A&A 374, 1161-1168 (2001)
DOI: 10.1051/0004-6361:20010619
L. Abe1 - F. Vakili1 - A. Boccaletti2
1 - Observatoire
de la Côte d'Azur, Département Fresnel, CNRS UMR 6528, 06460
Saint Vallier de Thiey, France
2 - Collège de France, 11 place
Marcelin Berthelot, 75005 Paris, France
Received 20 November 2000 / Accepted 11 April 2001
Abstract
We present the concept of a nulling coronagraph which
theoretically attains the brightness ratio of 108 suitable to
directly detect exo-Earths in the vicinity of their parent stars.
The concept is derived from the classical Foucault's optics test
and Zernike's self-destructive phase contrast principle. We propose
an achromatic set-up which should dramatically improve its
wide band efficiency. The whole system is simulated
against a numerical model which validates a formal analytical approach. The
coronagraph is then compared to other concepts and its advantages
and shortcomings are outlined, suggesting future laboratory
developments and tests on the sky.
Key words: techniques: interferometric - stars: binaries: close - stars: planetary systems
Following our earlier work on the NGST Exo-planet Finder
(Boccaletti et al. 2000), we propose hereafter a coronagraphic design
which overcomes the chromatism problem of common coronagraphs,
i.e. both the retardation and size of the phase mask. In the next
section we outline the general theory of our coronagraph. Section 3 gives a generic optical set-up to overcome the chromatism
problem. In Sect. 4 the conceptual design is validated by a
number of numerical experiments. Finally we compare the
theoretical efficiency of our coronagraph and discuss its
limitations and sensitivity to various optical and operational
parameters. A mathematical description of the concept is also
given in the Appendix.
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Figure 1:
Pupil intensity with perfect wavefront and its corresponding Airy
pattern ( top left and right). Intensity distribution after the Phase Knife
Coronagraph has been applied ( bottom-left): the two thin crescents encircle
the pupil area perpendicular to the Knife-Edge direction. "Butterfly shape"
of the point spread function of a system where half the amplitude is
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Our coronagraph is based on Zernike's self-destructive
interference concept of phase contrast (Zernike, Nobel Prize 1953)
also used by Roddier (Roddier & Roddier 1997) for their Phase Mask
coronagraph (PM hereafter) and Rouan (Rouan et al. 2000) for the Four
Quadrant Phase Mask (FQ-PM). PM splits the amplitude of the image
plane into two parts: a core region with a
diameter shifted by
against the rest of the image. The image
is assumed an ideal Airy pattern resulting from the diffraction of
a completely flat wavefront across a circular pupil. The
destructive interference in the conjugate pupil plane between the
two half-amplitudes with opposite signs rejects most of the energy
off the pupil area. Applying an apodising mask on this pupil,
about 0.8 of its geometrical size, results in a 100 times darker
Airy disc in the immediately following image plane. Since the
-shift and the Airy disc size both depend on
,
PM's
efficiency rapidly degrades when changing the wavelength
(Guyon et al. 1999). The FQ-PM is not sensitive to the geometric size of
the Airy pattern, but still has a chromatic retardation
dependance. A solution for the PM chromaticity problem was
originally suggested by Labeyrie (Labeyrie et al. 1999) and can also be
applied to FQ-PM (Riaud et al. submitted).
For the present concept, we borrow the principle of Foucault's
optics test by replacing the knife-edge by a
-shifted
retarding screen (or mirror), hence the name of Phase-Knife
Coronagraph (PKC hereafter). When the phase knife-edge crosses
exactly the center of the Airy disc the maximum of a destructive
interference occurs in the conjugate pupil image which presents
two bright crescents symmetrical to the knife edge direction, as
amateur mirror-polishers often observe when performing Foucault's
test (Fig. 1, bottom-left). Now if we apply a circular
apodizing mask on this pupil, occulting its two lateral bright
crescents, we will obtain a pseudo-Airy pattern with a strong
cone-like transversal extinction area (Fig. 1,
bottom-right). Compared to the original input Airy pattern the
intensity distribution undergoes here a noticeable nulling
parallel to the phase-knife edge, but is rather ineffective in the
perpendicular direction. Note that in this concept the geometrical
dependence of the phase-mask is naturally eliminated. However if
the image of the exo-planet happened to exactly fall along the
phase-knife edge its pseudo-Airy pattern would also vanish,
exactly like its parent star. Now if we apply the same operation
of the phase-knife edge a second time on the output pseudo-Airy
pattern in the direction perpendicular to the first phase-knife we
obtain an extremely efficient nulling effect since the two
perpendicular phase-knives cancel their mutual limb-brightening
effect across the conjugate pupil. In this respect the nulling
effect of the PKC is equivalent to the FQ-PM coronagraph
(Rouan et al. 2000). However, as it will become clear in the next
section, our approach offers a straightforward solution with
off-the-shelf optical components to the problem of achromaticity
and wide band operation of nulling coronagraphs.
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Figure 2: Generic 3D optical scheme of the PKC. I1 is the input Airy pattern, DY is a direct vision dispersing prism in the Y direction, I2 corresponds to the first chromatic phase-knife parallel to Y. RY is a second direct-vision prism rotated by 180 degrees with respect to DY which superimposes the dispersed phase-knived airy patterns after DY. The following DX and RX operate exactly the same as DY and RY but orthogonal to them. The final coronagraphic pseudo-Airy pattern is depicted in Fig. 3 bottom-right. |
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Figure 3: Different steps of the phase-knife screen effect: ( top-left) polychromatic Airy pattern (bandwidth: 400-800 nm) (corresponding to step I1 in Fig. 2), ( top-middle) dispersed Airy disc, ( top-right) the polychromatic phase-knife where the optical retardation follows the dispersion law (step I2), ( bottom-left) an intermediate image plane where the Airy discs are de-dispersed (step I3), ( bottom-middle) the polychromatic phase-knife applied in the perpendicular direction (step I4), ( bottom-right) the polychromatic mutually phase-knived pseudo-Airy disc. |
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Wide band operation is crucial for any nulling interferometer or coronagraph. In this respect the AIC coronagraph (Gay & Rabbia 1996) is the most efficient concept with the potential bonus of detecting a companion as close as its parent star's first Airy ring. AIC has two major shortcomings however: it rejects half of the incoming light (due to the beam-splitter) and its coronagraphic image becomes symmetrical (true orientations are lost). On the other hand Roddier & Roddier's PM depends both in retardation and size on the wavelength. It conserves the absolute orientation of the image and is more efficient in terms of collected photons from the planet since it needs a less agressive Lyot pupil diaphragm. Finally the FQ-PM (Rouan et al. 2000) overcomes the geometrical problem of Roddier's phase mask but does not give a straightforward solution to the wavelength dependance of this phase. For the PKC, since light-cancellation is obtained in two orthogonal steps with respect to X-Y directions, each step can be used to disperse the image and apply a wavelength-dependant phase retardation.
This is schematically represented in Fig. 2 where a
direct vision prism (DVP hereafter) is used to disperse the input
image I1 along the Y axis. Here the phase retardation is produced
by putting a glass plate with constant thickness on one half of
the dispersed image and a thickness variable plate on the other
half of the image. For the latter, the thickness follows the
dispersion law (for a prism it would vary as
for
instance). Its gradient remains negligible along the dispersion
direction, i.e. a few hundreds of nanometers for a wide band PKC,
avoiding any tilt between the monochromatic
wavefronts (see Sect. 5.3).
A second DVP flipped by 180
around the propagation
direction with respect to the first DVP re-folds the different
phase-knived monochromatic images in I3 (Fig. 2). Then
the operation is repeated in the perpendicular direction X and
finally the cross-phase-knived coronagraphic image I5 undergoes an
apodising Lyot mask (not represented in Fig. 2) in the
pupil plane immediately following I5 which masks the
limb-brightened edges of this pupil (see Fig. .4 top
right and bottom right) to obtain the optimum
starlight nulling.
Note that using two succesive DVPs for dispersing and refolding monochromatic phase-knived images is motivated by our concern to concentrate the exo-planet photons on the smallest number of detector pixels to minimize read-out noise. Once detection is positive, one could optionally remove the last DVP in order to record a low dispersion spectrum of the exo-planet for its hypothetical biomarker characterization.
As pointed out in Sect. 5, phase defects of the wavefront produced by atmospheric seeing and figuring errors of the primary mirror is a major problem for detecting faint companions. Current AO are actually unable to smooth in real time the wavefront down to the desired level of exo-planet detection.
We have carried out a numerical simulation to assess the real
performance of PKC under atmospheric seeing. We generated a
thousand short exposures considering an 8 m circular pupil
including central obscuration and spiders. Compensating the
wavefront turbulence with a high order AO, we obtained an average
Strehl ratio of about 70%. This is typically the best performance
expected for the VLT telescope using NAOS (Rousset et al. 1998). Then, we
computed the coronagraphic image for each short exposure as
described in Sect. 4. Finally, photon noise and readout noise
were added to each frame. The long exposure image is obtained by
directly co-adding the short exposures. Such an image is shown in
Fig. 5. Companions as faint as
located at
the third diffraction ring, around the star, become detectable.
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Figure 4:
Radiallly averaged profile of a polychromatic Airy
pattern (solid line) obtained across a spectral bandwidth of 400 nm in the perfect wavefront case. The dotted line corresponds to
the achromatic PKC. The maximum cancellation attains 107 to
109 in a large field of view at a distance of
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Figure 5:
Numerical simulation of PKC on an 8 m ground-based telescope
equipped with adaptive optics. Atmospheric seeing and high-order
compensation (Strehl ratio
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Figure 6: The evolution of the brightness at the second diffraction ring of the coronagraphic PSF for increasing tilt errors, expressed as a fraction of the Airy radius. |
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As explained earlier, the PKC presents four inherently
pseudo-blind areas along the two orthogonal directions,
corresponding to the relative orientation of the two phase knives.
We numerically assessed the nulling efficiency near these critical
areas by computing the energy transmission for an object located
on the "blind axis" and gradually deviating from it. The effect,
normalized on an undisturbed planet brightness is plotted in
Fig. 7 where the loss is given in percentage versus
shift, expressed in units of Airy radii. It exceeds 0.5 at a
distance of 0.4 Airy radius. A 90% energy transmission is
achieved over 1.4 unit distance. Note that on these two orthogonal
axes the transmission is not zero, and some 10% intensity still
pass through.
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Figure 7: Blind areas of PKC. Curve depicting the PKC effect for an object located on and near the dark axis: a 90 percent energy transmission is achieved over a 1.4 Airy radius distance perpendicularly to the axis. |
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In sect. 3 we outlined the generic dispersing-refolding optical
set-up to solve the problem of chromatism. After the dispersing
step, the prismatic-shape of the phase knife must exactly match
the dispersion law since a
- retardation is only valid for a
given wavelength. Indeed the higher the dispersion, the smoother
the slope of the prismatic phase-knife given the min/max
-retardations correctly match bandwidth boundaries, even
though local deviations from the ideal
-retardation may
occur. We simulated these aspects by introducing slight local
variations following different slopes (linear). The influence of
the slope is parametrized by a
factor taken as the ratio
of the mean Airy size to the total spectrum extent (e.g. the
central monochromatic Airy disc of Fig. 3, top-middle, to
the extent of the horizontal spectrum). We considered three
situations where the total bandwidth
nm (from 600 to 800 nm), and
and 4 represented by the
dotted, dash-dotted and short dashed curves of Fig. 8. In
this figure the long dashed curve corresponds to a case without
local phase variation, and the continuous line is the reference
Airy profile without coronagraph. As a result one can see that in
order to attain good nulling performances a dispersion over PSF
ratio of 10 is sufficient which should easily be achieved with
ordinary DVP or diffraction gratings. Note that the nulling
performances of Fig. 8 differ from those previously
presented (Fig. 4) and is only due to the use of smaller
numerical arrays (
).
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Figure 8:
Loss of nulling due to chromatism. PSF profiles for different
local phase variations due to phase knives chromatic efficiency.
From bottom to top, (long dashed) without phase variation
( |
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In this paper we described the principles of a nulling coronagraph
which operates in an image plane and offers achromatic properties
both in terms of image geometry and phase shift. The
achromatisation is obtained using common optical components and
the actual manufacturing should not be difficult. We showed from
numerical experiments that in the ideal case of an aberration-free
telescope PKC directly attains the required 109 to 106nulling effect in the visible and IR wavelengths for direct
detection of exo-planet photons. One of the major shortcoming of
PKC is its partial blind cross-shaped areas, roughly two stripes
wide, parallel to the 2 successive phase- knives. If
the exo-planet's image falls exactly along one of these stripes
its Airy pattern is broken in two petals and attenuated by a
factor of ten in intensity (see Fig. 1, bottom-right)
which means these areas are semi-blind. This can be overcome
provided the telescope can rotate around its optical axis, by say
45
for instance, and subtracting the two long exposures at
each rotation angle with the extra bonus of subtracting the
background noise. On the other hand the linear scheme of
consecutive direct vision prisms and their relay optics for making
PKC achromatic appears at first very sensitive to scattered light
through the optical train. A workable PKC will operate off-axis
with folded optics and baffling at intermediate image planes where
care must be taken for extremely efficient coatings. Residual
ghost images and scattered light will inevitably add an incoherent
halo on the final coronagraphic image and limit the detectable
faint planet within any reasonable integration time. A precise
optical design involving ray-tracing calculations and
post-processing of the collected data will be discussed in a
next paper, including laboratory tests.
Another point which has not been discussed in this paper is the sensitivity of the achromatic PKC to different optical aberrations, specially light scattering due to residual mirror bumpiness at different spatial scales. This makes part of an end-to-end study that we are currently undertaking. It should be noticed however that for PKC, as for the other coronagraphs (AIC, PM and FQ-PM) the most critical issue remains the tip-tilt of the wavefront. The image jitter around the intersection of the two orthogonal phase-knives can dramatically reduce the nulling efficiency of PKC. Another critical issue is the chromatic dependance of the optical retardation along the direction of the phase-knife upon which the dispersed Airy disc of the star is formed. The manufacturing of this retardation, quadratic in the case of DVPs, needs careful design and manufacturing. An alternative solution, at the expense of luminosity, is to use diffraction gratings instead of DVPs. One could also think about a folded PKC using single diffraction gratings. A laboratory bread-board could more quantitatively define the nulling performance of PKC against other coronagraphic concepts. Such experiments are most desirable since PKC, thanks to its achromaticity (versus PM and FQ-PM) and throughput (versus AIC), appears as an attractive solution for the focal instrument of hyper-telescopes using a densified pupil (Pedretti et al. 2000).
Acknowledgements
L. Abe is grateful to R. Krawczyk and Alcatel-Space Industries/Cannes for supporting his Ph.D. fellowship. This paper benefitted from discussions with A. Labeyrie, P. Assus, L. Arnold, Y. Rabbia, E. Thomas and D. Mourard. The authors are indebted to D. Mouillet for his constructive and critical refereeing of the original manuscript.
Now, the 2D amplitude distribution of a perfect Airy pattern has the form,
When we want to
-shift this amplitude, a(r) is multiplied by the
pk(x,y)pk(x,y) = Hx(x,y) - Hx(-x,y)
From the expression of pk(x,y) it can be easily seen that its
Fourier transform will reduce to a one-dimensional distribution
along the u axis (conjugate of x). Since the Airy function is
centro-symmetrical and the pk function is even, the Fourier
transform profiles can be written as:
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Figure A.2:
a) Amplitude profile in the pupil plane as a result of the 1-D
convolution of
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To assess the amplitude over the whole 2D pupil plane, we need to
consider one-dimensional pupil profiles for each v, assuming the
dimensions of the phase mask are large enough compared to the airy
pattern. The convolution with
(which is also
one-dimensional) gives the same result as shown in
Fig. .2. This agrees completely with the 2D intensity
distribution depicted in Fig. 1, bottom-left.
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Figure A.3:
3-D
representation of the equivalent quadrant phase mask. The phase
goes alternatively from |
These expressions can be easily extended to the second
-shifting step in the orthogonal direction necessary for
cross-cancelling the diffracted light in the conjugate pupil. To
obtain a strong light cancellation, we
have to remove the Lyot
stop in the first intermediate pupil plane. Indeed the physical effect of two
orthogonal phase knives result in a four quadrant
mask, where the phase goes alternatively from 0 and
or
where the amplitude is alternatively left unchanged and
sign-switched (Fig. .3). The mathematical expression of
the Fourier transform of the FQ-PM has been calculated and its 2-D
representation is
shown in Fig. .4 top left. One can
notice that this function is also odd along two orthogonal
directions. Since the 2-D mathematical extension of
relation .1 has no simple expression and would require
further study, we numerically computed the convolution operation
using the exact mathematical formulae for the 2-D expressions
and
functions (see Fig. .4).
It turns out to completely agrees with results from FFT based
simulations.