only 1 per cent of the local
thick disk stars (Martin & Morrison 1998).
K dwarfs within the J-K = [0.5-0.7] color interval also have well
defined absolute magnitudes that depend slightly on metallicity and
color. We determine their mean absolute magnitude,
,
from nearby HIPPARCOS stars using color magnitude data provided by
Reid (see http://www-int.stsci.edu/~inr/cmd.html). From Padova
isochrones (Girardi et al. 2002), we find that the absolute
magnitude varies by 0.4 mag when J-K changes from 0.5 to 0.7.
A change of metallicity of
[Fe/H] = 0.6 also changes the
magnitude by about 0.3, in qualitative agreement with observed
properties of K dwarfs (Reid 1998, Kotoneva et al. 2002). Thus, we
estimate that the dispersion of absolute magnitude of dwarfs in our
Galactic pole sample is
0.2-0.4.
Another important motivation for selecting the J-K = [0.5-0.7] color interval is the absolute magnitude step of 6 mag between dwarfs and giants. This separation is the reason the magnitude distributions for these two kinds of stars are very different towards the Galactic poles. If giants and dwarfs have the same density distribution in the disk, in the apparent magnitude count, giants will appear before and well separated from dwarfs. Finally we mention a convenient property of the Galactic pole directions: there, the kinematic data are simply related to the cardinal velocities relative to the local standard of rest (LSR). UCAC2 proper motions are nearly parallel to the U and Vvelocities, and RAVE radial velocities are close to the vertical Wvelocity component.
The star magnitudes are taken from the 2MASS survey which is presently the most accurate photometric all sky survey for probing the Galactic stellar populations. Nevertheless, since our color rang is narrow, we have to take care that the photometric errors on J and K do not bias our analysis.
The mean photometric accuracy ranges from 0.02 in K and J at magnitudes
,
to 0.15 in K and 0.08 in J at magnitudes
.
The error in
J-K is not small considering the size (
)
of the analyzed
J-K interval, 0.5 to 0.7. We do not expect, however, that it substantially biases our analysis. For
brighter than 10, the peak of giants is clearly identified in the
J-K distribution within the J-K = [0.5-0.7] interval (see Fig. 2 or Fig. 6 from Cabrera-Lavers et al. 2005). This peak vanishes only beyond
.
At fainter
K mag, the dwarfs dominate and the J-K histogram of colors has a constant slope. This implies that the error in color at faint magnitudes does not affect to first order the star counts.
We find from the shape of the count histograms that, in the direction of the Galactic Pole and with our color selection J-K = [0.5-0.7] the limit of completeness is
-15.6. Moreover, the contamination by galaxies must be low within the 2MASS PSC. It is also unlikely that compact or unresolved galaxies are present: according to recent deep J and K photometric counts (see Fig. 15 of Iovino et al. 2005), with our color selection, galaxies contribute only beyond
.
We conclude that we have a complete sample of stars for magnitudes from 5.0 to 15.4 in K, towards the Galactic poles.
The UCAC2 and RAVE catalogues however are not complete. Making it necessary to scale the proper motions and radial velocities distributions predicted by our model for complete samples. The total number of stars given by the model for the distribution of proper motions (or radial velocity) in a magnitude interval is multiplied by the ratio between the number of stars observed in UCAC2 (or RAVE) divided by the number of stars observed in 2MASS.
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Figure 2: K/J-K color magnitude diagram obtained with 2MASS stars within a 8 degrees radius around the North Galactic pole. Dashed lines represent the limit of our color selection: J-K = [0.5,0.7]. |
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Towards the North Galactic Pole (NGP), the error on the UCAC2 proper motions used in our
analysis varies from 1 mas yr-1 for the brightest stars to
6 mas yr-1 at
.
Towards the South Galactic Pole (SGP),
the error distribution looks similar, with the exception of a small
fraction of stars with
from 11 to 14 having errors around 8 or 13 mas yr-1. The only noticeable difference between
the histograms at the NGP and SGP is that the peak of the proper
motion distribution is slightly more flattened at the SGP,
for magnitudes
(see Fig. 6).
This difference is related to the different error distributions towards the NGP and SGP.
The analyzed stars are located at distances from 200 pc to 1 kpc for dwarfs and to 1.5 kpc for giants. A 2 mas yr-1 error represents 10 km s-1 at 1 kpc, and 6 mas yr-1, an error
of 30 km s-1. This can be compared to the
values
for the isothermal components, for instance
60 km s-1
for the thick disk that is the dominant stellar population 1.5 kpc
from the plane. Adding the errors in quadrature to the velocity dispersion would modify
a real proper motion dispersion of 60 km s-1 to an apparent
dispersion of 67 km s-1. The apparent dispersion would be only
60.8 km s-1 if the stars have a 2 mas yr-1 accuracy.
Therefore, we overestimate the
dispersion of the
thick disk by 5 to 10 percent. This effect is lower for the thin disk
components (the stars are closer and their apparent proper
motion distributions are broader). We have not yet included the
effect of proper motion errors within our model. This error has just an impact of the determination
on the velocity dispersions
and
and
on the ellipsoid axis ratio
of each stellar
disk component, but does not change the determination of
vertical velocity dispersions
which are mainly
constrained by the magnitude star count and the radial velocities. Hence,
it is not significant in our kinematic decomposition of the
Galactic disk.
The accuracy of proper motions can also be gauged from the stability
of the peaks of proper motion distributions: comparing 112
and
histograms for different magnitude intervals, we find no
fluctuations larger than 3-5 mas yr-1 .
A more complete test is performed by comparing the UCAC2 proper
motions (with our J-K color selection) to the recent PM2000 catalogue
(Ducourant et al. 2006) in an area of
degrees
around
h50m,
close to the
NGP. PM2000 proper motions are more accurate, with
errors from 1 to 4 mas yr-1. The mean differences between proper
motions from both catalogues versus magnitudes and equatorial
coordinates do not show significant shifts, just fluctuations of the
order of
0.2 mas yr-1. We also find that the dispersions
of proper motion differences are
2 mas yr-1 for
,
4 mas yr-1 with
-13, and 6 mas yr-1with
-14. These dispersions are dominated by the UCAC2
errors.
From the internal and external error analysis, RAVE radial velocities show a mean accuracy of 2.3 km s-1 (Steinmetz et al. 2006). Radial velocities of stars observed with the ELODIE échelle spectrograph are an order of magnitude more accurate. These errors have no impact on the determination of the vertical velocity dispersion of stellar components that ranges from 10 to 50 km s-1, but the reduced size of our radial velocity samples towards the poles (about 1000 stars) limits the accuracy achieved in modeling the vertical velocity dispersions.
The basic ingredients of our Galactic model are taken from traditional works on star count and kinematic modeling, for instance see Pritchet (1983); Bahcall (1984); Robin & Crézé (1986). It is also similar to the recent developments by Girardi et al. (2005) or by Vallenari et al. (2006).
The kinematic modeling is entirely taken from Ratnatunga et al. (1989) and is also similar to Gould's (2003) analysis. Both propose closed-form expressions for velocity projections; the dynamical consistency is similar to Bienaymé et al. (1987) and Robin et al. (2003, 2004).
Our analysis, limited to the Galactic poles, is based on a set of
20 stellar disk components. The distribution function of each
component or stellar disk is built from three elementary functions
describing the vertical density
(dynamically self consistent
with the vertical gravitational potential), the kinematic distribution fi (3D-Gaussians) and the luminosity function
.
We define
to be the density
of stars in the Galactic position-velocity-(absolute magnitude) space
From this model, we apply the generalized equation of stellar
statistics:
Each stellar disk is modeled with an isothermal velocity
distribution, assuming that the vertical density distribution
(normalized at z=0) is given by the relation:
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(1) |
It is quite similar to the potential determined by Kuijken & Gilmore (1989) and Holmberg & Flynn (2004).
The kinematical model is given by shifted 3D Gaussian velocity
ellipsoids. The three components of mean streaming motion
(
,
,
)
and
velocity dispersions (
,
,
), referred to the cardinal directions of the Galactic
coordinate frame, provide a set of six kinematic quantities. The
mean stream motion is relative to the LSR.
The Sun's velocity
and
are model parameters.
We define the
stream motion as:
.
We adopt an asymmetric drift
proportional to the square of
:
,
where the coefficient ka is also a model parameter.
We assume null stream motions for the
other velocity components, thus
and
.
For simplicity, we have assumed that the
ratio is the same for all the
components. It is well
known that the assumptions of a constant
ratio, of a linear asymmetric drift
and of 2D Gaussian U and V velocity distributions hold only for cold
stellar populations (see for instance, Bienaymé & Séchaud
1997). These simple assumptions allow a direct comparison
with similar studies. It allows also an exact integration of count
equations along the line of sight. Thus the convergence of parameters
for any single model is achieved in a reasonable amount of time (one
week). The model includes 20 isothermal components with
from 3.5 to 70 km s-1. We choose a step of 3.5 km s-1 which is sufficient to give a realistic kinematic decomposition and permit calculation in a reasonable time. The two first components
and 7 km s-1 were suppressed since they do not contribute significantly to counts for
and are not constrained by our adjustments. The components between 10 and 60 km s-1 are constrained by star counts, proper motions histograms up to magnitude 14 in K and radial velocity histograms for magnitudes
= [5.5-11.5]). The model includes isothermal components from 60 to 70 km s-1 to properly fit the star counts at the faintest apparent magnitudes
.
All the values of the kinematic components depend on the adopted galactic potential.
The velocity ellipsoids are inclined along the Galactic meridian
plane. The main axis of velocity ellipsoids are set parallel to
con-focal hyperboloids as in Stäckel potentials. We set the focus at
kpc on the main axis giving them realistic orientations
(see Bienaymé 1999). The non-zero inclination implies that
the vertical density distributions of each isothermal component is
not fully dynamically consistent with the potential. Since the
z-distances are below 1.5 kpc for the majority of stars with
kinematic data, and since the main topic of this paper is not the
determination of the Galactic potential, we do not develop a more
consistent dynamical model.
The luminosity function of each stellar disk component is modeled with n different kinds of stars according to their absolute magnitude:
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Figure 3: Local luminosity function: The histogram is our determination of the local luminosity function for nearby stars with error bars. The red (or dark grey) dashed line is a fit of the luminosity function with four gaussians (blue or light grey line) corresponding to the dwarfs, the giants and the two types of sub-giants. |
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We use four types of stars to model the local luminosity function (see Fig. 3). More details on the way that we have determined it is given in Sect. 4.4. Stars with a mean absolute magnitude
are identified to be the red clump giants (k=1) that we will call ``giants'', with
and
for first ascent giants that we categorize as ``sub-giants'' (k=2-3) and
are labelled dwarfs (k = 4) (see
Fig. 1). We neglected ``sub-giant'' populations having absolute magnitude
between 0.2 and 2. Their presences marginally change the ratio of giants to dwarfs, since their magnitudes are lower, and their total number in the magnitude counts appears significantly smaller than the other components. In fact, we initially tried to introduce 10 types of stars (spaced by
0.7 absolute magnitude intervals). This still improves the fit to the data. However due to the small contribution of the ``sub-giants'' components with
,
they were not determined with a useful accuracy. We adopt
,
justified by the narrow range of absolute magnitudes both for red clump giants and for dwarfs on the luminosity function.
The
coefficients cik are parameters of the model. In order to obtain a realistic luminosity function, we have added constraints to the minimization procedure. For each kinematic component i, we impose conditions on the proportion of dwarfs, giants and sub-giants following the local luminosity function. We have modeled our determination of the local luminosity function of nearby stars (see Fig. 3). We obtained:
The 181 free model parameters are adjusted through simulations. Each
simulation is compared to histograms of counts, proper motions and
radial velocities (see Sect. 2 for the description of data
histograms and see
Figs. 4-8)
for the comparison of the best fit model with data. The adjustment is
done by minimizing a
function using the MINUIT software
(James 2004). Equal weight is given to each of the four types
of data (magnitude counts,
proper motions,
proper
motions, and radial velocities). This gives relatively more weight to
the radial velocity data whose contribution in number is two orders of
magnitude smaller than for the photometry and proper motions.
By adjusting our Galactic model, we derive the respective contributions of dwarfs and giants, and of thin and thick disks. One noticeable result is the kinematic gap between the thin and thick disk components of our Galaxy. This discontinuity must be the consequence of some specific process of formation for these Galactic components.
Fitting a multi-parameter model to a large data-set raises the question of the uniqueness of the best fit model, and the robustness of our solution and conclusions. For this purpose, we have explored the strength of the best Galactic model, by fitting various subsets of data, by modifying various model parameters and adjusting the others. This is a simple, but we expect efficient, way to understand the impact of parameter correlations and to see what is really constrained by model or by data. A summary of the main outcomes is given below.
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Figure 4: Magnitude count histogram towards the North Galactic Pole. Left: model prediction (dashed line) is split according to star types: giants (red or black line), sub-giants (dot-dashed and dotted) and dwarfs (green or grey line). The right figure highlights the contributions of thin and thick disks (respectively thin and thick lines), for dwarfs (green or grey) and giants (red or black). |
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Figure 5:
|
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![]() |
Figure 6: Same as Fig. 5 for magnitudes 10 to 14. |
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| |
Figure 7: Radial velocity histograms towards the North Galactic Pole for magnitudes 5.5 to 8.5 for ELODIE data: model (dashed line) and contributions of the different type of stars: giants (red or dark lines), sub-giants (dot-dashed and dotted) and dwarfs (green or grey line). |
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From these explorations, we choose to fix or bound some important
Galactic model parameters which would otherwise be poorly constrained:
i) we fix the vertical Galactic potential (adjusting the Kz force
does not give more accurate results than for instance in Bienaymé et al. 2006, since we only increase by a factor 2 the number of
stars with measured radial velocities); ii) the asymmetric drifts of
all kinematic components are linked through a unique linear asymmetric
drift relation with just one free parameter; the solar velocity
component
is also fixed;
iii)
the axis ratio of the velocity ellipsoids is bounded; for thin disk
components (
km s-1) we set
,
for thick disks (
km s-1,
).
The agreement between our fitted model and the observed counts is
illustrated by the various magnitude, proper motion and radial
velocity distributions
(Figs. 4-8). We
can consider that globally the agreement is good, if we note the small
values obtained. We just comment the main disagreements
visible within these distributions. They can be compared to recent
similar studies (Girardi et al. 2005, Vallenari et al.
2006).
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Figure 8: Number of giants and dwarfs in RAVE data compared to model prediction. Left column: radial velocity histograms towards the South Galactic Pole for magnitudes 8.5 to 11.5 for RAVE data, model (dashed line) and contributions of the different type of stars: giants (red or dark lines), sub-giants (dot-dashed and dotted lines) and dwarfs (green or grey line). Center column: radial velocity histograms for all stars (black) and for giants (red or grey): model for all stars (black dashed line) and for giants (red or grey dashed line). Right column: radial velocity histograms for all stars (black) and for dwarfs (green or light grey): model for all stars (black dashed line) and for dwarfs (green or light grey dashed line). |
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The agreement for the apparent magnitude distribution looks satisfying in Fig. 4.
The comparison of observed and modeled
proper motion
distributions does not show satisfactory agreement close to the maxima
of histograms at apparent magnitude
(NGP or SGP, see
Fig. 5). We have not been able to determine if this is
due to the inability of our model to describe the observed data, for
instance due to simplifying assumptions (gaussianity of the velocity
distribution, asymmetric drift relation, constant ratio of velocity
dispersions, etc.). We note that this disagreement may just result
from an underestimate of the impact of the proper motion errors.
Some possible substructures are seen in proper motion histograms for
the brightest bins (
,
Fig. 5); they are
close to the level of Poissonian fluctuations and marginally
significant. One of the possible structures corresponds to the known
Hercules stream (
km s-1 and
km s-1, Famaey et al. 2005).
For faint magnitude (
)
bins (Fig. 6),
small shifts (
3-5 mas yr-1) of
explain most of the differences between North
and South and the larger
.
At
within 10-13 (Fig. 6), the wings of
histograms look slightly different between North and South
directions; it apparently results from shifts of North histograms
versus South ones.
A disagreement of the model versus observations also appears within
the wings of
distributions, (
within 10-13,
Fig. 6). This may introduce some doubt
concerning our ability to correctly recover the asymmetric drift,
because the negative proper motion tail of
distributions
directly reflects the asymmetric drift of the V velocity
component. However, we estimate that our determination of the
asymmetric drift coefficient is robust and marginally correlated to
the other model parameters.
These comparisons of observed and model distributions suggest new directions to analyze data. In the future, we plan to use the present galactic model to simultaneously fit the RAVE radial velocity distribution in all available galactic directions. This result will be compared to a fit of our model to proper motion distributions over all galactic directions. This will give a better insight into the inconsistency between radial velocity and proper motion data, and also for possible inconsistency in our galactic modeling.
Within the J-K = [0.5-0.7] interval, the proper motion is an excellent distance indicator: there is a factor of 14 between the proper motion of a dwarf and the proper motion of a giant with the same apparent magnitudes and velocities. Combining proper motions and apparent magnitudes, our best-fit Galactic model allows us to separate the contributions of dwarfs and giants (Fig. 4).
We deduce that, towards the Galactic poles, most of the bright stars are giants. At
,
only 10% are dwarfs and at
only 50% are giants. We have checked if the contribution of sub-giants with absolute magnitude
can change the contribution of dwarfs and giants. At
,
the contribution of sub-gaint with
is at least one order of magnitude lower. So the ratio of giants and dwarfs is unchanged. Furthermore, the RAVE data confirm our model prediction. This is in contradiction with Cabrera-Lavers et al. (2005) statement based on the Wainscoat et al. (1992) model which estimates that, at magnitude
,
giants represent more than 90% of the stars. The Wainscoat model assumes only one disk with a scale height of 270 pc for the giants and 325 pc for the dwarfs. In our model, we find a scale height of 225 pc both for the giants and the dwarfs. This explains why we find more dwarfs at bright magnitudes (
).
Faint stars are mainly dwarfs, 80% at
while at
,
only 10% are giants. The 50%-50% transition between giants-sub-giants and dwarfs occurs at
.
This is a robust result from our study that depends slightly on the absolute magnitude adopted for dwarf and giant stars. We have not tried to change our color range. If we take a broader color interval, the dispersion around the absolute magnitude of dwarfs will be larger, but our results are not expected to change. For another color interval, we can expect this result to be different, since we would be looking at a different spectral type of star.
A confirmation of the dwarf-giant separation between magnitudes
comes from RAVE spectra. With the preliminary determination of the stellar parameters (
,
and [Fe/H]) of RAVE stars, we choose to define giant stars with
and dwarfs with
.
The comparison of the number of giants and dwarfs predicted by our best model
to the observed one is in good agreement (see Fig. 8).
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Figure 9:
Model of the vertical stellar density |
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Table 1:
List of the values of the kinematic disk components
(10
number of stars/pc3) with the individual errors absolutes and relatives in percent.
Our dynamical modeling of star counts allows us to recover the vertical density distribution of each kinematic component
,
with the exact shapes depending on the adopted vertical potential
.
We recover the well-known double-exponential shape of the total vertical number density distribution
(Fig. 9). Since we estimate that the kinematic decomposition in isothermal components is closer to the idealized concept of stellar populations and disks, we identify the thin disk as the components with vertical velocity dispersions
smaller than 25 km s-1 and the thick disk with
from 30 to 45.5 km s-1 (Fig. 12). Following this identification, we can fit an exponential on the thin and thick disk vertical density component (thin line and thick lines respectively of Fig. 9). The scale height of the thin disk is
pc within 200-800 pc. For the thick disk, within 0.2-1.5 kpc, the scale height is
pc. If we consider all the kinematic components without distinguishing between the thin and thick disk, we can fit a double exponential with a scale length of the thin disk
pc and of the thick disk
pc. We calculate the error of the scale length from the error on the individual kinematic disk components
(see Table 1). We have performed a Monte-Carlo simulation on the value of the components and obtained the error bars for the scale length of the thin and thick disk both independently and together.
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Figure 10:
Data (histogram with error bars) and model (dashed line) for the NGP ( left)
and SGP ( right) vertical density distribution
using photometric distances
|
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We note that our density distribution is not exponential for z < 200 pc: this mainly results from the fact that we do not model components with small velocity dispersions
km s-1. Thus our estimated density at z=0 cannot be directly compared, for instance, to Cabrera-Lavers et al. (2005) results. With this proviso, the star number density ratio of thick to thin disk stars at z=0 pc is 8.7% for the dwarfs.
One candidate to trace the thin and thick disk are the red clump giants. In fact, at z-distances larger than
500 pc (i.e.
larger than
7.0, see Fig. 4, there are more thick disk giants than thin disk giants. Cabrera-Lavers et al. (2005) have analyzed them using 2MASS data. To do this, they select all stars with color J-K = [0.5-0.7] and magnitude
.
But, beyond magnitude 9, the proportion of giants relative to sub-giants and dwarfs decreases quickly. At
,
giants just represent half of the stars, and their distance is about 1.7 kpc. Thus, we must be cautious when probing the thick disk with clump giants and we have first to determine the respective sub-giant and dwarf contributions. However, Cabrera-Lavers et al. (2005) obtained a scale height of
pc and
pc for the thin and thick disks which is in relatively good agreement with the values obtained from our model.
For dwarfs that dominate the counts at faint apparent magnitudes
(distances larger than
240 pc), we use the photometric distance:
![]() |
(2) |
Doing so, we obtain the number density
of stars seen along the line of sight at the SGP and NGP (Fig. 10). These plots show a well-defined first maximum at
= 500 pc (SGP) or 700 pc (NGP) related to the distribution of thin disk dwarfs. At 0.9-1.1 kpc,
has a minimum and then rises again at larger distances, indicating the thick disk dwarf contribution.
However, the use of photometric distances can introduce a systematic error for thick disk dwarfs that have lower metallicities. The mean metallicity of the thick disk population at 1 kpc is
[Fe/H]
(Gilmore et al. 1995; Carraro et al. 1998; Soubiran et al. 2003).
The metallicity variation from [Fe/H] = 0.0 for the thin disk to [Fe/H] = -0.6 for the thick disk means that the absolute magnitude
changes from 4.15 to 4.5. So, we smoothly vary the absolute magnitude with the metallicity from the thin to the thick disk, in this way:
| (3) |
The counts continue to show two maxima (Fig. 11), even if the minimum is less deep. The minimum delineates a discontinuous transition between the thin and thick components.
The superposition of the model on the number density
shows only approximate agreement (Fig. 10). We think that is due to non-isothermality of the real stellar components. Anyway, the fact that the model does not reproduce exactly the observation does not weaken the conclusion about the kinematic separation of the thin and thick disk. It reinforces the need for a clear kinematic separation between the two disks in the kinematic decomposition (Fig. 12).
We also notice, in Fig. 10, the difference in counts between the North and the South. This difference allows us to determine the distance of the Sun above the Galactic plane,
pc, assuming symmetry between North and South. We also note that the
transition between thin and thick disks is more visible towards the SGP than towards the NGP.
![]() |
Figure 11:
Histograms of the vertical density distribution for the NGP ( left) and SGP ( right)
using photometric distances
|
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![]() |
Figure 12:
Left: the local |
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The minimum at z
1 kpc in the n(z) distribution (Fig. 10) provides very direct evidence of the discontinuity between stellar components with small velocity dispersions
(
-25 km s-1) and those with intermediate velocity dispersions (
km s-1) (left panel Fig. 12).
Another manifestation of this transition is well known from the
density distribution (Fig. 9) which shows a change of slope at z=500-700 pc. This feature can be successfully modeled with two (thin and thick) components (e.g. Reid & Gilmore 1983), which is an indication of a discontinuity between the thin and thick disks of our Galaxy.
It is conclusive evidence, only if we show that we can not fit accurately the star counts or vertical density distributions with a continuous set of kinematic components (without a gap between the thin
and the thick disks). We find that the constraint of a set of kinematic components following a continuous trend (right panel of Fig. 12) raises the reduced
,
in particular on SGP magnitude counts, from 1.59 to 3.40. This confirms the robustness of our result and conclusion on the wide transition between thin and thick stellar disk components.
Adjusting the Galactic model to star counts, tangential and radial velocities, we can recover the details of the kinematics of stellar populations, and we determine the
local
kinematic distribution function (left panel of Fig. 12 and Table 1). This kinematic distribution function clearly shows a large step between the kinematic properties of the thin and thick disks. We define the thin disk as the components with
covering 10-25 km s-1, and the thick disk as the components with
covering 30-45 km s-1. The counts and radial velocities by themselves already show the kinematic transition that we obtain in the kinematic decomposition. The fit of proper motions confirms the conclusion from the star counts and radial velocities, even if a fraction of the proper motions
and
at magnitude
fainter than 13 have significant errors
(>20 km s-1). The only consequence for the proper motion errors is that we obtained an ellipsoid axis ratio
different from the classical values (see Sect. 4.5).
The last non-null components at approximately
km s-1 are necessary to fit the faintest star counts at
.
But, they do not result from the fit of proper motion histograms (since, unfortunately, they stop at
). Thus their exact nature, a second thick disk or halo (they would have very different asymmetric drift) cannot be solved in the context of our analysis.
Our distant star count and kinematic adjustment constrains the local
luminosity function (LF).
We make the comparison with the local
LF determined with nearby stars. However, the brightest HIPPARCOS
stars needed to determine the local LF are saturated within
2MASS and have less accurate photometry. We can also compare it to
the LF determined by Cabrera-Lavers et al. (2005) who use
a cross-match of HIPPARCOS and MSX stars and estimate
magnitudes from MSX A band magnitudes (hereafter [8.3]).
However we note from our own
cross-match of HIPPARCOS-MSX-2MASS (non saturated) stars that their
LF, for stars
selected from V-[8.3], corresponds mainly to stars with J-K colors
between 0.6-0.7 rather than between 0.5-0.7. A second limitation for
a comparison of LFs is that our modeling does not include the stellar
populations with small velocity dispersions (
km s-1). For these reasons, we determine a rough local LF
based on 2MASS-HIPPARCOS cross-matches, keeping stars with V< 7.3 or
distances <125 pc, and using the color selection V-K between 2.0
and 2.6, that corresponds approximately to J-K = [0.5-0.7].
Using V and K mag minimizes the effects of the J-K uncertainties. Considering these limitations, there is reasonable
agreement between the local LF obtained with our model using distant
stars and the LF obtained from nearby Hipparcos
stars (see Fig. 13).
![]() |
Figure 13: The local luminosity function of K stars from our modeling of star counts towards the Galactic poles (line) compared to the LF function from nearby Hipparcos K stars by Cabrera-Lavers et al. (2005) (red or black histogram) and our own estimate of the local LF: see text (green or grey histogram with error bars). The scale of Cabrera et al.'s LF has been arbitrarily shifted. |
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Many of the stellar disk kinematic properties obtained with our best fit Galactic model are comparable with previously published results. We make the comparison with the analysis of HIPPARCOS data (Dehnen & Binney 1998; Bienaymé 1999; Nördstrom et al. 2004; Cubarsi & Alcobé 2004; Famaey et al. 2005), and also with results published from remote stellar samples using a wide variety of processes to identify thin and thick kinematic components (Bartasiute 1994; Flynn & Morrel 1997; Soubiran et al. 2003; Pauli et al. 2005).
We obtain for the Sun motion relative to the LSR,
km s-1 and
km s-1. We find for the asymmetric
drift coefficient,
km s-1, compared to
km s-1 for nearby HIPPARCOS stars (Dehnen & Binney
1998) and the thick disk lag is
km s-1 relative to the LSR. We note that this value of
the thick disk lag is close to the value of Chiba & Beers (2000) and other
estimates prior to this. It is less in agreement with the often-mentioned values
of 50-100 km s-1 from pencil-beam
samples. These may be more affected by Arcturus group stars which are
more dominant at higher z-values.
Our determination of
the asymmetric drift coefficient is highly correlated to
.
The reason is that we do not fit populations with low velocity
dispersions and small
since we do not fit star counts with
:
as a consequence the slope of the relation,
versus
,
is less well constrained. To improve the kadetermination, we adopt
km s-1 (Dehnen & Binney
1998; Bienaymé 1999). The adjusted
velocity dispersion ratio, taken to be the
same for all components, is
.
We obtain
ratios
significantly smaller than those published using nearby samples of
stars. For the thin disk components, we find
to 1.62 (compared to published values
2 by authors using
HIPPARCOS stars). For the thick disk, we obtain
,
instead of
1.5-1.7 typically obtained
with nearby thick disk stars by other authors.
While there is no dynamical reason preventing the variation of
with z, we suspect that our low
ratio at large z for the thick disk results from
a bias within our model due to the outer part of the wings of some
proper motion histograms not being accurately adjusted.
This may be the consequence of an incorrect adopted vertical
potential or, as we think, more likely the non-isothermality of
the real velocity distributions. This suspicion is reinforced since
fitting each proper motion histograms separately with a set of Gaussians
gives us larger values for
.
Our results can be directly compared with the very recent analysis
by Vallenari et al. (2006) of stellar populations towards the
NGP using BVR photometry and proper motions (Spagna et al. 1996). Their model is dynamically consistent but based on
quite different hypotheses from ours; for each stellar population,
they assume that in the Galactic plane
is proportional
to the stellar density
(Kruit & Searle 1982). They
also assume that both velocity dispersions,
and
,
follow exponential laws with the same scale
exponential profile as the surface mass density (Lewis & Freeman
1989). Vallenari et al. (2006) found thick disk
properties (see their Table 6) quite similar to the ones obtained in
this paper. They obtain:
km s-1,
,
km s-1, and for the thick
disk scale height: 900 pc. However, they find
.
They also claim that ``no significant
velocity gradient is found in the thick disk'', implying that the thick
disk must be an isothermal component.
The number of RAVE and ELODIE stars used in this analysis is a tiny fraction of the total number of stars used from 2MASS or UCAC2 catalogues. However they play a key role in constraining Galactic model parameters: the magnitude coverage of RAVE stars towards the SGP, from
to 11.5, can be used to discriminate between the respective contributions from each type of star, dwarfs, sub-giants, giants. A future RAVE data release (Zwitter et al. submitted) will include gravities, allowing for easier identification of dwarfs and red clump giants; it will also include element abundances allowing for better description of stellar disk populations and new insights into the process of their formation.
We revisit the thin-thick disk transition using star counts and kinematic data towards the Galactic poles. Our Galactic modeling of star count, proper motion and radial velocity allows us to recover the LF, their kinematic distribution function, their vertical density distribution, the relative distribution of giants, sub-giants and dwarfs, the relative contribution from thin and thick disk components, the asymmetric drift coefficient and the solar velocity relative to the LSR.
The double exponential fitting of the vertical disk stellar density distribution is not sufficient to fully characterize the thin and thick disks. A more complete description of the stellar disk is given by its kinematical decomposition.
From the star counts, we see a sharp transition between the
thick and thin components. Combining star counts with kinematic data,
and applying a model with 20 kinematic components, we discover a gap
between the vertical velocity dispersions of thin disk components with
less than 21 km s-1 and a dominant thick disk
component at
km s-1. The thick disk scale height
is found to be
pc.
We identify this thick disk with the intermediate metallicity ([Fe/H]
-0.6 to -0.25) thick disk described, for instance, by
Soubiran et al. (2003). This thick disk is also similar to
the thick disk measured by Vallenari et al. (2006) who find
``no significant velocity gradient'' for this stellar component. We note
that star counts at
suggest a second
thick disk or halo component with
km s-1.
Due to the separation of the thin and thick components, clearly
identified with stars counts and visible within the kinematics,
the thick disk measured in this paper cannot be the result of
dynamical heating of the thin disk by massive molecular clouds
or by spiral arms. We would expect otherwise a continuous kinematic
distribution function with significant kinematic components covering without
discontinuity the range of
from 10 to 45 km s-1.
We find that, at the solar position, the surface mass density of the thick disk
is 27% of the surface mass density of the thin disk. The thick disk has velocity dispersions
km s-1,
km s-1, and
asymmetric drift
km s-1.
Although clearly separated from the thin disk, this thick component
remains a relatively ``cold'' thick disk and has characteristics that
are close to the thin disk properties.
This ``cold'' and rapidly rotating thick disk is similar to the
component identified by many kinematic studies of the thick disk (see
Chiba & Beers 2000, for a summary). Its kinematics appear to
be different from the thick disk stars studied at intermediate
latitudes in pencil beam surveys (eg Gilmore et al. 2002),
which appear to be significantly affected by a substantial stellar
stream with a large lag velocity. They interpret this stellar
stream as the possible debris of an accreted satellite (Gilmore
2002; Wyse et al. 2006). Maybe some connections exist with streams identified
in the solar neighborhood as the Arcturus stream (Navarro et al.
2004).
Some mechanisms of formation connecting a thin and a thick components are compatible with our findings. It may be, for instance a ``puffed-up'' thick disk, i.e. an earlier thin disk puffed up by the accretion of a satellite (Quinn et al. 1993). Another possibility, within the monolithic collapse scenario, is a thick disk formed from gas with a large vertical scale height before the final collapse of the gas in a thin disk, i.e. a ``created on the spot'' thick disk. We also notice the Samland (2004) scenario: a chemodynamical model of formation of a disk galaxy within a growing dark halo that provides both a ``cold'' thick disk and a metal-poor ``hot'' thick disk.
A popular scenario is the ``accreted'' thick disk formed from the accretion of satellites. If the thick disk results from the accretion of just a single satellite, with a fifth of the mass of the Galactic disk, this has been certainly a major event in the history of the Galaxy, and it is hard to believe that the thin disk could have survived this upheaval.
Finally, from the thick disk properties identified in this paper, we can reject the most improbable scenario of formation: the one of type ``heated'' thick disk (by molecular clouds or spiral arms).
Acknowledgements
Funding for RAVE has been provided by the Anglo-Australian Observatory, by the Astrophysical Institute Potsdam, by the Australian Research Council, by the German Research foundation, by the National Institute for Astrophysics at Padova, by The Johns Hopkins University, by the Netherlands Research School for Astronomy, by the Natural Sciences and Engineering Research Council of Canada, by the Slovenian Research Agency, by the Swiss National Science Foundation, by the National Science Foundation of the USA (AST-0508996), by the Netherlands Organisation for Scientific Research, by the Particle Physics and Astronomy Research Council of the UK, by Opticon, by Strasbourg Observatory, and by the Universities of Basel, Cambridge, and Groningen. The RAVE web site is at http://www.rave-survey.org.Data verification is partially based on observations taken at the Observatoire de Haute Provence (OHP, France), operated by the French CNRS.
This publication makes use of data products of the 2MASS, which is a joint project of the University of Massachusetts and the Infrared Processing and Analysis Center, funded by the NASA and NSF
It is a pleasure to thank the UCAC team who supplied a copy of the UCAC CD-ROMs in July 2003.
This research has made use of the SIMBAD and VIZIER databases, operated at CDS, Strasbourg, France.
This paper is based on data from the ESA HIPPARCOS satellite (HIPPARCOS and TYCHO-II catalogues).