A&A 420, 343-350 (2004)
DOI: 10.1051/0004-6361:20034247
J. Lintunen - R. Vainio
Department of Physical Sciences, PO Box 64, 00014 University of Helsinki, Finland
Received 1 September 2003 / Accepted 25 February 2004
Abstract
Solar energetic particle (SEP) event onset is analyzed using
simulated data. A large number of simulations using different coronal and
interplanetary (IP) scattering conditions are performed. Protons in
the energy range of 0.13-57 MeV are considered. The simulated data
are analyzed employing a velocity dispersion analysis (VDA) to the
proton-flux onset times in 16 energy channels. As a result of the
analysis, the apparent coronal release time, t0, and the apparent
IP path length, s, of the first-observed particles are obtained. It
is shown that typical IP scattering conditions, i.e., 1-GV radial mean
free path of
-1 AU with a
P1/3rigidity dependence, lead to apparent path lengths of
-2 AU,
consistent with observations. Thus, SEP events with
AU can
simply be explained as a result of IP scattering. Models with coronal
mean free paths small enough to enable proton acceleration to high
energies in quasi-parallel shocks close to the Sun are shown to yield
VDA results in agreement with observations, at least with
.
As a result of IP scattering, the inaccuracy of the
release times is tens of minutes in events with
AU, which
may prevent accurate timing of particle release using the VDA method
in such events. Low contrast between the time-of-maximum intensity of
the studied SEP event and the pre-event background intensity and/or a
large difference between the forms of the respective energy spectra
may also lead to errors in derived onset times. Best timing results
(with errors typically less than 10 min) are obtained for large IP mean free paths,
AU (typically resulting in
small values of
AU), and large intensity contrast
between the SEP event and the pre-event background.
Key words: Sun: particle emission - Sun: coronal mass ejections (CMEs) - Sun: flares - Sun: solar wind - turbulence
One of the open questions of solar energetic particle (SEP) research is the origin of accelerated particles in SEP events. While shocks driven by coronal mass ejections (CMEs) and flares are thought to be the sites of solar particle acceleration (see, e.g., the review by Reames 1999), the details of the acceleration processes are still uncertain: it is not clear where, when or how the CME-driven shocks most efficiently accelerate particles in gradual SEP events, nor is it known what the flare-related acceleration mechanisms are operating in impulsive SEP events.
One of the observational methods to obtain information on the details
of the acceleration process is to analyze timing of the SEP events.
In these studies, one determines the SEP-event onset time,
,
in several energy channels, Ej, for one or more
particle species. In the simplest version of the subsequent analysis
(e.g., Kahler 1994; Klein et al. 1999), one assumes
that the path length s traveled by the particles after their release
from the acceleration site in all energy channels corresponds to a
pre-defined distance (
1 AU) along the magnetic field line
connecting the acceleration region to the observer. This enables one
to determine the release time of particles from the acceleration site
at different energies. We call this method "solar release time
analysis'' (RTA). Another version of the analysis (e.g., Torsti et al. 1998; Krucker & Lin 2000) assumes the release
time, t0, and path length, s, to be independent of energy, but
makes no assumptions on their values. The parameters are determined by
fitting a straight line to the points
,
where v(E) is the speed of the particle of
energy E:
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Recently, there has been strong interest to apply VDA to determine the
solar release time and, consequently, the solar processes responsible
for particle acceleration at the Sun. Tylka et al. (2003)
analyze two large impulsive events and three ground-level enhancements
(GLEs) and deduce that impulsive event onset coincides with X-ray
emission, whereas the GLE onset is delayed, implying a flare and CME
shock origin for the two types of events. Mewaldt et al. (2003) analyze heavy-ion and electron fluxes in 11 events
and find that heavy ions are generally released later than electrons,
and that there is a correlation between the delay of the heavy-ion
release times and the 3He-to-4He ratio consistent with the
same scenario. Posner & Kunow (2003) analyze one event,
which seems not to be well fitted by a single value for s, but that
low-energy observations seem to require a larger value for this
parameter than high-energy observations; they suggest this to be due
to a rigidity dependent SEP scattering in the IP medium. All the
recent studies, as well as the earlier ones (e.g., Torsti et al.
1998; Krucker & Lin 2000), give values of s that
typically fall in the range of
-2 AU.
Existing studies on SEP-event onset usually do not provide rigid
theoretical justification of the assumptions underlying their
analysis. It is well known that the mean free path, ,
of
protons related to their scattering off the magnetic turbulence in the
IP medium can be much smaller than 1 AU. Typical values of the mean
free path were estimated by Palmer (1982) to lie in the range
of
-0.3 AU in near Earth space in a wide range of
rigidities around 100 MeV. More recent estimates (see, e.g., Sect. 8.1 of Reames 1999) yield values that are larger than
this. Scattering should have a strong influence on the proton arrival
times, at least when
is near the smaller extreme of the
typical range. In addition, to have favorable conditions for CME shock
acceleration, the coronal mean free path cannot be larger than a
fraction of the local radial distance from the Sun (Vainio et al. 2000) if the shock propagates quasi-parallel to the
magnetic field; for a quasi-perpendicular shock geometry this
condition is more relaxed (e.g., Vainio & Khan
2004). Diffusion through such a turbulent coronal region
should add to the path length between the acceleration and
observation. Furthermore, the mean free path (at least at 1 AU) is
known to depend on the proton speed, which complicates the interpretation of the analysis results.
The purpose of this paper is to study the onset of SEP events from simulated data. In addition to obtaining guidelines for the analysis of observational data, the analysis also gives us constraints on the IP scattering conditions that are consistent with the observations of event onset. Different scenarios of the coronal/IP transport conditions as well as the injection time profile are studied to determine the validity of the timing obtained by the simple observational estimates. We will concentrate on protons, since their transport in the IP medium is usually more influenced by scattering than that of electrons.
The model of focused transport of SEPs including the solar wind
effects of convection and adiabatic deceleration
(Ruffolo 1995) is used. Our simulations are based on the
Monte Carlo method (Kocharov et al. 1998): individual
particles are released impulsively from the acceleration site placed
close to Sun and traced in the guiding-center approximation. We take
the radial solar wind speed to be Vr=430 km s-1 throughout
the corona and IP space and the background magnetic field to be a
Parker spiral with the spiral angle
calculated from
,
where
,
here taken as
3
10-6 s-1, is the angular speed of solar rotation. To
take account of the IP electric field,
,
we follow the particle motion in the frame co-rotating with
the Sun, where the flow is along the field lines and no electric field
appears. In this frame, the solar wind has a speed of
.
Particles are moved in small time steps, ,
along the
magnetic field lines using
to
advance the radial coordinate of the particle. Here, v and
are the particle speed and pitch-angle cosine measured in the
co-rotating frame. Since the magnetic field in this frame is static,
v is constant during this motion. Conservation of a particle's first
adiabatic invariant,
,
however, leads to an
increase of
after each time step. (We define
to be
outward from the Sun.) Effects of centrifugal and Coriolis forces are
neglected, which means that the model is valid only at clearly
suprathermal energies (
keV for protons). After each time
step, the particles are also subject to isotropic small-angle
scatterings off magnetic turbulence. Scatterings are performed by
rotating the particle velocity vector to a randomly chosen direction,
,
by a small, randomly-chosen scattering angle,
,
giving the new pitch-angle cosine as
The mean free path is modeled by the following parameterizations:
Particles are recorded in a two-dimensional array with dimensions
(t,1/v) after each time step, if they are inside a small
"detector volume'',
,
where
.
This array can be normalized to give particle
intensities as a function of time and energy. We also count the
particles in another array with the same dimensions, but now weighting
each recorded particle with its
.
Dividing the latter array by
the former one gives us the first-order anisotropy,
.
In addition, a two dimensional array with dimensions
is recorded, which gives a time-integrated pitch-angle distribution.
We consider a wide range of inverse speeds,
,
corresponding to proton energies
MeV. Different forms of the injection spectrum can be studied by
weighing the simulated particles according to their initial energy
each time they are recorded.
The SEP event onset is analyzed from the Monte Carlo simulated proton
data. The 1-GV radial mean free path at 1 AU is varied in the range
AU corresponding to typical observational
results. Most simulations are performed with an impulsive release of
particles at
,
i.e., using the
source function (in particles per unit time, unit energy, and unit
radial distance)
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We have performed a number of simulations to create a data base for
further analysis of SEP event onsets under different IP scattering
conditions. The input values for the simulation runs are listed in
Table 1. Our aim is to perform a parametric
study of the effect of the coronal/IP transport conditions on the
validity of SEP onset analysis. For this purpose, we analyze the
simulated data set using VDA. As a definition of the event onset time,
,
in each energy channel, Ej, we use
the time when the intensity first exceeds a fixed fraction k of the
maximum intensity in that channel, i.e.,
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Table 1: Input parameters for the simulation runs performed to study the onset of SEP events.
Table 2: Results of VDA for simulation runs performed to study the onset of SEP events. The event onset criterion k=0.001 was used in the VDA. The fitted path lengths are given without error estimates, but the error of the last given digit is less than 5.
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Figure 1:
Proton intensities in five (of 16) energy channels ( left panel, from top: 0.19-0.21 MeV, 0.47-0.60 MeV, 1.1-1.6 MeV, 2.5-4.6 MeV, and 4.6-11 MeV) and the results of the VDA ( right panel) from a simulation with transport parameters
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Let us, first, consider the VDA fitting parameters as a function of
proton mean free path. As a "standard scenario'' we consider an
impulsive particle injection at
to an IP medium
with a spatially constant mean free path with a rigidity dependence
,
i.e., a=0 and
in
Eq. (4). The radial mean free path values used are
between
AU and 1.0 AU, corresponding to the
"Palmer consensus values'' (up to
AU) and
to what is often called scatter-free transport. The fitted values of
the path length, i.e.,
with the distance s0from the source to the observer along the Archimedean spiral
subtracted, and the shift of the apparent solar release time, t0,
relative to the actual release time are plotted in
Fig. 2. Typical values for
as
deduced from SEP observations are below 1 AU, consistent with our
simulations as long as the radial mean free path
AU; values smaller than this lead to values of s that are too
large to be consistent with the VDA of experimental data. The fitted s values depend on the onset criterion so that increasing k by an
order of magnitude increases
by 30-50%. Thus, there
would be a bias toward longer values of the path length in smaller SEP events, if scattering conditions were independent of particle
fluxes. For values of
AU, the particle release time is
well estimated (within 10 min) with VDA regardless of the value of k, whereas with longer path lengths, the value of t0 is less accurate.
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Figure 2: The fitted path length ( left panel) and the time delay ( right panel) of the first-arriving protons as a function of the radial proton mean free path. The length of the Archimedean spiral from the source to 1 AU is subtracted from the fitted path length. The event onset criteria of k=0.1 (circle), 0.01 (diamond), and 0.001 (box) are used. |
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The effects of the spatial and low-rigidity dependence of the mean
free path are studied in Fig. 3.
We have used values of
and
along with
the standard values of
.
The onset criterion here is
k=0.001. By increasing the low-rigidity mean free path (
), we obtain lower values of
,
and by decreasing the
near-Sun mean free path (
)
we obtain higher values
of
,
as might be expected. By taking both
and
,
the two effects approximately cancel in the value
of
.
In the apparent release time, however, both
modifications to the scattering conditions work in the same direction,
i.e., make the release time seem later than it actually is, if
is small. It should be noted that the derived VDA parameters for the models with large IP mean free path (
AU) and small coronal mean free path (
)
agree well with observations. Scattering conditions in
such models give coronal shocks a possibility to rapidly accelerate
particles also in small gradual SEP events, which do not yield large
intensities of self-generated Alfvén waves (Vainio
2003). Such scattering conditions could result, e.g., from
turbulent damping of Alfvén waves in the solar wind (Vainio et al. 2003).
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Figure 3:
The fitted path length ( left panel) and the time delay ( right
panel) of the first-arriving protons as a function of the radial
proton mean free path. The length of the Archimedean spiral from the
source to 1 AU is subtracted from the fitted path length. Other model
parameters used are
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Since the shape of the intensity-time profile during the rise phase
determines the channels' onset times, it is necessary also to study
the effect of the duration of the particle injection to the VDA. In
Fig. 4, we have plotted the VDA fitting
parameters as a function of
(for
and
k=0.001) for three values of the injection duration,
,
3.7 h, and 9.5 h. We used a stationary source at 1.5
,
but
for a moving, CME-driven shock source these times would correspond to
maximum radial injection distances of 0, 19
,
and 49
above the initial distance assuming a radial source
speed of 1000 km s-1. As can be seen, longer duration of the
injection implies longer path length and release-time delay, but the
effect seems to saturate somewhat at the largest values of
.
The additional release-time delay varies from a few to about 30 min in
our simulations, thus adding to the uncertainty of the determined
onset time.
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Figure 4:
The fitted path length ( left panel) and the time delay ( right
panel) of the first-arriving protons as a function of the radial
proton mean free path. The length of the Archimedean spiral from the
source to 1 AU is subtracted from the fitted path length. Other model
parameters used are ![]() ![]() ![]() ![]() |
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If SEPs are accelerated by CME-driven shock waves, they are released to the IP medium from a moving source. Although it was seen that the main contribution to
the observed time delay comes from the first few hours of the injection, the
movement of the source may have an effect on the event onset. Thus, we performed
simulations with extended injection from a moving source, mimicking a CME-driven
shock. In this case, particles are injected using the source function
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Figure 5:
The fitted path length ( left panel) and the time delay ( right
panel) of the first-arriving protons as a function of the radial
proton mean free path. The length of the Archimedean spiral from the
source to 1 AU is subtracted from the fitted path length. Other model
parameters used are
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We have also used the simulated data to study the effect of the
definition of the event onset on the VDA results. In an experimental
situation, SEP event onset may occur on a variety of pre-event
conditions. This can obviously have an effect on the results of the
onset analysis. As examples, we consider the following scenarios: (i)
an event starting on a quiet-time background with proton intensities
of
Finally, we study the effect of the applied energy range on the
results of the VDA. In Fig. 6, we plot
the fitted apparent time delay vs. the fitted path length increase for
three energy ranges, i.e., 0.13-2.5 MeV, 1-57 MeV, and 0.13-57 MeV,
corresponding to data from instruments operating at low and
high-energies, and their combination. The "standard scenario''
(
,
AU, k=0.001) is
used in each case. At high energies, the analysis produces onset
times that are from about 10 to 30 min earlier than values
obtained at low energies for the same simulation parameters or at
constant
.
For some other simulation parameters, low-energy
VDA produces earlier release times than high-energy analysis. Thus,
rather the scatter than the actual values of the data points are
important in this figure.
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Figure 6:
The fitted time delay vs. path length of the first-arriving
protons. The length of the Archimedean spiral from the source to 1 AU
is subtracted from the fitted path length. Other model parameters used
are
![]() ![]() |
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We have performed a study of SEP event onset based on simulated data. The purpose of this paper is, on the one hand, to find out whether simple VDA can give reliable results for particle release times at the Sun and, on the other hand, to see if the VDA results can give some clues about the coronal and IP transport conditions. As a result of a detailed parametric study of event onset using simulated data sets, we arrive at the following conclusions:
Acknowledgements
The authors thank Timo Laitinen for suggesting the idea to study SEP event onsets using simulated data.