A&A 463, 949-955 (2007)
DOI: 10.1051/0004-6361:20066074
V. Caloi 1 - F. D'Antona2
1 - INAF - Istituto di Astrofisica Spaziale e Fisica
Cosmica-Roma, via Fosso del Cavaliere,
00133 Roma, Italy
2 -
INAF - Osservatorio Astronomico di Roma, via
Frascati 33, 00040 Monte Porzio, Italy
Received 20 July 2006 / Accepted 5 October 2006
Abstract
Context. The metal-rich bulge globular cluster NGC 6441 shows both a well-developed blue horizontal branch (Rich et al.), and a strong slope upward from the red clump to the blue of the RR Lyrae region. The former corresponds to the well-known second parameter problem. Both features are not explained by conventional evolutionary models.
Aims. Helium self-enrichment is proposed as a possible solution to both questions, a mechanism already invoked for the interpretation of the peculiarities in NGC 2808 and M 13.
Methods. We make use of horizontal branch simulations that cover a wide range of main sequence helium abundance to investigate whether the main features of the NGC 6441 horizontal branch population, including the RR Lyrae variables period, can be reproduced.
Results. To describe the horizontal branch of NGC 6441, the following must be met. The helium content Y in the red clump must reach at least 0.35; values up to
are necessary to populate the RR Lyr region, also reproducing the observed mean long periods; depending on the dispersion in mass loss assumed in the simulations, values up to
are necessary to populate the blue HB. The total self-enriched population amounts to
60% of the whole stellar content.
Conclusions. Self-enrichment and multiple star-formation episodes in the early evolution of globular clusters appear more and more able to account for many of the chemical and population peculiarities observed in these systems. The very large helium abundances ()
required for
14% of the horizontal branch population pose some problems for the enrichment mechanisms.
Key words: Galaxy: globular clusters: individual: NGC 6441 - stars: horizontal-branch - Galaxy: globular clusters: general
In the past few years, some of the (by now) well known abundance anomalies in globular cluster (GC) star composition have been observed in unevolved cluster members (e.g., the anticorrelation between Na and O abundances; Gratton et al. 2001; Ramirez & Cohen 2003; Cohen & Melendez 2005; Carretta et al. 2006). These observations focused on the early stages of GC formation and evolution, since it appears that the abundance deviations from that of the pristine material took place before the formation of the stars in which they are observed.
A model that can explain all the chemical anomalies is not yet
available, but some aspects of the problem begin to be understood,
while others are still obscure. A clear step forward was made when
the link was recognised between the chemical anomalies and the
horizontal branch (HB) morphology of the clusters: if the chemical
anomalies, and in particular the Na-O anticorrelation, are interpreted
in terms of a second generation of stars born from the ejecta of the
massive asymptotic giant branch (AGB) stars of the first stellar
generation, there must also be a helium discontinuity between the two
samples of stars. In fact the AGB ejecta from which the second
generation is born are all helium-enriched
(D'Antona et al. 2002) and consequently the second generation stars evolving
along the HB have bluer locations with respect to the first generation
HB stars. This model was able to produce a detailed explanation of the
anomalous morphology of the HB of the cluster NGC 2808
(D'Antona & Caloi 2004); besides that, observations have confirmed the
existence of a Na-O anticorrelation in the cluster
(Carretta et al. 2006).
An intriguing problem concerning only NGC 2808 and the
"cluster" Cen at the moment is the presence of a well defined second main
sequence (MS), bluer than the main one. In terms of standard MS models,
this feature is a helium-rich sequence in which the helium mass fraction
must be
(see for
Cen Piotto et al. 2005; Norris 2004; and for
NGC 2808 D'Antona et al. 2005). The AGB models do not predict such a high
helium abundance in the ejecta, the maximum computed value being
in Lattanzio et al. (2004), obtained from the evolution of a
6
with Z=0.004. Ventura et al. (2002) quote values up to
and Ventura & D'Antona (2005b) estimate Y=0.32 for
their most massive models (6.5
)
for metallicity Z=0.001. Although
this value can be considered conservative, as these models do not
include any kind of overshooting, a preliminary exploration of the
second dredge up does not increase Y beyond
0.35 (Ventura 2006,
private communication). The episodes of third dredge up may help to
increase the helium content in some models (Ventura & D'Antona 2005a),
but too many episodes in the end do not preserve the constancy of
C+N+O. Inclusion of the results from these computations in a code for
computing the chemical evolution of helium confirms that the
present AGB models cannot explain the extreme helium enhancements
(Karakas et al. 2006).
The role of super-AGBs, the stars that ignite Carbon in semidegenerate
conditions and may evolve through a AGB phase, ending up their lives as
O-Ne-Mg white dwarfs, has not yet been explored for the metallicities of GCs.
Siess (2006) finds
for these stars after the second
dredge up, but this result may be affected by the initial value of
the helium content, as his models refer to solar metallicity.
The extreme helium enhancement, derived by D'Antona et al. (2005) both
from the blue MS and from the extreme HB blue tails EBT2 and EBT3 (as
defined in Bedin et al. 2000), concerns only 15% of the stars in
NGC 2808, and a similar fraction of stars is involved in the bluer MS in
Cen.
We recall that the extreme value of the helium content, obtained from the MS fit, is rather uncertain. On the basis of our present understanding, extreme helium enhancements (Y > 0.35) may derive either from the high-mass tail of AGBs (for which at present we do not yet have models, see above) or from the wind ejecta of the massive stars in the first stellar generation (Piotto et al. 2005; Prantzos & Charbonnel 2006; Smith 2006). This suggestion would complicate the picture even more of star formation in the "simple'' stellar population, as GCs were considered until a few years ago. It is then important to ascertain whether there are any other GC in which there is a clear indication of an extreme helium rich (Y>0.35) component. In the absence of new information coming from other main sequences, we considered modelling the peculiar HB of the cluster NGC 6441, whose morphology and RR Lyr population (Rich et al. 1997; Layden et al 1999; Pritzl et al. 2000) are both a clear indication of the presence of helium enrichment, as already suggested by Sweigart & Catelan (1998), D'Antona et al. (2002) and D'Antona & Caloi (2004). The results obtained from this analysis can be extended to the cluster NGC 6388, which is very similar to NGC 6441 in metallicity, the peculiar HB morphology and RR Lyr periods.
We proceed as follows: Sect. 2 presents the observational data for NGC 6441 and the related problems. The theoretical background is given in Sect. 3, while Sect. 4 describes the comparison with the observations with a possible solution to the questions in Sect. 2. Some aspects of the given solution are examined in Sect. 5, and Sect. 6 gives the final discussion.
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Figure 1: CM diagram of NGC 6441 from the data by Piotto et al. (2002). The crosses (in red) indicate our selection of HB members; also shown is the histogram of their distribution with respect to B-V. |
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Figure 2: An enlargement of the HB red clump region: crosses (red) indicate stars with B-V > 0.5 mag, open circles (blue) stars with B-V < 0.5 mag. The histogram of red HB stars with respect to V mag is shown. |
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NGC 6441 belongs to the metal-rich group of GCs (
). All
these clusters have an HB confined to the red side of the RR Lyr region,
with the exception of NGC 6441 itself and of its "twin cluster'' NGC
6388 (Rich et al. 1997).
The CM diagram of NGC 6441 is shown in Fig. 1 (data from
Piotto et al. 2002, dereddened by
E(B-V)=0.44).
The red clump has a steep slope upward, which
continues in the RR Lyrae and blue HB regions, with a difference of at
least 0.6 mag between the top of the blue HB and the bottom of the red
clump. The features to be explained are a) the presence of HB
stars hotter than the red clump ones; b) the much larger tilt in luminosity,
than expected from evolutionary models (f.e.,
Raimondo et al. 2002); c) the very long average period of the RR Lyr
variables, which is unexpected based on the metal content (
;
Layden et al. 1999; Pritzl et al. 2001, 2003); d) the presence of an
extended blue tail down to a magnitude
,
corresponding to
Mv
mag.
In Fig. 1 our choice of the HB members is indicated.
There are a total of 1452 members, out of
which 1278 form a red clump (
). For our simulations we
assumed therefore a total of 1452 stars, to be distributed according to
observations. Also in Fig. 1 the histogram of the number of HB
stars with respect to B-V is shown; Fig. 2 shows the histogram
with respect to V mag, considering only stars with
.
There are 45 RR Lyr in the sample by Piotto et al. (2002) (Piotto, private communication). We assume a mean fundamentalized period (see below) of 0.67 d, based on 63 RRab and RRc by Pritzl et al. (2003).
The computation of HB models and of the synthetic HBs follows the prescription in D'Antona & Caloi (2004). We model the HB by assuming cluster members to be a mixture of stars with different helium abundances, as we did for NGC 2808 and M 13. Previous simulations for the HB of NGC 6441 were performed by Sweigart & Catelan (1998), who also considered models with high Y, but not a mixture of helium contents.
The scheme of our modelling is the following. We consider a first
group of stars with a fixed helium abundance Y, close to the
cosmological value Y = 0.25, which represents the first stellar
generation. A second (or more) generation(s) is added, with a helium
content that varies from
to
.
The number
vs. helium distribution is chosen in order to comply with the
relevant HB features mentioned in Sect. 2
We computed evolutionary sequences from the MS to the red
giant tip for a heavy element content of Z = 0.006 and Y = 0.24, 0.26,
0.30, and 0.40. Having an estimate of the helium core masses at the
flash, we obtained HB evolutionary sequences with the appropriate core
masses and atmospheric helium abundances (after the first
dredge-up). The theoretical tracks were transformed into Johnson magnitudes
B and V by means of Bessell et al. (1998).
The clump colours correspond nicely to the colours of the transformed
tracks. Nevertheless, we do not emphasise this correspondence as a
proof of a good choice of metallicity, as we could have shifted the
observed colours within the uncertainties of the reddening (0.03
according to Layden et al. 1999). Such an uncertainty has no influence
on our comparisons, which rely quantitatively on luminosity differences
and periods and only qualitatively on the colour extension of the HB,
which far exceeds the reddening error.
HB simulations were computed in V, B-V,
assuming a Gaussian error on magnitudes and colours. A standard
deviation of 0.05 mag has been chosen, estimated from the HB data
by Piotto et al. (2002).
We assumed the ratio R of the number of blue (
)
HB members
to the total number of HB stars as the basic parameter describing the HB
distribution. This ratio (174/1452 with the numbers above) is
.
The other constraints to be satisfied by the
simulations are the agreement with the histogram in Fig. 2, the
extension in magnitude of the blue tail and the mean RR Lyr period.
In the case of the RR Lyr variables, we evaluated the mean period of
the artificial RR Lyrae variables for every simulation by means of the
van Albada & Baker (1973) formulation; the limits of the RR Lyr region were taken
from log
= 3.79 to 3.875. This is a standard interval for the
metal-poorer GCs, and it may not correspond exactly to the present conditions
of high Z and high luminosity. The properties of the RR Lyraes in
NGC 6441 appear extreme when compared with those of the whole family of
GCs (see, e.g., Fig. 10 in Pritzl et al. 2001), but still within the
limits of current interpretation. We are therefore confident that the order of
magnitude of the estimated period is adequate. The observational mean
period is built by averaging the observed periods, taking care to
"fundamentalise'' the periods of the RRc variables by adding 0.128 to
the logarithm of their periods (van Albada & Baker 1973).
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Figure 3:
Evolutionary tracks for a few helium-rich HB models:
the long loops that they perform cover large portions
of the allowed HB region. The tracks end at
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Two features, one observational and the other theoretical, strongly affect the comparison between observations and simulations:
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Figure 4:
Simulations show
the effect on the evolutionary tracks of an increasing
helium content: open triangles (red) indicate stars with fixed
Y=0.25 (red histogram), filled triangles (blue) stars with
increasing maximum helium content (
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We assumed a reference age of 11 Gyr. Coeval populations with the same metallicity but different helium content will have turnoff masses that are inversely proportional to Y. Therefore, the progeny of the helium-rich, lower-mass evolving red giants will be located, on average, at higher temperatures (due to the lower evolving masses) and higher luminosity (due to the higher efficiency of the hydrogen-shell burning) than the structures with lower helium. To illustrate this basic fact, we show the behaviour of two groups of stars in Fig. 4. In one of these the maximum helium content is progressively increased. As expected, the evolutionary paths, confined within the red clump for lower Y as happens for the cosmological helium population, reach farther and farther into the bluer HB regions when increasing the maximum Y.
For an age of 11 Gyr, we chose
with
as mass loss during the red giant evolution. With this amount
it was easy to obtain the desired behaviour of the clump luminosity,
when varying the helium content in the helium-enriched population(s). A
larger mass loss would cause an excessive loss of clump members
(increasing the fraction of stars at B-V < 0.5 mag
beyond the allowed values), while a lower one would have the
opposite effect. Of course the value of 0.165
is related to the
chosen age: for 13 Gyr, a mass loss of 0.13
would have given
similar results.
The faintest blue HB stars in Fig. 1 - about 3.5 mag less
luminous than the RR Lyrs - correspond to a HB mass 0.5
.
For Y = 0.40 and an age of 11 Gyr, the evolving red giant has a
mass of
0.72
,
which would require a mass loss
0.22
;
larger mass losses would be necessary for lower Y, up to 0.45
for Y=0.25. We therefore consider models with Y up to
0.40, but even at this large helium content the very faint magnitudes
are statistically difficult to obtain. We took the possibility
into account of an increase in the mass-loss rate with the decrease in
the red giant mass, according to the Reimers (1977) mass-loss relation (see
also Lee et al. 1994). But this is not an automatic solution to the
problem; the progression in mass loss used in Lee et al. (1994) would
not allow any HB progeny to red giants of 11 Gyr with the assumed Z,
helium content 0.40, and a basic mass loss of 0.165
(for the case
Y=0.25), so we assume a milder dependence of the mass loss on the
evolving red giant mass. Another constraint is given by the necessity of
keeping the required number of stars within the red clump (and with the
observed distribution in luminosity), since, with increasing mass loss,
the evolutionary tracks tend to shift to the blue (see Fig. 3).
In Figs. 5 and 6 we give an example of a synthetic
HR diagram and of its detailed behaviour in the clump region. In
addition to the parameters specified above - age 11 Gyr,
,
- the extra mass loss included takes the form
.
Here we discuss the main
features of these diagrams.
To reproduce the strong upward tilt in the red clump, it is necessary to
consider objects with a helium content up to
.
In
Fig. 10 the typical relation of B-V with Y is shown. To get
B-V < 0.5 mag, one needs stars with Y >0.33, while the main body
of clump stars (B-V > 0.5) have a Y content up to 0.37; we have to attain
Y > 0.37 to find (almost) exclusively blue stars.
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Figure 5:
A synthetic CM diagram of the HB in NGC 6441
for an age of 11 Gyr, mass loss of 0.165 ![]() ![]() |
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Figure 6: For the simulation of Fig. 5, we show the synthetic CM of the red clump region in the top panel, with the details of the distribution in luminosity (line-dotted histogram, red). The continuous line gives the observed histogram, as in Fig. 2. Different symbols (and colours) denote different helium contents. Points: stars with Y=0.25 (red); open triangles (black): 0.27<Y<0.32; asterisks (blue): 0.32<Y<0.38; squares (green): 0.38<Y<0.40. The dashed line indicates the approximate position of the RR Lyr variables, derived from Pritzl et al. (2003). The assumed age, the number of RR Lyr (RR), the average period of the RR Lyr (P), and the fraction of HB stars bluer than B-V = 0.5 (R) in the simulation are listed at the top right. The lower panel shows the number distribution of HB stars vs. helium content corresponding to the CM diagram in the upper panel. The total number of the first stellar generation with Y=0.25 is given at the top right and labeled N(0.25). |
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In order to have, on the one hand, blue HB stars that are at least 3 mag
less luminous than the HB luminosity peak and, on the other, the
expected number of red clump members, it is necessary to assume a non
uniform Y distribution for the second star
generation. Otherwise, it is not possible to obtain a blue tail
without remaining with too few red stars (B-V > 0.5).
The difference in helium content between the first and the second
generations has to be 0.02 (a gap in Y from 0.25 to 0.27), so
as not to increase the peak in the clump distribution
(Fig. 7). At the same time, the gap cannot be
larger than 0.03 (Y from 0.25 to 0.28), otherwise the clump distribution
would show (always) two well-defined peaks (Fig. 8).
The importance of the assumed error on V, B-V is exemplified in Fig. 9, where the same simulation of Fig. 6 is shown with an error on V, B-V reduced from 0.05 to 0.03 mag: the clump appears clearly separated in two groups. This illustrates the relevance of improving the photometric precision in order to understand the population stratification in GCs better.
The adopted metallicity Z=0.006 falls on the lower side of the values
acceptable for the cluster under exam (e.g. Clementini et al. 2005). In
fact, it corresponds to the value on the Carretta & Gratton (1997) scale,
if we do not consider -enhancement. On the other hand, this
metal-rich cluster also seems to be
-enhanced (Carretta,
private communication). Should Z be larger, all the estimated helium
values would be pushed towards even higher values.
We consider to be satisfactory the result given by the simulation in
Figs. 5 and 6. The helium distribution is shown in
the lower panel of Fig. 6; an extra mass loss of
has been assumed, besides the standard
mentioned before. The simulation has the
correct value for the fraction of stars at B-V < 0.5 mag
within the errors, a number of RR Lyr
variables close to the estimated one (45 in the sample in Piotto et al.,
as mentioned before) with a mean period of 0.69 d close to the observed
fundamentalized period of 0.67 d. Three very blue stars
stars are found at Mv > 3.0 mag in Fig. 5.
We stress again that variables and BHB stars are only a tail of
the cluster star distribution and that a small fluctuation in the clump
number (
and in the number of stars that leave
the clump at a slightly lower luminosity than the average, changes
the number of RR Lyraes and their mean period noticeably.
In the simulations we adopt
,
a widely used value in
the relevant literature (Lee et al. 1994; Catelan et al. 2001).
With this assumption,
it is necessary to include stars with Y up to 0.40. It is important to see
whether such extreme values of Y can be avoided, since current models for
possible self-enrichment in helium in globular clusters do not
predict any value higher than
.
We performed simulations with
higher values for
:
while it is possible to achieve the end of the
blue tail with Y<0.4, the mean RR Lyr period requires the
presence of stars with Y up to
0.37-0.38. These stars
in fact have the (large) luminosity necessary to obtain the long
observed periods.
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Figure 7: As in Fig. 6, but with no gap in the Y distribution (see the lower panel): it is not possible to avoid a substantially larger peak in the luminosity histogram than the one observed. |
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Figure 8: As in Fig. 6, but with a gap of 0.035 between the Y of the red clump and the lower limit of the population with varying Y: two well-defined peaks appear in the luminosity histogram. |
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The number of stars as a function of Y assumed in the simulations is given
in the bottom panels of Figs. 6-8. For our "best solution" we see
that only
of stars belong to the first stellar generation
with "normal'' helium Y=0.25. Anoher
important feature is made evident by Fig. 10. Stars with Y> 0.33 are necessary to achieve B-V < 0.5 mag, but a large
fraction of these objects remains in the red clump, due to the large
excursions in colour of helium-rich structures (see
Fig. 3). Besides, the presence of structures with Y up to
0.37 is required by the luminosity distribution of the clump itself
(Fig. 6). This means that we must have a substantial amount of
stars with Y > 0.33 in the cluster. In fact, in our "best solution''
(Sect. 4.3 and Fig. 5), we have
38% of stars with Y = 0.25,
33% of
stars with
,
and
29% of stars with Y >
0.33. About 15% of stars have Y > 0.35. In this last group the objects
are included with
Y = 0.39 - 0.40(3.6%), which are the only ones to (almost) always remain at B-V
0.0.
The exact numbers may be debated, as they depend in part on the age and
mass loss along the RGB, and the extreme range
Y = 0.39 - 0.40 can be
avoided with a mass dispersion 0.04
,
but a
substantial fraction (
30%) surely has Y > 0.33.
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Figure 9: As in Fig. 6, except that the standard deviation on V and B-V is reduced from 0.05 to 0.03 mag: the clump appears separated in two groups. |
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Figure 10: The relation between B-V and helium content Y for the case in Fig. 6, but a quite similar behaviour has been found in all the simulations. |
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The ratio R of the number of HB stars to the number of red giants above
the HB level has been a powerful indicator of the helium content in
cluster stars, as first suggested by Iben (1968a), when the aim was
to distinguish the helium mass
fraction in the oldest stars of the Galaxy between values close to Y=0.1or to Y=0.3. For NGC 6441, Salaris et al. (2004) find a value
,
which is consistent with the theoretical expectation
by the same authors for the
cluster metallicity. In contrast, the simulations by
Sweigart & Catelan (1998) predicted values as high as 3.4-3.9, when they
assumed MS helium abundances
of Y=0.38 and Y=0.43 for all the cluster stars. For these values,
the level of luminosity of the HB clump is
highly enhanced and thus the number of red giants to be considered is
reduced. This in fact is also predicted by the simple interpolation
formula by Buzzoni et al. (1983)
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(1) |
Raimondo et al. (2002) noticed that a uniform high helium abundance of the
cluster stars predicts the wrong location for the RGB bump
(Iben 1968b; Thomas 1967) with respect to the HB. Also in this
case, our modeling is consistent with this latter parameter:
a prominent RGB bump will occur at the luminosity predicted by
models with Y=0.25, which is the abundance of 40% of the stars.
The stars with larger Y will produce smaller bumps along the RGB
at increasing luminosities, according to the number vs. Y distribution.
Notice also that the prominence of the bump decreases with increasing Y.
Further, the HB reference luminosity level in our simulations, as
mentioned above, corresponds to the Y=0.25 level. Therefore,
the quoted difficulty with a high-helium population by Raimondo et al. (2002)
does not apply to our model.
Analysing the HB morphology of NGC 6441 in terms of a helium-rich population has provided a coherent interpretation of the main features of the anomalous HB of this cluster:
While it has been long suspected that the blue HB and the high RR Lyr
luminosity in this cluster - and in its twin NGC 6388 - could be
easily attributed to the high helium content in a small fraction of
stars - 12% - constituting the blue HB (D'Antona & Caloi 2004; Sweigart & Catelan 1998), one surprise from these detailed simulations is
that a much larger fraction of stars has a very large Y: 29%
have Y > 0.33 and
14% have Y > 0.35. This latter figure is
similar to the percentage of stars with
found from
analysing the MS in NGC 2808 (D'Antona et al. 2005). In this
respect, we conclude that both NGC 6441 and NGC 2808 were able to form
about the same fraction of very high helium stars, whatever their
origin.
The difference between the two clusters resides in the intermediate
helium population, which for NGC 2808 contains 35% of stars, and
covers only the range between 0.26 and 0.29 (D'Antona et al. 2005). In NGC 6441, this fraction is 48%, and it covers a helium content from 0.27
to 0.35. Thus, any dynamical and chemical evolution model for these
clusters must also explain the difference in this intermediate
population. We suggest that it is due to the different metallicities of
the two clusters: in NGC 2808 (
)
the maximum mass
for AGB type evolution is lower than in NGC 6441 (
). Therefore, the range of progenitor masses for the
second stellar generation in NGC 6441 contains stars of higher mass that
also have higher helium content (Ventura et al. 2002).
One of the motivations for pursuing the present work was to investigate
whether an "extreme'' high-helium population is present in other
clusters besides NGC 2808 and Cen. We found this extreme helium
population in NGC 6441, which must also
exist in the very similar
cluster NGC 6388, and we also discovered that more than 60% of the
cluster stars belong to the second stellar generation, with
.
This interpretation of the HB morphology of NGC 6441 reinforces the
importance of understanding which is the origin of these extreme helium-rich
stars.
Acknowledgements
We thank Dr. Anna Marenzi for help preparing this paper and Prof. G. Piotto for providing the database for NGC 6441.